SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
United Continental Holdings, Inc.
[ UAL ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
11/08/2013
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
11/08/2013 |
|
M |
|
5,250 |
A |
$11.58
|
9,776 |
D |
|
| Common Stock |
11/08/2013 |
|
F |
|
1,720 |
D |
$35.36
|
8,056 |
D |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Option (right to buy) |
$11.58
|
11/08/2013 |
|
M |
|
|
5,250 |
03/30/2004 |
03/30/2014 |
Common Stock |
5,250 |
$0
|
0 |
D |
|
| Explanation of Responses: |
| Remarks: |
|
|
/s/ Sarah Hagy for Oscar Munoz |
11/12/2013 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
rrd355501_402751.html
Exhibit 24
United Continental Holdings, Inc.
Authorization and Designation to Sign and File Section 16 Reporting Forms and
Form 144s
The undersigned, a member of the Board of Directors of United Continental
Holdings, Inc., a Delaware corporation (the "Company"), does hereby authorize
and designate Jennifer L. Kraft, Sarah Hagy, Sucheta Misra or Brett J. Hart
(the "Authorized Persons") to prepare, sign and file on his behalf: (i) any and
all Forms 3, 4, 5 and Form ID, including any amendments thereto, relating to
equity securities of the Company with the Securities and Exchange Commission
(the "SEC") pursuant to the requirements of Section 16 of the Securities
Exchange Act of 1934, as amended ("Section 16"), and the rules promulgated
thereunder; and (ii) any and all Forms 144 relating to equity securities of the
Company with the SEC pursuant to Rule 144 under the Securities Act of 1933, as
amended, in each case which may be necessary or desirable as a result of his
ownership of or transaction in securities of the Company. The undersigned
further hereby authorizes and designates the Authorized Persons to do and
perform any and all acts for and on his behalf as may be necessary or desirable
to prepare, sign and file the forms contemplated by this Authorization. The
undersigned hereby confirms any action relating to the preparation, signing and
filing of (i) and (ii) above, performed by the above mentioned individuals on
his behalf and revokes any prior Authorization and Designation to Sign and File
Section 16 Reporting Forms and Forms 144. This authorization, unless earlier
revoked in writing, shall be valid until the undersigned's reporting
obligations under Section 16 and Rule 144 with respect to securities of the
Company shall cease.
IN WITNESS WHEREOF, the undersigned has executed this Authorization and
Designation this 20th day of June, 2013.
Signature: /s/ Oscar Munoz
----------------------
Printed Name: Oscar Munoz
----------------------
Position: Director
----------------------
