SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
09/23/2009
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3. Issuer Name and Ticker or Trading Symbol
UAL CORP /DE/
[ UAUA ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| NO SECURITIES BENEFICIALLY OWNED |
0 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
/s/ Lydia J. Mathas for Jane C. Garvey |
09/25/2009 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
UAL Corporation
Authorization and Designation to Sign and File
Section 16 Reporting Forms and Form 144s
The undersigned, a director and/or executive officer
of UAL Corporation, a Delaware corporation (the "Company"),
does hereby authorize and designate Christine S. Grawemeyer,
Lydia J. Mathas, Deborah S. Porter or Barbara Thomas any one
of them, to sign and file on my behalf any and all Forms 3,4
and 5 relating to equity securities of the Company with the
Securities and Exchange Commission (the "SEC") pursuant to
the requirements of Section 16 of the Securities Exchange Act
of 1934 ("Section 16") and any and all Form 144's relating to
equity securities of the Company with the SEC pursuant to
Rule 144 under the Securities Act of 1933, as amended. The
undersigned revokes any prior Authorization and Designation
to Sign and File Section 16 Reporting Forms and Form 144s.
This authorization, unless earlier revoked in writing, shall
be valid until the undersigned's reporting obligations under
Section 16 and Rule 144 with respect to securities of the
Company shall cease.
In witness whereof, the undersigned has executed this
Authorization and Designation this 25th day of August, 2009.
Signature: /s/ Jane C. Garvey
Printed Name: Jane C. Garvey
Position: Director
