SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
SCF PARTNERS 6600 CHASE TOWER 600 TRAVIS |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/13/2009
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3. Issuer Name and Ticker or Trading Symbol
CONTINENTAL AIRLINES INC /DE/
[ CAL ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
No securities are beneficially owned. |
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Laurence E. Simmons by Sarah E. Hagy |
11/18/2009 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Unassociated Document
Confirming
Statement
I hereby confirm that I have authorized
and designated each of Jennifer L. Vogel, Lori A. Gobillot, Gerald W. Clanton
and Sarah E. Hagy to execute and file on my behalf all Forms 3, 4 and 5
(including any amendments thereto) that I may be required to file with the
United States Securities and Exchange Commission as a result of my position
with, or my ownership of or transactions in securities of, Continental Airlines,
Inc. (“Continental”). The authority of such individuals under this
Statement shall continue until I am no longer required to file Forms 4 or 5 with
regard to Continental, unless earlier revoked in writing. I hereby
acknowledge that such individuals are not assuming, nor is Continental assuming,
any of my responsibilities to comply with Section 16 of the Securities Exchange
Act of 1934.
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/s/
Laurence E. Simmons
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Print
Name:
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Laurence E.
Simmons
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Dated: November
17, 2009