SECURITIES AND EXCHANGE COMMISSION
                                        
                              Washington D.C. 20549
                                        
                                    FORM 11-K
                                        
             FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
               AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
                         SECURITIES EXCHANGE ACT OF 1934
                                        
     (Mark One)

        [ x ] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
              EXCHANGE ACT OF 1934

      For the fiscal year ended November 30, 1997

                                       OR

        [   ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
              EXCHANGE ACT OF 1934

      For the transition period from ___ to ___

      Commission File No. 1 - 6033

              A.  United Air Lines, Inc.
                  Pilots'Directed Account Retirement Income Plan
                 (Full title of the Plan)

                  United Air Lines, Inc.
                 (Employer sponsoring the Plan)


              B.  UAL Corporation
                 (Issuer of the shares held pursuant to the Plan)

                  1200 Algonquin Road, Elk Grove Township, Illinois
                  Mailing Address: P.O. Box 66100, Chicago, Illinois  60666
                 (Address of principal executive offices)

                                        
                                        
                                        
                                        
                    REPORT OF INDEPENDENT PUBLIC ACCOUNTANTS
                                        
                                        
                                        
       To the Board of Directors
       of United Air Lines, Inc.:
       
       
       We have audited the accompanying statement of net assets available
       for plan benefits of the United Air Lines, Inc. Pilots' Directed
       Account Retirement Income Plan as of November 30, 1997 and 1996,
       and the related statement of changes in net assets available for
       plan benefits for the years then ended.  These financial
       statements and supplementary schedules referred to below are the
       responsibility of the Plan Administrator.  Our responsibility is
       to express an opinion on these financial statements and
       supplementary schedules based on our audits.
       
       We conducted our audits in accordance with generally accepted
       auditing standards.  Those standards require that we plan and
       perform the audit to obtain reasonable assurance about whether the
       financial statements are free of material misstatement.  An audit
       includes examining, on a test basis, evidence supporting the
       amounts and disclosures in the financial statements.  An audit
       also includes assessing the accounting principles used and
       significant estimates made by the Plan Administrator, as well as
       evaluating the overall financial statement presentation.  We
       believe that our audits provide a reasonable basis for our
       opinion.
       
       In our opinion, the financial statements referred to above present
       fairly, in all material respects, the net assets available for
       plan benefits of the United Air Lines, Inc. Pilots' Directed
       Account Retirement Income Plan as of November 30, 1997 and 1996,
       and the changes in its net assets available for plan benefits for
       the years then ended in conformity with generally accepted
       accounting principles.
                                        
       Our audits were made for the purpose of forming an opinion on the
       basic financial statements taken as a whole.  The supplemental
       schedule of reportable transactions or series of transactions and
       the supplemental schedule of plan assets are presented for
       purposes of additional analysis and are not a required part of the
       basic financial statements but are supplementary information
       required by the Department of Labor's Rules and Regulations for
       Reporting and disclosure under the Employee Retirement Income
       Security Act of 1974.  The supplemental schedules have been
       subjected to the auditing procedures applied in the audits of the
       basic financial statements and, in our opinion, are fairly stated,
       in all material respects, in relation to the basic financial
       statements taken as a whole.
       
       
                               /s/  ARTHUR ANDERSEN LLP
       
                               ARTHUR ANDERSEN LLP
       
       
       Chicago, Illinois
       May 22, 1998







Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the 
United Air Lines, Inc. Pension and Welfare Plans Administration Committee 
has duly caused this annual report to be signed on its behalf by the 
undersigned hereunto duly authorized.






                                        United Air Lines, Inc.
                                       Pilots' Directed Account
                                       Retirement Income Plan





Dated May 27, 1998                     By  /s/  Douglas A. Hacker

                                           Douglas A. Hacker
                                           Member, United Air
                                           Lines, Inc. Pension
                                           and Welfare Plans
                                           Administration Committee
                                        
                                        
                                        
                             UNITED AIR LINES, INC.
                 PILOTS' DIRECTED ACCOUNT RETIREMENT INCOME PLAN
               STATEMENT OF NET ASSETS AVAILABLE FOR PLAN BENEFITS
                                 (In Thousands)
                                        
November 30 1997 1996 INVESTMENTS, at fair value Money Market Fund $ 479,902 $ 496,528 UAL Stock Fund 158,049 174,307 Short-Term Government Securities Fund 90,689 91,701 Intermediate/Long-Term Bond Fund 98,057 93,333 Government Bond Fund 59,912 76,246 Income/Value Equity Fund 184,543 165,529 Growth Equity Fund 281,629 226,295 Small Cap Equity Fund 320,969 287,355 International Equity Fund 133,590 163,422 S & P 500 Index Fund 346,384 265,822 Individual Brokerage Account Option 88,043 60,135 Mutual Fund Option 56,713 41,811 Participant Loan Fund 19,129 - NET ASSETS AVAILABLE FOR PLAN BENEFITS $2,317,609 $2,142,484
The accompanying notes to financial statements are an integral part of these statements. UNITED AIR LINES, INC. PILOTS' DIRECTED ACCOUNT RETIREMENT INCOME PLAN STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS (In Thousands)
Year Ended November 30 1997 1996 NET ASSETS AVAILABLE FOR PLAN BENEFITS, beginning of year $2,142,484 $2,006,566 CONTRIBUTIONS Employer 10,223 8,215 Employee 2,136 1,068 12,359 9,283 TRANSFERS BETWEEN FUNDS - - RESULTS OF INVESTMENT ACTIVITY Dividends 14,917 14,792 Interest 50,550 51,645 Other income (expense), net 23 (1,453) Net appreciation (depreciation) in value of investments 301,254 220,993 366,744 285,977 BENEFIT PAYMENTS (190,457) (147,248) ADMINISTRATIVE EXPENSES (13,521) (12,094) NET ASSETS AVAILABLE FOR PLAN BENEFITS, end of year $2,317,609 $2,142,484
The accompanying notes to financial statements are an integral part of these statements. UNITED AIR LINES, INC. PILOTS' DIRECTED ACCOUNT RETIREMENT INCOME PLAN NOTES TO FINANCIAL STATEMENTS 1. DESCRIPTION OF THE PLAN This description is for general information purposes only. Participants should refer to their summary plan description for detailed benefit information. a. General and Plan Participants United Air Lines, Inc. ("United") established the Pilots' Variable Benefit Retirement Income Plan ("Variable Plan") in 1955 to provide retirement income and other benefits for the pilots of United. On September 1, 1982 the Variable Plan was amended and restructured, retroactive to February 1, 1981, and for active participants is now known as the United Air Lines, Inc. Pilots' Directed Account Retirement Income Plan (the "Directed Account Plan" or "Plan"). All active participants in the Variable Plan automatically became participants in the Directed Account Plan. Therefore, after these actions, the Variable Plan covered essentially only retired participants and the Directed Account Plan covered only active participants. The transition from the Variable Plan to the Directed Account Plan did not constitute a termination of the Variable Plan. The Plan is a defined contribution plan and is subject to the Employee Retirement Income Security Act of 1974, as amended. United pilots are eligible to become participants in the Plan on the first anniversary of their initial employment. b. Directed Account Plan Investment Options Participants are able to individually allocate their account balances among twelve different investment options. The investment funds consist of the Money Market Fund, the UAL Stock Fund, the Short-Term Government Securities Fund, the Intermediate/Long-Term Bond Fund, the Government Bond Fund, the Income/Value Equity Fund, the Growth Equity Fund, the Small Cap Equity Fund, the International Equity Fund, the S&P 500 Index Fund, the Individual Brokerage Account Option and the Mutual Fund Option. If a participant does not allocate his account balance among the investment funds, his balance will be invested in the Money Market Fund. Participants may reallocate their fund balances or change their future contribution allocation daily. Automatic daily reallocation is accomplished in three Balanced Funds that invest in the other investment funds in predetermined portions. As of December 11, 1995, two investment options were added to the Pilots' Directed Account Retirement Income Plan. The Mutual Fund Option allows participants to invest in a wide range of mutual funds publicly traded on the New York Stock Exchange ("NYSE"). There is no minimum investment required for this option; however, all investments must be transferred to and from the Money Market Fund. The Individual Brokerage Account Option allows the participant to invest in more than 850 mutual funds, stocks listed on every major U.S. exchange, money market funds, bonds and other fixed-income investments. There is a required minimum initial investment of $1,000. Like the Mutual Fund Option, all investments must be transferred to and from the Money Market Fund. These options were added to provide participants with the opportunity to assume greater responsibility for their investments. Participants who choose to invest in these options must sign disclaimers which provide that they will accept the liability of any potential losses. Participants may invest in the UAL Stock Fund only through transfers from the Money Market Fund. Existing balances from Company contributions, 401(k) contributions, after-tax contributions, rollover contributions from qualified defined contribution plans and earnings from all money types may be invested in the UAL Stock Fund. On July 12, 1994, UAL Corporation underwent a recapitalization under Section 368(a)(1)(E) of the Internal Revenue Code of 1986, pursuant to which the shareholders engaged in a recapitalization exchange with UAL Corporation. Each share of Old Common Stock was exchanged for a package consisting of one half of a share of New Common Stock and $84.81 in cash. The cash consideration received by the Trustee on behalf of Plan participants was used to purchase additional shares of New Common Stock or, at the direction of Plan participants, was transferred to other investment funds. Pursuant to the terms of the recapitalization, fund transfers into the UAL Stock Fund were temporarily suspended from July 12, 1994 to July 19, 1994 and from January 12, 1995 to March 15, 1995. On May 20, 1996 (with a May 6, 1996 record date), UAL Common Stock underwent a 4 for 1 stock split. Shares held in the UAL Stock Fund were adjusted accordingly. c. Contributions and Vesting Prior to July 12, 1994, United made a contribution in an amount equivalent to 9% of a pilot's earnings to the Plan. In connection with the July 12, 1994 recapitalization, this contribution was reduced to 1% of earnings. Company contributions on behalf of a participant are allocated directly to each participant's account. Pilots may also elect to voluntarily contribute, in multiples of 1%, any percentage, up to 50% (subject to the 25% overall limit discussed below) of each paycheck received. Pilots immediately vest in company and voluntary contributions. Pilot pre-tax election deferrals to the Plan can be made, subject to a maximum of $9,500 in 1997 and $10,000 in 1998, on a pretax basis as permitted by Section 401(k) of the Internal Revenue Code. Lower limits may apply to certain highly compensated participants if the Plan does not pass certain nondiscrimination tests required by law. Based on expectations that no pilot would pass this test for the plan years ending November 30, 1997 and 1996, pre-tax and post-tax salary deferrals were prohibited for that year. During the plan year ending November 30, 1995, only post-tax salary deferrals were prohibited. During each calendar year a pilot's pre-tax election deferrals will be changed from a pretax basis to an after tax basis if the pilot elects and if the legal limit for pretax contributions is exceeded. Section 415 of the Internal Revenue Code limits the total amount of contributions from all qualified defined contribution retirement plans to the lesser of 25% of annual taxable earnings or $30,000. Contributions to the Plan include $2,135,432 and $1,067,835 for 1997 and 1996, respectively, which were transferred from other qualified plans as rollovers under Internal Revenue Code Section 401(a). d. Withdrawals Withdrawals from the Plan may be made as follows, as applicable to the participant's eligibility, amount requested, and existing balances: Participants who have separated from service (for reasons other than death) may elect payment in the form of a lump sum, periodic distributions, irregular partial distributions, or through the purchase of an annuity. Taxable or taxable portions of distributions may also be directly rolled over into an IRA or qualified plan (with the exception of periodic distributions of 10 years or more duration). Withdrawals are normally made in the form of a fixed life annuity, if the participant is unmarried, or a 50% contingent annuity with the spouse as the contingent annuitant, if the participant is married. Spousal consent is required if the participant elects to take a distribution in the form of a lump sum payment, periodic distributions, irregular partial distributions, and other forms of annuities. Participants who have terminated employment are able to defer the distribution of the account until April 1 of the next calendar year after reaching age 70-1/2. Distributions of accounts due to the death of a participant may be taken by the participant's beneficiary in the form of a lump sum payment or through the purchase of an annuity. The participant's surviving spouse, if any, is automatically the beneficiary of half of the account, unless the spouse waives this right. In-service withdrawals for participants who are actively employed or are absent due to reasons of illness (other than grounded status), layoff, or approved leave of absence and maintain an employer-employee relationship with United Air Lines, Inc. are permitted as follows: - Discretionary withdrawals of post-tax contributions and earnings - Hardship withdrawals from 401(k) account, subject to restrictions described in the Plan - After reaching age 59-1/2, subject to certain requirements specified in the Plan, all or a portion of the participant's 401(k) account may be withdrawn - Upon reaching age 70-1/2, minimum distributions required under Internal Revenue Code 401(a)(9) must be taken no later than April 1 following the calendar year that the participant has reached age 70-1/2. Effective January 1, 1997, active participants that have reached age 70-1/2 may choose to defer distribution. If a participant's account has never exceeded $3,500, total distribution of the account will be made in a lump sum payment upon termination of employment or death. Generally, withdrawals are allocated pro-rata to the balances of each of the investment funds in the participant's account. Alternatively, the participant may specify which fund(s) that distribution is made from. Distributions from the UAL Stock Fund, may be made in cash, or in whole shares of UAL Corporation common stock, with fractional shares distributed in cash. e. Plan Termination Provisions If the Plan is terminated, all amounts credited to a participant's account at the time of termination shall be retained in the Trust and will be distributed in accordance with the normal distribution rules of the Plan. f. Trustee The Frank Russell Trust Company serves as Plan trustee. 2. SIGNIFICANT ACCOUNTING POLICIES a. Basis of Accounting The financial statements are presented on the accrual basis. b. Investments Domestic investments are stated at fair value, generally, as determined by market prices quoted on U.S. securities exchanges. The fair value of foreign securities and foreign currency deposits is based on market prices quoted on foreign securities exchanges and this value is converted to U.S. dollars using the exchange rate in effect at plan year-end. Assets in the UAL Stock Fund are invested in UAL Corporation common stock and are valued at market prices quoted on the New York Stock Exchange ("NYSE"). Transfers into the UAL Stock Fund are made as of the close of the NYSE on a daily basis. c. Net Appreciation (Depreciation) in Value of Investments Net appreciation or depreciation in value of investments includes realized and unrealized gains and losses. Realized and unrealized gains and losses are calculated as the difference between fair value at December 1, or date of purchase if subsequent to December 1, and fair value at date of sale or the current year-end. The unrealized gain or loss on investments in the International Fund represents the difference between fair value at December 1, or date of purchase, and the fair value at the date of sale or the current year-end plus, where applicable, the change in the exchange rate between the U.S. dollar and the foreign currency in which the assets are denominated from December 1, or the date of purchase, to the date of sale or the current year-end. d. Plan Expenses Management fees are paid to the trustee based upon investment fund balances. Brokerage and other investment fees are included in the cost of the related security. United performs certain administrative functions for the Plan without charge. e. Participant Loans Effective April 1, 1997, the Pilots' Directed Account Retirement Income Plan was amended to allow participants to obtain loans from the total vested balance of their account. Participants may borrow up to fifty percent of their total vested account balance, not to exceed $50,000. The minimum that may be borrowed is $1,000. Loans will be funded by charging the participant's interest in the Money Market Fund. No loan will be funded from any investment fund other than the Money Market Fund and applications which designate an amount which cannot be fully funded from this fund will be denied. Generally, loan repayments will be made through payroll deductions on an after-tax basis for the term of the loan, which is a minimum of six months to a maximum of sixty months. The term of the loan may be extended to a period longer than sixty months if the loan is used to acquire a principal residence. Prepayment of the full balance of the loan is allowed after six months from the date of the loan without penalty. Participants may only have one loan outstanding at any time and are able to take out another loan after twelve months from the date the old loan is retired. An administrative fee of $90 is charged to each participant taking a loan and is automatically deducted from the participant's account. 3. INVESTMENT ADMINISTRATION Plan assets are invested by a group of investment managers. The investment managers buy or sell securities on behalf of the Plan, in accordance with the investment objectives and guidelines established for each of the first ten different investment funds. As of November 30, 1997, the investment managers were as follows: Money Market Fund - Frank Russell Trust Company UAL Stock Fund - Frank Russell Trust Company Short-Term Government Securities Fund - Pacific Investment Management Company Intermediate/Long-Term Bond Fund - Sanford C. Bernstein & Co., Inc. Government Bond Fund - Frank Russell Trust Company Income/Value Equity Fund - Brandywine Asset Management - Dodge & Cox, Inc. - Frank Russell Trust Company Growth Equity Fund - Alliance Capital Management - Chancellor LGT Asset Management - Frank Russell Trust Company Small Cap Equity Fund - Jacobs Levy Equity Management, Inc. - Peregrine Capital Management - Turner Investment Partners, Inc. - Frank Russell Trust Company International Equity Fund - Capital Guardian Trust Company - Rowe Price-Fleming International, Inc. - The Boston Company Asset Management, Inc. S & P 500 Index Fund - PanAgora Asset Management As of November 30, 1996, plan assets can also be invested in two investment options as follows: Individual Brokerage Account Option - Self-Directed Account with Charles Schwab Mutual Fund Option - Self-Directed Account 4. TAX STATUS The Plan obtained its latest determination letter on June 18, 1996. The Internal Revenue Service confirmed that the Plan, as written, was in compliance with the requirements of the Internal Revenue Code and that the trust was tax exempt. 5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1997 were:
Short-Term Intermediate/ Money UAL Government Long-Term Government Market Stock Securities Bond Bond Fund Fund Fund Fund Fund (In Thousands) Investments, at fair value Short-term securities $479,493 $ - $ - $ - $ - Notes and bonds - - 124,027 106,924 56,436 Common stock and common stock funds - 158,006 - - - Preferred securities - - - - - Mutual funds - - - - - 479,493 158,006 124,027 106,924 56,436 Miscellaneous assets, primarily pending foreign exchange purchases 162 - - - (57) Due from brokers for securities sold - 102 23,000 520 - Cash and cash equivalents 254 (41) 2,211 2,229 3,540 Miscellaneous liabilities, primarily pending foreign exchange sales (7) (18) (13) (15) (7) Due to brokers for securities purchased - - (58,536) (11,601) - $479,902 $158,049 $ 90,689 $ 98,057 $ 59,912
5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1997 were:
Income/ Small S & P Value Growth Cap International 500 Equity Equity Equity Equity Index Fund Fund Fund Fund Fund (In Thousands) Investments, at fair value Short-term securities $ 8,377 $ 37,885 $ 25,671 $ - $ - Notes and bonds 1,003 1,704 1,604 3,133 669 Common stock and common stock funds 166,891 233,270 283,357 117,439 331,498 Preferred securities 1,664 - - 2,468 - Mutual funds - - - - - 177,935 272,859 310,632 123,040 332,167 Miscellaneous assets, primarily pending foreign exchange purchases 35 126 192 35,484 4 Due from brokers for securities sold 145 1,961 7,053 239 - Cash and cash equivalents 6,823 7,660 9,321 10,219 14,248 Miscellaneous liabilities, primarily pending foreign exchange sales (32) (44) (72) (35,392) (35) Due to brokers for securities purchased (363) (933) (6,157) - - $184,543 $281,629 $320,969 $133,590 $346,384
5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1997 were:
Individual Brokerage Mutual Participant Account Fund Loan Option Option Fund Total (In Thousands) Investments, at fair value Short-term securities $ 10,018 $ - $ - $ 561,444 Notes and bonds 148 - - 295,648 Common stock and common stock funds 33,663 - - 1,324,124 Preferred securities 10 - - 4,142 Mutual funds 43,870 56,713 - 100,583 87,709 56,713 - 2,285,941 Miscellaneous assets, primarily pending foreign exchange purchases - - 19,129 55,075 Due from brokers for securities sold - - - 33,020 Cash and cash equivalents 334 - - 56,798 Miscellaneous liabilities, primarily pending foreign exchange sales - - - (35,635) Due to brokers for securities purchased - - - (77,590) $ 88,043 $ 56,713 $ 19,129 $2,317,609
5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1996 were:
Short-Term Intermediate/ Money UAL Government Long-Term Government Market Stock Securities Bond Bond Fund Fund Fund Fund Fund (In Thousands) Investments, at fair value Short-term securities $498,522 $ 2,903 $ 20,049 $ 6,147 $ 4,529 Notes and bonds - - 80,184 95,747 71,879 Common stock and common stock funds - 168,978 - - - Preferred securities - - - - - Mutual funds - - - - - 498,522 171,881 100,233 101,894 76,408 Miscellaneous assets, primarily pending foreign exchange purchases (1,986) - - - (152) Due from brokers for securities sold - 2,448 10,979 - - Cash and cash equivalents - - (1,891) - - Miscellaneous liabilities, primarily pending foreign exchange sales (8) (22) (13) (14) (10) Due to brokers for securities purchased - - (17,607) (8,547) - $496,528 $174,307 $ 91,701 93,333 $ 76,246
5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1996 were:
Income/ Small S & P Value Growth Cap International 500 Equity Equity Equity Equity Index Fund Fund Fund Fund Fund (In Thousands) Investments, at fair value Short-term securities $ 12,775 $ 29,179 $ 26,415 $ - $ 13,083 Notes and bonds 991 991 1,585 3,990 439 Common stock and common stock funds 149,003 196,383 258,414 139,510 259,940 Preferred securities 2,773 - - 2,855 - Mutual funds - - - - - 165,542 226,553 286,414 146,355 273,462 Miscellaneous assets, primarily pending foreign exchange purchases 26 63 13 37,440 2 Due from brokers for securities sold 287 178 2,061 502 - Cash and cash equivalents - - (386) 16,478 - Miscellaneous liabilities, primarily pending foreign exchange sales (29) (36) (64) (36,931) (27) Due to brokers for securities purchased (297) (463) (683) (422) (7,615) $165,529 $226,295 $287,355 $163,422 $265,822
5. NET ASSETS AVAILABLE FOR PLAN BENEFITS Components of funds as of November 30, 1996 were:
Individual Brokerage Mutual Account Fund Option Option Total (In Thousands) Investments, at fair value Short-term securities $ 10,734 $ - $ 624,336 Notes and bonds 236 - 256,042 Common stock and common stock funds 17,002 - 1,189,230 Preferred securities - - 5,628 Mutual funds 31,888 41,811 73,699 59,860 41,811 2,148,935 Miscellaneous assets, primarily pending foreign exchange purchases - - 35,406 Due from brokers for securities sold - - 16,455 Cash and cash equivalents 275 - 14,476 Miscellaneous liabilities, primarily pending foreign exchange sales - - (37,154) Due to brokers for securities purchased - - (35,634) $ 60,135 $ 41,811 $2,142,484
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1997 were:
Short-Term Intermediate/ Money UAL Government Long-Term Government Market Stock Securities Bond Bond Fund Fund Fund Fund Fund (In Thousands) Net assets at beginning of year $496,528 $174,307 $ 91,701 $ 93,333 $ 76,246 Contributions Employer 3,030 - 229 425 141 Employee 892 - 169 51 3 3,922 - 398 476 144 Transfers between funds 90,752 (74,488) 1,526 6,693 (18,300) Investment activity Dividends - - - - - Interest 29,724 95 6,763 5,419 1,331 Other income (expense), net (138) (7) (32) (34) (153) Net appreciation (depreciation) in value of investments - 58,901 (316) 1,093 3,606 Benefit payments (118,402) (1) (8,816) (8,335) (2,620) Participant loans (20,272) - - - - Administrative expenses (2,212) (758) (535) (588) (342) Net assets at end of year $479,902 $158,049 $ 90,689 $ 98,057 $ 59,912
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1997 were:
Income/ Small S & P Value Growth Cap International 500 Equity Equity Equity Equity Index Fund Fund Fund Fund Fund (In Thousands) Net assets at beginning of year $165,529 $226,295 $287,355 $163,422 $265,822 Contributions Employer 799 1,300 1,969 939 1,391 Employee 190 192 252 80 307 989 1,492 2,221 1,019 1,698 Transfers between funds (14,690) 7,815 (9,140) (30,294) 18,148 Investment activity Dividends 3,509 2,081 1,451 2,369 5,283 Interest 1,038 1,576 1,881 1,235 382 Other income (expense), net 59 42 41 55 25 Net appreciation (depreciation) in value of investments 36,346 53,539 53,955 7,497 68,275 Benefit payments (6,965) (9,564) (13,971) (9,770) (12,013) Participant loans - - - - - Administrative expenses (1,272) (1,647) (2,824) (1,943) (1,236) Net assets at end of year $184,543 $281,629 $320,969 $133,590 $346,384
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1997 were:
Individual Mutual Participant Brokerage Fund Loan Account Option Fund Total (In Thousands) Net assets at beginning of year $ 60,135 $ 41,811 $ - $2,142,484 Contributions Employer - - - 10,223 Employee - - - 2,136 - - - 12,359 Transfers between funds 17,229 6,643 (1,894) - Investment activity Dividends 224 - 14,917 Interest 520 - 586 50,550 Other income (expense), net - - 165 23 Net appreciation (depreciation) in value of investments 9,935 8,423 - 301,254 Benefit payments - - - (190,457) Participant loans - - 20,272 - Administrative expenses - (164) - (13,521) Net assets at end of year $ 88,043 $ 56,713 $ 19,129 $2,317,609
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1996 were:
Short-Term Intermediate/ Money UAL Government Long-Term Government Market Stock Securities Bond Bond Fund Fund Fund Fund Fund (In Thousands) Net assets at beginning of year $583,878 $104,235 $108,212 $101,444 $ 87,136 Contributions Employer 2,007 - 243 364 172 Employee 127 - - 11 - 2,134 - 243 375 172 Transfers between funds (28,515) 48,013 (15,998) (8,495) (9,694) Investment activity Dividends - - - - - Interest 30,195 116 7,932 6,277 1,937 Other income (expense), net (2,696) 68 (57) 1,947 110 Net appreciation (depreciation) in value of investments - 22,591 (510) (1,452) 2,207 Benefit payments (86,644) - (7,565) (6,171) (5,225) Administrative expenses (1,824) (716) (556) (592) (397) Net assets at end of year $496,528 $174,307 $ 91,701 $ 93,333 $ 76,246
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1996 were:
Income/ Small S & P Value Growth Cap International 500 Equity Equity Equity Equity Index Fund Fund Fund Fund Fund (In Thousands) Net assets at beginning of year $163,820 $215,063 $260,831 $154,950 $226,997 Contributions Employer 788 1,099 1,591 896 1,055 Employee 7 30 600 252 41 795 1,129 2,191 1,148 1,096 Transfers between funds (27,059) (24,166) (10,884) (6,267) (7,637) Investment activity Dividends 3,447 1,716 1,502 2,978 5,043 Interest 1,030 1,349 1,922 203 335 Other income (expense), net (84) (493) (1,196) 194 1,152 Net appreciation (depreciation) in value of investments 30,296 39,570 46,323 20,167 50,558 Benefit payments (5,581) (6,517) (10,695) (8,073) (10,777) Administrative expenses (1,135) (1,356) (2,639) (1,878) (945) Net assets at end of year $165,529 $226,295 $287,355 $163,422 $265,822
6. CHANGES IN NET ASSETS AVAILABLE FOR PLAN BENEFITS Changes by fund for the year ended November 30, 1996 were:
Individual Mutual Brokerage Fund Account Option Total (In Thousands) Net assets at beginning of year $ - $ - $2,006,566 Contributions Employer - - 8,215 Employee - - 1,068 - - 9,283 Transfers between funds 54,750 35,952 - Investment activity Dividends 106 - 14,792 Interest 349 - 51,645 Other income (expense), net 1 (399) (1,453) Net appreciation (depreciation) in value of investments 4,932 6,311 220,993 Benefit payments - - (147,248) Administrative expenses (3) (53) (12,094) Net assets at end of year $ 60,135 $ 41,811 $2,142,484
00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- NON-INTEREST BEARING CASH ========================= CASH BALANCE 71.62 71.62 AUSTRIAN SCHILLING CASH BALANCE -120,673.39 -115,600.00 AUSTRAILIAN DOLLAR CASH BALANCE 23.99 23.99 BELGIAN FRANC CASH BALANCE 260.28 260.28 CANADIAN DOLLAR CASH BALANCE -608,379.03 -600,287.75 SWISS FRANC CASH BALANCE 194,459.63 201,185.00 GERMAN DEUTSCHEMARK CASH BALANCE 3.58 3.58 DANISH KRONER CASH BALANCE 1,394.87 1,394.87 SPANISH PESETA CASH BALANCE -159,517.99 -145,929.17 FRENCH FRANC CASH BALANCE -398,303.17 -416,666.00 BRITISH STERLING CASH BALANCE -292,022.32 -296,649.15 HONG KONG DOLLAR CASH BALANCE 0.20 0.20 INDONESIAN RUPIAH CASH BALANCE 1,083.43 1,083.43 ITALIAN LIRE CASH BALANCE -651,015.97 -587,668.00 JAPANESE YEN CASH BALANCE 80.49 80.49 MALAYSIAN RINGGIT CASH BALANCE 301.14 301.14 NETHERLAND GUILDERS CASH BALANCE 77.27 77.27 NORWEGIAN KRONER CASH BALANCE 450.86 450.86 NEW ZEALAND DOLLAR CASH BALANCE 91.64 91.64 PORTUGUESE ESCUDO CASH BALANCE 11,156.08 11,156.08 SWEDISH KRONER
-536- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CASH BALANCE 925.02 925.02 SINGAPORE DOLLAR CASH BALANCE 94.66 94.66 MEX NUEVO PESO CASH -1,001,909.04 -1,001,909.04 TOTAL NON-INTEREST BEARING CASH -3,021,346.15 -2,947,501.96 RECEIVABLES - OTHER =================== FOREIGN CURRENCY PURCHASE 1,356,150.00 1,283,617.78 AUSTRAILIAN DOLLAR FOREIGN CURRENCY PURCHASE 2,529,172.55 2,521,408.56 GERMAN DEUTSCHEMARK FOREIGN CURRENCY PURCHASE 2,673,248.36 2,679,807.00 FRENCH FRANC FOREIGN CURRENCY PURCHASE 4,717,618.47 4,875,703.13 BRITISH STERLING FOREIGN CURRENCY PURCHASE 10,052,219.43 9,514,699.77 JAPANESE YEN FOREIGN CURRENCY PURCHASE 13,839,219.28 13,839,219.28 UNITED STATES DOLLAR FOREIGN CURRENCY SALE -821,095.52 -798,834.31 AUSTRAILIAN DOLLAR FOREIGN CURRENCY SALE -55,056.46 -55,147.24 BELGIAN FRANC FOREIGN CURRENCY SALE -260.07 -260.28 CANADIAN DOLLAR FOREIGN CURRENCY SALE -211,000.00 -205,502.78 SWISS FRANC FOREIGN CURRENCY SALE -1,386,818.40 -1,379,997.56 GERMAN DEUTSCHEMARK FOREIGN CURRENCY SALE -301.09 -301.46 DANISH KRONER FOREIGN CURRENCY SALE -79,000.00 -79,785.65 SPANISH PESETA FOREIGN CURRENCY SALE -1,450,504.62 -1,447,100.52 FRENCH FRANC FOREIGN CURRENCY SALE -1,823,085.00 -1,860,147.57 BRITISH STERLING FOREIGN CURRENCY SALE -264,016.16 -267,739.36 HONG KONG DOLLAR
-537- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FOREIGN CURRENCY SALE -24,255.06 -24,299.97 ITALIAN LIRE FOREIGN CURRENCY SALE -7,659,804.80 -7,165,156.50 JAPANESE YEN FOREIGN CURRENCY SALE -46,876.91 -47,055.00 MALAYSIAN RINGGIT FOREIGN CURRENCY SALE -80,560.90 -80,684.50 NETHERLAND GUILDERS FOREIGN CURRENCY SALE -147,000.00 -147,280.52 NORWEGIAN KRONER FOREIGN CURRENCY SALE -11,860.34 -11,874.80 NEW ZEALAND DOLLAR FOREIGN CURRENCY SALE -101,000.00 -100,873.36 SWEDISH KRONER FOREIGN CURRENCY SALE -21,005,132.76 -21,005,132.76 UNITED STATES DOLLAR PENDING PURCHASE 0.00 0.00 PENDING PURCHASE 0.00 0.00 BRITISH STERLING PENDING SALE 9,512.59 9,382.35 AUSTRAILIAN DOLLAR PENDING SALE 126,414.64 125,286.34 FRENCH FRANC PENDING SALE 46,687.06 46,661.05 SWEDISH KRONER PENDING SALE 57,767.10 57,767.10 UNITED STATES DOLLAR DUE FROM BROKER ON PENDING TRADES 33,477,987.00 33,477,987.00 DUE TO BROKER ON PENDING TRADES -78,287,497.00 -78,287,497.00 TOTAL RECEIVABLES - OTHER -44,569,088.61 -44,534,132.04 INTEREST BEARING CASH ===================== CASH BALANCE 10,253,781.35 10,253,781.35 UNITED STATES DOLLAR CASH ON CALL 1,288.86 1,288.86 AUSTRIAN SCHILLING CASH ON CALL 15,053.54 15,053.54 AUSTRAILIAN DOLLAR
-538- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CASH ON CALL 55,262.43 55,262.43 BELGIAN FRANC CASH ON CALL 601,809.64 601,809.64 SWISS FRANC CASH ON CALL 193,327.10 193,327.10 GERMAN DEUTSCHEMARK CASH ON CALL 297.87 297.87 DANISH KRONER CASH ON CALL 8,046.94 8,046.94 SPANISH PESETA CASH ON CALL 0.00 0.00 FINNISH MARK CASH ON CALL 146,355.09 146,355.09 FRENCH FRANC CASH ON CALL 239,242.51 239,242.51 BRITISH STERLING CASH ON CALL 91,717.01 91,717.01 HONG KONG DOLLAR CASH ON CALL 23,726.17 23,726.17 ITALIAN LIRE CASH ON CALL 71,145.94 71,145.94 JAPANESE YEN CASH ON CALL 46,977.94 46,977.94 MALAYSIAN RINGGIT CASH ON CALL 88,030.38 88,030.38 NETHERLAND GUILDERS CASH ON CALL 0.00 0.00 NORWEGIAN KRONER CASH ON CALL 16,652.28 16,652.28 NEW ZEALAND DOLLAR CASH ON CALL 849.01 849.01 PORTUGUESE ESCUDO CASH ON CALL 36,264.73 36,264.73 SWEDISH KRONER CASH ON CALL 154,469.25 154,469.25 SINGAPORE DOLLAR CASH ON CALL 365.39 365.39 MEX NUEVO PESO MFO SCHWAB FAMILY FD MONEY MARKET FD 10,511,745.71 10,510,160.47 10,511,746.00 MFO SCHWAB TEN TRUST STOIR 1997 SER A 1,000.00 10,000.00 10,070.00 MFO UAL FRANK RUSSELL STIF UNIT SECURITY 71,610,664.49 71,610,664.49 71,610,664.49 FBO MANAGED ACCOUNTS
-539- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- COLTV SHORT TERM INVT FD 47,104,080.73 47,104,080.73 47,104,080.73 INVESTED CASH TOTAL INTEREST BEARING CASH 141,279,569.12 141,281,224.60 US GOVERNMENT SECURITIES ======================== &&& UNITED STATES TREAS 6.25% BD DUE 10,000.00 8,920.88 9,661.00 08-15-2023 (CV HELD AS STATE DEPOSIT) ##FHLMC CORP CMO SER J CL J-4 10.25% BD 3,459,221.00 3,787,846.99 3,805,143.10 DUE 12-31-2014 DO NOT USE SEE 3113369 CUBES STRIPPED TREASURY COUPON DUE 2,716,250.00 568,998.90 2,571,691.18 11-15-98 BOOK ENTRY ONLY CUBES STRIPPED TREASURY COUPON DUE 2,000,000.00 536,623.78 1,757,200.00 2-15-2000 BOOK ENTRY ONLY CUBES STRIPPED TREASURY COUPON DUE 1,080,625.00 205,221.49 689,654.88 5-15-2005 BOOK ENTRY ONLY FEDERAL HOME LN BKS FLTG RT CONS BD DUE 2,000,000.00 1,909,000.00 1,992,860.00 02-11-1998 FEDERAL HOME LOAN BANK CONSOLIDATED 180,000.00 219,937.50 210,994.20 9.50% BD DUE 2-25-04 REG FEDERAL HOME LOAN MORTGAGE CORPORAION 904,697.55 952,194.16 907,520.21 MULTICLASS SERIES 1083 CLASS 1083-K 8.50% GTD MTG PARTN CTF DUE 03-15-06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 310,000.00 364,496.87 328,937.90 RESIDENTIAL 8.90% BD DUE 6-12-2000 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 525,000.00 600,593.76 568,149.75 9.20% DEB DUE 9-11-2000 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 275,000.00 281,617.19 278,352.25 7.05% BD DUE 12-10-98 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 510,000.00 563,231.25 516,772.80 7.850% BD DUE 9-10-98 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 430,000.00 468,656.25 434,166.70 8.15% DEB DUE 5-11-98 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 720,000.00 756,320.31 760,500.00 7.55% BD DUE 4-22-02 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 605,000.00 682,843.76 640,356.20 8.25% DEB DUE 12-18-00 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 675,000.00 769,589.06 697,990.50 8.45% BD DUE 7-12-99 REG FEDERAL NATIONAL MORTGAGE ASSOCIATION 1,360,000.00 1,496,365.38 1,398,039.20 8.35% BD DUE 11-10-99 REG
-540- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FEDERAL NATL MTG ASSN 5.05 DEB DUE 145,000.00 136,300.00 143,844.35 11-10-98 REG FHA FED HSG ADMIN USGI POOL# 221-D4 2,842,526.27 2,856,738.90 2,992,526.38 7.44% MTG PARTN CTF DUE 08-25-2022 FHA INSD MTG P/T #091 REILLY 7.43% BD 1,540,380.93 1,659,087.31 1,566,844.67 DUE 07-01-2023 FHA INSURED PROJECT GMAC POOL #1 7.483% 5,007,998.26 5,086,972.44 5,191,992.12 DUE 03-15-2019 REG FHA ONE HUNDRED TWENTY NINE FWD PROJ 1,105,550.30 1,184,666.23 1,145,626.50 REILLY 129 P7-01 7.43 DUE 8-1-2023 REG FHA POOL #42 USGI INC 7.43% DUE 893,054.90 851,384.98 940,279.64 09-01-2022 FHLB 5.04% 8-20-98 REG 315,000.00 295,410.94 313,276.95 FHLB 7.31% CONS DTD 6-6-94 BD DUE 85,000.00 89,356.25 90,432.35 06-16-2004 FHLMC GROUP #A0-0952 9.0% MTG PARTN CTF 2,712,093.73 2,883,294.66 2,922,796.29 DUE 09-01-2000 REGISTERED FHLMC GROUP #B0-0083 8.5% MTG PARTN CTF 1,556,406.88 1,630,336.21 1,594,429.90 DUE 11-01-2002 REGISTERED FHLMC GROUP #B00549 8.5% MTG PARTN CTF 1,477,061.10 1,517,911.09 1,506,129.66 DUE 04-01-2004 REGISTERED FHLMC GROUP #W10002 6.775% MTG PARTN CTF 1,240,000.00 1,264,066.34 1,267,229.94 DUE 11-01-2003 REGISTERED FHLMC GROUP #25-4527 8.0% MTG PARTN CTF 113,122.79 104,002.30 116,499.51 DUE 01-01-2009 REGISTERED FHLMC GROUP #255850 8.00% MORTGAGE 89,903.33 84,993.74 92,864.75 PARTICIPATION CERTIFICATE DUE 6-1-15 REGISTERED FHLMC GROUP #296016 8.50000% MTG PARTN 162,248.93 170,919.11 171,352.72 CTF DUE 06-01-2017 REGISTERED FHLMC GROUP #555234 11.5% MTG PARTN CTF 163,479.19 179,673.82 185,099.31 DUE 05-01-2019 REGISTERED FHLMC MULTICLASS SERIES 1564 CLASS I 1,861,384.20 295,494.74 169,479.03 6.5% MTG PARTN CTF DUE 05-15-2007 REGISTERED FHLMC MULTICLASS SERIES 1265 CLASS F 2,175,738.50 2,181,007.87 2,178,458.17 7.0% MTG PARTN CTF DUE 10-15-2017 REGISTERED FHLMC MULTICLASS SERIES 1555 CLASS PC 1,292,351.00 1,282,254.51 1,287,091.13 5.5% MTG PARTN CTF DUE 11-15-2004 REGISTERED
-541- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FHLMC MULTICLASS SERIES 1618 6.0% MTG 5,502,927.28 819,420.27 466,318.06 PARTN CTF DUE 10-15-2007 REGISTERED FHLMC MULTICLASS SERIES 1577 CLASS PL 5,297,671.50 733,810.29 434,462.04 6.5% MTG PARTN CTF DUE 07-15-2018 REGISTERED FHLMC MULTICLASS SERIES 1475 CLASS H 250,000.00 252,031.25 252,577.50 6.75% MTG PARTN CTF DUE 04-15-2006 REGISTERED FHLMC MULTICLASS SERIES 1608 CLASS D 500,000.00 494,511.72 497,810.00 5.25% MTG PARTN CTF DUE 09-15-2013 REGISTERED FHLMC MULTICLASS SERIES 88 CLASS G 8.0% 80,850.00 84,437.72 80,520.94 MTG PARTN CTF DUE 04-15-2019 REGISTERED FHLMC MULTICLASS SER 1869 CL J 8.0% MTG 1,000,000.00 1,032,500.00 1,029,000.00 PARTN CTF DUE 12-15-2024 REG FHLMC MULTICLASS SERIES 21 CLASS C 5.15% 2,534,233.50 2,500,080.74 2,517,583.59 MTG PARTN CTF DUE 12-25-2011 REG FHLMC MULTICLASS SERIES 41 CLASS E 7.25% 4,778,776.92 4,803,417.49 4,808,835.43 MTG PARTN CTF DUE 04-25-2024 REGISTERED FHLMC MULTICLASS SERIES 41 CLASS B 7.25% 2,829,988.50 2,844,138.44 2,847,817.43 MTG PARTN CTF DUE 04-25-2024 REGISTERED FHLMC MULTICLASS SERIES 1983 CLASS CJ 2,000,000.00 1,999,062.50 1,990,860.00 6.4% MTG PARTN CTF DUE 12-15-2017 REGISTERED FHLMC MULTICLASS SERIES 1931 CLASS A 1,810,514.80 1,829,751.52 1,825,741.23 7.25% MTG PARTN CTF DUE 06-15-2021 REGISTERED FHLMC MULTICLASS SERIES 1594 CLASS J 190,000.00 183,350.00 185,367.80 6.0% MTG PARTN CTF DUE 10-15-2008 REGISTERED FHLMC POOL #306670 11.25% GTD PARTN CTF 131,257.26 144,136.85 147,618.48 DUE 04-01-2019 REGISTERED FHLMC TBA GROUP #9999999 7.5% MTG PARTN 2,695,000.00 2,748,900.00 2,781,725.10 CTF DUE 12-01-2027 REGISTERED FHLMC 7.750% DEB DUE 11-7-2001 REG 210,000.00 215,484.38 222,436.20 FHLMC 7.90% DEBENTURE DUE 9-19-2001 REG 400,000.00 436,906.25 425,064.00 FNMA POOL #300309 6.374% GTD MTG PASS 1,483,646.09 1,483,770.61 1,479,477.04 THRU CTF DUE 12-01-2024 REGISTERED FNMA POOL #313497 7.043% GTD MTG PASS 919,023.58 949,620.59 976,094.94 THRU CTF DUE 12-01-2006 REGISTERED FNMA POOL #313543 6.98% GTD MTG PASS 477,914.72 491,897.47 491,475.55 THRU CTF DUE 06-01-2007 REGISTERED FNMA POOL #313672 7.032% GTD MTG PASS 907,769.31 930,676.30 930,675.96 THRU CTF DUE 06-01-2007 REGISTERED
-542- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FNMA POOL #313709 6.907% GTD MTG PASS 1,197,316.76 1,219,018.13 1,218,988.19 THRU CTF DUE 06-01-2007 REGISTERED FNMA POOL #66414 6.984% GTD MTG PASS 2,186,329.40 2,213,658.52 2,268,666.57 THRU CTF DUE 09-01-2028 REGISTERED FNMA POOL #67329 10.0% GTD MTG PASS THRU 68,573.59 71,134.38 70,598.57 CTF DUE 11-01-2001 REGISTERED FNMA POOL #73565 7.31% GTD MTG PASS THRU 89,035.73 90,134.76 93,645.11 CTF DUE 07-01-2003 REGISTERED FNMA POOL #73706 7.28% GTD MTG PASS THRU 89,238.49 92,041.14 92,040.58 CTF DUE 10-01-2006 REGISTERED FNMA POOL #73733 7.06% GTD MTG PASS THRU 104,125.47 105,882.58 106,364.17 CTF DUE 11-01-2003 REGISTERED FNMA POOL #73980 7.04% GTD MTG PASS THRU 89,504.97 90,980.40 90,981.80 CTF DUE 03-01-2007 REGISTERED FNMA POOL #80323 8.875% GTD MTG PASS 1,615,659.95 1,690,384.21 1,670,188.47 THRU CTF DUE 06-01-2007 REGISTERED FNMA POOL #86655 5.986% FNARM GTD MTG 1,158,058.88 1,154,078.05 1,154,804.73 PASS THRU CTF DUE 09-01-2029 REGISTERED FNMA REMIC TRUST SERIES 94-75 CLASS C 769,849.66 766,571.78 767,201.38 6.0% GTD MTG PASS THRU CTF DUE 01-25-2013 REGISTERED FNMA REMIC TRUST SERIES 1993-147 CLASS K 3,308,051.30 467,262.25 410,496.09 7.0% GTD MTG PASS THRU CTF DUE 06-25-2020 REGISTERED FNMA REMIC TRUST SER 1993-162 CL C 3.0% 1,000,000.00 933,750.00 949,680.00 GTD MTG PASS THRU CTF DUE 08-25-2023 REG FNMA REMIC TRUST SERIES 1992-12 CLASS E 44,486.83 44,792.67 44,347.59 6.625% GTD MTG PASS THRU CTF DUE 06-25-2019 REGISTERED FNMA REMIC TRUST SERIES 97-15 6.5% GTD 3,913,438.32 3,923,221.92 3,922,674.03 MTG PASS THRU CTF DUE 05-18-2013 REGISTERED FNMA REMIC TRUST SER 1996-39 CL H 8.0% 1,712,544.00 1,710,670.93 1,766,386.38 GTD MTG PASS THRU CTF DUE 11-25-2023 REG FNMA REMIC TRUST SERIES 97-M2 CLASS Z 365,284.09 332,328.96 330,888.94 VAR RT GTD MTG PASS THRU CTF DUE 01-17-2037 REGISTERED FNMA REMIC TRUST SERIES G93-2 CLASS D 49,350.58 49,103.83 49,165.52 6.0% GTD MTG PASS THRU CTF DUE 10-25-2012 REGISTERED FNMA REMIC TRUST SERIES 1993-110 CLASS D 613,155.49 608,413.13 610,469.87 5.7% GTD MTG PASS THRU CTF DUE 06-25-2016 REGISTERED
-543- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FNMA REMIC TRUST SERIES 1994-90 CLASS PC 278,134.85 277,656.81 277,611.96 6.5% GTD MTG PASS THRU CTF DUE 07-25-2001 REGISTERED FNMA REMIC TRUST SERIES 93-245 CLASS PC 1,395,315.30 1,386,376.57 1,388,771.27 5.0% GTD MTG PASS THRU CTF DUE 07-25-2013 REGISTERED FNMA REMIC TRUST SER 1997-M5 CL C 6.74% 450,000.00 454,500.00 460,494.00 GTD MTG PASS THRU CTF DUE 08-25-2007 REG FNMA REMIC TRUST SERIES 1992-10 CLASS ZA 458,680.72 469,854.91 467,565.37 8.0% GTD MTG PASS THRU CTF DUE 09-25-2018 REGISTERED FNMA REMIC TRUST SERIES 1992-103 CLASS 1,000,000.00 929,375.00 935,310.00 JC 5.0% GTD MTG PASS THRU CTF DUE 11-25-2020 REGISTERED FNMA REMIC TRUST SERIES 1996-49 CLASS BA 463,899.20 467,668.39 467,086.19 7.0% GTD MTG PASS THRU CTF DUE 08-25-2020 REGISTERED FNMA REMIC TRUST SERIES 1990-68 CLASS J 2,500,000.00 2,393,750.00 2,505,450.00 6.95% GTD MTG PASS THRU CTF DUE 07-25-2020 REGISTERED FNMA REMIC TRUST SERIES 93-25 CLASS C 476,868.49 469,044.87 469,715.46 5.00000% GTD MTG PASS THRU CTF DUE 1-25-2017 REG FNMA TBA POOL #9999999 VAR GTD MTG PASS 3,000,000.00 2,993,437.50 2,993,437.50 THRU CTF DUE 01-01-2028 REGISTERED FNMA 6.01% MTN DUE 10-9-98 REG 420,000.00 422,034.38 420,327.60 FNMA 6.16% MTN DUE 03-29-2001 REG 500,000.00 501,550.00 502,345.00 FNMA 6.36% MTN DUE 8-16-00 REG 210,000.00 210,853.13 212,263.80 FNMA 7.05% DEB DUE 11-12-02 REG 475,000.00 509,140.62 494,741.00 FNMA-GNMA REMIC TRUST SER G94-6 CL PY 240,000.00 252,375.00 257,548.80 7.75% GTD MTG PASS THRU CTF DUE 5-17-24 GNMA TBA POOL #9999999 SER 2027 7.5% 3,725,000.00 3,797,838.28 3,799,500.00 DUE 12-15-2027 REG GNMA TBA POOL #9999999 SER 2028 7.5%, 1,150,000.00 1,171,562.50 1,173,000.00 DUE 01-15-2028 REGISTERED GNMA, POOL# 00140133 SERIES 00002000 A 55,637.23 60,296.86 57,952.30 11.0000 %, DUE 10-15-2000 REGISTERED GNMA, POOL #101395 SERIES 1998 11.0%, 2,647.19 2,868.90 2,670.25 DUE 08-15-1998 REGISTERED GNMA, POOL #126705 SERIES 2000 11.0%, 20,470.98 22,185.43 21,322.78 DUE 10-15-2000 REGISTERED GNMA, POOL #127639 SERIES 2000 11.0%, 17,654.29 19,132.84 18,388.89 DUE 07-15-2000 REGISTERED
-544- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GNMA, POOL #127644 SERIES 2000 11.0%, 8,784.84 9,520.57 9,150.38 DUE 09-15-2000 REGISTERED GNMA, POOL #133328 SERIES 2000 11.0%, 10,898.74 11,811.52 11,352.24 DUE 09-15-2000 REGISTERED GNMA, POOL #134323 SERIES 2000 11.0%, 51,732.82 56,065.47 53,885.42 DUE 09-15-2000 REGISTERED GNMA, POOL #135153 SERIES 2000 11.0%, 25,936.85 28,109.06 27,016.08 DUE 09-15-2000 REGISTERED GNMA, POOL #136150 SERIES 2000 11.0%, 97,210.12 105,351.48 101,255.03 DUE 10-15-2000 REGISTERED GNMA, POOL #136356 SERIES 2000 11.0%, 63,941.79 69,296.89 66,602.41 DUE 08-15-2000 REGISTERED GNMA, POOL #137147 SERIES 2000 11.0%, 15,293.39 16,574.21 15,929.75 DUE 10-15-2000 REGISTERED GNMA, POOL #137268 SERIES 2000 11.0%, 25,989.35 28,165.95 27,070.77 DUE 08-15-2000 REGISTERED GNMA, POOL #137279 SERIES 2000 11.0%, 57,101.04 61,883.27 59,477.01 DUE 10-15-2000 REGISTERED GNMA, POOL #137395 SERIES 2000 11.0%, 14,698.72 15,929.75 15,310.33 DUE 10-15-2000 REGISTERED GNMA, POOL #138029 SERIES 2000 11.0%, 73,040.28 79,157.40 76,079.49 DUE 10-15-2000 REGISTERED GNMA, POOL #138389 SERIES 2000 11.0%, 26,951.78 29,209.00 28,073.24 DUE 09-15-2000 REGISTERED GNMA, POOL #139503 SERIES 2000 11.0%, 38,909.92 42,168.60 40,528.96 DUE 10-15-2000 REGISTERED GNMA, POOL #139778 SERIES 2000 11.0%, 67,621.93 73,285.26 70,435.68 DUE 10-15-2000 REGISTERED GNMA, POOL #139816 SERIES 2000 11.0%, 48,173.07 52,207.56 50,177.55 DUE 08-15-2000 REGISTERED GNMA, POOL #140090 SERIES 2000 11.0%, 14,783.30 16,021.41 15,398.43 DUE 09-15-2000 REGISTERED GNMA, POOL #140171 SERIES 2000 11.0%, 10,800.36 11,704.89 11,249.76 DUE 10-15-2000 REGISTERED GNMA, POOL #140233 SERIES 2000 11.0%, 16,085.33 17,432.49 16,754.64 DUE 10-15-2000 REGISTERED GNMA, POOL #141455 SERIES 2000 11.0%, 26,723.52 28,961.61 27,835.49 DUE 10-15-2000 REGISTERED GNMA, POOL #141635 SERIES 2000 11.0%, 52,150.57 56,518.18 54,320.56 DUE 09-15-2000 REGISTERED GNMA, POOL #141681 SERIES 2000 11.0%, 30,970.98 33,564.76 32,259.68 DUE 10-15-2000 REGISTERED
-545- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GNMA, POOL #141953 SERIES 2000 11.0%, 22,072.29 23,920.85 22,990.72 DUE 10-15-2000 REGISTERED GNMA, POOL #141964 SERIES 2000 11.0%, 2,439.27 2,643.57 2,540.77 DUE 10-15-2000 REGISTERED GNMA, POOL #141965 SERIES 2000 11.0%, 32,622.78 35,354.94 33,980.21 DUE 10-15-2000 REGISTERED GNMA, POOL #200107 SERIES 2020 9.0%, DUE 561,027.54 592,413.61 605,287.00 01-15-2020 REGISTERED GNMA, POOL #312690 SERIES 2023 7.5%, DUE 97,897.54 98,019.93 100,160.93 07-15-2023 REGISTERED GNMA, POOL #342726 SERIES 2023 7.5%, DUE 64,866.72 64,947.81 66,366.44 07-15-2023 REGISTERED GNMA, POOL #343742 SERIES 2023 7.5%, DUE 118,376.44 118,524.42 121,113.30 04-15-2023 REGISTERED GNMA, POOL #344095 SERIES 2023 7.5%, DUE 25,444.66 25,476.46 26,032.94 08-15-2023 REGISTERED GNMA, POOL #344129 SERIES 2023 7.5%, DUE 74,122.18 74,214.82 75,835.88 08-15-2023 REGISTERED GNMA, POOL #349628 SERIES 2023 7.5%, DUE 30,076.75 30,114.37 30,772.12 06-15-2023 REGISTERED GNMA, POOL #385808 SERIES 2024 8.0%, DUE 865,010.29 898,664.60 895,553.80 07-15-2024 REGISTERED GNMA, POOL #416011 SERIES 2025 7.5%, DUE 1,105,643.54 1,119,464.07 1,128,441.91 10-15-2025 REGISTERED GNMA, POOL #416022 SERIES 2025 7.5%, DUE 1,403,284.48 1,420,825.53 1,432,220.21 11-15-2025 REGISTERED GNMA, POOL #437435 SERIES 2027 7.5%, DUE 148,501.00 149,614.76 151,471.02 11-15-2027 REGISTERED GNMA, POOL #780049 SERIES 2021 9.5%, DUE 507,381.88 542,185.11 551,042.09 11-15-2021 REGISTERED GNMA, POOL #780074 SERIES 2022 9.0%, DUE 571,882.24 605,278.49 617,981.67 12-15-2022 REGISTERED GNMA, POOL #780118 SERIES 2021 9.5%, DUE 1,471,130.19 1,552,182.97 1,597,353.16 08-15-2021 REGISTERED GNMA, POOL #780254 SERIES 2021 9.5%, DUE 510,689.95 547,714.98 554,379.48 11-15-2021 REGISTERED GNMA, POOL #90741 SERIES 2010 11.0%, DUE 16,221.07 17,777.30 17,504.64 01-15-2010 REGISTERED GNMA, POOL #90947 SERIES 2010 11.0%, DUE 43,355.00 47,514.38 46,785.68 01-15-2010 REGISTERED GNMA, POOL #92213 SERIES 2010 11.0%, DUE 27,449.15 30,082.54 29,621.20 07-15-2010 REGISTERED
-546- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GNMA, POOL #92304 SERIES 2010 11.0%, DUE 36,659.97 40,177.03 39,560.87 08-15-2010 REGISTERED GNMA, POOL #92923 SERIES 2010 11.0%, DUE 49,631.06 54,392.53 53,558.37 09-15-2010 REGISTERED GNMA, POOL #93487 SERIES 2010 11.0%, DUE 73,293.35 80,324.92 79,093.05 09-15-2010 REGISTERED GNMA, POOL #98572 SERIES 2013 11.0%, DUE 186,579.58 204,479.53 203,209.42 06-15-2013 REGISTERED GNMA, POOL #99264 SERIES 2013 10.5%, DUE 2,830.91 3,075.08 3,130.25 07-15-2013 REGISTERED GNMA, POOL #99519 SERIES 2013 10.5%, DUE 40,795.86 44,314.52 45,109.61 08-15-2013 REGISTERED GNMA, TBA POOL#9999999 SERIES 2027 8.0% 4,080,000.00 4,191,553.12 4,218,964.80 DUE 12-15-2027 REGISTERED GNMAII POOL 8482 SERIES 2024 7.25% DUE 612,308.24 623,214.99 626,660.75 08-20-2024 REGISTERED GNMAII, POOL #00058 SERIES 2022 9.0%, 134,057.94 140,928.43 143,525.11 DUE 07-20-2022 REGISTERED GNMAII, POOL #8484 SERIES 2024 7.0%, DUE 598,393.12 609,893.52 612,419.45 08-20-2024 REGISTERED ARM GNMAII, POOL #8639 SERIES 2025 7.125% 560,737.96 569,849.96 575,720.88 DUE 06-20-2025 REGISTERED GNMAII, POOL #8660 SERIES 2025 7.125% 619,261.16 626,614.89 633,002.57 DUE 7-20-2025 REGISTERED GNMAII, POOL #8682 SERIES 2025 ARMS DUE 1,824,766.88 1,803,809.30 1,863,835.14 08-20-2025 REG GNMAII, POOL #8781 SERIES 2026 VAR RATE 513,551.51 508,903.24 522,780.03 DUE 01-20-2026 REGISTERED GNMAII, POOL #8814 SERIES 2026 VAR RATE 1,394,701.69 1,366,371.82 1,419,764.48 DUE 02-20-2026 REGISTERED GNMAII, POOL #8945 SERIES 2026 5.5%, DUE 1,218,687.03 1,187,839.00 1,241,537.41 08-20-2026 REGISTERED I/O FNMA REMIC TRUST SER 1993-131 CL JB 7,167,549.36 599,722.30 447,971.84 7.0% GTD MTG PASS THRU CTF DUE 05-25-2005 REG P/O FHLMC MULTICLASS SER 1750-C CLASS PB 626,270.90 522,740.49 600,067.73 0.00001% MTG PARTN CTF DUE 03-15-2024 REGISTERED REPO WITH UBS SECURITIES BKD BY $19,770M 20,000.00 20,149.00 22,818.76 TREASURY BOND AT 7.250% DUE 08-15-2022 CUSIP 912810EM 2.980% DTD 08-24-1993 DUE RESOLUTION FDG CORP PRIN STRIPS GENERIC 6,150,000.00 822,303.45 873,238.50 PRIN PMT 1-15-2030 B/E
-547- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- RESOLUTION FDG CORP PRIN STRIPS GENERIC 17,375,000.00 2,193,174.09 2,437,712.50 PRIN PMT DUE 4-15-2030 B/E SLMA FLTG RT MTN BD DUE 06-30-2000/98 2,000,000.00 1,997,000.00 1,995,180.00 CPN RT=6.08% TO 6/98 THEREAFTER 1YR T-BILL +25BP OR 3M0 T-BILL +30BP STUDENT LN MKTG ASSOC SER 1995-1 CL A1 1,283,926.63 1,279,713.74 1,283,515.77 FLTG RT BD DUE 04-25-2004 REG TREASURY INVESTMENT GROWTH RECEIPT, 1,063,000.00 137,203.54 845,488.94 SERIES 12, REPRESENTING INTEREST PAYMENT ON THE 11-15-2001 COUPON OF A 13.25% USA U.S TREASURY STRIPPED SECS INT GENERIC 1,480,000.00 638,938.08 972,004.80 TINT PMT DUE 2-15-05 BEO U.S TREASURY STRIPPED SECS INT GENERIC 150,000.00 50,500.50 62,358.00 TINT PMT DUE 5-15-12 REG U.S TREASURY STRIPPED SECS INT PMT 110,000.00 42,203.70 48,782.80 GENERIC TINT PMT DUE 5-15-11 REG U.S. TREAS STRIPPED SECS INT PMT 215,000.00 46,337.13 81,285.05 GENERIC TINT PMT DUE 11-15-13 REG U.S. TREASURY SEC STRIPPED IN PMT 215,000.00 41,376.95 53,625.30 GENERIC TINT PAYMENT DUE 8-15-2020 U.S. TREASURY STRIPPED SECS INT GENERIC 675,000.00 273,082.39 314,178.75 TINT PMT DUE 8-15-10 REG U.S. TREASURY STRIPPED SECS INT PMT 15,000.00 4,223.72 6,757.50 GENERIC TINT PMT DUE 2-15-11 BEO U.S. TREASURY STRIPPED SECS INT GEN INT 140,000.00 45,806.05 61,112.80 PMT DUE 8-15-11 U.S. TREASURY STRIPPED SECS INT GEN TINT 220,000.00 68,198.31 90,013.00 PMT DUE 8-15-12 BEO U.S. TREASURY STRIPPED SECS INT GEN INT 1,145,000.00 310,617.98 412,852.65 PMT DUE 8-15-14 BEO U.S. TREASURY STRIPPED SECS INT PMT GEN 335,000.00 99,369.05 128,690.25 TINT PMT DUE 8-15-13 REG U.S. TREASURY STRIPPED SECS INT PMT 1,020,000.00 417,707.34 659,032.20 REPSTG INT PMT ON 5-15-05 CPN GEN TINT U.S. TREASURY STRIPPED SECS INT PMT 635,000.00 249,476.54 299,694.60 GENERIC TINT PMT DUE 5-15-10 REG U.S. TREASURY STRIPPED SECS INT PMT 185,000.00 55,635.23 78,188.40 GEN TINT PMT DUE 2-15-12 REG U.S. TREASURY STRIPPED SECS INT PMT 150,000.00 40,363.92 64,455.00 GENERIC TINT PMT DUE 11-15-11 REG U.S. TREASURY STRIPPED SECS INT PMT 225,000.00 60,377.39 87,763.50 GENERIC TINT PMT DUE 5-15-13 REG
-548- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- U.S. TREASURY STRIPPED SECS INT PMT 1,189,000.00 262,598.77 435,328.57 GEN TINT PMT DUE 5-15-14 REG U.S. TREASURY STRIPPED SECS INT PMT 1,080,000.00 247,827.67 402,116.40 GEN TINT PMT DUE 2-15-14 REG U.S. TREASURY STRIPPED SECS INT PMT 1,255,000.00 522,971.73 601,985.85 GENERIC TINT PMT DUE 2-15-10 REG U.S. TREASURY STRIPPED SECS INT PMT 255,000.00 73,601.63 102,614.55 GENERIC TINT PMT DUE 11-15-12 REG U.S. TREASURY STRIPPED SECS INT PMT 1,367,000.00 601,051.66 626,017.65 GENERIC TINT PMT DUE 11-15-10 REG U.S. TREASURY STRIPPED SECS INT GENERIC 275,000.00 86,059.05 93,203.00 TINT PMT DUE 8-15-15 BEO UNITED STATES TREAS 5.75% NTS DUE 4,800,000.00 4,782,450.27 4,790,976.00 10-31-2000 UNITED STATES TREAS SEC STRIPPED NT PMT 470,000.00 252,343.71 272,115.90 GENERIC TINT PYMT DUE 2-15-2007 REG UNITED STATES TREAS SEC STRIPPED INT PMT 335,000.00 86,807.79 111,823.00 GENERIC TINT PMT DUE 11-15-2015 REG UNITED STATES TREAS SEC STRIPPED INT 570,000.00 110,913.50 146,267.70 PMT DUE 2-15-2020 GENERIC INT PMT UNITED STATES TREAS SEC STRIPPED INT 650,000.00 123,743.58 152,678.50 GENERIC TINT DUE 8-15-21 REG UNITED STATES TREAS SEC STRIPPED INT 1,145,000.00 590,554.50 811,724.85 PYMT GENERIC TINT PYMT DUE 11-15-03 REG UNITED STATES TREAS SEC STRIPPED INT PMT 610,000.00 294,574.24 419,350.60 REP INT GENERIC TINT PMT DUE 5-15-04 UNITED STATES TREAS SEC STRIPPED INT PMT 1,025,000.00 580,070.16 758,407.75 GENERIC TINT PMT REPRESENTING INTEREST PMT ON THE 2-15-2003 CPN OF A 11.25% USA UNITED STATES TREAS SEC STRIPPED INT PMT 1,305,000.00 634,384.24 980,877.15 GENERIC TINT PMT REPRESENTING INT PMT ON THE 11-15-2002 CPN OF A 11.625% USA UNITED STATES TREAS SEC STRIPPED 580,000.00 227,996.35 310,537.80 INTEREST PAYMENT GENERIC TINT PAYMENT DUE 5-15-2008 REG UNITED STATES TREAS NTS 5.0% DTD 2-15-96 2,985,000.00 2,949,498.06 2,958,403.65 DUE 2-15-1999 UNITED STATES TREAS NOTE 6.125% NT DUE 990,000.00 979,219.27 997,583.40 07-31-2000 UNITED STATES TREAS 5.875% NTS DUE 27,300,000.00 27,354,338.20 27,329,757.00 10-31-1998
-549- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- UNITED STATES TREAS SEC STRIPPED INT 425,000.00 113,861.75 123,513.50 PMT GENERIC TINT PMT ON 2-15-18 REG UNITED STATES TREAS SEC STRIPPED INT 660,000.00 138,600.00 174,444.60 PMT GENERIC TINT PMT DUE 8-15-2019 B/E UNITED STATES TREAS 8.75% NT STRIPPED 185,000.00 148,571.65 158,352.60 PRIN PMT DUE 8-15-2000 REG UNITED STATES TREAS BD STRIPPED PRIN 16,400,000.00 3,442,196.00 3,838,912.00 PMT 0% BD DUE 8-15-2021 REG UNITED STATES TREASURY SECURITIES, 770,000.00 542,322.84 688,664.90 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 11-15-99 B/E UNITED STATES TREASURY SECURITIES 295,000.00 154,941.02 181,894.05 STRIPPED INTEREST PMT GENERIC TINT PMT DUE 2-15-06 UNITED STATES TREASURY SECURITIES 465,000.00 209,814.48 230,384.25 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2009 B/E UNITED STATES TREASURY, SECURITIES 500,000.00 177,182.11 255,545.00 STRIPPED INTEREST, GENERIC TINT PAYMENT DUE 2-15-2009 UNITED STATES TREASURY SECURITIES 220,000.00 146,482.40 217,525.00 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 2-15-98 UNITED STATES TREASURY SECURITIES 865,000.00 475,160.77 622,116.65 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2003 B/E UNITED STATES TREASURY SECURITIES 865,000.00 386,396.20 585,483.90 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2004 B/E UNITED STATES TREASURY SECURITIES 325,000.00 214,431.10 312,422.50 STRIPPED INTEREST PAYMENT, GENERIC TINT PAYMENT DUE 8-15-98, REGISTERED UNITED STATES TREASURY SECURITIES 1,370,000.00 732,549.63 1,044,625.00 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2002 B/E UNITED STATES TREASURY SECURITIES 640,000.00 311,504.53 516,755.20 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2001 B/E UNITED STATES TREASURY SECURITIES 700,000.00 351,876.44 582,197.00 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 2-15-2001 B/E UNITED STATES TREASURY SECURITIES 1,025,000.00 372,760.46 715,347.50 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 2-15-2004 B/E UNITED STATES TREASURY SECURITY 314,000.00 159,312.38 187,668.38 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2006 B/E
-550- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- UNITED STATES TREASURY SECURITIES 1,227,000.00 495,730.79 781,218.63 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2005 B/E UNITED STATES TREASURY SECURITIES 455,000.00 151,581.81 221,826.15 STRIPPED INTEREST PAYMENT, GENERIC TINT DUE 11-15-2009 UNITED STATES TREASURY SECURITIES 100,000.00 56,519.33 90,741.00 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 8-15-99 REG UNITED STATES TREASURY SEC STRIPPED INT 50,000.00 12,422.60 15,715.00 PYMT GENERIC TINT PYMT DUE 11-15-16 REG UNITED STATES TREASURY SECURITIES, 1,420,000.00 766,346.05 1,113,933.20 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 2-15-2002 B/E UNITED STATES TREASURY SECURITIES, 740,000.00 387,747.46 493,328.40 STRIPPED INTEREST PAYMENT, GENERIC TINT PAYMENT DUE 11-15-2004, REGISTERED. UNITED STATES TREASURY SECURITIES 295,000.00 105,469.57 160,474.10 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 2-15-2008 B/E UNITED STATES TREASURY SECURITIES 483,000.00 233,021.59 270,953.34 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2007 B/E UNITED STATES TREASURY SECURITIES 475,000.00 182,038.55 250,538.75 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 8-15-2008 B/E UNITED STATES TREASURY SECURITIES 740,000.00 425,840.29 690,997.20 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 2-15-1999 B/E UNITED STATES TREASURY SECURITIES 95,000.00 74,592.77 92,670.60 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 5-15-1998 REG UNITED STATES TREASURY SECURITIES 575,000.00 324,586.74 499,795.75 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 5-15-2000 B/E UNITED STATES TREASURY SECURITIES 381,000.00 201,815.61 321,480.18 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 11-15-2000 B/E UNITED STATES TREASURY SECURITIES 400,000.00 177,066.06 227,872.00 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 5-15-2007 B/E UNITED STATES TREASURY SECURITIES 477,000.00 186,057.93 263,518.65 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 11-15-2007 B/E UNITED STATES TREASURY SECURITIES 1,205,000.00 251,009.59 427,570.15 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 11-15-2014 REG
-551- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- UNITED STATES TREASURY SECURITIES 385,000.00 180,216.50 199,961.30 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 11-15-2008 B/E UNITED STATES TREASURY SECURITIES 450,000.00 129,308.36 226,332.00 STRIPPED INTEREST, GENERIC TINT PAYMENT DUE 5-15-2009 UNITED STATES TREASURY SECURITIES 480,000.00 205,447.60 393,278.40 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 5-15-2001 B/E UNITED STATES TREASURY SECURITIES 400,000.00 202,979.39 235,472.00 STRIPPED INTEREST GENERIC TINT PAYMENT DUE 11-15-2006 B/E UNITED STATES TREASURY SECURITIES, 1,780,000.00 715,930.75 1,116,006.60 STRIPPED INTEREST GENERIC TINT PMT DUE 11-15-2005 B/E UNITED STATES TREASURY SECURITIES 415,000.00 236,264.95 382,019.95 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 5-15-1999, REG UNITED STATES TREASURY 6.125% NT DUE 6,040,000.00 6,055,571.87 6,056,972.40 08-31-1998 UNITED STATES TREASURY SEC STRIPPED 920,000.00 254,508.99 275,935.60 INT PMT GENERIC TINT PAYMENT DUE 8-15-2017 B/E UNITED STATES TREASURY SECURITIES 975,000.00 225,976.26 274,550.25 STRIPPED INTEREST PAYMENT GENERIC TINT PAYMENT DUE 8-15-2018 REG US TREAS BD STRIPPED PRIN PMT ZERO CPN 250,000.00 52,610.00 62,355.00 BD DUE 8-15-20 REG (CV OVER 1 BILLION DO NOT ##) US TREAS BD STRIPPED PRIN PMT 725,000.00 211,292.50 217,449.25 REPRESENTING INTEREST PAYMENT ON THE 8-15-2017 CPN OF 8.875% U.S.A TREAS BOND US TREAS BILL DUE 06-25-1998 5,920,000.00 5,621,306.00 5,741,510.88 US TREAS BILLS DUE 12-11-1997 680,000.00 672,442.56 678,773.04 US TREAS DET CPN EXCL 1,000,000.00 147,670.00 784,460.00 US TREAS NT SER S-1999 7.125 BD DUE 155,000.00 154,772.85 158,512.30 9-30-1999 US TREAS SER AE-1998 5.125% NT DUE 25,000.00 24,043.27 24,839.75 12-31-1998 REG US TREAS STRIPPED PRIN PMT BD DUE 100,000.00 24,578.20 31,312.50 DUE 11-15-2016 REG US TREAS 6.25% NT DUE 05-31-1999 1,100,000.00 1,108,765.62 1,107,392.00 US TREAS 6.375% BD DUE 8-15-2027 500,000.00 512,205.59 519,920.00 US TREAS 6.375% NT DUE 04-30-1999 3,865,000.00 3,875,939.88 3,897,002.20
-552- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- US TREAS 6.75% NT DUE 4-30-2000 3,800,000.00 3,865,262.76 3,878,964.00 US TREAS 6.875 NT DUE 3-31-2000 1,080,000.00 1,099,575.00 1,104,634.80 US TREASURY INFLATION INDEX 3.625% NT 16,610,000.00 16,614,582.16 16,643,718.30 DUE 07-15-2002 CV OVER 1 BILLION SEE 3985330 US TREASURY INFLATION INDEX 3.375% NT 2,205,000.00 2,206,193.40 2,214,530.54 DUE 01-15-2007 US TREASURY INFLATION INDEX 3.375% NT 3,250,000.00 3,238,858.48 3,264,047.28 DUE 01-15-2007 CV OVER 1BIL SEE 3980812 AND 3980811 US TREASURY NOTE SER F-1998 7.875% NTS 165,000.00 181,173.73 166,392.60 DUE 4-15-1998 REG US TREASURY SECURITIES STRIPPED TINT DUE 160,000.00 36,672.75 55,110.40 5-15-2015 REG US TREASURY SER B-2002 6.375% NT DUE 55,000.00 57,137.77 56,142.90 8-15-2002 US TREASURY SER E-2000 6.375% NOTE DUE 100,000.00 96,002.45 101,141.00 1-15-2000 REG US TREASURY SER F-1999 7.00% NT DUE 555,000.00 593,925.83 563,929.95 4-15-1999 REG US TREASURY SER M-1998 5.125% NT DUE 4,300,000.00 4,295,172.32 4,292,604.00 4-30-1998 REG US TREASURY SER Q-1998 5.25 7-31-1998 30,000.00 27,857.81 29,915.70 REG US TREASURY SERIES B-2001 8.00% 35,000.00 38,229.08 37,313.15 NOTES DUE 5-15-2001 REG US TREASURY SERIES B-1999 9.125% 495,000.00 545,918.15 517,814.55 NOTE DUE 5-15-1999 REG US TREASURY SERIES B-2000 8.875% 195,000.00 207,080.16 208,618.80 NOTE DUE 5-15-2000 REG US TREASURY SERIES C-2000 8.75% 405,000.00 431,946.42 434,236.95 NOTE DUE 8-15-2000 REG US TREASURY SERIES D-1999 7.875% 1,250,000.00 1,319,782.93 1,297,462.50 NOTE DUE 11-15-1999 REG US TREASURY SERIES F-2000 5.50% NOTE 115,000.00 104,002.57 114,245.60 DUE 4-15-2000 REG US TREASURY SERIES U-1997 6.00% NT DUE 40,000.00 39,257.58 40,018.80 12-31-1997 US TREASURY 6.125% NT DUE 09-30-2000 395,000.00 392,562.11 398,084.95 US TREASURY 7.5% NT DUE 02-15-2005 REG 70,000.00 75,642.83 76,486.20 US TREASURY 7.5% NT DUE 10-31-1999 REG 375,000.00 386,425.78 386,366.25
-553- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- US TREASURY 7.50% BOND DUE 11-15-2016 14,515,000.00 15,471,270.86 16,728,537.50 (CV OVER 1 BILLION SEE #3062620) US TREASURY 7.875% NOTES DUE 8-15-2001 95,000.00 106,444.33 101,264.30 REG US TREASURY, SERIES D-2000, 8.50% 245,000.00 255,642.19 262,495.45 NOTE DUE 11-15-2000 US TREASURY, SERIES E-1998, 7.875% 145,000.00 151,561.46 145,430.65 NOTE DUE 1-15-98 US TREAS5.875% NT DUE 04-30-1998 1,600,000.00 1,590,155.41 1,602,256.00 USA TREASURY BONDS COUPONS DUE 885,000.00 468,586.47 645,103.05 5-15-2003 STRIPPED FROM 14% USA TREASURY BONDS DUE 2006-11 USA TREASURY NTS 5.125% 30/4/98 USD1000 3,000,000.00 2,996,250.00 2,994,840.00 USA TREASURY SEC STRIPPED INTEREST 345,000.00 153,599.01 209,363.25 PAYMENT DUE 5-15-2006 GENERIC TINT PMT USA TREASURY SEC STRIPPED INT PMT 925,000.00 267,963.25 281,986.25 GENERIC TINT PMT DUE 5-15-2017 USA TREASURY SECURITIES STRIPPED 1,035,000.00 296,623.80 320,063.40 INTEREST PAYMENT GENERIC TINT PAYMENT DUE 2-15-17 REG USA TREASURY STRIPPED SECS INT GENERIC 249,000.00 68,814.90 98,611.47 TINT PMT DUE 2-15-13 BEO UST SEC STRIPPED INT PMT GENERIC TINT 1,925,000.00 550,689.58 568,645.00 PMT DUE 11-15-17 REG TOTAL US GOVERNMENT SECURITIES 257,904,509.95 272,389,739.06 CORPORATE DEBT INSTRUMENTS - PREFERRED ====================================== ASSOCIATES CORP NORTH AMER 6.625% BD DUE 835,000.00 834,649.30 837,955.90 05-15-1998 AT&T CORP 8.125% DEB DUE 1-15-2022 REG 0.00 240.28 0.00 AUBURN HILLS TR 12.00 % BD DUE 330,000.00 289,384.27 519,443.10 05-01-2020 REG BEAR STEARNS COS INC 7.625% NTS DUE 225,000.00 233,754.75 229,974.75 9-15-1999 BEO CITICORP MTG SECS INC 1994-11 CL A-9 170,000.00 132,560.90 156,770.60 6.25% REMIC PASSTHRU CTF DUE 8-25-24 REG CMO UBS MTG TR 6 CLASS 6-E 8.0% BD DUE 209,859.63 216,286.60 210,841.77 07-25-2020 REG COPELCO CAP FDG CORP II SER 1996-A CL-A 574,907.83 574,548.53 576,494.58 6.34% ASSET BACKED CTF DUE 07-20-2004 BEO
-554- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CWMBS INC MTG SER 1993-12 CL A-11 MTG 165,000.00 125,013.28 155,255.10 PASSTHRU 6.625% CTF DUE 02-25-2024 REG DLJ ACCEP TR SER 1989-2 CL G FLTG RT BD 1,102,317.44 1,113,685.10 1,125,664.52 DUE 10-17-2020 GE CAP MTG SVC INC SER 1994-5 CL A4 162,929.93 157,685.61 163,795.09 Z6.5% BD DUE 02-25-2024 GENERAL MTRS ACCEP CORP 5.625% NT DUE 25,000.00 24,720.59 24,343.75 02-15-2001 BEO HOUSING SECS INC SER 1994-3 CL A-4 7.25% 455,000.00 455,657.62 457,652.65 MTG PASS THRU CTF DUE 11-25-2017 BEO LEHMAN BROTHERS INC 10.00% DEB DUE 370,000.00 380,038.10 388,537.00 5-15-1999 REG MERCK & CO INC TRANCHE # TR 11 5.76% MTN 740,000.00 762,200.00 746,660.00 DUE 05-03-2037/99 BEO PUTTABLE 5-3-99 @ PAR, LAST NOTF. 30 DAYS PRIOR MORGAN STANLEY CAP I INC SER 1997-XL1 938,650.89 943,490.83 943,484.94 CL-A1 6.590 COML MTG PASSTHRU CTF DUE 10-03-2030 NEWCOURT RECEIVABLE ASSET TR SER 1996-2 120,965.72 120,964.52 121,433.86 6.87% ABS DUE 06-20-2004 BEO NEWCOURT RECIEVABLES ASSET TR 6.24% CMO 154,253.25 154,239.37 153,930.86 CTF DUE 12-20-2004 SHERWIN-WILLIAMS CO TRANCHE # TR 1 5.5% 350,000.00 349,933.50 350,356.65 MTN DUE 10-15-2027 BEO PUT PUT PAYABLE 10-15-99, DELIVERY DEADLINE STRUCTURED ASSET SECS CORP SER 97-LL I 529,046.11 536,425.77 567,708.80 CL A1 6.79% COML MTG PASSTHRU CTF DUE 06-12-2004 BEO TLFC IV EQUIP LEASE TR SER 1996-1 CL D 257,267.35 257,267.35 257,092.41 5.98% ABS DUE 11-20-2002 BEO XEROX CORP TRANCHE # TR 40 SER C 5.545% 780,000.00 778,252.80 784,982.64 MTN DUE 07-22-2037 BEO PUT TOTAL CORPORATE DEBT INSTR. - PREFERRED 8,440,999.07 8,772,378.97 CORPORATE DEBT INSTRUMENTS - OTHER ================================== ##RIVERSIDE CNTY CALIF ASSET LEASING CORP 485,000.00 484,005.75 502,465.25 LEASEHOLD REV ADJ-RIVERSIDE COUNTY HOSP AMR CORP DEL 8.10% BD DUE 11-1-1998 REG 25,000.00 26,531.30 25,273.43 ASAHI BREWERIES 0.9% CV BDS 26/12/01 JPY 3,000,000.00 30,002.11 37,375.12
-555- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ASAHI BREWERIES 1% CNV BDS 26/12/03 JPY( 6,000,000.00 61,854.55 74,750.24 ASSET SECURITIZATION CORP SER 96-D3 CL 120,487.47 122,247.72 119,658.52 A-1A 7.01% ABS CTF DUE 10-13-2026 BEO BOISE CASCADE CORP 9.90% BD DUE 415,000.00 458,720.25 445,768.10 3-15-2000 REG CAPITAL ONE BK TRANCHE TR 67 6.83% MTN 460,000.00 463,753.60 464,692.00 DUE 05-17-1999 BEO CMO COLLATERALIZED MTG SECS CORP 1992-3 600,000.00 620,250.00 621,558.00 CL 3-I 8.00% BD 3-20-2001 BEO001 BEO COMMONWEALTH EDISON CO TRANCHE #00021 440,000.00 462,060.28 459,254.40 9.05% MEDIUM TERM NOTES DUE 10-15-99 REG DAYTON HUDSON CORP TRANCHE # TR 21 690,000.00 689,979.30 686,777.70 5.865% MTN DUE 08-15-2027 BEO DAYTON HUDSON CORP 5.895% BD DUE 455,000.00 459,304.30 452,556.65 06-15-2037 BEO PUTTABLE ANNUALLY 6-15 @ PAR FEDERATED DEPT STORES INC DEL 10.0% BD 415,000.00 457,247.00 455,292.35 DUE 02-15-2001 FRUIT OF THE LOOM INC 7.875% SR NT DUE 445,000.00 462,639.80 457,077.30 10-15-99 REG GE CAP MTG SVCS INC SER 1993-18 CL 435,000.00 368,592.90 423,172.35 18A-15 6.5 PASS THRU CTF DUE 9-25-23 REG INGERSOLL RAND CO SER B 6.015% MTN DUE 975,000.00 975,000.00 996,125.33 02-15-2028 BEO ANNUAL OPTIONAL PUT START 2-15-2001 @ PAR ITT CORP 6.25% NT DUE 11-15-2000 460,000.00 457,677.00 452,929.80 KOREA DEV BK 7.25% GLOBAL BD DUE 450,000.00 402,727.50 419,935.50 05-15-2006 REG KOREA DEVELOPMENT BANK, 6.75% NT DUE 580,000.00 526,309.40 520,138.20 12-01-2005 REG KREDIETBANK VAR%CV BDS 30/11/03 BEF7500 30.00 6,757.95 12,056.88 MEDPARTNERS INC 6.875% SR SUB NT DUE 490,000.00 489,588.40 490,186.20 09-01-2000 BEO NEW YORK N Y SER A UT 6.15% BD DUE 745,000.00 733,892.05 741,304.80 08-01-2001 BEO N/C TAXABLE NEWS AMER HLDGS INC 7.50% NTS DUE 450,000.00 462,636.00 459,108.00 3-1-2000 REG NIAGARA MOHAWK POWER 6.875% BD DUE 510,000.00 495,958.80 511,846.20 03-01-2001 REG OWENS CORNING 7.0% MTN DUE 05-15-2000 550,000.00 550,000.00 559,553.50 BEO
-556- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PAINE WEBBER GROUP INC 6.5% NTS DUE 925,000.00 738,066.75 904,909.00 11-01-2005 REG PRUDENTIAL HOME MTG SECS CO SER 94-15 CL 175,172.23 174,494.81 179,605.84 A-1 MTG PASSTHRU 8.0% CTF DUE 05-25-2024 REG PRUDENTIAL HOME MTG SECS CO SER 1994-15 230,363.46 226,152.13 229,211.64 CL A-2 6.0% MTG PASSTHRU CTF DUE 05-25-2024 BEO RJR NABISCO INC 8.0% NT DUE 07-15-2001 225,000.00 226,239.75 231,628.50 REG RJR NABISCO INC 8.625% BD DUE 12-1-02 220,000.00 229,301.60 233,219.80 REG RJR NABISCO INC. GTD SR 8.30% NT DUE 19,000.00 19,057.06 19,261.25 4-15-1999 REG SALOMON INC TRANCHE #SR 00070 6.625% MTN 450,000.00 449,910.00 452,772.00 DUE 11-30-2000 BEO TIME WARNER INC 7.45% BD DUE 2-1-98 REG 25,000.00 25,814.59 25,031.25 TOTAL CORPORATE DEBT INSTR. - OTHER 12,256,772.65 12,664,495.05 CORPORATE STOCKS - PREFERRED ============================ ADR NEWS CORP LTD PFD 75,000.00 1,318,850.80 1,481,250.00 AMERICAN WATER WORKS CO., INC., 5.00% 106.44 2,108.01 1,969.14 CUMULATIVE PREFERENCE STOCK, $25 PAR AMERICAN WTR WKS INC 5.% PFD 106.53 2,033.11 2,103.97 ASHANTI GSM LIMITED RED PREF SHS A 288.00 0.00 0.00 ISIN# KYG0519Y1026 BCO BRADESCO SA PRF CR(cents)1(REGD)PN 5,525,256.00 45,760.67 40,344.88 BCO ITAU SA PREF (REGD)(PN) 59,000.00 34,216.21 38.29 BK AUSTRIA AG ATS100 PRF(RFD-1/7/97) 3,360.00 103,826.43 137,224.61 BRAHMA (CIA CERVEJ PREF SHS NPV(PN) 60,530.00 40,242.17 40,105.97 CEMIG CIA ENERG MG SPN ADR REP 1000 PF(L 1,295.00 38,909.70 63,778.75 CHASE MANHATTAN NEW PFD STOCK 10.5% 300.00 8,719.79 8,568.75 CIM PORT ITAU CIA PREF SHARES NPV (PN) 70,000.00 22,512.00 12,683.67 COMSAT CAP I L P PFD STOCK 2,238.87 56,229.04 56,391.54 DLJ CAP TRUST I PFD STOCK 1,960.00 49,892.06 50,715.00 ELETROBRAS CENT EL ADR REPR 500 PRF'B'NP 22,000.00 310,973.81 536,250.00 ENRON CAP TRUST I PFD STOCK 100.00 2,662.00 2,612.50
-557- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FIELMANN AG NON VTG PRF DEM5 392.00 13,338.96 9,223.01 FRESENIUS AG NON VTG PRF DEM5 190.00 40,826.14 32,207.95 GRAND MET DEL L P GTD PFD STOCK 100.00 2,830.00 2,850.00 HORNBACH HLDG AG NON VTG PRF DEM5 450.00 46,515.66 30,104.60 HOUSEHOLD CAPITAL PREFERRED STOCK 100.00 2,780.75 2,656.25 KMART FINANCING CONV PREFERRED STOCK 3,300.00 165,000.00 182,737.50 KRONES AG NON VTG PRF DEM50(VAR) 65.00 43,890.07 22,129.15 LINCOLN NATL CAP PFD STOCK 200.00 5,469.90 5,362.50 LOJAS AMERICANAS S ADR 1 REPR 1000 PREF 160.00 3,704.85 1,060.00 MISSION CAP L P GTD MONTHLY INCOME PFD 300.00 7,841.14 7,725.00 SECS B % NEWS CORPORATION PRF AUD0.50 44,131.00 164,815.07 215,061.05 PETROL BRASILEIROS PREF SHARES NPV (PN) 363,936.00 76,049.91 79,722.75 PWG CAP TRUST PFD STOCK 154.00 3,970.16 3,984.75 RAO GAZPROM ADS-ECH REP 10 RUR10(REG S) 590.00 9,292.50 12,655.50 RJR NABISCO HLDGS CORP DEPOSITARY SH 500.00 13,014.14 12,718.75 REPSTG 1/1000 SER B PFD STK SAP AG NON VTG PREF DEM5 2,213.00 401,596.88 681,270.51 SOUTHERN CO CP PFD STK 1,000.00 24,900.00 25,875.00 SYDNEY HARBOUR CAS PRF AUD1 24,200.00 28,194.11 24,722.43 TELEBRAS TELEC BRA SPON ADR REP 1000 PRE 3,822.00 168,481.01 398,921.25 TELESP-TEL SAO PAU PREF CR(cents)(REGD)(PN) 366,295.00 96,786.05 96,422.79 TRANSCANADA CAP PREFERRED STOCK 200.00 5,390.98 5,300.00 UAL CORP CAP TR I SER T TR ORIGINATED 2,700.00 93,531.67 95,006.25 13.25% PFD STOCK UAL CORP DEPOSITARY SH REPSTG 1/100 PFD 2,300.00 77,317.37 80,500.00 SER B USININAS-USI SD MG ADS-REP 10000 PREF RE 4,524.00 60,078.72 28,840.50 USX MARATHON GROUP 6.50% CONV PFD 285.00 12,575.31 13,412.81 TOTAL CORPORATE STOCKS - PREFERRED 3,605,127.15 4,504,507.37 CORPORATE STOCKS - COMMON =========================
-558- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ## ADR CHILLEPTO SPONSOR 30,000.00 228,750.00 138,742.00 ## ADR DISTRIBUIDORA CHILECTRA 1,137.50 15,242.50 27,868.75 ##ADR COMPANIA DE TELEFONOS DE CHILE SA 1,160.00 25,029.08 31,391.92 SPON NAME CHANGED TO ADR COMPANIA DE TELECOMUNICATIONS DE CHILE SA EFF ##COLUMBIA GAS SYSTEMS N/C TO COLUMBIA 2,500.00 88,736.30 181,875.00 ENERGY GROUP EFF 1/20/98 SEE SEC #2189531 ##CPC INTL INC COM N/C TO BESTFOODS COM 6,400.00 309,666.37 661,600.00 EFF 1-2-98 SEE SEC#2067021 ##CUC INTL INC N/C TO CENDANT CORP EFF 58,950.00 1,101,991.39 1,694,812.50 12-17-97 SEE SEC 2-113736 ##CUSTOM CHROM INC N/C TO GLOBAL 500.00 7,485.98 6,812.50 MOTORSPORT GROUP INC EFF 8-5-97 SEE 2349249 ##ENSEARCH EXPL INC N/C TO EEX CORP EFF 80.00 782.58 670.00 12-19-97 SEE SEC 2-289801 ##FEDERAL EXPRESS CORP COM N/C TO FDX 29,800.00 817,138.75 1,998,462.50 CORP EFF 1/27/98 SEE SEC #2316957 ##HEALTHCARE COMPARE N/C TO FIRST HEALTH 11,000.00 457,123.00 573,375.00 GROUP SEE 2321137 ##IMPERIAL CR MTG HLDGS INC. N/C TO 9,700.00 173,872.75 171,568.75 IMPAC MORTGAGE HOLDINGS INC. EFF 2-2-98 SEE SEC 2414314 ##INTL ALLIANCES SVCS INC NAME CHANGED 9,200.00 64,666.80 133,400.00 TO CENTURY BUSINESS SERVICES EFF 12/23/97 ##MCAFEE ASSOCS INC N/C NETWORK ASSOCS 150.00 9,256.06 6,862.50 INC EFF 12-1-97 SEE SEC 2-6093810 ##MEDCROSS INC N/C TO I-LINK INC EFF 2,000.00 18,045.44 14,250.00 DATE 10/14/97 SEE SECURITY #2-409159 ##PANAMSAT CORP NAME CHANGE NEW PAS SEE 1,000.00 28,309.34 41,750.00 SEC.#2697334 ##REORG/CONNECTIVE THERAPEUTICS INC N/C 2,000.00 14,149.70 5,750.00 TO CONNETICS CORP EFF 6-3-97 SEE 2197252 ##REORG/EASTGRP PPTYS N/C EASTGROUP PPTY 2,600.00 37,877.81 55,900.00 INC EFF 6-6-97 ##REORG/TEXAS MRDN RES CP N/C MERIDIAN 400.00 5,322.61 4,275.00 RESOURCE CORP EFF 6-29-97 SEE 2559895 ##TRAVELERS/AETNA PPTY CAS CORP NAME 200.00 6,899.12 7,950.00 CHANGED TO TRAVELERS PPTY CAS CORP EFF 3-7-97 SEE SEC 2-866630
-559- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ##WESTINGHOUSE ELEC CORP N/C CBS CORP 32,700.00 662,288.72 981,000.00 EFF 12-1-97 SEE SEC 2-096652 #REORG CALIBER SYS INC COM XCHGD FOR FDX 20,200.00 1,016,843.66 1,079,437.50 CORP AT A RATE OF .80 FOR 1 SHARE EFF 1/27/98 SEE SEC #2316957 #REORG CLAIRE TECHNOLOGIES INC COM 500.00 1,729.00 105.00 EXCHGD AT A RATE OF .25 PER MAND REVERSE SPLIT EFF 10-1-97 SEE SEC 2166093 #REORG HERBALIFE INTL INC EXCH HERBALIFE 11,300.00 195,325.38 226,000.00 INTL INC CL A & B RT 3.00 & 2.00 EFF 12-12-97 SEE 2382667 & 2382666 #REORG INTL DAIRY QUEEN INC CL A XCHGD 100.00 2,719.06 2,637.50 FOR BERKSHIRE HATHAWAY "B" AT A RATE OF .01698236 EFF 1/21/98 SEE SEC #2066527 #REORG PATRIOT AMERN HOSPILITY INC EXCH 430.00 10,488.55 13,438.00 FOR PATRIOT AMERN HOSP INC/PATRIOT AMERN HOSPITALITY OPER CO AT A RT OF .51895 #REORG READING & BATES CORP EXCH R & B 1,200.00 26,407.75 46,050.00 CORP AT RT OF 1.18 PER STK MERGER SEE SEC 2-753486 EFF 12-31-97 #REORG/AMERICA WEST AIRLINES NEW CL B 1,900.00 38,006.22 30,281.25 EXCH FOR AMERICA WEST HOLDING CORP CL B NEW AT A RT OF 1 FOR 1 EFF 12-31-96 SEE #REORG/BARNETT BK EXCH NATIONSBANK CORP 9,000.43 238,512.41 633,405.26 @ 1.1875 SEE 2608123 #REORG/BEVERLY ENTERPRISES INC EXCH FOR 29,400.00 453,793.03 499,800.00 PHARMERICA INC RT .4551 PER STK MERGER EFF 12-3-97 SEE SEC 2-712700 #REORG/CENTRAL FIDELITY BANK EXCH FOR 800.00 21,704.83 38,550.00 WACHOVIA CORP RT .63 PER STK MERGER EFF 12-15-97 SEE 2-893761 #REORG/CHEM BANKING CORP COMMON STOCK 100.00 3,492.22 3,375.00 EXCH 1 FOR 1 FOR CHASE MANHATTAN NEW EFFEC 4/1/96 SEE 2123472 #REORG/CHINA RES DEV INC EXCH FOR CHINA 200.00 1,469.00 450.00 RES DEV INC AT RT OF 0.100% EFF 1-16-97 SEE SEC 2-156477 #REORG/COMPUSERVE CORP DEL COM EXCH FOR 200.00 2,315.06 2,550.00 WORLDCOM INC GA AT RATE OF .40625 SEE SEC#2945928 #REORG/COMPUTERVISION CORP EXCH FOR 2,000.00 7,331.68 7,250.00 PARAMETRIC TECH @ .0866 EFF 1-12-98 SEE SEC#2698135 #REORG/DOUBLETREE CORP EXCH FOR PROMUS 500.00 22,118.72 21,968.75 HOTEL CORP AT RT 1.00 EFF 12-19-97 SEE SEC 2-748053
-560- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- #REORG/FREEPORT MCMORAN INC EXCH IMC 100.00 3,237.00 3,150.00 GLOBAL INC COM & WTS EFF 12-22-97 SEE 2409030 2409166 #REORG/FURNITURE BRANDS INTL INC FOR 336.00 300.00 4,200.00 CASH @ RATE .0060000 EFF 8-15-97 #REORG/GENERAL MTRS CORP EXCH TO GENERAL 100.00 6,149.50 6,700.00 MTRS CORP RT OF 1.00 EFF 12-17-97 SEE 2345151 #REORG/KUSHNER LOCKE CO EXCH FOR KUSHNER 1,667.00 13,842.00 783.49 LOCKE CO @ 6.00 EFF 9-5-97 SEE 2457512 #REORG/MOSINEE PAPER CORP EXCH WAUSAU 300.00 7,250.31 8,925.00 MOSINEE PAPER CORP RT 1.4 EFF 12-18-97 SEE 2-904671 #REORG/ONEOK INC EXCH ONEOK INC AT RT 9,700.00 243,354.23 357,687.50 1.00 EFF 11-28-97 SEE SEC 2-684779 #REORG/ROYAL DUTCH PETE N.Y. EXCH FOR 400.00 15,142.50 21,075.00 ROYAL DUTCH PETROLEUM CO @ 4 PER SHR EFF 6-30-97 SEE 2771584 #REORG/SALOMON INC EXCH FOR TRAVELERS 4,800.00 187,947.46 410,868.00 GROUP INC AT RT 1.695 EFF 12-1-97 SEE 2-866778 #REORG/SAVANNAH FOODS & IND EXCH FOR 201.00 3,136.85 3,580.31 IMPERIAL HOLLY CORP @ 1.52830200 SEE 2415120 #REORG/WATSCO CL A EXCH FOR WATSCO COMM 40.00 986.97 1,040.00 RT 1 FOR 1 RECLASS 6-16-94 SEE 2904208 #SILVERADO MINES LTD CORP FORWARD SPLIT 9,692.00 5,369.74 3,028.75 N/C SILVERADO GOLD MINES EFF 5-23-97 SEE 2825398 #UN ELEC CO COM EXCHANGED FOR AMEREN 4,600.00 166,632.38 183,137.50 CORP. AT A RATE OF 1 FOR 1 EFF 12/31/97 SEE SEC #2014173 #4FRONT SOFTWARE N/C 4FRONT TECHNOLOGIES 200.00 2,127.29 1,725.00 EFF 12-31-97 DO NOT USE SEE 2332553 A C MOORE ARTS & CRAFTS INC COM STK 75,800.00 1,271,908.84 1,137,000.00 AAMES FINL CORP COMMON STOCK 500.00 7,017.27 6,750.00 AAR CORP., COMMON STOCK, $1 PAR 20,700.00 763,519.50 798,243.75 AASCHE TRANS SVCS INC COMMON STOCK 600.00 3,355.90 2,178.00 ABACAN RESOURCE CORP COMMON STOCK 2,000.00 6,054.40 4,625.00 ABACUS DIRECT CORP COMMON STOCK 5,000.00 141,975.00 208,750.00 ABACUS MINERALS CORP COMMON STOCK 5,000.00 5,800.00 3,200.00 ABB AB SER 'A' SEK5 41,400.00 255,986.88 528,156.97
-561- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ABB AG CHF50 (BR) 170.00 153,799.41 226,197.66 ABBEY NATIONAL ORD GBP0.10 12,430.00 91,658.63 197,903.26 ABBOTT LABORATORIES, COMMON STOCK, 34,548.27 1,062,753.04 2,245,637.55 NO PAR ABERCROMBIE & FITCH CO CL A COMMON STOCK 10,800.00 232,080.60 323,325.00 ABN-AMRO HLDGS NV NLG1.25 27,798.00 259,996.04 529,965.14 ABR INFORMATION SVCS INC COMMON STOCK 3,800.00 108,183.16 91,200.00 ABRAXAS PETE CORP COMMON STOCK 54,700.00 673,687.65 875,200.00 ABT BLDG PRODS CORP COMMON STOCK 90.00 1,619.06 1,620.00 ACCELR8 TECHNOLOGY CORP COMMON STOCK 200.00 4,736.69 4,375.00 ACCLAIM ENTMT INC COMMON STOCK NEW 1,000.00 4,143.50 4,062.50 PAR $0.02 ACCOR FF100 3,220.00 573,417.57 608,715.24 ACCUSTAFF INC COMMON STOCK 100.00 2,244.00 2,956.25 ACNIELSEN CORP COM STK 67.00 1,133.50 1,503.32 ACOM CO JPY50 4,600.00 222,529.79 249,057.79 ACTRADE INTERNATIONAL LTD COMMON STOCK 200.00 4,895.36 5,737.50 ACUSON, COMMON STOCK 100.00 2,819.06 1,906.25 ACX TECHNOLOGIES INC COMMON STOCK 9,800.00 176,427.16 262,762.50 ADAC LABS COMMON STOCK NEW 804.93 15,064.37 16,802.91 ADAPTEC INC., COMMON STOCK 26,660.00 1,028,434.66 1,319,670.00 ADC TELECOMMUNICATIONS, COMMON STOCK, 400.00 12,592.88 14,875.00 $.20 PAR ADECC0 CHF10(BR) 491.00 43,683.91 144,644.74 ADOBE SYSTEMS INC., COMMON STOCK 3,300.00 148,397.34 138,600.00 ADR ABN AMRO HLDG N V 10.00 264.71 191.88 ADR AKZO NOBEL NV SPONORED 525.00 33,869.88 46,068.75 ADR AO MOSENERGO 293.00 15,351.02 9,577.50 ADR ASIA PULP & PAPER LTD 500.00 6,839.06 5,437.50 ADR AXA SA 500.00 15,803.90 17,875.00 ADR BAAN COMPANY N.V. COMMON STOCK 45.00 3,171.38 1,608.75 ADR BANCO DE SANTANDER 1,835.00 34,135.33 54,247.19 ADR BANCO WIESE SPONSORED 700.00 5,196.46 3,325.00
-562- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ADR BRITISH AIRWAYS PLC AMERICAN 100.00 11,574.50 9,150.00 DEPOSITARY RECEIPT 2ND INSTALLMENT ADR BRITISH STEEL PLC AMERICAN 500.00 13,785.53 12,000.00 DEPOSITARY RECEIPT ADR BUENOS AIRES EMBOTELLADORA S A 2,000.00 26,867.53 3,041.20 ADR C P POKPHAND LTD 6,000.00 62,211.63 30,000.00 ADR CABLE & WIRELESS PUB LTD CO 1,813.00 40,062.52 48,837.69 SPONSORED ADR CHINA EASTERN AIRPLANES 250.00 7,037.09 4,562.50 ADR CHINA SOUTHN AIRLS LTD 50 SHS CL H 1,000.00 28,347.86 15,062.50 ISIN US1694091091 ADR CIFRA SA DE CV 1,000.00 1,241.67 1,863.00 ADR CONSORCIO G GRUPO DINA 200.00 560.10 1,100.00 ADR DANKA BUSINESS SYS PLC SPONSORED 35,600.00 1,425,589.16 1,308,300.00 ADR DRIEFONTEIN CONSOLIDATED LTD 3,000.00 26,214.20 20,062.50 SPONSORED ADR ELAN PLC 28,010.00 457,477.65 1,477,527.50 ADR ELF AQUITAINE SPONSORED 17,100.00 706,661.09 978,975.00 ADR EMPRESA NACIONAL DE ELECTRICIDAD S A 400.00 5,567.50 7,500.00 SPAIN ADR ERICSSON L.M. TELEPHONE CO., CLASS B 100,530.00 2,794,058.23 4,065,171.88 SER 10 NEW ADR ESPIRITO SANTO FINL GRP 2,250.00 41,863.73 45,422.40 ADR FLETCHER CHALLENGE PAPER DIV 300.00 5,848.47 3,900.00 SPONSORED ADR FLETCHER CHALLENGE LIMITED FOREST 12.00 137.69 112.50 ADR FREE STATE CONSOLIDATED GOLD MINES 300.00 1,544.46 1,218.75 LTD AMERICAN DEPOSITARY RECEIPT ADR GLAXO WELLCOME PLC SPONSORED 815.00 25,131.79 37,235.31 ADR GRUPO INDUSTRIAL MASECA S.A DE C.V. 1,000.00 14,487.39 15,312.50 NEW ADR GRUPO TRIBASA S A DE C V SPONSORED 1,500.00 7,675.80 9,187.50 ADR ADR HITACHI LTD AMERICAN DEPOSITARY 10,237.00 935,160.21 735,144.56 RECEIPT FOR 10 COMMON STOCK ADR HONG KONG & CHINA GAS LTD 12,500.00 27,090.00 22,475.00 ADR HONG KONG TELECOMMUNICATIONS LTD 1,299.00 23,188.96 24,681.00 SPONSORED
-563- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ADR IMPERIAL CHEMICAL INDUSTRIES PLC., 37,200.00 2,420,601.00 2,211,075.00 NEW ADR ING GROEP N.V. 500.00 16,318.54 20,375.00 ADR INSIGNIA SOLUTIONS PLC SPONSORED 40,000.00 106,575.00 90,000.00 ADR KONINKLIJKE AHOLD NV NEW 1,622.00 42,791.34 42,983.00 ADR KYOCERA CORP., AMERICAN DEPOSITARY 46.00 6,046.75 4,531.00 RECEIPT FOR COMMON ADR LUCASVARITY PLC SPONSORED 26,644.00 934,010.81 845,947.00 ADR MAKITA CORP., (NEW) 28,400.00 376,232.00 326,600.00 ADR MATSUSHITA ELECTRIC INDUSTRIAL CO., 9,000.00 1,378,200.60 1,395,562.50 LTD., AMERICAN DEPOSITARY RECEIPT FOR DOLLAR VALIDATED COMMON STOCK ADR MINAS BUENAVENTURA SPON 1,600.00 30,638.60 25,800.00 ADR NESTLE SA SPONSORED REPSTG REG SH 180.00 10,202.75 13,320.00 ADR NISSAN MTR LTD SPONSORED 29,800.00 371,391.71 270,062.50 ADR NOKIA CORP SPONSORED FINLAND 76,750.00 5,690,609.62 6,379,843.75 ADR NORSK HYDRO A.S. 100.00 4,449.50 5,181.25 SPONSORED FOR COMMON STOCK ADR NOVARTIS AG SPONSORED 100.00 5,423.59 7,962.50 ADR OIL CO LUKOIL 1,864.00 143,563.39 142,130.00 ADR P T TRI POLYTA INDONESIA SPONSORED 4,800.00 16,314.00 10,200.00 ADR ADR PERUSAHAAN PERSEROAN PERSERO 1,500.00 35,225.10 33,562.50 INDONESIAN SATELLITE CORP SPONSORED ADR PETSEC ENERGY LTD 40,800.00 804,583.45 765,000.00 ADR PHILIPS ELECTRONICS N.V. 400.00 14,391.72 26,800.00 ADR PT TELEKOMUNIKASI INDONESIA 200.00 3,925.39 2,925.00 SPONSORED ADR REPSOL SA 13,000.00 410,288.38 560,625.00 SPONSORED ADR RHONE POULENC S A SPONSORED REPSTG 2,160.00 64,941.15 96,930.00 1/4 SH SER A ADR RIO TINTO PLC 100.00 5,549.50 4,900.00 ADR SAVILLE SYSTEMS PLC PAR $0.0025 5,160.00 166,558.61 173,182.50 ADR SELECT APPOINTMENTS HLDGS PLC 74,600.00 1,418,743.30 1,436,050.00 ADR SMITHKLINE BEECHAM P L C REPSTG ORD 16,080.00 245,090.50 797,970.00
-564- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ADR SONY CORP ., AMERICAN DEPOSITARY 13,205.00 830,983.93 1,102,617.50 RECEIPT FOR DOLLAR-VALIDATED COMMON STOCK, BACKED BY ONE SHARE COMMON STOCK ADR SURGUT NEFTEGAZ 2,250.00 17,685.67 18,281.25 ADR TELE DANMARK A/S SPONSORED ADR 700.00 18,116.65 20,912.50 REPSTG CL B SHS ADR TELECOM CORP NEW ZEALAND LTD 400.00 16,635.00 16,400.00 ADR TELEFONICA DE ARGENTINA 10 CL B SHRS 200.00 5,910.00 6,612.50 ADR TELEFONOS DE MEX SA 14,961.00 754,105.26 740,569.50 CV SER L REPSTG SH ORD L ADR TEVA PHARMACEUTICAL INDS LTD., 23,300.00 1,086,744.77 1,153,350.00 ADR TUBOS DE ACERO DE MEXICO S.A. NEW 1,000.00 11,740.53 22,125.00 ADR UNILEVER N V 44,400.00 1,398,361.42 2,577,975.00 N.Y. SHARES 4 GUILDERS PAR ADR VOLVO AKTIEBOLAGET, CLASS B 200.00 5,683.66 5,312.50 ADR YPF SOCIEDAD ANONIMA SPONSORED 800.00 28,904.65 26,850.00 REPSTG CL D SHS ADTRAN INC COMMON STOCK 15,200.00 600,042.80 545,300.00 ADVANCE TISSUE SCIENCE, INC., COMMON 5,000.00 67,761.00 64,062.50 STOCK ADVANCED DEPOSITION TECHNOLOGIES INC COM 300.00 1,506.39 1,275.00 ADVANCED DIGITAL INFORMATION CORP COM 54,000.00 736,064.13 1,012,500.00 STK ADVANCED ENERGY INDS INC COMMON STOCK 11,700.00 289,112.48 231,075.00 ADVANCED FIBRE COMMUNICATIONS INC COMMON 26,700.00 952,874.94 690,862.50 STOCK ADVANCED MICRO DEVICES, INC., COMMON 10,740.00 249,188.92 234,266.25 STOCK, $.01 PAR ADVANTA CORP., CLASS A COMMON 17,500.00 590,404.62 498,750.00 ADVANTEST JPY50 8,200.00 357,681.16 567,333.98 ADVO, INC., COMMON STOCK 3,600.00 63,972.00 78,300.00 AEGON NV NLG1 9,000.00 277,424.58 767,373.42 AEROQUIP VICKERS INC COMMON STOCK 1,300.00 39,709.26 66,381.25 AETNA INC COM STK 17,299.00 1,154,627.38 1,303,912.13 AFC CABLE SYS INC COM STOCK 2,625.00 62,212.50 70,218.75 AFFILIATED COMPUTER SVCS INC CL A COMMON 12,900.00 327,808.96 301,537.50 STOCK
-565- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- AFFYMETRIX INC COMMON STOCK 700.00 14,386.99 24,062.50 AFLAC INC COMMON STOCK 258.14 9,725.84 11,906.71 AG SERVICES OF AMERICA COMMON STOCK 200.00 3,395.15 3,612.50 AGNICO-EAGLE MINES LTD., CAPITAL STOCK, 1,000.00 17,496.57 4,750.00 NO PAR AGOURON PHARMACEUTICALS INC COMMON 12,400.00 626,082.05 475,850.00 STOCK AHMANSON, H. F. & CO., COMMON STOCK, 4,300.00 94,308.42 255,850.00 NO PAR AHOLD (KON) NV NLG0.50 2,039.00 22,757.38 54,361.03 AIR CDA INC CL A NON VTG 500.00 4,897.92 4,437.50 AIR NEW ZEALAND 'B'NPV(NON NZ RESIDENTS) 86,545.00 242,060.27 176,143.15 AIR PRODUCTS AND CHEMICALS, INC., 4,900.00 208,971.24 375,768.75 COMMON STOCK, $1 PAR AIRBORNE FREIGHT CORP., COMMON STOCK, 13,300.00 860,074.72 847,043.75 $1 PAR AIRTOUCH COMMUNICATIONS INC COMMON STOCK 148,305.00 4,097,880.41 5,820,971.25 AIRTRAN HLDGS INC COM STK 6,000.00 62,138.62 30,375.00 AK STL HLDG CORP COM STK PAR $0.01 13,800.00 273,304.90 271,687.50 AKSYS LTD COMMON STOCK 2,500.00 26,415.00 15,937.50 AKZO NOBEL NLG20 275.00 25,265.16 48,361.38 AKZO NOBEL NV SPON ADR(CNV 1/2 NLG20) 3,700.00 226,255.00 324,675.00 ALANCO ENVIRON RES CORP COM STK 1,000.00 3,215.00 687.50 ALASKA AIR GROUP INC., COMMON STOCK 6,700.00 228,516.56 250,412.50 ALBANK FINL CORP COMMON STOCK 4,080.00 77,418.00 188,700.00 ALBERMARLE CORP COMMON STOCK 21,100.00 372,830.22 526,181.25 ALBERTO-CULVER CO., CLASS B COMMON STOCK 20,080.00 385,645.94 626,245.00 NO PAR ALBERTSON'S, INC., COMMON STOCK, $1 PAR 12,317.34 300,138.83 546,581.96 ALCAN ALUM LTD (NEW) COMMON STOCK 29,350.00 939,989.82 790,615.63 ALCAN ALUMIN COM STK (CAN QUOTE) 2,130.00 51,633.79 57,310.76 ALCATEL ALST(CGE) FRF40 1,221.00 115,705.78 153,052.88 ALCATEL ALST(CGE) SPON ADR-REP 1/5 FRF40 17,462.00 404,664.83 432,184.50 ALDIA INC COMMON STOCK 2,400.00 13,870.78 10,950.00 ALLEANZA ASSICURAZ DI RISP ITL500(NON CN 88,000.00 562,817.46 430,057.00
-566- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ALLEGHENY TELEDYNE INC COM STK 7,812.00 132,866.95 201,159.00 ALLEGIANCE CORP COMMON STOCK 40.00 705.12 1,267.50 ALLERGAN INC COM STOCK 2,900.00 79,607.78 98,237.50 ALLIANZ AG DEM5(REGD)(VINKULIERT) DEM 750.00 114,816.82 177,948.81 ALLIED SIGNAL INC., COMMON STOCK 44,075.31 1,249,788.39 1,636,295.88 ALLIED WASTE INDS INC COMMON STOCK NEW 51,870.00 837,499.37 1,134,656.25 $0.01 @ PAR ALLMERICA FINL CORP COMMON STOCK 11,300.00 389,373.52 548,050.00 ALLSTATE CORP COMMON STOCK 19,464.00 599,221.81 1,671,471.00 ALLTEL CORP., COMMON STOCK 8,300.00 253,409.78 329,925.00 ALPHA BETA TECHNOLOGY INC COMMON STOCK 5,000.00 32,303.62 14,687.50 ALPHA MICROSYSTEMS, COMMON STOCK, NO PAR 600.00 1,055.75 693.72 ALPINE GROUP INC., COMMON STOCK, 200.00 3,098.41 3,912.50 $0.10 PAR ALPS ELECTRIC CO JPY50 4,000.00 47,183.11 42,311.46 ALTA GOLD CO., CAPITAL STOCK 2,000.00 7,880.00 3,250.00 ALTAIR INTL INC NEW COM STK 4,000.00 30,216.00 55,750.00 ALTEON INC COMMON STOCK 500.00 2,036.04 2,843.75 ALTERA CORP COMMON STOCK 497.00 14,081.51 23,265.81 ALTERNATIVE LIVING SVCS INC COMMON STOCK 48,700.00 633,100.00 1,296,637.50 ALUMAX INCORPORATED COMMON STOCK 48,300.00 1,666,512.27 1,518,431.00 ALUMINUM CO. OF AMERICA, COMMON STOCK, 28,850.00 1,031,767.96 1,940,162.50 $1 PAR ALZA CORP COMMON STOCK 3,800.00 112,224.11 101,412.50 AMADA CO Y50 9,000.00 95,609.99 45,202.74 AMBAC FINANCIAL GROUP COMMON STK 25,000.00 531,919.58 1,003,125.00 AMERADA HESS CORP., COMMON STOCK, $1 PAR 43,000.00 1,999,111.08 2,408,000.00 AMERCO COMMON STOCK 200.00 6,101.71 5,650.00 AMERICA ON-LINE COMMON STOCK 300.00 23,518.06 22,650.00 AMERICAN BANKERS INSURANCE GROUP INC., 6,400.00 220,967.00 259,200.00 COMMON STOCK AMERICAN BUSINESS PRODS INC GA COMMON 1,009.31 20,666.71 20,943.18 STOCK AMERICAN CAP STRATEGIES LTD COM STK 65,000.00 975,000.00 1,202,500.00
-567- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- AMERICAN DIGITAL COMMUNICATION INC COM 25,000.00 3,868.30 5,000.00 AMERICAN DISP SVCS INC COMMON STOCK 25,840.00 789,962.24 920,550.00 AMERICAN EAGLE OUTFITTERS INC COM 3,300.00 82,875.54 110,962.50 AMERICAN ELECTRIC POWER CO., INC., 8,400.00 284,568.64 416,325.00 COMMON STOCK, $6.50 PAR AMERICAN EXPRESS CO., COMMON STOCK, $.60 47,000.00 1,215,109.84 3,707,125.00 PAR AMERICAN GENERAL CORP., COMMON STOCK 26,415.00 869,445.22 1,423,108.13 $1.50 PAR AMERICAN GREETINGS CORP., CLASS A, 3,400.00 80,820.39 124,950.00 COMMON STOCK, $1 PAR AMERICAN HOME PRODUCTS CORP., 29,101.74 1,124,329.22 2,033,484.08 COMMON STOCK, $.33 1/3 PAR AMERICAN HOMEPATIENT INC COM 7,000.00 175,273.00 143,500.00 AMERICAN INTERNATIONAL GROUP, INC. 47,077.63 2,272,253.52 4,746,013.58 COMMON STOCK, $2.50 PAR AMERICAN ITALIAN PASTA CO CL A COM STK 25,030.00 513,854.71 591,333.75 AMERICAN ONCOLOGY RESOURCES 18,800.00 409,330.00 256,150.00 COMMON STOCK AMERICAN POWER CONVERSION CORP COMMON 33,800.00 550,737.03 1,026,675.00 STOCK AMERICAN RADIO SYS CORP CL A COMMON 100.00 2,955.00 4,975.00 STOCK AMERICAN REAL ESTATE PARTNERS L P RT PUR 60.00 28.08 0.96 DEPOSITARY UNIT & PFD CONV PIK 5% EXP 09-11-97 AMERICAN SOFTWARE INC., CLASS A COMMON 600.00 7,188.82 5,550.00 STOCK AMERICAN STORES CO., COMMON STOCK, $1 12,401.44 152,799.44 245,703.53 PAR AMERICAN WATER WORKS CO., INC., COMMON 409.26 8,631.83 11,740.65 STOCK, $2.50 PAR AMERICAN WILD WOODLAND GINSENG CORP 140,500.00 281,353.61 285,215.00 AMERICREDIT CORP COMMON STOCK 13,100.00 429,535.90 361,887.50 AMERIPATH INC COM STK 75,000.00 1,200,000.00 1,256,250.00 AMERITECH CORP COMMON STOCK 24,797.00 974,195.36 1,910,918.81 AMERITRADE HLDG CORP CL A COMMON STOCK 1,200.00 34,941.43 40,200.00 AMERUS LIFE HLDGS INC COMMON STOCK 1,900.00 60,422.47 61,750.00 AMES DEPT STORES INC COM NEW PAR $0.01 9,100.00 118,768.29 154,700.00
-568- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- AMGEN INC COMMON STOCK 13,690.00 550,966.22 699,901.25 AMMONIA HOLD INC COMMON STOCK 500.00 1,417.75 1,250.00 AMOCO CORP., COMMON STOCK 34,000.00 1,880,558.55 3,060,000.00 AMOY PROPERTIES HKD1 500,000.00 530,411.99 430,125.61 AMP INC., COMMON STOCK, NO PAR 9,836.00 305,248.22 427,251.25 AMPEX CORP 500.00 3,696.93 1,281.50 AMR CORP., COMMON STOCK, 19,625.00 1,657,712.92 2,378,304.69 $1 PAR AMRESCO INC COMMON STOCK 74,270.00 1,649,574.23 2,079,560.00 AMX CORP COM STK 300.00 2,577.83 1,950.00 AMYLIN PHARMACEUTICALS INC COMMON STK 17,340.00 148,623.16 117,045.00 ANADARKO PETROLEUM CORP, COMMON STOCK 2,700.00 180,380.80 175,500.00 ANALOG DEVICES, INC., COMMON STOCK, 1,600.00 47,584.67 50,200.00 $.16 2/3 PAR ANALOGIC CORP., COMMON STOCK, $.05 PAR 301.69 8,489.44 11,313.38 ANCHOR GAMING COM STK 17,906.00 1,541,016.21 1,423,527.00 ANDREW CORP., COMMON STOCK, $1 PAR 4,150.00 54,530.19 109,975.00 ANDRX CORP COMMON STOCK 1,000.00 34,157.32 38,875.00 ANERGEN INC COMMON STOCK 1,000.00 5,768.46 2,500.00 ANGELICA CORP., COMMON STOCK, $1 PAR 2,400.00 47,874.00 51,600.00 ANHEUSER-BUSCH COMPANIES INCORPORATED 22,000.00 578,421.30 950,125.00 COMMON STOCK $1.00 PAR VALUE ANICOM INC COMMON STOCK 500.00 8,396.02 8,812.50 AON CORP COMMON STOCK 7,500.00 284,278.11 397,031.25 APACHE CORP., COMMON STOCK, $1.25 PAR 34,501.91 1,097,473.86 1,267,945.19 APEX PC SOLUTIONS INC COMMON STOCK 6,500.00 208,148.13 143,000.00 APOGEE ENTERPRISES INC., COMMON STOCK 5,300.00 130,147.48 117,262.50 $.33-1/3 PAR APPLE COMPUTER, INC., COMMON STOCK 13,173.00 353,641.65 233,820.75 APPLE SOUTH INC COMMON STOCK 400.00 5,170.33 7,350.00 APPLIED ANALYTICAL INDS INC COMMON STOCK 26,860.00 575,504.01 332,392.50 APPLIED INDL TECHNOLOGIES INC 150.00 2,931.50 4,237.50 COMMON STOCK APPLIED MAGNETICS CORP., COMMON STOCK, 2,800.00 59,652.85 47,250.00 $.10 PAR
-569- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- APPLIED MATERIALS, INC., COMMON STOCK, 25,360.00 619,106.56 836,880.00 $.01 PAR APPLIED POWER INC CLASS A COMMON STOCK 16,120.00 1,094,124.98 983,320.00 APPLIX INC COMMON STOCK 1,200.00 13,129.38 6,675.00 APTARGROUP INC COMMON STOCK $0.01 PAR 4,500.00 166,080.70 256,500.00 AQUARION COMPANY COMMON STOCK 1,800.00 54,936.00 54,675.00 ARAKIS ENERGY CORP COM 2,400.00 12,314.77 7,050.00 ARAMEX INTERNATIONAL LTD COMMON STOCK 500.00 6,327.90 7,437.50 ARCHER-DANIELS-MIDLAND CO., COMMON STOCK 63,746.00 942,027.05 1,362,570.75 NO PAR ARGENTARIA CORP BC ESP500 985.00 42,153.56 61,098.07 ARGENTARIA CORP BC SPON ADR REP 1/2 COM 16,000.00 332,069.23 484,000.00 ARGOS ORD GBP0.10 5/7 11,044.00 65,189.49 115,363.41 ARGUSS HLDGS INC COM STK 1,000.00 14,600.37 12,500.00 ARMCO INC., COMMON STOCK, 25,000.00 153,297.90 132,812.50 $5 PAR ARMSTRONG WORLD INDUSTRIES, INC., 20,800.00 1,421,146.51 1,433,900.00 COMMON STOCK, $1 PAR ARVIN INDUSTRIES, INC., COMMON STOCK, 3,700.00 128,843.25 127,650.00 $2.50 PAR ASAHI BREWERIES Y50 59,000.00 722,151.87 827,502.45 ASANTE TECHNOLOGIES INC COMMON STOCK 2,000.00 11,076.49 9,562.40 ASARCO INC., COMMON STOCK, NO PAR 3,110.36 88,039.27 77,370.21 ASCEND COMMUNICATIONS INC COMMON STOCK 8,793.00 341,699.87 219,275.44 ASDA GROUP ORD 25P 36,140.00 31,117.17 97,270.02 ASHANTI GOLDFIELDS CO LTD SHS ISIN# 288.00 6,136.00 2,232.00 GH000890232 ASHANTI GOLDFIELDS-GDR 205.00 3,592.76 1,473.44 ASHLAND INC COM 3,958.05 147,862.04 184,791.46 ASIA PACIFIC FUND INC COMMON STOCK 300.00 2,545.01 2,456.25 ASM LITHOGRAPHY HL NLG0.25 8,700.00 182,892.81 543,750.00 ASM LITHOGRAPHY HLDG NV COM STK 30.00 3,252.00 1,875.00 ASPECT DEV INC COMMON STOCK 18,760.00 592,984.69 799,645.00 ASS GEN DE FRANCE FRF30(BR) 893.00 27,622.78 50,825.87 ASSICUR GENERALI ITL2000 3,000.00 68,874.89 67,272.36
-570- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ASTEA INTL INC COM STK 147.00 1,319.43 339.94 ASTORIA FINL CORP COMMON STOCK 23,390.00 646,271.83 1,289,373.75 ASTRA AB SER 'A' SEK1.25 75,333.00 872,177.74 1,307,424.17 ASTRA AB SER 'B' SEK1.25 16,333.00 159,600.26 272,886.54 ASYST TECHNOLOGIES INC COM STK 352.00 5,528.84 10,846.00 AT & T CORP COM STK 98,306.73 3,373,516.82 5,492,888.54 ATC COMMUNICATIONS GROUP INC COMMON 2,000.00 8,146.02 4,500.00 STOCK ATC ENVIRONMENTAL INC. COMMON STOCK 200.00 2,253.99 2,250.00 $0.01 PAR ATL ULTRASOUND INC COM STK 16,630.00 572,264.52 715,090.00 ATLANTIC COAST AIRLS INC COMMON STOCK 1,340.00 30,850.91 31,322.50 ATLANTIC RICHFIELD CO., COMMON STOCK 29,735.00 1,719,692.96 2,423,402.50 $2.50 PAR ATLAS AIR INC COMMON STOCK 1,771.00 45,720.51 46,710.13 ATLAS COPCO AB SER'B'SEK5 3,090.00 36,714.13 94,849.11 ATMEL CORP COMMON STOCK 1,600.00 41,442.55 35,900.00 ATMOS ENERGY CORP COMMON STOCK 300.00 7,929.88 7,968.75 ATRIX LABS INC COMMON STOCK 5,330.00 40,804.51 78,617.50 AU BON PAIN., INC., CLASS A 1,000.00 6,453.24 9,125.00 AUGUSTA GOLD CORPORATION 8,000.00 6,009.10 1,360.00 AULT INC COMMON STOCK N.P. 300.00 3,022.02 2,062.50 AURA SYSTEMS INC COMMON STOCK @ $0.0005 10,000.00 50,352.50 37,187.00 AUSPEX SYS INC COMMON STOCK 50.00 1,093.07 559.38 AUST & NZ BANK GRP AUD1 71,463.00 445,637.69 490,942.92 AUST GAS LIGHT CO AUD1 9,258.00 30,343.54 62,397.82 AUTODESK INC., COMMON STOCK 33,100.00 966,610.44 1,272,281.25 AUTOIMMUNE INC COMMON STOCK 1,500.00 15,387.34 4,406.25 AUTOMATIC DATA PROCESSING, INC., 13,100.00 338,889.69 736,875.00 COMMON STOCK, $.10 PAR AUTOZONE INC COMMON STOCK 7,025.00 182,073.39 210,750.00 AVATEX CORP COMMON STOCK 1,500.00 23,213.24 2,625.00 AVERY DENNISON CORP COMMON STOCK 4,600.00 81,013.54 192,625.00 AVID TECHNOLOGY INC COMMON STOCK 10,500.00 312,610.57 307,125.00
-571- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- AVON PRODUCTS, INC., COMMON STOCK, 35,900.00 1,672,108.40 2,075,468.75 $0.50 PAR AVONDALE INDUSTRIES COMMON STOCK 3,900.00 74,178.00 110,662.50 AXA UAP FRF60 3,866.00 244,579.93 280,546.87 AZCO MNG INC DEL COMMON STOCK 2,000.00 1,977.60 2,125.00 B A T INTL INC COM STK 5,000.00 2,151.24 1,500.00 BAAN CO NV NLG0.01 1,123.00 75,073.13 80,668.23 BAAN CO NV NLG0.06 690.00 31,944.86 49,335.00 BAKER HUGHES INC., COMMON STOCK 24,900.27 846,255.06 1,042,698.81 BALL CORP., COMMON STOCK, $2.50 PAR 13,300.00 471,364.07 512,050.00 BALLARD PWR SYS INC COMMON STOCK 600.00 32,061.80 31,050.00 BALLY'S TOTAL FITNESS HLDG CORP 34,290.00 417,551.43 638,651.25 BALOISE-HLDGS CHF10 (REGD) 350.00 369,479.50 623,553.34 BALTIMORE GAS AND ELECTRIC CO., 6,550.00 153,665.68 201,003.13 COMMON STOCK, NO PAR BANC ONE CORP COMMON STOCK NO PAR 62,066.03 2,680,541.50 3,188,642.29 BANCA QUADRUM S A SPONSORED ADR 3,000.00 11,011.17 11,625.00 BANK OF NEW YORK CO., INC., COMMON 17,000.00 357,687.51 913,750.00 STOCK, $7.50 PAR BANK OF SCOTLAND STK 25P 70,600.00 259,084.51 598,305.08 BANK UNITED CORP CL A COMMON STOCK 28,890.00 696,802.66 1,213,380.00 BANKAMERICA CORP., COMMON STOCK, $1.5625 88,388.00 2,878,102.64 6,452,324.00 PAR BANKBOSTON CORP COM STK 6,500.00 261,276.62 579,312.50 BANKERS TRUST NEW YORK CORP., 4,450.00 308,989.85 527,603.13 COMMON STOCK, $10 PAR BARD, C. R., INC., CAPITAL STOCK, 2,600.00 68,046.06 77,837.50 $.25 PAR BARNES & NOBLE COMMON STOCK 300.00 9,235.80 9,281.25 BARNES GROUP INC., COMMON STOCK, $1 PAR 4,300.00 112,855.20 112,337.50 BARRETT BUSINESS SVCS INC COMMON STOCK 300.00 5,105.25 3,600.00 BARRICK GOLD CORP 18,098.00 504,657.93 299,748.13 BASIN EXPL INC COMMON STOCK 100.00 652.91 1,850.00 BATTLE MOUNTAIN GOLD COMPANY 11,850.00 96,440.81 59,990.63 COMMON STOCK, $.10 PAR
-572- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- BAUSCH & LOMB, INC., COMMON STOCK, 22,500.00 772,132.22 891,562.50 $1 PAR BAXTER INTL INC COMMON STOCK 12,700.00 382,890.26 642,937.50 BAY APT CMNTYS INC COMMON STOCK 154.00 4,974.20 6,150.45 BAY NETWORKS INC COM 13,000.00 500,219.62 390,812.50 BAYER AG DEM5 14,110.00 336,329.14 522,130.39 BAYER HYPO/WECH BK DEM5 2,437.00 75,829.58 105,695.21 BAYER VEREINSBK DEM5 1,302.00 72,445.82 77,322.05 BCA COMM ITALIANA ITL1000 8,000.00 16,704.48 22,916.00 BCAM INTL INC COM 1,000.00 1,697.09 1,125.00 BCE INC COMMON STOCK 98,500.00 1,737,091.97 2,985,781.25 BCO BILBAO VIZCAYA ESP260 1,740.00 34,358.66 52,564.63 BCO DE GALICIA BUE SPON ADR(REP 4 ORD 'B 1,278.00 24,934.46 30,033.00 BCO FRANCES RIO PL SPN ADR-REP 3 ORD SHS 1,192.00 25,033.80 32,108.90 BCO LATINOAMERICAN CLASS'E'COM NPV 388.00 19,059.53 15,762.50 BCO POPULAR ESP ESP125 1,210.00 38,968.84 77,082.98 BCO SANTANDER SA ESP250 (REGD) 20,511.00 350,534.78 620,315.90 BCO TOTTA & ACORES PTE1000(REGD) 6,000.00 100,071.92 113,201.27 BECTON, DICKINSON AND CO., COMMON STOCK, 5,500.00 127,657.27 283,593.75 $1 PAR BELDEN INC COM STK 100.00 3,462.00 3,312.50 BELL ATLANTIC CORP., COMMON STOCK, 46,108.85 2,522,688.89 4,115,214.86 BELL SPORTS CORP COMMON STOCK 600.00 5,774.99 5,025.00 BELLSOUTH CORP., COMMON STOCK 44,300.00 1,292,409.34 2,425,425.00 BELO A.H. CORPORATION CL A COMMON STK 12,500.00 547,630.48 616,406.25 BEMA GOLD CORP., COMMON STOCK 8,000.00 44,668.50 15,500.00 BEMIS CO., INC., COMMON STOCK, $10 PAR 2,400.00 59,020.06 101,100.00 BENCHMARK ELECTRONICS INC COMMON STOCK 200.00 5,204.00 5,625.00 $0.10 PAR BENEFICIAL CORP., COMMON STOCK, $1 PAR 14,700.00 974,500.23 1,141,087.50 BERGESEN DY ASA 'A'NOK2.50 1,240.00 26,051.21 31,639.03 BERJAYA SPORTS MYR1 17,000.00 24,271.35 37,252.94 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 5.00 5,600.00 7,540.00
-573- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- BERKSHIRE REALTY INC. COMMON STOCK 1,073.59 11,882.91 12,212.09 BETHLEHEM STEEL CORP., COMMON STOCK, $8 5,000.00 73,951.77 51,250.00 PAR BG ORD 1 2/15P 10,473.00 36,134.11 50,111.74 BIG FLOWER PRESS HLDGS INC COM STK 300.00 6,801.44 6,581.25 BILFINGER & BERGER DEM5 1,180.00 59,961.97 43,417.52 BILLING INFORMATION CONCEPTS CORP COM 21,700.00 728,381.31 965,650.00 STK BINDLEY WESTERN INDUSTRIES, INC., 5,300.00 82,321.53 162,975.00 COMMON STOCK, $1 PAR BIOCONTROL TECHNOLOGY INC COMMON STOCK 700.00 1,412.95 175.00 BIOFIELD CORP COMMON STOCK 300.00 4,681.65 1,200.00 BIOGEN INC., COMMON STOCK 2,000.00 62,479.32 70,000.00 BIOJECT MED TECHNOLOGIES INC COMMON 1,000.00 708.46 1,531.20 STOCK BIOMET INC., COMMON STOCK 5,000.00 68,566.45 119,375.00 BIONX IMPLANTS INC COMMON STOCK 100.00 2,106.56 2,100.00 BIRMINGHAM STEEL CORP., COMMON STOCK 300.00 5,077.57 4,593.75 BJ SVCS CO COMMON STOCK 9,972.00 673,290.18 716,114.25 BK AUSTRIA AG ATS100 PTG CERT(RFD1/12/97 6,660.00 187,875.16 171,675.76 BLACK & DECKER CORP., COMMON STOCK, 4,601.68 119,044.13 169,111.74 $.50 PAR BLIMPIE INTL INC COM STK 1,700.00 9,801.32 7,543.75 BLOCK, H. & R., INC., COMMON STOCK, NO 4,600.00 137,953.27 188,600.00 PAR BLONDER TONGUE LABORATORIES INC COM STK 200.00 2,834.53 2,850.00 BLOUNT INTL INC CL A COM 101.54 3,504.50 5,134.12 BLUEGREEN CORP COM 6,960.00 31,615.56 31,320.00 BLYTH INDS INC COMMON STOCK 23,850.00 619,368.90 612,646.88 BMC SOFTWARE INC COMMON STOCK 100.00 4,474.50 6,487.50 BOC GROUP ORD 25P 35,000.00 655,342.08 557,249.72 BOEING CO., CAPITAL STOCK, $5 PAR 54,255.24 1,536,956.47 2,882,309.63 BOISE CASCADE CORP., COMMON STOCK, $2.50 20,800.00 685,245.42 700,700.00 PAR BOMBARDIER INC CLASS'B'SUB VTG NPV CAD 17,000.00 97,157.66 352,313.04
-574- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- BORAL AUD0.50 156,767.00 404,283.00 396,892.06 BORDERS GROUP INC COM STK 53,430.00 489,685.86 1,526,094.38 BORG WARNER AUTOMOTIVE, INC., COMMON 100.00 3,292.50 4,712.50 STOCK BOSTON BEER INC CL A COMMON STOCK 1,800.00 17,498.52 17,100.00 BOSTON CHICKEN INC COM STK 100.00 1,386.08 803.10 BOSTON COMMUNICATIONS GROUP INC COMMON 50,800.00 705,657.75 476,250.00 STOCK BOSTON EDISON CO., COMMON STOCK, $5 PAR 14,400.00 344,674.87 504,000.00 BOSTON SCIENTIFIC CORP COMMON STOCK 9,235.00 307,100.21 417,306.56 BOWATER INC., COMMON STOCK 26,200.00 1,057,740.05 1,175,725.00 BOWNE & CO., INC., COMMON STOCK, 8,300.00 195,271.42 316,956.25 $1 PAR BOX HILL SYS CORP COM STK 57,300.00 1,124,587.02 669,693.75 BPB INDUSTRIES ORD 50P 65,000.00 359,281.90 371,247.09 BRAMBLES INDS LTD A(cents)0.50 1,000.00 18,562.20 19,163.84 BRASS EAGLE INC COM STK -6,130.00 0.00 -72,027.50 BRASSIE GOLF CORP COMMON STOCK 500.00 603.00 205.00 BRC HLDGS INC COM STK 250.00 9,649.42 10,312.50 BRE PROPERTIES INC CLASS A COMMON STOCK 500.00 12,869.35 14,375.00 BRE-X MINERALS LTD COM STK 2,000.00 175.73 8.00 BREED TECHNOLOGIES INC COMMON STOCK 202.54 5,387.85 4,088.78 BRIDGESTONE CORP Y50 10,000.00 117,051.22 217,042.12 BRIGGS & STRATTON CORP., CAPITAL 1,100.00 28,929.77 56,237.50 STOCK, $3 PAR BRIGHTPOINT INC COM 7,800.00 169,790.40 125,287.50 BRISTOL MYERS SQUIBB CO COMMON STOCK 72,335.91 3,212,816.70 6,772,449.57 BRISTOL TECHNOLOGY SYS INC COM STK 3,000.00 15,171.00 10,875.00 BRIT PETROLEUM CO ORD GBP0.25 7,760.00 44,308.60 105,900.19 BRITISH AEROSPACE ORD GBP0.10 20,000.00 537,179.23 544,529.43 BROKEN HILL PTY ADR(CNV TO 2 ORD AUD1 10,500.00 208,647.59 191,625.00 BROKEN HILL PTY AUD1 40,697.00 592,606.92 373,985.23 BROWN-FORMAN INC., CLASS B, NON-VOTING 3,100.00 90,013.07 159,262.50 COMMON STOCK, $.30 PAR
-575- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- BROWNING-FERRIS INDUSTRIES, INC., 19,400.00 550,559.21 692,337.50 COMMON STOCK, $.16 2/3 PAR BRUNSWICK CORP., COMMON STOCK 4,400.00 78,901.86 147,125.00 NO PAR BRYLANE INC COMMON STOCK 25,780.00 1,191,859.36 1,334,115.00 BTR ORD 25P 120,313.00 659,504.97 416,556.95 BUCKEYE TECHNOLOGIES INC COM STK 18,760.00 441,985.60 821,922.50 BUCKLE INC COMMON STOCK 3,000.00 61,155.00 98,625.00 BUDERUS AG DEM50 55.00 28,943.12 26,566.88 BUILDING MATLS HLDG CORP COM STK 100.00 1,258.05 1,125.00 BUNZL ORD 25P 92,935.00 338,828.30 355,430.89 BURLINGTON INDS INC COMMON STOCK NEW 36,000.00 434,975.70 522,000.00 BURLINGTON NORTHN SANTA FE CORP COM 6,925.00 353,764.75 633,637.50 BURLINGTON RESOURCES INC COMMON STOCK 7,787.00 314,806.55 346,521.50 BURNHAM PACIFIC PPTYS (STATE OF INCORP 1,000.00 10,349.77 14,312.50 CHANGED FROM CALIF TO MARYLND CUSIP WILL REMAIN THE SAME) BURZYNSKI RESEARCH INSTITUTE INC., 10,000.00 5,239.00 900.00 COMMON STOCK C A NAC TELEFONOS SPON ADR-REP 7 CL'D'SH 800.00 18,400.00 31,600.00 C H ROBINSON WORLDWIDE INC COM STK 37,580.00 783,854.32 789,180.00 C&D TECHNOLOGIES INC COM STK 1,700.00 64,278.19 78,518.75 C-CUBE MICROSYSTEMS INC COM STK PAR 400.00 12,065.27 8,475.00 $0.001 CABLE & WIRELESS ORD GBP0.25 23,590.00 175,666.53 213,825.86 CABLE & WIRELESS SPON ADR-REP 3 ORD 25P 8,000.00 193,079.15 215,496.00 CABLETRON SYSTEMS INC COMMON STOCK 7,536.00 217,462.57 173,328.00 CABOT OIL & GAS CORP CL A 10,100.00 219,943.66 209,575.00 CADBURY SCHWEPPES ORD GBP0.25 81,130.00 745,850.62 840,633.31 CALIFORNIA AMPLIFIER INC COMMON STOCK 300.00 1,240.37 975.00 $0.01 PAR CALIFORNIA INDPT BANCORP COM 200.00 5,482.48 4,600.00 CALLAWAY GOLF CO COMMON STOCK 900.00 25,336.99 28,687.50 CAMBRIDGE NEUROSCIENCE RESH INC COMMON 3,000.00 7,840.50 6,375.00 STOCK CAMPBELL SOUP CO COM 20,852.60 466,447.86 1,167,745.60
-576- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CANADA SOUTHERN PETROLEUM LTD., CAPITAL 1,000.00 6,472.68 8,875.00 STOCK, $1 PAR CANADIAN PAC LTD NEW COMMON STOCK 40,300.00 494,279.21 1,140,993.75 CANAL PLUS FRF20 300.00 70,756.90 52,189.82 CANANDAIGUA WINE INC CL A COM STK 7,700.00 218,641.50 368,637.50 CANNODALE CORP COMMON STOCK 6,800.00 123,740.33 141,525.00 CANON INC JPY50 33,000.00 592,562.07 796,395.69 CANYON RESOURCES CORP COMMON STOCK 5,000.00 9,177.80 5,937.50 $0.01 PAR CAPITAL ONE FINANCIAL COMMON STOCK 6,500.00 300,647.46 294,531.25 CAPITAL RE CORP COMMON STOCK 3,200.00 140,992.00 179,400.00 CAPSTAR HOTEL CO COMMON STOCK 29,930.00 1,028,145.25 1,120,504.38 CARADON ORD GBP0.27 7/9 25,632.00 149,706.82 81,187.72 CARDINAL HEALTH INC 4,800.00 278,111.23 363,600.00 CARDIOVASCULAR DYNAMICS INC COMMON STOCK 40.00 229.34 220.00 CARIBINER INTL INC COM STK PAR $0.01 20,500.00 583,217.19 869,968.75 CARING PRODS INTL INC COM STK 125.00 2,285.40 328.13 CARLISLE COMPANIES INC COMMON STOCK 7,500.00 317,020.72 318,750.00 $1.00 PAR CAROLINA POWER & LIGHT CO., COMMON 6,800.00 189,706.27 254,150.00 STOCK, NO PAR CARPENTER TECHNOLOGY CORP., COMMON STOCK 15,850.00 813,387.13 746,931.25 $5 PAR CARREFOUR FF100 187.00 46,769.88 100,065.72 CARTER HOLT HARVEY NPV 7,700.00 12,080.55 11,160.11 CASCADE NATURAL GAS CORP., COMMON 1,500.00 23,589.06 25,500.00 STOCK, $1 PAR CASE CORP COMMON STOCK 3,300.00 153,086.49 204,600.00 CASELLA WASTE SYS INC CL A COM STK 23,070.00 464,661.22 467,167.50 CASMYN CORP COMMON STOCK 200.00 1,443.09 918.74 CASTELLE COM 115.00 652.84 431.25 CATELLUS DEV CORP COMMON STOCK 200.00 3,877.51 3,700.00 CATERPILLAR INC., COMMON STOCK, NO PAR 50,093.21 1,114,403.69 2,401,343.25 CATO CORP CLASS A NEW COMMON STOCK 9,700.00 83,201.75 89,725.00 CDI CORP., COMMON STOCK, $.10 PAR 100.00 2,667.50 4,137.50
-577- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CELLPRO INC COMMON STOCK 800.00 9,458.42 2,174.40 CELLSTAR CORP COMMON STOCK 9,100.00 419,942.25 235,462.50 CELLULAR TECHNICAL SVCS INC COMMON STK 3,150.00 27,075.85 8,662.50 CELLULARVISION USA INC COMMON STOCK 800.00 7,322.39 5,800.00 CEMEX SA 'B'NPV 5,075.00 44,022.66 25,095.30 CEMEX SA PTG CERT NPV (REP 1'A' SHS) 4,000.00 21,300.68 17,294.93 CENTENNIAL TECHNOLOGIES INC COMMON STOCK 1,750.00 32,395.02 3,062.50 CENTEX CONSTR PRODS INC COM STK PAR 4,900.00 103,495.00 150,062.50 $0.01 CENTEX CORP. COMMON STOCK, $.25 PAR 1,300.00 32,303.36 82,387.50 CENTIGRAM COMMUNICATIONS CORP COMMON 3,500.00 63,507.50 57,093.75 STOCK CENTOCOR, COMMON STOCK 200.00 6,897.50 8,700.00 CENTRAL AND SOUTH WEST CORP., COMMON 59,500.00 1,266,526.48 1,487,500.00 STOCK, $3.50 PAR CENTRAL GARDEN & PET CO COMMON STOCK 48,800.00 1,165,080.20 1,384,700.00 CENTRAL HUDSON GAS & ELECTRIC CORP., 4,000.00 105,100.00 154,000.00 COMMON STOCK, NO PAR CENTRAL MAINE POWER CO., COMMON STOCK, 7,100.00 92,810.40 100,287.50 $5 PAR CENTRAL NEWSPAPER INC CL A COM STOCK 3,300.00 202,494.42 226,875.00 CENTRAL VERMONT PUBLIC SERVICE CORP., 517.46 5,805.08 7,179.76 COMMON STOCK, $6 PAR CENTRICA ORD GBP0.05 11,870.00 17,681.69 17,198.84 CENTROS COM PRYCA ESP100 1,927.00 25,150.84 31,012.91 CENTURY COMMUNICATION CORP., CLASS A, 59,800.00 420,098.47 418,600.00 COMMON STOCK CENTURY TELEPHONE ENTERPRISES, INC., 400.00 12,807.26 18,425.00 COMMON STOCK, $1 PAR CEPHALON INC COM 400.00 4,677.72 4,050.00 CERIDIAN CORP COMMON STOCK 3,400.00 107,366.08 149,175.00 CERPROBE CORP COMMON STOCK $.05 PAR 300.00 6,688.23 5,362.50 CERVECERIAS UNIDAS ADS(CNV INTO 5 COM SH 821.00 19,088.25 22,167.00 CHAMPION INTERNATIONAL CORP., 28,300.00 1,209,724.92 1,515,818.75 COMMON STOCK, $.50 PAR CHARMING SHOPPES, INC., COMMON STOCK, 4,700.00 46,795.32 23,058.20 $.10 PAR
-578- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CHART INDS, INC., COMMON STOCK 3,900.00 97,539.00 90,187.50 CHASE MANHATTAN CORP NEW COM 47,707.26 3,529,674.35 5,182,201.12 CHECKERS DRIVE-IN RESTAURANTS INC 2,080.00 2,741.94 2,274.90 COMMON STOCK CHELSEA GCA REALTY INC COM 12,200.00 365,899.97 463,600.00 CHEMED CORP., CAPITAL STOCK, $1 PAR 3,300.00 136,253.70 129,112.50 CHEUNG KONG(HLDGS) HKD0.50 60,000.00 661,006.82 423,010.75 CHEVRON CORP., COMMON STOCK 47,241.51 1,999,792.30 3,788,178.58 CHICAGO MINIATURE LAMP INC COMMON STOCK 24,650.00 764,839.39 835,018.75 CHILGENER SA ADS REPR 68 SHS NPV 842.00 22,426.61 21,050.00 CHINA CLIPPER GOLD MINES LTD COMMON 3,000.00 3,530.00 1,440.00 STOCK CHINA LIGHT&POWER HKD5 7,000.00 33,200.28 35,315.58 CHOICEPOINT INC COMMON STK 10.00 277.20 350.63 CHRISTIANA COMPANIES, INC., COMMON STOCK 133.00 4,528.65 4,987.50 $1 PAR CHROMAVISION MED SYS INC COMMON STOCK 60.00 357.50 592.50 CHRYSLER CORP COMMON STOCK 57,233.60 1,510,378.26 1,963,827.90 CHS ELECTRONICS INC COMMON STOCK NEW 47,250.00 739,553.08 891,843.75 CHUBB CORP, COMMON STOCK, $1 PAR 25,700.00 969,358.58 1,823,093.75 CHUDENKO CORP JPY50 600.00 21,497.56 13,163.57 CHURCH & DWIGHT CO., INC., COMMON STOCK, 5,300.00 142,985.00 155,687.50 NO PAR CIBER INC COMMON STOCK 8,300.00 365,173.00 365,200.00 CIE DE ST-GOBAIN FRF100 947.00 112,756.28 128,652.57 CIENA CORPORATION COMMON STOCK 23,100.00 1,032,768.73 1,247,400.00 CIFRA SA DE CV 'A'NPV 42,807.00 0.00 83,419.04 CIFRA SA DE CV 'C'NPV 350,000.00 564,161.98 663,297.00 CIFRA SA DE CV ADR(CNV INTO 1 ORD SER'V' 3,217.00 9,034.00 6,594.85 CIGNA CORP., COMMON STOCK, 3,300.00 255,570.32 551,925.00 CINCINNATI MILACRON INC., COMMON STOCK, 1,800.00 37,580.32 53,212.50 $1 PAR CINEPLEX ODEON CORP., COMMON STOCK, 5,000.00 10,825.25 5,937.50 NO PAR CINERGY CORP COMMON STOCK 7,062.00 168,902.54 251,583.75
-579- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CINTAS CORP., COMMON STOCK 60.00 2,149.50 2,332.50 CIRCUIT CITY STORES, INC., COMMON STOCK, 4,400.00 97,506.08 144,375.00 $1 PAR CIRCUS CIRCUS ENTERPRISES INC., COMMON 600.00 14,775.77 12,375.00 STOCK CIRRUS LOGIC INC COMMON STOCK 1,250.00 19,134.04 16,562.50 CISCO SYS INC COMMON STOCK 110,059.00 5,630,372.07 9,492,588.75 CIT GROUP INC CL A COM STK 11,800.00 318,600.00 358,425.00 CITFED BANCORP INC COMMON STOCK 1,650.00 38,797.00 83,531.25 CITIC PACIFIC HKD0.40 104,000.00 236,631.33 414,369.43 CITICORP, COMMON STOCK $4 PAR 66,554.45 4,680,069.97 7,982,374.35 CITIZEN WATCH CO Y50 7,000.00 59,292.75 44,152.79 CITIZENS BANKING CORP., 300.00 8,082.66 8,775.00 COMMON STOCK, $10 PAR CITIZENS UTILS CO DEL SER B COM 846.00 9,801.96 8,195.63 CITRIX SYS INC COMMON STOCK 11,800.00 396,556.04 845,175.00 CITY DEVELOPMENTS SGD0.50 3,000.00 28,725.21 14,787.60 CITYSCAPE FINANCIAL CORP COMMON STOCK 1,700.00 9,497.97 3,081.25 CKE RESTAURANTS INC COM STK 39,030.00 1,331,126.57 1,466,064.38 CLAIRE'S STORES INC COMMON STOCK 43,400.00 582,725.62 981,925.00 CLAYTON HOMES INC., COMMON STOCK 750.60 10,032.31 12,337.99 CLEAR CHANNEL COMMUNICATIONS, INC., 4,400.00 299,706.02 298,100.00 COMMON STOCK, $.10 PAR CLEVELAND CLIFFS INC., COMMON STOCK 1,800.00 77,436.00 77,625.00 CLIFFS DRILLING CO., COMMON STOCK 800.00 45,131.08 44,400.00 CLOROX CO., COMMON STOCK, $1 PAR 4,827.55 135,072.47 374,738.57 CLOTHESTIME INC., COMMON STOCK, $.01 PAR 10,000.00 1,079.00 0.00 FILED CH 11 EFF 12-8-95 CMAC INVT CORP COM 18,740.00 1,058,779.25 973,308.75 CMNWLTH BK OF AUST AUD2 6,235.00 58,442.16 74,024.76 CNA SURETY CORP COMMON STOCK 4,100.00 72,344.50 59,450.00 CNB BANCSHARES INC COMMON STOCK NO PAR 800.00 32,878.50 33,300.00 CNS INC COMMON STOCK 200.00 3,224.00 1,575.00 COACH USA INC COMMON STOCK 52,800.00 1,314,923.39 1,471,800.00
-580- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- COAST DENTAL SVCS INC COMMON STOCK 19,330.00 505,670.14 468,752.50 COASTAL CORP., COMMON STOCK, $.33 1/3 4,750.00 139,996.28 278,171.88 PAR COASTCAST CORP COMMON STOCK 5,300.00 85,387.61 74,531.25 COCA COLA CO., COMMON STOCK, NO PAR 118,215.48 3,415,264.25 7,388,467.50 COCA COLA ENTERPRISES, INC., COMMON 9,229.72 191,538.13 282,083.32 STOCK COEUR D ALENE MINES CORP IDAHO COM 2,200.00 34,156.68 18,975.00 STOCK, $1 PAR COGNIZANT CORP COMMON STOCK 7,670.00 232,928.79 328,851.25 COHERENT COMMUNICATIONS SYS CORP COMMON 28,970.00 891,751.77 794,864.38 STOCK COHERENT, INC., COMMON STOCK, $.50 PAR 100.00 4,431.50 3,750.00 COHU INC COMMON STOCK $1.00 PAR 1,000.00 17,941.12 35,500.00 COLGATE-PALMOLIVE CO., COMMON STOCK, 42,300.00 2,195,804.11 2,826,168.75 $1 PAR COLONIAL BANCGROUP INC COMMON 2,000.00 34,145.00 60,750.00 COLONIAL LTD AUD0.50 (STAPLED) 5,000.00 12,992.86 13,753.46 COLONIAL PROP TR SH BEN INT 20,900.00 524,142.30 599,568.75 COLUMBIA / HCA HEALTHCARE CORP COM 68,038.43 2,051,942.53 2,007,133.69 COLUMBUS ENERGY CORP COMMON STOCK 200.00 1,696.67 1,725.00 $0.20 PAR COMCAST CORP., CLASS A SPECIAL COMMON 15,625.00 313,358.03 437,500.00 STOCK COMERICA, INC., COMMON STOCK, $5 PAR 4,700.00 189,977.52 400,381.25 COMMERCE BANCORP INC N J COMMON STOCK 2,835.00 64,685.25 118,892.81 PAR $1.5625 COMMERCE BANCSHARES, INC., COMMON 3,465.00 178,612.50 215,696.25 STOCK, $10 PAR COMMERCE GROUP CORP COM 1,000.00 2,706.00 1,437.50 COMMERCE GROUP INC MASS COMMON STOCK 2,400.00 76,848.00 75,300.00 COMMERCIAL METALS CO., COMMON STOCK, 1,700.00 53,616.30 55,993.75 $5 PAR COMMERZBANK AG DEM5 1,310.00 35,248.02 45,527.11 COMMONWEALTH ENERGY SYSTEMS, COMMON 3,000.00 55,717.50 85,687.50 SHARES OF BENEFICIAL INTEREST, $4 PAR COMMONWEALTH TEL ENTERPRISES INC NEW COM 3,000.00 76,417.80 87,000.00
-581- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- COMPAQ COMPUTER CORP., COMMON STOCK 173,537.00 6,787,075.66 10,835,216.45 COMPARATOR SYSTEMS CORP NEW 10,000.00 5,239.00 100.00 COMPASS BANCSHARES INC COMMON STOCK 8,100.00 290,368.93 324,000.00 COMPASS GROUP ORD ORD 5P 9,000.00 52,468.77 107,052.60 COMPLETE BUSINESS SOLUTIONS INC COMMON 2,500.00 83,175.00 85,000.00 STOCK COMPUCOM SYS INC COMMON 58,060.00 601,694.57 595,115.00 COMPUSA INC COMMON STOCK 540.00 19,478.53 19,743.75 COMPUTER ASSOCIATES INTERNATIONAL, INC., 72,115.50 2,117,785.43 3,754,513.22 COMMON STOCK, $.10 PAR COMPUTER LEARNING CENTERS INC COMMON 5,300.00 245,054.39 292,162.50 STOCK COMPUTER PRODUCTS, INC., COMMON STOCK, 120.00 3,546.93 2,377.50 $.01 PAR COMPUTER SCIENCES CORP., COMMON STOCK, 3,400.00 162,038.21 269,237.50 $1 PAR COMPUTRON SOFTWARE INC COMMON STOCK 514.00 3,734.40 1,223.32 COMPUWARE CORP COMMON 100.00 3,055.75 3,493.75 COMSHARE, INC., COMMON STOCK, $1 PAR 2,340.00 35,961.06 13,601.25 COMSTOCK RES INC COMMON STOCK 18,700.00 205,979.60 245,437.50 CONAGRA INC., COMMON STOCK $5 PAR 21,100.00 322,848.86 758,281.25 CONCENTRA MANAGED CARE INC COM STK 16,056.00 395,945.05 543,897.00 CONCURRENT COMPUTER CORP NEW COMMON 18,250.00 58,873.88 52,468.75 STOCK NEW CONS CIGAR HOLDNGS INC COMMON STOCK 15,960.00 462,073.92 439,897.50 CONSECO INC., COMMON STOCK 57,200.00 1,883,458.44 2,663,375.00 CONSOLIDATED EDISON CO. OF NEW YORK, 10,500.00 293,779.16 396,375.00 INC., COMMON STOCK $10 PAR CONSOLIDATED FREIGHTWAYS CORP COM STK 16,700.00 264,009.82 260,937.50 PAR $0.01 CONSOLIDATED GRAPHICS 3,000.00 108,066.00 143,437.50 CONSOLIDATED NATURAL GAS CO., COMMON 4,300.00 186,740.35 259,612.50 STOCK, $8 PAR CONSOLIDATED PAPERS, INC., CAPITAL 7,200.00 377,172.00 387,900.00 STOCK, $12.50 PAR CONSOLIDATION CAP CORP COM STK 35,900.00 718,000.00 738,193.75
-582- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CONSUMERS WATER CO., COMMON STOCK, 217.49 3,940.85 4,084.72 $1 PAR CONTINENTAL AIRLINES INC CL B 55.00 1,843.88 2,505.94 CONTINENTAL CAN INC DEL COMMON STK 3,700.00 57,090.00 81,400.00 CONTINENTAL HOMES HLDG CORP COMMON STK 6,700.00 186,059.00 218,168.75 COOPER CAMERON CORP 24,600.00 1,085,652.81 1,499,062.50 COOPER INDUSTRIES, INC., COMMON STOCK 5,500.00 232,438.52 283,937.50 $5 PAR COOPER TIRE & RUBBER CO., COMMON STOCK, 3,500.00 75,829.11 78,312.50 NO PAR COORS, ADOLPH, CO., CLASS B, NON-VOTING, 1,700.00 33,398.22 61,200.00 COMMON STOCK, NO PAR COPART INC COM STK 650.00 10,965.84 11,334.38 COPYTELE INC., COMMON STOCK, 8,800.00 47,291.33 31,350.00 CORAM HEALTHCARE CORP COM 20,000.00 73,400.00 75,000.00 CORE LABORATORIES COMMON STOCK 18,900.00 680,400.00 685,125.00 CORESTAFF INC COMMON STOCK 23,200.00 720,007.72 623,500.00 CORESTATES FINANCIAL CORP., COMMON 9,000.00 305,950.73 695,812.50 STOCK, $1 PAR CORNERSTONE IMAGING INC COMMON STOCK 500.00 2,501.79 2,312.50 CORNING INC COMMON STOCK 24,400.00 643,352.40 1,035,475.00 CORPORATE EXPRESS INC COMMON STOCK 700.00 10,507.63 10,937.50 CORRIENTE RES INC COMMON STOCK N.P. 1,000.00 11,996.39 1,270.00 CORT BUSINESS SVCS CORP COMMON STOCK 1,500.00 55,796.25 49,968.75 COST PLUS INC CALIF COMMON STOCK 33,400.00 684,429.68 1,106,375.00 COSTCO COMPANIES INC COMMON STOCK 11,000.00 233,079.68 487,437.50 COTT CORP QUE COMMON STOCK 150.00 1,477.94 1,481.25 COTTON VY RES CORP COM STK 3,000.00 14,403.00 10,500.00 COULTER PHARMACEUTICAL INC COMMON STOCK 46,500.00 720,750.00 912,562.50 COUNTRY STAR RESTAURANTS INC COMMON 1,000.00 4,456.00 62.50 STOCK COUNTRYWIDE CREDIT INDUSTRIES, INC., 6,558.80 203,162.22 268,500.88 COMMON STOCK, $.05 PAR COVENTRY CORP COMMON STOCK 31,980.00 491,962.18 477,701.25 COVER-ALL TECHNOLOGIES INC COM STK 2,400.00 11,066.95 9,600.00
-583- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- COX RADIO INC COMMON STOCK 3,300.00 109,791.00 111,787.50 CPI CORP., COMMON STOCK 2,300.00 56,683.50 42,837.50 CRACKER BARREL OLD COUNTRY STORE, INC., 100.00 3,331.56 3,200.00 COMMON STOCK, $.50 PAR CRANE CO., COMMON STOCK, $6.25 PAR 2,025.00 37,095.01 85,303.13 CRANEFIELD INTL INC CL C COM STK ISIN 1,000.00 1,570.00 600.00 CA22445R1073 CREDENCE SYS CORP COM 10,215.00 274,482.42 273,889.69 CREDICORP COM USD5 (NEW YORK EXCH) 720.00 14,115.88 13,140.00 CREDIT COMMERCIAL FF25 749.00 38,640.67 44,393.55 CREDIT LOCAL DE FR FRF100(PRIME FIDEL.98 415.00 35,416.20 43,092.60 CREDIT SAISON CO JPY50 19,900.00 402,120.64 498,961.80 CREDIT SUISSE GRP CHF20(REGD) 500.00 49,184.52 73,121.98 CREDITANSTALT-BANK PTG CERTS ATS500 1.00 188.06 152.25 CREDITO ITALIANO ITL500 46,194.00 75,134.51 126,441.72 CRESCENT REAL ESTATE EQUITIES TRUST 200.00 8,145.33 7,700.00 TEXAS COM STK CROMPTON & KNOWLES CORP., COMMON STOCK, 68,600.00 1,605,501.32 1,817,900.00 $5 PAR CROWN CORK & SEAL CO., INC., COMMON 5,700.00 219,360.52 278,231.25 STOCK, $5 PAR CRYOLIFE INC COMMON STOCK 1,100.00 12,711.42 16,018.75 CSF(THOMSON) FRF20 7,515.00 230,242.87 217,425.74 CSG SYS INTL INC COMMON STOCK 17,550.00 780,986.81 649,350.00 CSM NV CVA(NON EXCH)NLG1 2,785.00 107,031.76 117,258.73 CSX CORP., COMMON STOCK, $1 PAR 9,716.00 326,384.31 508,268.25 CTB INTL CORP COM STK 200.00 3,462.83 3,325.00 CTG RES INC COM STK 3,500.00 83,570.00 84,437.50 CTS CORP., COMMON STOCK, NO PAR 600.00 18,488.11 20,400.00 CULLEN/FROST BANKERS, INC., COMMON STOCK 4,500.00 165,786.36 239,062.50 $5 PAR CUMMINS ENGINE CO., INC., COMMON 1,700.00 62,028.04 109,437.50 STOCK, $2.50 PAR CURTIS MATHES HLDG CORP COMMON STOCK 9,700.00 8,518.41 9,700.00 CVS CORP COM STK 35,000.00 1,869,229.87 2,323,125.00
-584- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- CYBERMEDIA INC COMMON STOCK 6,900.00 93,871.73 155,250.00 CYBERONICS INC COMMON STOCK 66,100.00 1,066,542.57 743,625.00 CYCLE & CARRIAGE SGD1 49,000.00 521,084.96 207,685.79 CYCLOPSS MED SYS INC COM NEW 3,000.00 6,527.90 7,500.00 CYMER INC COMMON STOCK 2,914.00 95,547.77 55,912.38 CYPRESS SEMICONDUCTOR CORP., COMMON 800.00 10,450.61 8,750.00 STOCK CYPRUS AMAX MINERALS CO COM STK 43,150.00 990,626.39 790,184.38 D R HORTON INC COMMON STOCK 200.00 3,438.12 3,562.50 DAI-TOKYO FI & MAR Y50 90,000.00 671,885.34 345,543.58 DAIFUKU Y50 3,000.00 37,029.12 18,570.03 DAIICHI PHARM CO JPY50 9,000.00 134,478.29 107,894.22 DAINIPPON SCREEN Y50 9,000.00 59,417.35 52,818.81 DAIWA HOUSE IND CO 50 12,000.00 187,636.38 96,846.23 DALECO RESOURCES CORP COM 40,000.00 8,548.53 8,748.00 DALLAS SEMICONDUCTOR COMMON STOCK 100.00 3,674.50 4,887.50 DANA CORP., COMMON STOCK $1 PAR 4,700.00 112,794.80 219,725.00 DANIEL INDUSTRIES, INC. DELAWARE, COMMON 21,980.86 438,036.20 408,019.71 STOCK, $5 PAR DANONE (BSN) FRF10 2,651.00 409,966.51 423,014.00 DAO HENG BANK GRP USD0.50 19,000.00 64,641.08 44,978.85 DARDEN RESTAURANTS INC COM 7,302.72 68,409.20 86,719.80 DATA GENERAL CORP., COMMON STOCK, $.01 40,500.00 742,157.04 726,468.75 PAR DATAWATCH CORP COMMON STOCK 500.00 1,512.78 1,312.50 DATUM INC., COMMON STOCK, $.25 PAR 200.00 6,188.12 3,775.00 DAVE & BUSTERS INC COM 525.00 7,563.37 13,781.25 DAVOX CORP COMMON STOCK 2,100.00 73,500.00 69,300.00 DAYTON-HUDSON CORP., COMMON STOCK, $1 67,600.00 2,708,401.95 4,491,175.00 PAR DBT ONLINE INC COM 200.00 6,338.12 5,150.00 DDI CORP JPY5000 77.00 631,818.43 235,298.73 DEAN FOODS CO., COMMON STOCK, $1 PAR 10,700.00 334,027.75 568,437.50 DEERE & CO., COMMON STOCK, $1 PAR 38,401.14 649,234.48 2,104,862.49
-585- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- DELL COMPUTER CORP COMMON STOCK 87,889.00 5,263,198.90 7,399,155.19 DELPHI FINL GROUP INC CL A 4,692.00 117,182.00 188,266.50 DELTA AIR LINES, INC., COMMON STOCK, 3,330.00 228,912.71 371,086.88 $3 PAR DELTIC TIMBER CORP COM STK 1,700.00 44,021.50 48,875.00 DELUXE CORP., COMMON STOCK 3,700.00 132,318.23 130,656.25 DEN DANSKE BANK AS DKK100 510.00 30,444.03 60,537.96 DENSO CORP JPY50 12,000.00 228,995.76 219,079.33 DEUTSCHE BANK AG DEM5 19,205.00 1,101,301.24 1,231,445.70 DEUTSCHE TELEKOM DEM5 3,383.00 73,952.50 68,567.20 DEV BK SINGAPORE SGD1(ALIEN MKT) 25,000.00 298,774.47 235,471.41 DEVON ENERGY CORP., COMMON STOCK, $.10 3,300.00 141,656.79 128,287.50 PAR DEXIA (CRE CO HLDG NPV 304.00 28,722.22 35,546.03 DEXIA FRANCE FRF100 2,625.00 226,709.80 272,573.67 DEXIA FRANCE FRF100(PRIME FIDEL'99)(REGD 270.00 21,978.74 28,036.15 DEXTER CORP., COMMON STOCK, $1 PAR 8,400.00 218,758.12 334,425.00 DIACRIN INC COMMON STOCK 200.00 2,253.99 2,200.00 DIAGEO ORD GBP0.25 21,740.00 168,515.91 196,690.70 DIAL CORP (NEW) COM STK 41,000.00 715,589.87 794,375.00 DIAMETRICS MEDICAL INC COM STK 792.00 7,317.52 4,554.00 DIAMOND MULTIMEDIA SYS INC COMMON STOCK 1,000.00 12,293.19 9,875.00 DIAMOND OFFSHORE DRILLING INC COMMON 114.00 5,985.63 5,685.75 STOCK DIGI INTL INC COMMON STOCK 100.00 2,924.50 1,943.75 DIGITAL EQUIPMENT CORP., COMMON STOCK 59,350.00 2,450,642.54 2,922,987.50 $1 PAR DIGITAL MICROWAVE CORP COMMON STOCK 13,400.00 334,005.05 211,050.00 DIGITAL RECORDERS INC COM STK 600.00 3,906.25 2,400.00 DIGITAL VIDEO SYS INC CL B WT EXP 13,300.00 9,330.47 4,987.50 5-9-2001 DII GROUP INC COMMON STOCK 16,570.00 469,625.52 370,753.75 DILLARDS INC CL A COMMON STOCK 37,500.00 1,051,409.14 1,371,093.75 DIME BANCORP INC NEW COMMON STOCK 56,900.00 698,373.08 1,379,825.00
-586- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- DISCREET LOGIC INC COMMON STOCK 38,140.00 834,261.47 724,660.00 DISNEYLAND SA, EURO SHS DEP RECEIPTS 2,000.00 5,250.00 2,696.00 ISIN# FR0009317670 CINS#F26387112 DOLE FOOD INC COMMON STOCK 16,000.00 623,884.80 790,000.00 DOLLAR GENERAL CORP., COMMON STOCK, 1,193.00 24,686.15 44,886.63 $.50 PAR DOLLAR TREE STORES INC COMMON STOCK 19,390.00 651,343.33 807,108.75 DOMINICAN CIGAR CORP COM 10,500.00 26,075.00 2,730.00 DOMINION RESOURCES INC., VA., COMMON 8,350.00 301,470.07 324,606.25 DONNA KARAN INTL INC COMMON STOCK 200.00 2,260.66 2,362.60 DONNELLEY, R. R., & SONS CO., 52,000.00 1,388,786.43 1,833,000.00 COMMON STOCK, $1.25 PAR DOVER CORP., COMMON STOCK $1 PAR 5,045.00 136,385.02 338,330.31 DOW CHEMICAL CO., COMMON STOCK, 26,150.00 1,570,282.87 2,582,312.50 $2.50 PAR DOW JONES & CO., INC., COMMON STOCK, 24,300.00 900,599.99 1,228,668.75 $1 PAR DQE INC., COMMON STOCK 300.00 8,998.56 9,956.25 DRESS BARN INC., COMMON STOCK 10,800.00 160,317.36 278,100.00 DRESSER INDUSTRIES INC., COMMON STOCK, 7,800.00 167,532.98 291,525.00 $.25 PAR DRIL-QUIP INC COMMON STOCK 22,860.00 688,134.07 684,371.25 DRY DAIRY INTL INC COM STK 40,000.00 2,728.70 4,320.00 DSC COMMUNICATIONS CORP., COMMON STOCK 8,000.00 153,555.00 180,500.00 DSP COMMUNICATIONS INC COMMON STOCK 14,500.00 251,148.30 232,000.00 DSP GROUP INC COMMON STOCK 1,000.00 10,520.00 32,750.00 DSP TECHNOLOGY INC COMMON STOCK NO PAR 400.00 4,267.06 4,400.00 DTE ENERGY CO COMMON STOCK 6,500.00 180,565.35 213,281.25 DU PONT, E. I. DE NEMOURS & CO., COMMON 51,410.55 1,568,607.47 3,113,551.43 STOCK, $5 PAR DUCOMMUN INC., COMMON STOCK, $2 PAR 3,386.00 117,482.18 109,833.38 DUKE ENERGY CORP COMMON STK 16,197.00 490,159.90 842,244.00 DUKE RLTY INVTS INC NEW COMMON STOCK 1,074.00 23,540.58 24,702.00 DUN & BRADSTREET CORP., COMMON STOCK, $1 7,800.00 164,935.60 218,400.00 PAR
-587- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- DURA PHARMACEUTICALS, INC., COMMON STOCK 300.00 12,570.89 13,162.50 DURAMED PHARAMACEUTICALS INC., COMMON 5,720.00 34,617.01 25,025.00 STOCK DYCAM INC COM STK 5,000.00 2,964.00 3,150.00 DYCOM INDUSTRIES INC, COMMON STOCK, 1,400.00 34,109.39 31,500.00 $.33 1/3 PAR DYNAGEN INC COMMON STOCK 2,000.00 1,063.28 812.40 DYNAMIC MATERIALS CORP (DELAWARE) EFF 300.00 2,947.62 2,512.50 8-15-97 E G & G, INC., COMMON STOCK, $1 PAR 2,521.00 49,506.98 49,474.63 EAGLE HARDWARE & GARDEN INC COMMON STK 500.00 10,170.34 8,500.00 EARTH SCIENCES INC COMMON STOCK $0.01 400.00 1,491.92 1,252.00 PAR EARTHGRAINS CO COM 13,200.00 392,785.50 570,900.00 EAST JAPAN RAILWAY JPY50000 26.00 130,193.29 118,158.67 EASTERN ENTERPRISES COMMON STOCK 5,400.00 170,459.83 217,350.00 EASTMAN CHEMICAL CO COMMON STOCK 17,525.00 935,886.12 1,058,071.88 EASTMAN KODAK CO., COMMON STOCK, 17,069.24 929,444.68 1,034,822.68 $2.50 PAR EATON CORP., COMMON STOCK, 3,500.00 159,901.46 330,531.25 $.50 PAR EAUX(CIE GENERALE) FRF100 2,950.00 329,880.58 389,772.08 ECHELON INTL CORP COM STK 33.00 484.66 705.38 ECHLIN INC., COMMON STOCK, $1 PAR 2,800.00 69,276.17 88,725.00 ECHO BAY MINES LTD., COMMON STOCK, $1.20 7,900.00 70,782.20 18,268.75 PAR ECHOCATH INC CL A 1,000.00 4,072.09 3,687.50 ECHOSTAR COMMON STOCK 2,242.00 35,654.59 40,075.75 ECOLAB INC COMMON STOCK 2,900.00 64,189.93 147,900.00 EDELEBROCK CORP COMMON STOCK 200.00 4,225.05 3,200.00 EDISON INTL COM 45,621.86 830,689.02 1,223,236.12 EDUCATION MGMT CORP COMMON STOCK 19,930.00 520,088.49 497,004.38 EDWARDS J D & CO COMMON STOCK 6,700.00 223,160.55 229,475.00 EFTC CORP COM STK 500.00 7,027.13 7,437.50 EINSTEIN NOAH BAGEL CORP COMMON STOCK 1,000.00 7,831.98 7,375.00
-588- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- EL MISTI GOLD LTD COMMON STOCK 5,000.00 18,250.00 19,000.00 ELBIT SYSTEMS LTD 1,000.00 12,969.15 7,750.00 ELECTROCOMPONENTS ORD GBP0.10 10,000.00 54,024.10 70,340.67 ELECTROGLAS INC COMMON STOCK 500.00 11,401.51 9,500.00 ELECTROLUX 'B'FREE SWKR25 2,040.00 90,188.68 160,642.40 ELECTRONIC DATA SYS CORP NEW COM 25,218.00 960,109.21 958,284.00 ELECTRONIC FOR IMAGING INC COMMON 100.00 4,994.06 4,825.00 STOCK ELF AQUITAINE FRF50 990.00 71,785.29 114,873.51 ELF AQUITAINE SPON ADR(CNV 1/2 ORD FRF50 8,030.00 284,206.93 459,717.50 ELRON ELECTR INDS LTD ORD 400.00 4,334.05 5,900.00 ELSEVIER NV NLG0.10 (AMSTERDAM LISTING) 24,282.00 248,716.06 410,410.32 EMBREX INC. COMMON STOCK 200.00 1,587.28 1,150.00 EMC CORP., MASS., COMMON STOCK 23,350.00 294,143.00 707,797.00 EMERGING MEXICO FUND INC COMMON STOCK 700.00 5,762.33 6,693.75 EMERSON ELECTRIC CO., COMMON STOCK, $1 19,800.00 590,365.93 1,089,000.00 PAR EMP NAC ELECTRICID ADS REPR 30 COM NPV 1,667.00 39,961.96 30,942.85 EMPLOYEE SOLUTIONS INC COMMON STOCK 1,200.00 6,990.00 6,600.00 EN POINTE TECHNOLOGIES INC COMMON STOCK 300.00 7,167.68 4,687.50 ENAMELON INC COMMON STOCK 100.00 1,849.50 1,687.50 ENCAD INC COMMON STOCK 200.00 6,337.53 7,725.00 ENCORE MED CORP COM STK 200.00 936.29 862.50 ENCORE WIRE CORP COMMON STOCK 6,950.00 212,265.50 238,906.25 ENDESA SA ESP200(REGD) 4,664.00 59,459.99 87,728.55 ENDOCARE INC COM 14,000.00 52,228.00 57,750.00 ENDOSONICS CORP COMMON STOCK 1,000.00 11,237.52 11,750.00 ENERSIS SA SPON ADR REP 50 COM SHS NPV 883.00 23,419.60 26,379.63 ENGELHARD CORP., COMMON STOCK, 6,450.00 94,306.93 114,890.63 ENGLISH CHINA CLAY ORD GBP0.25 164,418.00 865,136.85 714,692.25 ENI ADS REPR 10 ORD ITL1000 6,000.00 287,185.71 348,372.00 ENI ITL1000(REGD) 96,284.00 524,934.88 561,919.00 ENOVA CORP COM 16,900.00 408,951.00 439,400.00
-589- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ENRON CORP., COMMON STOCK, $.10 PAR 13,700.00 391,517.02 530,875.00 ENSCO INTL INC COMMON STOCK 800.00 25,385.24 28,600.00 ENTERGY CORP NEW COMMON STOCK 36,200.00 973,621.46 941,200.00 ENTERTAINMENT TECHNOLOGIES & PROGRAMS 224,989.00 184,375.33 77,328.72 INC COM STK ENZO BIOCHEM, INC., COMMON STOCK, $.01 1,608.00 29,672.95 26,029.50 PAR EQUIFAX INC., COMMON STOCK, $2.50 PAR 6,700.00 213,693.18 228,637.50 EQUITABLE RESOURCES INC., 37,600.00 1,094,725.43 1,217,300.00 COMMON STOCK EQUITY CORPORATION INTL COMMON STOCK 7,400.00 156,260.50 158,175.00 EQUITY RESIDENTIAL PPTYS TR SH BEN INT 200.00 8,554.73 10,000.00 COM STK ERICSSON(LM)TEL SEK2.50 SER'B' 7,000.00 288,739.34 285,584.77 ESC MEDICAL SYS LTD COMMON STOCK 32,810.00 1,098,260.82 1,177,058.75 ESSELTE 'B' FREE SWKR12.5 950.00 14,480.51 19,625.05 ESTERLINE TECHNOLOGIES CORP COMMON STK 2,400.00 77,127.84 84,900.00 ETHAN ALLEN INTERIORS INC., COMMON STOCK 38,600.00 1,292,224.00 1,486,100.00 EUROGAS INC COMMON STOCK 1,100.00 6,375.91 4,191.00 EVANS, BOB FARM INC., COMMON STOCK, NO 200.00 3,604.27 4,000.00 PAR EVEREST REINS HLDGS INC COM STK 98,820.00 2,349,218.57 3,748,983.75 EVERGREEN RES INC COMMON STOCK NO PAR 170.00 3,035.58 2,698.75 EVI CORP COMMON STOCK 85.00 5,632.81 4,372.19 EXABYTE CORP COMMON STOCK 800.00 11,906.72 7,800.00 EXCITE INC COMMON STOCK 19,500.00 549,235.42 500,292.00 EXECUTIVE RISK INC COMMON STOCK 15,110.00 499,536.60 982,150.00 EXIDE CORP COM STK 50.00 1,277.09 1,193.75 EXOLON ESK CO COM STK 100.00 2,049.50 2,700.00 EXPRESS SCRIPTS INC CL A COMMON STOCK 400.00 11,715.44 23,600.00 EXXON CORP., COMMON STOCK, NO PAR 113,611.85 3,869,969.31 6,930,322.85 F P L GROUP INC., COMMON STOCK 25,200.00 891,468.31 1,409,625.00 FAILURE GROUP INC. COMMON STOCK 3,000.00 28,642.50 28,125.00 FAIRFAX(JOHN) AUD0.50 15,000.00 35,560.54 33,357.28
-590- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FALCON DRILLING INC COM STK 200.00 2,555.00 6,450.00 FAMILY STEAK HOUSE FLA INC COMMON STOCK 1,000.00 837.47 687.50 $0.01 PAR FANUC JPY50 2,500.00 122,708.36 94,025.47 FBL FINANCIAL GROUP INC CL A COMMON 900.00 35,455.50 35,550.00 STOCK FEDERAL AGRIC MTG CORP CL A COMMON STOCK 17,500.00 437,325.04 1,159,375.00 FEDERAL NATIONAL MORTGAGE ASSOCIATION, 58,116.67 1,258,337.18 3,069,286.63 COMMON STOCK, "D/B/A FANNIE MAE" FEDERAL REALTY INVESTMENT TRUST, SHARE 200.00 5,406.06 5,037.50 OF BENEFICIAL INTEREST, NO PAR FEDERAL-MOGUL CORP., COMMON STOCK, 13,080.00 464,947.63 537,915.00 $5 PAR FEDERATED DEPT STORES INC DEL COMMON 9,550.00 292,972.49 435,121.88 STOCK FELCOR SUITE HOTELS INC COM STK 152.24 5,276.71 5,528.22 FHLMC VOTING COMMON STOCK 45,300.00 694,330.77 1,868,625.00 FIAT SPA ITL1000 66,000.00 251,764.72 190,584.76 FIDELITY NATIONAL FINANCIAL INC COMMON 5,300.00 132,056.00 137,800.00 STOCK FIFTH THIRD BANCORP., COMMON STOCK, 6,850.00 276,121.18 482,925.00 $6.66 PAR FILENES BASEMENT INC COMMON STOCK 1,000.00 4,831.00 6,312.50 FILENET CORP COMMON STOCK 4,600.00 69,000.00 126,212.50 FINANCIAL SEC ASSURN HLDGS LTD COMMON 3,600.00 151,417.87 157,950.00 STOCK FINGERHUT COMPANIES INC., COMMON STOCK 25,100.00 559,704.90 520,825.00 FIREARMS TRAINING SYS INC CL A COMMON 1,000.00 6,578.58 6,000.00 STOCK FIRST ALERT INC COM STK PAR $0.01 1,782.00 8,585.78 4,900.50 FIRST AMERN FINL CORP CALIF COMMON STOCK 3,900.00 96,340.50 238,875.00 FIRST AUSTRALIA FUND, INC., COMMON 300.00 2,683.66 2,118.75 STOCK FIRST BRANDS CORPORATION COMMON STOCK 21,300.00 556,255.40 547,143.75 FIRST CHICAGO NBD CORP COM 26,514.00 888,916.51 2,074,720.50 FIRST COLORADO BANCORP INC COMMON STOCK 1,000.00 21,131.58 22,750.00 FIRST DATA CORP COMMON STOCK 98,200.54 3,731,415.70 2,780,302.79
-591- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FIRST FINANCIAL FUND, INC., COMMON 425.00 10,784.37 8,739.06 STOCK FIRST HAWAIIAN INC., HONOLULU, HAWAII, 2,100.00 52,154.55 79,800.00 COMMON STOCK, $5 PAR FIRST MEDICAL GROUP INC COM STK 67.00 676.26 284.75 FIRST MONTAUK FINL CORP COMMON STOCK 1,000.00 2,612.20 2,770.00 FIRST PACIFIC ORD USD 0.01 69,020.00 74,509.78 46,874.64 FIRST REPUBLIC BANK COMMON STK 3,100.00 80,468.25 85,637.50 FIRST SOUTH AFRICA CORP LTD COM STK 1,000.00 7,267.95 8,562.50 FIRST TEAM SPORTS INC., COMMON STOCK 25.00 226.50 92.19 FIRST UNION CORP., COMMON STOCK, 52,762.73 1,918,186.12 2,572,183.09 $3.33 1/3 PAR FIRSTENERGY CORP COM 10,300.00 235,197.48 278,100.00 FIRSTPLUS FINL GROUP COMMON STOCK 17,900.00 923,748.50 682,437.50 FISCHER IMAGING CORP COMMON STOCK 300.00 2,190.64 1,687.50 FLEET FINCL GROUP INC COMMON STOCK 11,196.00 373,699.30 739,635.75 FLEETWOOD ENTERPRISES, INC., COMMON 1,600.00 35,524.80 57,100.00 STOCK, $1 PAR FLEMING COMPANIES INC. COMMON STOCK 20,700.00 504,641.25 344,137.50 $2.50 PAR FLETCHER CHALLENGE BUILDING SHARES NPV 12,492.00 31,043.29 36,442.06 FLETCHER CHALLENGE ENERGY SHARES NPV 6,549.00 18,113.30 26,658.07 FLIR SYS INC COMMON STOCK 400.00 6,929.53 7,900.00 FLORIDA PROGRESS CORP., COMMON STOCK, 20,500.00 678,710.83 726,468.75 $2.50 PAR FLOW INTL CORP COMMON STOCK 400.00 3,579.10 3,975.00 FLUOR CORP., COMMON STOCK, $.62 1/2 PAR 24,166.39 919,598.85 868,479.64 FMC CORP., COMMON STOCK, NO PAR, 20,400.00 1,310,253.00 1,490,475.00 (NEW) FOMENTO ECOMOMICO SER'B'NPV 7,445.00 25,102.33 61,388.04 FOOTSTAR INC COM STK 10,000.00 260,377.19 300,000.00 FORBO HLDGS AG CHF50(REGD) 200.00 84,208.42 79,960.72 FORD MTR CO DEL COM 195,800.00 6,674,472.77 8,419,400.00 FORENINGSSPARBK SEK20 SER 'A' 19,000.00 402,014.27 483,551.35 FOREST LABORATORIES, INC., COMMON STOCK 21,600.00 788,808.24 966,600.00 $.10 PAR
-592- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- FORT JAMES CORP COMMON STOCK 33,400.00 771,695.72 1,306,775.00 FORTE SOFTWARE INC COM STK PAR $0.01 1,000.00 13,860.48 10,125.00 FORTIS AMEV NV CVA NLG1 2,927.00 47,991.84 121,028.90 FORTUNE BRANDS INC COM STK 9,255.69 245,341.09 334,940.28 FORTUNE FINL SYS INC COM STK 900.00 4,660.02 3,571.83 FOSTER WHEELER CORP., COMMON STOCK, 1,800.00 55,193.02 55,462.50 $1.50 PAR FOSTERS BREWING GP AUD1 18,000.00 35,556.73 33,377.81 FOUNDATION HEALTH SYSTEMS INC COM STK 27,330.00 735,284.32 766,948.13 CL A FRANCE TELECOM ADR EACH REP 1 FRF25 3,600.00 117,309.25 130,500.00 FRANCHISE FINANCE CORP OF AMERICA COM 2,530.00 60,042.75 67,045.00 STK FRANKLIN RES INC., COMMON STOCK, 1,140.28 63,169.08 102,482.67 FRASER & NEAVE LTD SGD1 6,600.00 69,393.50 32,947.16 FREEPORT MCMORAN C & G CL B COM STK 9,200.00 257,352.29 192,625.00 FREMONT GENERAL CORP., COMMON STOCK 7,090.00 123,307.10 326,140.00 $1 PAR FRESH CHOICE INC COMMON STOCK 1,500.00 6,474.00 6,281.25 FRESH DEL MONTE PRODUCE INC COM STK 33,020.00 547,663.40 487,045.00 FRONTIER AIRLS INC NEW COM 1,000.00 3,081.00 2,937.50 FRONTIER CORP COMMON STOCK 7,300.00 164,846.71 178,850.00 FRONTIER INS GROUP INC NEW COMMON STOCK 200.00 3,967.50 4,812.50 $0.01 PAR FROZEN FOOD EXPRESS INDS INC COMMON 203.19 2,399.30 2,031.90 STOCK $1.50 PAR FRUIT OF THE LOOM CLASS A COMMON STOCK 3,300.00 91,395.49 76,931.25 FUJI BANK Y50 45,000.00 575,791.67 241,527.91 FUJI MACHINE JPY50 6,000.00 189,375.68 172,066.60 FULLER, H.B. CO., COMMON STOCK, $1 PAR 12,300.00 616,954.18 602,700.00 FURNITURE BRANDS INTL INC 29,700.00 536,060.89 581,006.25 FURON CO COMMON STOCK 400.00 16,677.22 15,800.00 GALOOB TOYS INC (NEW) 200.00 2,482.05 2,375.00 GANNETT CO. INC., COMMON STOCK, $1 PAR 12,700.00 337,614.20 737,393.75 GAP INC., COMMON STOCK, $.05 PAR 12,000.00 191,464.10 644,250.00
-593- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GARDEN BOTANIKA INC COMMON STOCK 2,200.00 23,318.08 9,625.00 GAS NATURAL SDG ESP500 996.00 23,819.85 49,290.73 GAS Y ELECTRICIDAD ESP1000'2'/'3' 6,000.00 318,662.40 430,511.32 GATEWAY 2000 INC COMMON STOCK 3,194.00 81,292.40 91,827.50 GDR IRSA INVERSIONES Y REPRESENTACIONES 100.00 4,244.06 3,056.25 S A GEA AG DEM50 800.00 241,322.86 283,470.82 GEHE AG DEM5 (VAR) 3,010.00 97,839.32 153,413.84 GENCORP INC., COMMON STOCK 6,200.00 177,691.00 155,387.50 GENEMEDICINE INC COMMON STOCK 200.00 915.39 1,075.00 GENENTECH INC SPECIAL COM 250.00 14,735.14 14,593.75 GENERAL CABLE CORP DEL NEW COM STK 55,300.00 1,798,523.94 1,887,112.50 GENERAL CIGAR HLDG INC CL A COMMON STOCK 16,100.00 475,952.96 378,350.00 GENERAL DATACOMM INDUSTRIES INC., 1,000.00 6,703.92 5,250.00 COMMON STOCK, $.10 PAR GENERAL DYNAMICS CORP. COMMON STOCK, $1 2,800.00 113,064.17 242,550.00 PAR GENERAL ELECTRIC COMPANY COMMON STOCK 150,311.16 4,090,339.15 11,085,448.05 $2.50 PAR GENERAL EMPLOYMENT ENTERPRISES INC 200.00 2,646.04 2,725.00 COMMON STOCK GENERAL MILLS, INC., COMMON STOCK, $.75 7,100.00 332,207.77 525,400.00 PAR GENERAL MOTORS CORP. COMMON STOCK, 79,982.71 3,427,426.69 4,878,945.31 $1 2/3 PAR GENERAL NUTRITION COS IN COMMON STOCK 100.00 2,744.06 3,412.50 GENERAL RE CORP., COMMON STOCK 8,100.00 793,027.22 1,607,850.00 GENERAL SIGNAL CORP., COMMON STOCK, $1 2,218.00 69,967.14 90,522.13 PAR GENERALE DE BANQUE NPV 208.00 52,848.27 86,023.63 GENERALE DE BANQUE NPV VVPR STRIP 28.00 25.45 7.69 GENESCO INC., COMMON STOCK, $1 PAR 12,000.00 129,645.52 156,000.00 GENESIS CHILE FUND PTG USD0.01 1,700.00 49,982.92 66,300.00 GENSYM CORP COMMON STOCK 1,200.00 6,990.00 6,450.00 GENTEX CORP., COMMON STOCK 25.00 504.63 618.75 GENUINE PARTS CO., COMMON STOCK, $1 PAR 36,372.38 960,896.08 1,163,916.16
-594- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GENZYME CORP COM 63,100.00 1,468,251.10 1,691,868.75 GENZYME CORP COM-TISSUE REPAIR 9.00 71.20 68.63 GENZYME TRANSGENICS CORP COM STK 74,000.00 455,834.18 749,250.00 GEORGIA-PACIFIC CORP. COMMON STOCK, 4,100.00 258,177.09 350,037.50 $.80 PAR GEOTEK COMMUNICATIONS INC 1,000.00 12,377.54 1,938.00 GEOTEL COMMUNICATIONS CORP COMMON STOCK 3,600.00 68,034.96 65,250.00 GEOWASTE INC COMMON STOCK 23,950.00 63,426.23 32,931.25 GIANT FOOD, INC., CLASS A COMMON STOCK 2,700.00 65,032.25 91,125.00 $1 PAR GILAT SATELLITE NETWORKS LTD ORD SHARES 190.00 6,109.25 6,175.00 COMMON STOCK GILLETTE CO., COMMON STOCK, $1 PAR 43,368.00 2,318,219.09 4,003,408.50 GISH BIOMEDICAL INC COMMON STOCK NO 3,700.00 17,303.40 17,575.00 PAR GKN ORD GBP1 2,000.00 25,207.90 43,366.92 GLAMIS GOLD LTD. COMMON STOCK, NO PAR 5,300.00 34,622.24 22,856.25 GLAXO WELLCOME ORD GBP0.25 15,000.00 149,924.43 328,537.25 GLEASON CORP., COMMON STOCK, $1 PAR 200.91 3,092.74 5,211.10 GLENAYRE TECHNOLOGIES INC COMMON STOCK 1,200.00 17,056.92 13,050.00 GLOBAL INDS LTD COMMON STOCK 89,220.00 700,913.31 1,427,520.00 GLOBAL MARINE INC., DEL., COMMON STOCK, 950.00 30,808.74 24,996.88 $0.10 PAR, (NEW) GLOBAL VLG COMMUNICATION COM STK 1,000.00 9,095.94 2,000.00 GLOBAL-PAC MINERALS INC COMMON STOCK 2,000.00 2,590.00 2,400.00 GLOBALSTAR TELECOMMUNICATIONS LTD COMMON 200.00 10,930.25 9,912.50 STOCK ISIN # BMG3983OH104 GOLDEN QUAIL RESOURCES LTD 2,000.00 934.20 1,890.00 GOLDEN ST BANCORP INC COM STK 36,600.00 856,870.16 1,219,237.50 GOLDEN WEST FINANCIAL CORP., COMMON 31,000.00 1,241,378.16 2,778,375.00 STOCK, $1 PAR GOODRICH PETROLEUM CORP HLDG CO 1,000.00 805.27 1,125.00 GOODRICH, B. F. CO., COMMON STOCK, 2,400.00 64,423.06 106,800.00 $5 PAR GOODYEAR TIRE & RUBBER CO., COMMON 7,620.04 285,888.08 462,441.18 STOCK, NO PAR
-595- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GOODYS FAMILY CLOTHING INC. COMMON 26,560.00 770,261.75 883,120.00 STOCK GOTHIC ENERGY CORP COMMON STOCK 500.00 1,766.18 1,656.25 GOTTSCHALKS INC., COMMON STOCK 1,000.00 5,466.48 8,562.50 GPO FIN BANAMEX-AC SER'L' MXN6.5 1,039.00 27,128.66 2,151.27 GPO FIN BANAMEX-AC SER'B' MXN6.5 13,127.00 32,931.45 28,778.52 GPO IND MASECA SER'B'NPV 30,917.00 51,498.95 32,233.06 GPO MODELO SA DE C SER'C'NPV 3,734.00 16,170.22 31,152.67 GPU INC COMMON STOCK 5,400.00 166,109.06 213,300.00 GRACE W R & CO DEL COMMON STOCK 3,200.00 98,577.76 232,800.00 GRACO INC., COMMON STOCK, $1 PAR 1,000.00 34,270.00 35,750.00 GRAINGER, W. W., INC., COMMON STOCK, 2,200.00 114,983.85 205,975.00 $1 PAR GRAND METROPOLITAN ORD GBP0.25 27,000.00 187,591.92 245,189.88 GRAND UN CO COM NEW 2,500.00 5,160.20 6,718.75 GRANGES AB SEK25 1,020.00 9,478.33 16,249.19 GREAT ATLANTIC & PACIFIC TEA CO., 1,700.00 51,316.82 52,487.50 INC., COMMON STOCK, $1 PAR GREAT LAKES AVIATION LTD COMMON STOCK 2,000.00 2,867.00 1,750.00 GREAT LAKES CHEMICAL CORP., COMMON 23,300.00 1,109,330.93 1,045,587.50 STOCK, $1 PAR GREENPOINT FINANCIAL CORP COM 19,800.00 934,590.17 1,319,175.00 GREENSTONE REG LTD COMMON STOCK 5,000.00 37,165.00 23,125.00 GREENTREE FINANCIAL CORP COMMON STOCK 6,160.00 208,121.22 188,650.00 GREY WOLF INC COM STK 124,600.00 999,315.56 770,962.50 GROUPE DANONE SPON ADR(CNV INTO 1/5 FF10 2,500.00 77,500.00 80,000.00 GROUPE GTM FRF50 590.00 53,936.52 38,977.21 GRUMA SA DE CV ADS 144A 1,997.00 38,041.21 31,452.75 GRUMA SA DE CV SER'B' NPV 8,408.00 21,131.76 34,254.63 GRUPO ELEKTRA S A DE C V GDR 100.00 3,062.00 3,100.00 GRUPO TELEVISA SPON ADR REP 2 ORD PTG CE 15,657.00 431,547.48 579,309.00 GST TELECOMMUNICATIONS INC COM 200.00 1,607.81 2,512.50 GTE CORP. COMMON STOCK, $3.33 1/3 PAR 87,090.24 3,501,801.31 4,403,500.26 GTECH HOLDINGS CORPORATION COMMON STOCK 34,100.00 983,619.86 1,097,593.75
-596- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- GTI CORP., COMMON STOCK $.04 PAR 1,500.00 10,336.35 8,812.50 GUARANTEE LIFE COS INC COMMON STOCK 2,900.00 50,626.75 71,775.00 GUCCI GROUP NV ORD NLG2.23 1,132.00 78,172.89 46,057.68 GUIDANT CORP COM STK NO PAR 40,500.00 1,136,889.35 2,602,125.00 GUILBERT SA FRF10 388.00 46,690.26 53,499.56 GUILFORD MILLS INC., COMMON STOCK, 7,100.00 178,911.02 179,718.75 02.5 PAR GULF CANADA RESOURCE LTD., ORDINARY 673.00 2,620.85 4,711.00 SHARES GULFSTREAM AEROSPACE CORP NEW COMMON 59,800.00 1,533,920.63 1,756,625.00 STOCK GULL LABS INC COMMON STOCK NEW $0.001 100.00 1,110.56 1,000.00 PAR GUM TECH INTL INC COMMON STOCK 495.00 6,833.42 4,919.06 GUOCO GROUP USD0.50 47,000.00 229,858.19 109,743.48 GYMBOREE CORP COMMON STOCK 200.00 5,272.35 5,775.00 HALLIBURTON CO COM 19,800.00 662,109.91 1,067,962.50 HALSEY DRUG INC COMMON STOCK 6,000.00 21,351.00 12,000.00 HALTER MARINE GROUP INC COMMON STOCK 18,150.00 684,371.25 505,931.25 HANDLEMAN CO., COMMON STOCK, $1 PAR 7,809.09 53,831.00 52,223.29 HANGER ORTHOPEDIC GROUP INC., COMMON NEW 120,300.00 1,452,251.00 1,488,712.50 HANNA, M.A. CO., COMMON STOCK, $1 PAR 2,900.00 46,831.96 71,593.75 HANNAFORD BROS. CO., COMMON STOCK 1,738.17 50,623.54 69,852.71 HARCOURT GEN INC COMMON STOCK 3,200.00 95,547.37 175,200.00 HARKEN ENERGY CORP., COMMON STOCK 1,000.00 2,518.50 5,562.50 HARLAND, JOHN H., CO., COMMON VOTING 1,400.00 33,289.02 28,962.50 STOCK, $1 PAR HARLEY DAVIDSON INC., COMMON STOCK 772.40 17,001.84 20,420.33 HARMONIC LIGHTWAVES INC COMMON STOCK 1,000.00 14,550.08 13,000.00 HARNISCHFEGER INDUSTRIES INC., COMMON 23,622.00 964,761.32 902,065.13 STOCK, $1 PAR HARRAH'S ENTMT INC COM STK 8,500.00 140,144.30 170,531.26 HARRIS CORP. COMMON STOCK, $1 PAR 3,600.00 75,457.21 170,775.00 HARSCO CORP., COMMON STOCK, $1.25 PAR 5,800.00 192,981.68 229,825.00 HARTFORD FINL SVCS GRP COM STK 15,000.00 1,049,204.80 1,256,250.00
-597- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- HARTFORD LIFE INC CL A COMMON STOCK 274.00 10,686.01 10,514.75 HASBRO INC., COMMON STOCK, $.50 PAR 5,700.00 100,754.09 165,656.25 HAVAS FRF15 440.00 38,963.55 28,732.35 HBO & CO., COMMON STOCK 68,240.07 1,579,618.17 3,062,273.14 HCC INSURANCE HOLDINGS INC 40,100.00 1,048,993.26 751,875.00 HCIA INC COMMON STOCK 3,000.00 49,651.60 36,000.00 HEALTH & RETIREMENT PPTYS TRUST COM 662.02 12,649.43 12,619.76 HEALTH CARE PROPERTY INVESTORS, INC., 1,507.97 53,226.08 59,564.82 COMMON STOCK HEALTHCARE RECOVERIES INC COMMON STOCK 43,200.00 604,800.00 874,800.00 HEALTHCARE RLTY TR COMMON STOCK 100.00 2,255.00 2,925.00 HEALTHDYNE INFORMATION ENTERPRISES INC 1,000.00 2,697.09 1,875.00 COM HEALTHSOUTH CORP COM STK 17,500.00 378,159.16 459,375.00 HEARTLAND WIRELESS COMMUNICATIONS INC 20.00 580.34 38.75 COMMON STOCK HEARX LTD COMMON STOCK $0.10 PAR 6,500.00 7,038.39 11,781.25 HEINZ H J CO COMMON STOCK 16,500.00 430,495.26 826,031.25 HELMERICH & PAYNE, INC., COMMON STOCK, 1,100.00 27,506.23 83,668.75 $.10 PAR HENNES & MAURITZ SER'B' SEK1 4,300.00 36,911.63 198,821.40 HERCULES, INC., VOTING COMMON STOCK, 4,400.00 121,070.51 213,675.00 NO PAR HERSHEY FOODS CORP., COMMON STOCK, 6,501.14 167,981.07 399,007.47 $1 PAR HEWLETT-PACKARD CO., COMMON STOCK, $1 80,488.29 1,811,931.14 4,914,816.21 PAR HEXCEL CORP NEW COM 11,400.00 342,424.92 288,562.50 HEYWOOD WILLIAMS ORD GBP0.25 5,370.00 36,948.54 21,306.65 HFS INC COM 43,500.00 2,520,858.95 2,985,187.50 HILLENBRAND INDUSTRIES, INC., COMMON 50.19 2,402.31 2,236.59 STOCK, NO PAR HILLSDOWN HLDGS ORD 10P 9,110.00 23,695.37 23,790.31 HILTON HOTELS CORP., COMMON STOCK, $2.50 76,734.67 1,872,689.30 2,388,366.60 PAR HITACHI JPY50 57,000.00 587,462.42 404,191.97
-598- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- HITACHI ZOSEN Y50 17,000.00 86,236.90 34,366.31 HMT TECHNOLOGY CORP COM STK 12,800.00 251,237.12 168,000.00 HOECHST AG DEM5 4,200.00 152,313.25 148,345.94 HOLDERBANK FINANCI CHF50(BR) 900.00 466,414.64 784,667.18 HOLLANDSCHE BETON NLG2 12,340.00 198,024.58 223,466.38 HOLLINGER INTL INC CL A 400.00 4,384.38 5,275.20 HOME BANCORP ELGIN INC COMMON STOCK 4,500.00 80,706.06 81,000.00 HOME DEPOT INC., COMMON STOCK, 213,010.99 7,585,707.15 11,915,302.27 $.05 PAR HOMEBASE INC COM STK 10,400.00 97,266.00 87,100.00 HOMESTAKE MINING CO., CAPITAL STOCK, 10,549.98 163,589.84 110,774.79 $1 PAR HON INDUSTRIES INC., COMMON STOCK, 18,400.00 952,998.10 991,300.00 $1 PAR HONDA MOTOR CO Y50 24,000.00 583,684.90 868,795.29 HONEYWELL INC., COMMON STOCK, $1.50 PAR 5,700.00 204,813.55 373,350.00 HONG KONG ELECTRIC HKD1 68,000.00 220,108.20 230,029.88 HONG KONG LAND HLD USD0.10(SING QUOTE) 44,993.00 176,948.60 98,984.60 HONG KONG TELECOMM HKD0.50 342,000.00 597,711.63 650,349.92 HORACE MANN EDUCATORS CORP COMMON STOCK 101.40 3,517.89 5,665.73 HORMEL FOODS CORPORATION COMMON STOCK 205.85 4,858.75 6,278.43 HORNBACH BAUMARKT DEM5 502.00 20,609.54 14,429.46 HOSPITAL STAFFINGS SERVICES INC COMMON 500.00 1,291.05 468.75 STOCK NO PAR HOSPITALITY PROPERTIES TRUST COMMON 300.00 8,259.31 10,668.75 STOCK HOUSEHOLD INTERNATIONAL INC., COMMON 16,000.00 1,233,680.82 2,016,000.00 STOCK, $1 PAR HOUSTON EXPL CO COMMON STOCK 10,300.00 259,100.10 221,450.00 HOUSTON INDUSTRIES, INC., COMMON STOCK, 12,769.00 264,409.95 302,465.69 NO PAR HOYA CORP JPY50 15,000.00 559,342.22 458,374.14 HS RES INC COMMON STOCK 6,400.00 115,328.00 102,000.00 HSBC HLDGS HK(cents)10(HK REG) 4,362.00 54,423.85 105,236.92 HUANENG POWER INTL SPON ADR(REP 40'N'ORD 4,100.00 73,041.32 90,200.00
-599- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- HUFFY CORP., COMMON STOCK, $1 PAR 700.00 9,665.92 10,543.75 HUGHES SUPPLY, INC., COMMON STOCK, 39,850.00 846,166.41 1,305,087.50 $1 PAR HUMAN GENOME SCIENCES INC COM STK 5,900.00 246,584.21 241,900.00 HUMANA INC. COMMON STOCK, $.16 2/3 PAR 7,300.00 193,895.02 161,968.75 HUMMINGBIRD COMMUNICATIONS LTD COMMON 200.00 6,236.93 6,600.00 STOCK HUNTER DOUGLAS NV NLG0.50 8,098.00 274,203.98 322,217.26 HUNTINGTON BANCSHARES INC COM 8,500.00 292,671.96 289,000.00 HUTCHISON WHAMPOA HKD0.25 26,000.00 153,421.46 173,214.49 HVIDE MARINE INC CL A COMMON STOCK 13,300.00 377,001.75 376,556.25 HYAL PHARMACERTICAL CORP COMMON STOCK 6,000.00 59,637.85 24,000.00 NO PAR I C H CORP NEW COM 1,000.00 4,064.80 3,750.00 I-FLOW CORP COMMON STOCK NEW 2,450.00 12,392.08 9,800.00 IBERDROLA SA ESP500 6,979.00 50,879.71 89,153.36 IBP INC COMMON STOCK 47,800.00 1,168,806.29 1,090,437.50 ICG COMMUNICATIONS INC COMMON STOCK 31,740.00 729,519.57 737,955.00 ICN PHARMACEUTICALS INC NEW COM 850.00 18,950.53 42,021.88 ICOS CORP COMMON STOCK 18,000.00 143,805.69 248,625.00 IDEC PHARMACEUTICALS CORP COMMON STOCK 500.00 14,403.02 17,468.75 IDEXX LABORATORIES INC COMMON STOCK 15,600.00 285,796.68 248,625.00 IDT CORP COMMON STOCK 36,950.00 710,237.36 794,425.00 IKON OFFICE SOLUTIONS INC COM STK 5,978.00 147,008.05 181,955.38 ILLINOIS TOOL WKS INC COM 11,100.00 241,796.60 608,418.75 ILLINOVA CORP COMMON STOCK 7,200.00 166,662.72 174,150.00 IMASCO COM NPV 15,000.00 297,373.30 536,372.90 IMATION CORP COM STK 115.00 3,429.34 2,005.31 IMATRON INC., COMMON STOCK, NO PAR 16,000.00 77,566.25 54,499.20 IMC GLOBAL INC. 1,000.00 31,202.20 31,500.00 IMC MORTGATE COMPANY COMMON STOCK 71,100.00 947,883.44 950,962.50 IMI SPA ITL5000 6,230.00 48,447.65 65,074.22 IMI SPA SPON ADR REP 3 ORD ITL5000 8,000.00 160,480.00 248,496.00
-600- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- IMMUNE RESPONSE CORP DEL COMMON STOCK 200.00 1,970.38 2,375.00 IMMUNEX CORP NEW COMMON STOCK 125.00 4,774.81 7,140.63 IMP INC COMMON STOCK 4,000.00 15,391.48 4,000.00 IMPERIAL BANCORP, COMMON STOCK, NO PAR 8,665.00 229,653.80 404,547.19 IMPERIAL CR COML MTG INVT CORP COM STK 52,800.00 798,600.00 825,000.00 IMPERIAL CR INDS INC COMMON STOCK 42,100.00 370,564.08 1,007,768.75 INACOM CORP COMMON STOCK 49,400.00 1,465,381.61 1,401,725.00 INAX Y50 4,000.00 41,647.03 14,542.61 INCO LTD COM NPV (USD QUOTE) 27,000.00 763,505.14 514,674.00 INCO LTD. COMMON STOCK, NO PAR 35,600.00 844,334.47 678,625.00 INDIANA ENERGY INC., COMMON STOCK 2,711.43 67,020.34 76,258.97 INDO-PACIFIC ENERGY LTD COMMON STOCK 2,500.00 9,833.36 7,578.00 INDUSTRIAL HLDGS INC COM 400.00 5,294.99 3,752.00 INDUSTRIE NATUZZI ADR(CNV 1 ORD ITL250) 1,572.00 37,643.86 33,798.00 INFERENCE CORP CL A COMMON STOCK 624.00 4,444.35 3,276.00 INFORMATION MGMT TECHNOLOGIES CORP CL A 100.00 314.00 100.00 PAR $0.04 INFORMATION RESOURCES, INC., COMMON 100.00 1,346.89 1,487.50 STOCK INFORMIX CORP, COMMON STOCK 7,300.00 80,704.39 48,362.50 INFOSEEK CORP COMMON STOCK 740.00 7,870.99 8,186.25 ING GROEP NV CVA NLG1 9,823.00 198,777.85 399,254.71 INGERSOLL-RAND CO., COMMON STOCK, $2 PAR 7,400.00 156,841.08 302,475.00 INLAND STEEL INDUSTRIES INC., COMMON 4,000.00 96,452.39 76,500.00 STOCK NO PAR VALUE INMC MTG HLDGS INC COM STK 3,000.00 49,285.39 68,062.50 INNKEEPERS USA TR COMMON STOCK 2,600.00 38,281.43 41,762.50 INPUT/OUTPUT INC COMMON STOCK 12,100.00 367,048.25 313,087.50 INSITE VISION INC COMMON STOCK 625.00 2,558.07 2,187.50 INSPIRE INS SOLUTIONS INC COM STK 63,100.00 757,200.00 1,198,900.00 INTECK DIVERSFIELD CORP COMMON STOCK 3,000.00 5,386.17 5,531.10 INTEGRATED DEVICE TECHNOLOGY INC., 600.00 7,510.51 6,112.50 COMMON STOCK
-601- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- INTEGRATED HEALTH SERVICES INC COMMON 19,500.00 636,671.00 593,531.25 STOCK INTEGRATED SILICON SOLUTION INC COMMON 400.00 4,189.53 3,925.00 STOCKZ INTEGRATED SYS INC. COMMON STOCK 5,800.00 136,088.10 90,262.50 INTEL CORP. CAPITAL STOCK, $.001 PAR 186,681.33 8,553,920.00 14,491,138.24 INTELIDATA TECHNOLOGIES CORP COM 160.00 3,329.76 350.00 INTER-TEL INC., COMMON STOCK 16,330.00 448,086.11 342,930.00 INTERACTIVE FLIGHT TECHNOLOGIES INC CL 1,340.00 2,932.29 1,423.75 COMMON STOCK INTERAMERICAS COMMUNICATIONS CORP COMMON 1,000.00 4,956.00 2,500.00 STOCK INTERFACE INC., CLASS A COMMON STOCK 26,920.00 709,281.38 807,600.00 INTERIM SERVICES INC COM STK 11,300.00 331,317.13 319,931.25 INTERMEDIA COMMUNICATIONS FLA INC 20,400.00 318,306.47 1,012,350.00 COMMON STOCK INTERNATIONAL BUSINESS MACHINES CORP., 63,383.30 3,029,538.15 6,944,432.81 CAPITAL STOCK, $1.25 PAR INTERNATIONAL DISPENSING CORP COM STK 1,200.00 2,038.20 1,728.00 INTERNATIONAL FIBERCOM INC COM STK 300.00 2,105.10 1,856.25 INTERNATIONAL FLAVORS & FRAGRANCES INC. 5,200.00 184,117.39 250,575.00 COMMON STOCK, $.12 1/2 PAR INTERNATIONAL MULTIFOODS CORP., 6,600.00 176,459.22 177,375.00 COMMON STOCK, $1 PAR INTERNATIONAL PAPER CO., COMMON 42,653.79 1,394,505.99 2,023,389.16 STOCK, $1 PAR INTERNATIONAL PURSUIT CORP COMMON STOCK 1,000.00 2,390.00 1,050.00 INTERNEURON PHARMACEUTICALS INC COMMON 300.00 5,746.54 3,581.25 STOCK INTERPORE INTL COMMON STOCK 1,000.00 10,213.45 7,000.00 INTERPUBLIC GROUP OF COMPANIES, INC., 5,600.00 140,522.09 268,450.00 COMMON STOCK, $.10 PAR INTERSTATE BAKERIES CORP DEL COMMON 27,400.00 641,928.46 947,012.50 STOCK NEW INTERSTATE HOTELS CO COMMON STOCK 31,500.00 727,323.00 1,165,500.00 INTIMATE BRANDS INC CL A COMMON STOCK 100.00 2,081.56 2,243.75 INTUIT COMMON STOCK 1,300.00 38,584.07 39,243.75 INVISION TECHNOLOGIES INC COMMON STOCK 810.00 9,981.44 19,035.00
-602- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- IOMEGA CORP., COMMON STOCK 6,148.00 253,837.35 101,442.00 IRIDIUM WORLD COMMUNICATIONS LTD COMMON 765.00 31,135.98 31,173.75 STOCK IRIVNE SENSORS CORP COMMON STOCK 9,000.00 11,660.00 9,000.00 ISHIHARA SANGYO Y50 7,000.00 29,594.54 9,049.95 ISIS PHARMACEUTICALS COMMON STOCK 8,300.00 137,415.09 122,943.75 ITALGAS(SOC ITAL) ITL1000 8,367.00 23,425.48 32,271.09 ITC DELTACOM INC COM STK 29,650.00 525,682.99 418,806.25 ITEQ INC COM STK 40,530.00 278,643.75 478,760.63 ITEX CORP COMMON STOCK 51,558.00 190,076.95 296,458.50 ITI TECHNOLOGIES INC 1,700.00 47,662.05 42,500.00 ITO-YOKADO CO Y50 13,000.00 696,149.96 586,718.90 ITT CORP NEW COMMON STOCK 5,200.00 190,321.02 394,550.00 ITT INDS INC COMMON STOCK 5,300.00 87,886.35 168,275.00 IVAX CORP COMMON STOCK 600.00 7,683.08 4,237.50 IVEX PACKAGING CORP DEL COMMON STOCK 25,710.00 468,362.40 514,200.00 IXC COMMUNICATIONS INC COMMON STOCK 22,050.00 739,501.76 764,859.38 JACOR COMMUNICATIONS INC CLASS A COMMON 5,300.00 226,916.85 231,875.00 STOCK JAKKS PAC INC COMMON STOCK 13,950.00 88,648.25 126,421.88 JEFFERSON-PILOT CORP. COMMON STOCK, 3,125.00 98,978.86 238,476.56 $1.25 PAR JERONIMO MARTINS NEW 0% CNV BDS(S/R 16/1 2,559.00 0.00 0.00 JERONIMO MARTINS NEW PTE1000(B/R 31/12/9 2,559.00 0.00 0.00 JERONIMO MARTINS PTE1000 2,559.00 60,393.66 80,869.57 JLG INDUSTRIES, INC., CAPITAL STOCK, 600.15 11,663.02 7,689.42 $.20 PAR JLK DIRECT DISTR INC CL A COMMON STOCK 17,850.00 402,136.63 507,609.38 JOHN ALDEN FINL CORP COMMON STOCK 13,800.00 331,043.50 371,737.50 JOHNSON & JOHNSON COMMON STOCK, $1 PAR 61,192.67 1,925,973.93 3,851,313.67 JOHNSON CONTROLS, INC., COMMON STOCK, 3,700.00 89,606.30 169,506.25 $2.50 PAR JONES INTERCABLE, INC., CLASS A, 6,200.00 81,111.50 86,800.00 COMMON STOCK, $.01 PAR JOSTENS, INC., COMMON STOCK 1,700.00 40,397.35 40,800.00
-603- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- JRECKS SUBS GROUP INC COM STK 2,500.00 12,218.18 5,550.00 JUMBOSPORTS INC COMMON STOCK 1,000.00 3,518.50 2,875.00 JUSCO CO Y50 17,000.00 527,143.72 285,053.87 JUST FOR FEET INC COMMON STOCK 4,000.00 72,811.85 67,750.00 JUST TOYS INC COMMON STOCK 5,000.00 6,820.30 5,312.50 JUSTIN INDUSTRIES INC., COMMON STOCK, 203.41 2,690.29 2,962.16 $2.50 PAR K MART CORP. COMMON STOCK, $1 PAR 229,193.00 3,229,781.38 2,879,237.06 KANSAS CITY SOUTHERN INDUSTRIES, INC., 19,100.00 643,563.29 589,712.50 COMMON STOCK, NO PAR KAO CORP JPY50 46,000.00 546,330.40 612,732.61 KAUFMAN & BROAD HOME CORP., COMMON 1,773.00 24,735.66 38,451.94 STOCK KAYDON CORP., COMMON STOCK 35,580.00 838,344.80 1,171,916.25 KAZAKHSTAN MINERALS CORP COM STK 500.00 3,503.61 3,525.00 KAZAKSTAN GOLDFIELDS CORP COM STK 4,500.00 4,466.80 0.00 KEANE INC COMMON STOCK $.10 PAR 7,200.00 245,721.60 228,150.00 KELLOGG CO., COMMON STOCK, $.50 PAR 18,400.00 505,818.69 853,300.00 KELLWOOD CO., COMMON STOCK, NO PAR 10,600.00 166,653.50 363,712.50 KEMET CORP COMMON STK 500.00 10,099.00 11,812.50 KENT ELECTRONICS CORP., COMMON STOCK 1,520.00 59,790.29 50,920.00 KERR-MC GEE CORP. COMMON STOCK, $1 PAR 2,100.00 94,076.44 139,256.25 KEY ENERGY GROUP INC COMMON STOCK 8,200.00 246,229.99 199,362.50 KEYCORP NEW COMMON STOCK 9,700.00 331,589.60 654,143.75 KEYSPAN ENERGY CORP COMMON STOCK 200.00 6,066.50 6,662.50 KILROY REALTY CORP COMMON STOCK 16,700.00 417,628.60 438,375.00 KIMBERLY CLARK MEX 'A'NPV 13,504.00 42,217.06 60,690.29 KIMBERLY-CLARK CORP., COMMON STOCK, 24,856.00 615,961.89 1,294,065.50 $5 PAR KIMCO REALTY CORP COMMON STOCK 307.00 10,788.54 10,553.13 KING WORLD PRODUCTIONS INC., 1,600.00 48,403.66 87,000.00 COMMON STOCK KINGFISHER ORD 25P 22,820.00 211,808.97 313,729.82 KLA-TENCOR CORP 3,750.00 278,115.22 145,312.50
-604- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- KLM ROYAL DUTCH AIRLINES, COMMON STOCK, 52,649.00 1,609,954.79 1,895,364.00 100 GUILDER SHARE KNIGHT-RIDDER INC., COM STK 3,900.00 113,391.70 195,487.50 KNOLL INC COM STK 6,800.00 212,519.00 204,850.00 KNP BT(KON) NV NLG2.50 16,000.00 514,167.59 345,280.31 KOHLS CORP COMMON STOCK 38,745.00 1,559,668.67 2,804,169.38 KOKUYO CO Y50 4,000.00 90,270.00 69,578.84 KOMAG INC COMMON STOCK 100.00 2,531.56 2,006.25 KOMATSU Y50 12,000.00 98,549.79 72,023.51 KOMORI CORP JPY50 30,000.00 767,893.14 470,127.32 KON PTT NEDERLAND SPON ADR REP 1 ORD NLG 7,119.44 248,785.39 286,998.87 KONINK PTT NEDERLA NLG10 1,145.00 37,298.22 45,962.42 KOOKMIN BANK KRW5000 0.74 0.00 0.00 KOS PHARMACEUTICALS INC COMMON STOCK 300.00 11,352.83 5,025.00 KREDIETBANK NPV 550.00 135,895.69 221,798.57 KROGER CO., COMMON STOCK, $1 PAR 11,400.00 157,884.32 392,587.50 KUHLMAN CORP., COMMON STOCK $1.00 PAR 22,530.00 665,795.48 795,590.63 KUMAGAI GUMI CO Y50 12,000.00 65,763.77 8,086.19 KURARAY CO JPY50 9,000.00 93,923.95 77,571.01 KYOCERA CORP JPY50 13,100.00 739,612.99 632,289.91 L.A. GEAR INC., COMMON STOCK 1,000.00 1,259.59 343.70 L'OREAL FRF10 125.00 25,091.58 47,853.37 LABOR READY INC NEW COMMON STOCK 10,150.00 150,355.56 225,837.50 LACLEDE GAS CO., COMMON STOCK, $4 PAR 2,000.00 44,415.06 51,625.00 LADBROKE GROUP ORD 10P 13,770.00 42,979.96 62,407.42 LADD FURNITURE INC NEW COM 50.00 803.75 765.63 LAIDLAW INC NEW COMMON STK 14,700.00 148,320.40 191,100.00 LAING(JOHN) ORD'A'NON V GBP0.25 8,390.00 48,992.56 48,131.47 LAIRD GROUP ORD GBP0.25 45,000.00 272,097.25 324,114.63 LANCE, INC., COMMON STOCK, $.83 1/3 2,300.00 54,576.13 58,506.25 PAR LANDRYS SEAFOOD RESTAURANTS INC COM STK 9,500.00 267,148.10 267,187.50 LAPEYRE FRF10(BR) 785.00 47,207.87 45,210.85
-605- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- LARSON DAVIS INC COM STK 200.00 2,235.28 2,100.00 LASALLE PARTNERS INC COM STK 15,320.00 405,325.87 531,412.50 LAUDER ESTEE COS INC CL A COMMON STOCK 14,800.00 695,474.75 792,725.00 LAWYERS TITLE CORP COMMON STOCK 5,400.00 149,229.19 171,450.00 LCC INTL IN CL A COMMON STOCK 37,250.00 803,832.01 735,687.50 LCI INTL INC COMMON STOCK 200.00 4,828.62 5,512.50 LECROY CORP COMMON STOCK 26,300.00 734,853.02 1,002,687.50 LEGATO SYSTEMS INC COMMON STOCK 35,700.00 1,094,157.99 1,361,062.50 LEGRAND FRF10 269.00 37,506.87 51,262.40 LEHMAN BROTHERS HLDGS INC COM 0.13 6.02 6.57 LEND LEASE CORP ORD A(cents)0.50 35,626.00 364,995.23 728,877.08 LEUCADIA NATIONAL CORP., COMMON STOCK, 500.00 14,111.24 17,281.25 $1 PAR LEVEL ONE COMMUNICATIONS INC COMMON 5,800.00 243,989.76 242,150.00 STOCK LEVITZ FURNITURE INC COMMON STOCK 500.00 1,540.50 215.00 LEXMARK INTL GROUP, INC CL A COM STK 24,600.00 684,324.83 784,125.00 LG&E ENERGY CORP COMMON STOCK 500.00 10,882.64 11,187.50 LIFELINE SYS INC COMMON STOCK 400.00 6,798.78 9,000.00 LIGAND PHARMACEUTICALS INC CL B 500.00 6,221.43 6,375.00 LIGHTPATH TECHNOLOGIES INC CL A COM STK 762.00 5,799.35 5,524.50 LILLY, ELI & CO., COMMON STOCK, $.62 1/2 101,472.24 2,636,118.99 6,399,093.14 PAR LIMITED INC., COMMON STK, NO PAR 12,166.00 242,143.34 292,744.38 LINCARE HOLDINGS COMMON STOCK 10,600.00 286,899.42 596,250.00 LINCOLN NATIONAL CORP., COMMON STOCK, 4,600.00 171,252.16 328,325.00 NO PAR LINEAR TECHNOLOGY CORP., COMMON STOCK 341.14 17,675.83 21,960.89 LINENS N THINGS INC COMMON STOCK 30,460.00 834,604.80 1,047,062.50 LION NATHAN LTD NPV 150,000.00 304,593.26 355,248.55 LIZ CLAIBORNE INC., COMMON STOCK NO PAR 3,100.00 99,037.48 155,775.00 LOCKHEED MARTIN CORP COM 8,690.00 407,323.98 847,818.13 LOEWEN GROUP INC COMMON STOCK NO PAR 200.00 6,352.97 4,912.50 LOEWS CORP COMMON STOCK $1.00 PAR 17,700.00 1,525,668.57 1,878,412.50
-606- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- LOJACK CORP COMMON STOCK 200.00 2,456.71 2,775.00 LONG BEACH FINL CORP COM STK 2,850.00 38,641.18 30,637.50 LONG DRUG STORES, CORP., COMMON STOCK, 1,800.00 30,937.36 52,650.00 NO PAR LORAL SPACE & COMMUNICATIONS 1,098.00 19,363.18 24,361.88 LOUIS DREYFUS NATURAL GAS CORP COMMON 6,000.00 117,073.80 124,125.00 STOCK LOUISIANA-PACIFIC CORP. COMMON STOCK, 4,900.00 103,817.16 98,918.75 $1 PAR LOWES COS INC COMMON STOCK $.50 PAR 7,800.00 164,526.29 358,312.50 LSI LOGIC CORP., COMMON STOCK 10,900.00 357,385.84 253,425.00 LTV CORP NEW COMMON STOCK 71,700.00 1,023,935.28 797,662.50 LUBRIZOL CORP. COMMON STOCK, NO PAR 20,500.00 674,300.42 799,500.00 LUCAS VARITY ORD GBP0.25 126,600.00 412,916.03 405,263.34 LUCENT TECHNOLOGIES INC COMMON STOCK 50,920.11 2,715,552.67 4,079,973.81 LUFTHANSA AG DEM5(REGD)(VINK) 13,000.00 247,385.56 246,903.08 LUKOIL HLDGS SPON ADR REP 4 ORD RUR25 260.00 17,940.00 19,565.00 LVMH MOET HENNSSEY FRF10 524.00 96,813.27 90,359.37 LYONDELL PETROCHEMICAL CO COMMON STOCK 26,443.00 661,326.43 672,643.81 $1.00 PAR M.D.C. HOLDINGS INC COMMON STOCK 5,200.00 59,820.28 57,525.00 MABUCHI MOTOR CO JPY50 7,000.00 447,734.12 366,934.38 MACHEEZMO MOUSE RESTAURANTS INC COMMON 800.00 1,075.60 274.96 STOCK MACROMEDIA INC COMMON STOCK 200.00 8,218.26 1,993.74 MAGELLAN PETROLEUM CORP., CAPITAL 300.00 1,088.33 956.25 STOCK, $.01 PAR MAGNA GROUP, INC., COMMON STOCK, $2 PAR 800.00 20,800.11 32,000.00 MAGNA INTERNATIONAL CLASS A 260.00 11,712.50 16,412.50 MAGNETEK INC COMMON STOCK 22,650.00 369,632.44 472,818.75 MAIL-WELL INC COMMON STOCK 26,100.00 764,544.57 851,512.50 MAKITA CORP Y50 6,000.00 113,955.97 70,989.23 MALAY AIRLINE SYST MYR1 122,000.00 391,999.36 90,163.28 MALLINCKRODT INC NEW COMMON STOCK 3,300.00 97,539.40 122,100.00 MANNESMANN AG DM50 (BR) 3,981.00 732,285.58 1,852,992.60
-607- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MANOR CARE, INC., COMMON STOCK, $.10 PAR 2,850.00 63,531.43 100,462.50 MANUGISTICS GROUP INC COM STK 6,100.00 237,137.50 212,737.50 MAPLE LEAF SPRINGS WTR CORP COM 30,000.00 4,302.90 2,700.00 MARIEBERG TIDNINGS SER'A'SEK10 13,000.00 335,209.12 333,376.51 MARINE DRILLING COS INC COMMON STOCK NEW 200.00 6,151.97 4,550.00 $0.01 PAR MARKET AMER INC COMMON STOCK 500.00 3,060.72 2,875.00 MARKET FACTS INC DELAWARE COMMON STOCK 200.00 4,669.17 3,525.00 $1.00 PAR MARQUETTE MEDICAL SYSTEMS INC NEW 28,100.00 526,144.40 632,250.00 MARRIOT INTERNATIONAL COMMON STOCK 13,245.00 579,929.47 959,434.69 MARSH & MC LENNAN CO'S INC., COMMON 7,710.96 343,879.15 573,984.59 STOCK, $1 PAR MARUI CO JPY50 9,000.00 147,985.28 141,038.20 MARVEL ENTMT GROUP INC COMMON STOCK 1,000.00 2,447.09 1,375.00 MASCO CORP. COMMON STOCK, $1 PAR 34,400.00 910,146.15 1,621,100.00 MASTEC INC COMMON STOCK 6,397.00 171,120.89 163,123.50 MASTERING INC COM STK 500.00 5,583.07 4,375.00 MATAV RT ADS EACH REP 5 SHS HUF100 4,300.00 80,195.00 87,075.00 MATSUMOTOKIYOSHI C JPY50 3,900.00 169,843.82 137,512.24 MATSUSHITA ELC IND Y50 13,000.00 225,922.56 202,703.23 MATTEL INC COM STOCK 13,188.00 222,540.24 528,344.25 $1.00 PAR MATTSON TECHNOLOGY INC COM STK 1,000.00 12,851.10 9,875.00 MAVERICK TUBE CORP COMMON STOCK 15,050.00 182,220.41 429,865.63 MAY DEPARTMENT STORES CO., COMMON 10,424.00 321,593.21 560,290.00 STOCK, $.50 PAR MAYTAG CORP COMMON STOCK 4,900.00 95,439.14 158,331.25 MBIA INC COMMON STOCK 4,000.00 207,229.62 251,500.00 MBNA CORP COMMON STOCK 307,651.14 3,981,950.70 8,171,983.41 MC CLATCHY NEWSPAPER INC COMMON STOCK 2,300.00 57,856.50 66,125.00 MC DERMOTT INTERNATIONAL INC., COMMON 44,800.00 1,643,755.81 1,411,200.00 STOCK, $1 PAR MC DONALDS CORP. COMMON STOCK, NO PAR 32,383.27 945,284.00 1,570,588.60 MCGRAW HILL COMPANIES INC COM 4,445.00 157,325.90 304,204.69
-608- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MCI COMMUNICATIONS CORP., COMMON STOCK, 73,800.00 2,070,051.88 3,242,587.50 $.10 PAR MCKESSON CORP NEW COMMON STOCK 14,401.96 1,547,882.68 1,611,219.28 MCLEODUSA INCORPORATED 7,300.00 171,239.65 270,100.00 MDU RESOURCES GROUP, COMMON STOCK, $20 4,000.00 101,723.00 119,500.00 PAR MEAD CORP. COMMON STOCK, NO PAR 19,200.00 1,053,021.36 1,239,600.00 MEDAPHIS CORP COMMON STOCK 800.00 8,938.36 4,000.00 MEDCARE TECHNOLOGIES INC COM STK 1,000.00 5,592.30 5,060.00 MEDEVA ORD GBP0.10 70,000.00 309,086.75 237,052.26 MEDICAL ALLIANCE INC COMMON STOCK 1,000.00 16,100.74 4,250.00 MEDICAL DISCOVERIES INC COMMON STOCK 4,300.00 2,116.87 1,075.00 MEDICAL MANAGER CORP COMMON STOCK 3,200.00 51,155.25 58,800.00 MEDICAL RES INC COM 2,500.00 38,897.16 22,656.25 MEDICIS PHARMACEUTICAL CORP CL A NEW COM 18,640.00 569,654.90 796,860.00 MEDICONSULT COM INC COM STK 30,200.00 62,445.75 32,616.00 MEDIOLANUM ITL1000 3,830.00 39,485.22 64,607.22 MEDPARTNERS INC NEW COMMON STOCK 42.00 977.69 1,039.50 MEDQUIST INC COMMON STOCK 4,100.00 108,207.12 106,600.00 MEDTRONIC, INC., COMMON STOCK, 78,889.00 2,136,459.10 3,766,949.75 $.10 PAR MEISENHEIMER CAP INC COMMON STOCK 1,500.00 1,869.25 656.25 MELLON BANK CORP., COMMON STOCK, $.50 11,200.00 237,888.14 634,900.00 PAR MEMBERWORKS INC COMMON STOCK 2,500.00 46,820.75 45,000.00 MEMC ELECTRONICS MATERIALS INC COMMON 39,500.00 1,011,922.77 713,468.75 STOCK MERCANTILE STORES CO., INC., COMMON 1,600.00 67,566.80 103,400.00 STOCK, $.91 2/3 PAR MERCK & CO. INC., COMMON STOCK, $.02 7/9 78,257.72 4,738,108.24 7,400,245.65 PAR MERCURY FIN CO COMMON STOCK 6,000.00 10,892.80 4,500.00 MEREDITH CORP., COMMON STOCK, $5 PAR 2,501.65 28,383.43 87,245.04 MERIDIAN DATA INC COM 2,000.00 10,919.86 8,500.00 MERIS LABS INC COMMON STOCK 1,500.00 1,184.40 37.50
-609- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MERISEL INC COMMON STOCK 6,350.00 13,204.55 29,765.63 MERRILL CORP., COMMON STOCK 4,800.00 111,948.00 96,600.00 MERRILL LYNCH & CO., INC., COMMON 69,150.29 2,068,889.39 4,853,485.98 STOCK, $1.33 1/3 PAR MERRY LAND AND INVESTMENT CO., INC., 500.00 10,987.98 11,718.75 COMMON STOCK, NO PAR MESA AIR GROUP INC COMMON STOCK 1,300.00 8,564.45 7,150.00 MESABA HOLDINGS INC COMMON STOCK 25,450.00 480,771.18 556,718.75 META GROUP INC COM STK 100.00 2,656.56 1,993.75 METHODE ELECTRONICS, CLASS A COMMON 14,500.00 294,107.85 235,625.00 STOCK, $.50 PAR METRICOM INC COMMON STOCK 700.00 6,504.73 9,318.75 METRIS COS INC COMMON STOCK 25,560.00 593,661.88 971,280.00 METRO GOLDWYN MAYER INC COM STK 33,400.00 668,000.00 722,275.00 METROMEDIA FIBER NETWORK INC CL A COMMON 34,740.00 646,483.28 586,237.50 STOCK METROMEDIA INTL GROUP INC COMMON STOCK 500.00 5,394.46 4,875.00 MFC ARGENTINA FUND, INC., COMMON STOCK 500.00 6,086.04 6,125.00 CLOSED END FUND MFC TEMPLETON DRAGON FD INC COM 3,500.00 50,056.44 41,125.00 MGIC INVT CORP WIS COMMON STOCK 17,650.00 612,178.46 1,031,421.88 MICHAEL FOODS INC COM STK (NEW) 8,200.00 134,764.00 180,912.50 MICHELIN CGDE 'B'ORD FRF12(REGD) 5,350.00 328,224.48 288,187.42 MICRO LINEAR CORP COMMON STOCK 5,000.00 43,982.29 38,125.00 MICROAGE INC COMMON STOCK $0.01 PAR 12,900.00 267,055.77 259,612.50 MICROGRAFX INC COMMON STOCK 100.00 646.29 943.75 MICRON TECHNOLOGY, INC., COMMON STOCK, 13,601.80 397,063.46 338,344.78 $.10 PAR MICROPROSE INC COMMON STOCK 600.00 5,642.63 2,850.00 MICROS TO MAINFRAMES INC COMMON STOCK 1,000.00 2,884.50 4,625.00 MICROSOFT CORP., COMMON STOCK 106,896.00 6,591,740.27 15,125,784.00 MICROTEST INC COMMON STK 600.00 4,058.06 3,600.00 MID OCEAN LTD SHS A ISIN# KYG610611009 24,500.00 863,485.92 1,519,000.00 MIDAMERICAN ENERGY HLDGS CO COMMON STOCK 12,100.00 209,687.25 241,243.75 MIDWAY GAMES INC COM STK 3,800.00 97,213.50 76,475.00
-610- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MIKOHN GAMING CORP COMMON STOCK 20,000.00 168,752.00 167,500.00 MIKUNI COCA-COLA JPY50 20,000.00 328,304.55 266,405.48 MILLENNIUM CHEMICALS INC COMMON STOCK 36,000.00 805,639.14 828,000.00 MILLER INDS INC TENN COMMON STOCK 2,000.00 30,136.18 19,500.00 MILLER, HERMAN, INC. COMMON STOCK, $.20 858.00 42,785.12 43,543.50 PAR MILLIPORE CORP., COMMON STOCK, 1,900.00 44,944.19 73,625.00 $.08 1/3 PAR MILLS CORP COM STK PAR $0.01 100.00 2,544.06 2,768.75 MINEBEA CO JPY50 91,000.00 858,306.54 1,012,497.56 MINNESOTA MINING AND MANUFACTURING CO., 20,638.54 1,152,728.84 2,010,967.74 COMMON STOCK, NO PAR MINNESOTA POWER & LIGHT CO., COMMON 6,900.00 242,109.00 266,943.75 STOCK, NO PAR MIRAGE RESORTS INC COMMON STOCK 9,200.00 241,121.52 218,500.00 MITCHAM INDUSTRIES INC COM STK 800.00 18,718.77 22,400.00 MITSUBISHI CORP Y50 11,000.00 111,122.96 85,845.25 MITSUBISHI HVY IND Y50 113,000.00 787,607.67 444,474.04 MITSUBISHI PAPER JPY50 9,000.00 66,939.40 18,476.00 MITSUI CHEMICALS Y50 6,000.00 47,389.99 16,454.46 MITSUI FUDOSAN JPY50 20,000.00 250,555.41 211,557.30 MMI COS INC COMMON STOCK 2,600.00 68,708.38 62,725.00 MOBIL CORP. COMMON STOCK, $3.75 PAR 35,553.98 1,431,740.04 2,557,664.44 MONEY STORE INC COMMON STOCK 36,662.00 300,831.69 918,841.38 MONSANTO CO., COMMON STOCK, $2 PAR 86,700.00 1,989,935.17 3,787,706.25 MONTANA POWER CO., COMMON STOCK, 17,200.00 373,419.00 470,850.00 NO PAR MONTEDISON SPA ITL1000(POST CONS) 200,000.00 155,362.40 165,273.00 MOORE CORP., LTD. - CORPORATION MOORE, 4,000.00 79,848.25 62,250.00 LTEE, COMMON STOCK, NO PAR MORGAN CRUCIBLE CO ORD GBP0.25 50,000.00 293,427.11 373,605.82 MORGAN STANLEY DEAN WITTER DISCOVER GRP 92,348.62 2,585,416.86 5,015,684.43 INC NEW COMMON STK MORGAN, J. P., & CO., INC., COMMON STOCK 15,929.61 1,262,105.12 1,818,962.34 $2.50 PAR MORRISON KNUDSEN CORP NEW COMMON STOCK 500.00 6,400.22 4,937.50
-611- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MORTON INTL INC IND COM STK 5,900.00 99,647.30 200,968.75 MOSSIMO INC COMMON STOCK 1,000.00 14,374.45 5,250.00 MOTOROLA INC., COMMON STOCK, $3 PAR 49,976.13 2,055,352.63 3,142,249.17 MUNCHENER RUCKVERS DEM10 VINK (DEM5 PD)( 1,440.00 187,931.53 449,834.17 MURATA MFG CO JPY50 36,000.00 1,188,724.77 1,080,352.59 MURPHY OIL CORP. COMMON STOCK, $1 PAR 24,100.00 1,146,788.26 1,325,500.00 MUTUAL RISK MANAGEMENT, LTD., COMMON 63,960.00 1,187,841.23 1,786,882.50 STOCK MUTUAL SVGS BK FSB BAY CITY MICH COMMON 1,000.00 13,722.98 12,750.00 STOCK MVSI INC CL A WT EXP 2000 1,600.00 15,327.68 7,600.00 MYLEX CORP COMMON STOCK $.01 PAR 9,857.00 98,532.27 78,856.00 N VISION INC COM 200.00 684.71 312.50 N.L. INDUSTRIES, INC., COMMON STOCK 2,900.00 47,545.50 46,943.75 (NEW) NABORS INDUSTRIES INC., COMMON STOCK 25,235.00 476,884.55 884,802.19 NACCO INDUSTRIES INC., CLASS A, COMMON 400.00 18,321.78 43,550.00 STOCK NACT TELECOMMUNICATIONS INC COMMON STOCK 500.00 7,027.13 7,000.00 NO PAR NALCO CHEMICAL CO., COMMON STOCK, $.75 18,000.00 545,329.24 698,625.00 PAR NAMCO LTD JPY50 7,000.00 259,909.68 223,780.61 NAPRO BIOTHERAPEUTICS INC COMMON STOCK 5,000.00 38,785.77 31,250.00 NAT WEST ORD GBP1 122,945.00 1,173,522.10 1,860,103.96 NATIONAL AUST BANK AUD1 2,151.00 19,614.25 28,509.27 NATIONAL CITY CORP. COMMON STOCK, $4 9,600.00 322,330.95 640,800.00 PAR NATIONAL DATA CORP. COMMON STOCK, 20,000.00 319,118.90 707,500.00 $.125 PAR NATIONAL ENERGY GROUP INC CL A COM STK 1,000.00 4,340.00 4,312.50 NATIONAL FUEL GAS CO., COMMON STOCK, 8,700.00 256,761.54 406,181.25 $10 PAR NATIONAL GOLF PPTYS INC COM STK 500.00 15,678.52 15,875.00 NATIONAL SCIENTIFIC CORP COM STK 12,000.00 10,423.40 3,480.00 NATIONAL SEMICONDUCTOR CORP., COMMON 57,000.00 1,689,383.20 1,888,125.00 STOCK, $.50 PAR
-612- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- NATIONAL SERVICE INDUSTRIES, INC., 11,800.00 428,172.68 552,387.50 COMMON STOCK, $1 PAR NATIONAL STEEL CORP CL B COMMON STOCK 21,000.00 256,777.48 315,000.00 NATIONAL SURGERY CTRS INC COMMON STOCK 30,510.00 388,610.87 762,750.00 NATIONAL-OILWELL INC COMMON STOCK 10,352.00 408,948.01 328,029.00 NATIONSBANK CORP COMMON STOCK 68,046.00 2,636,749.50 4,087,012.88 NATIONWIDE FINL SVCS INC CL A COMMON 17,700.00 518,838.75 605,118.75 STOCK NATL HOUSE IND CO Y50 2,000.00 37,167.97 15,984.33 NATURAL MICROSYSTEMS CORP COM STK PAR 14,390.00 731,195.81 683,525.00 $0.05 NAUTICA ENTERPRISES INC COM STK 52,000.00 1,387,937.44 1,459,250.00 NAVISTAR INTL CORP NEW COMMON STOCK 3,300.00 75,031.08 72,600.00 NCO GROUP INC COMMON STOCK 14,340.00 452,274.54 543,127.50 NCR CORP COMMON STOCK 32,042.00 1,086,782.10 945,239.00 NEC CORP Y50 67,000.00 772,516.77 708,716.94 NEOGEN CORP COMMON STOCK 4,000.00 32,082.72 45,000.00 NEOMAGIC CORP COMMON STOCK 24,800.00 464,638.46 421,600.00 NEORX CORP COM STOCK PAR $0.02 22,300.00 146,563.56 105,925.00 NESTLE SA CHF10(REGD) 1,010.00 933,518.38 1,486,273.41 NETSCAPE COMMUNICATIONS CORP COMMON 2,180.00 86,195.54 62,130.00 STOCK NETWORK APPLIANCE INC COMMON STOCK 9,985.00 504,112.02 502,994.38 NETWORK SOLUTIONS INC DEL CL A COM STK 400.00 6,121.43 6,500.00 NEUREX CORP COM 58,900.00 810,005.74 920,312.50 NEUROGEN CORP COMMON STOCK 29,400.00 521,887.79 573,300.00 NEVADA POWER CO., COMMON STOCK, $1 PAR 13,100.00 267,970.98 303,756.25 NEW ENGLAND ELECTRIC SYSTEM, COMMON 8,100.00 312,437.25 334,125.00 STOCK, $1 PAR NEW GERMANY FD INC COMMON STOCK 878.98 13,664.72 11,811.29 NEW PLAN REALTY TRUST, SHARES OF 1,525.65 34,303.29 36,997.01 BENEFICIAL INTEREST, NO PAR NEW WORLD DEVEL CO HK(cents)1 44,942.00 177,620.58 166,563.82 NEW YORK STATE ELECTRIC & GAS CORP., 24,121.71 631,978.16 741,742.58 COMMON STOCK, $6.66 2/3 PAR
-613- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- NEW YORK TIMES CO., CLASS A, COMMON 4,300.00 127,218.92 255,312.50 STOCK, $.10 PAR NEWBRIDGE NETWORKS CORP COMMON STOCK 100.00 3,112.00 4,212.50 NEWELL CO COMMON STOCK 7,058.00 151,284.83 288,054.63 NEWFIELD EXPL CO COM STK 5,100.00 150,552.00 118,893.75 NEWMONT GOLD CO., COMMON STOCK 200.00 9,306.00 6,062.50 NEWMONT MINING CORP. COMMON STOCK, 8,144.00 293,568.13 244,829.00 $1.60 PAR NEWPARK RESOURCES, INC., COMMON NEW 3,000.00 63,201.87 59,812.50 NEWPORT NEWS SHIPBUILDING INC COM STK 1,600.00 40,632.00 38,800.00 NEWS CORPORATION AUD0.50(AUST LISTING) 66,853.00 181,931.53 357,720.38 NEXTEL COMMUNICATIONS INC CL A COM STK 2,785.00 72,256.95 70,321.25 NEXTLEVEL SYS INC COM STK 7,250.00 131,295.14 96,062.50 NEXTLINK COMMUNICATIONS INC CL A COM STK 28,240.00 606,811.63 571,860.00 NIAGARA MOHAWK POWER CORP., COMMON 76,500.00 713,551.22 731,531.25 STOCK, $1 PAR NICHIEI CO Y50(OTC LISTING)8577 8,700.00 597,235.59 954,358.47 NICOR, INC., COMMON STOCK, $5 PAR 2,200.00 53,938.73 88,550.00 NIKE INC., CLASS B COMMON STOCK, 16,368.91 475,965.60 796,961.31 NIKON CORP JPY50 78,000.00 978,044.05 867,855.04 NIPPON HODO CO Y50 3,000.00 58,368.19 12,223.31 NIPPON STEEL CORP JPY50 53,000.00 182,607.09 98,005.88 NIPPON TEL&TEL CP JPY50000 12.00 103,877.72 98,726.74 NISHIMATSU CONS CO Y50 45,000.00 525,414.49 180,881.49 NISSAN MOTOR CO Y50 80,000.00 498,755.95 347,894.22 NOBEL EDUCATION DYNAMICS INC NEW 200.00 3,017.92 1,200.00 NOBLE DRILLING CORP., COMMON STOCK 31,400.00 475,075.68 943,962.50 NOEPROBE CORP COMMON STOCK 100.00 1,705.00 812.50 NOKIA (AB) OY FIM5 SER'A' 7,890.00 315,807.99 634,923.70 NOMURA SECURITIES Y50 12,000.00 228,829.71 148,560.24 NOODLE KIDOODLE INC COM 1,000.00 7,716.73 2,875.00 NORDBANKEN AB SEK30 2,570.00 81,822.76 91,536.07 NORDSON CORP., COMMON STOCK, $1 PAR 204.69 11,680.65 10,746.23
-614- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- NORDSTROM, INC., COMMON STOCK, 33,800.00 1,111,952.26 1,994,200.00 NO PAR NORFOLK SOUTHERN CORP., COMMON STOCK, 16,800.00 328,549.84 534,450.00 NO PAR NORSK HYDRO ASA NOK20 15,208.00 739,334.42 771,845.51 NORTH FACE INC COMMON STOCK 42,800.00 826,930.30 930,900.00 NORTHERN STATES POWER CO., MINN., 3,300.00 137,209.33 181,087.50 COMMON STOCK, $5 PAR NORTHERN TELECOM LTD., COMMON STOCK, 19,700.00 786,817.51 1,769,302.25 NO PAR NORTHFIELD LABORATORIES INC COMMON STOCK 6,100.00 76,780.09 68,625.00 NORTHRUP GRUMMAN CORP 3,000.00 173,385.68 338,250.00 NORTHWEST AIRLS CORP CL A COM STK PAR 63,800.00 2,058,892.55 2,647,700.00 $0.01 NORTHWESTERN PUBLIC SERVICE CO., COMMON 2,600.00 49,452.00 54,112.50 STOCK, $7.00 PAR NORTRAN PHARMACEUTICAL COM STK 3,000.00 3,003.00 3,060.00 NORWEST CORP., COMMON STOCK, $1 2/3 PAR 69,500.00 692,592.65 2,601,906.25 NOVACARE INC., COMMON STOCK 17,300.00 174,453.89 214,087.50 NOVADIGM INC COMMON STOCK 600.00 3,477.95 3,075.00 NOVARTIS AG CHF20(REGD) 1,378.00 1,580,366.70 2,201,784.39 NOVELL INC., COMMON STOCK 26,750.00 446,714.56 247,437.50 NOVOSTE CORP COMMON STOCK 100.00 1,524.50 2,387.50 NS GROUP INC COMMON STOCK 24,180.00 727,093.94 453,375.00 NTN COMMUNICATIONS INC. COMMON STOCK 4,500.00 11,205.27 6,750.00 NEW $0.005 PAR NUCOR CORP. COMMON STOCK, $.40 PAR 3,900.00 132,816.51 195,000.00 NUI CORP COMMON STOCK 2,800.00 48,887.16 68,950.00 NUMBER NINE VISUAL TECHNOLOGY CORP 200.00 936.29 525.00 COMMON STOCK NUTEK INC COM STK 250.00 234.00 110.00 NUTRICIA(VER BEDRJ CVA (PART-EXCH)NLG0.5 2,250.00 15,764.29 63,834.60 O/SEAS CHINESE BK SGD1 (ALIEN MARKET) 3,600.00 39,565.43 21,588.02 O/SEAS UNION BK SGD1(ALIEN MKT) 8,000.00 47,055.22 31,396.19 OAK TECHNOLOGY INC COMMON STOCK 1,000.00 13,621.90 8,250.00 OAKLEY INC COMMON STOCK 200.00 1,848.54 1,875.00
-615- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- OAKWOOD HOMES CORP., COMMON STOCK, $.50 500.00 10,840.04 15,000.00 PAR OAO TECHNOLOGY SOLUTIONS INC 1997 RT 80.00 400.00 345.04 OASIS RESIDENTIAL INC COMMON STOCK 17,700.00 399,367.64 386,081.25 OBJECTIVE COMMUNICATIONS INC COM STK 49,972.00 332,742.46 1,155,602.50 OCCIDENTAL PETROLEUM CORP., COMMON STOCK 83,601.72 2,085,837.20 2,481,926.06 $.20 PAR OCEAN ENERGY INC COMMON STK 28,875.00 1,236,842.21 1,615,195.31 OCTUS INC COM STK 5,000.00 2,314.00 650.00 OCWEN ASSET INVT CORP COM STK 2,000.00 44,928.61 36,375.00 OCWEN FINL CORP COMMON STOCK 37,720.00 832,671.70 914,710.00 ODS NETWORKS INC COMMON STOCK 950.00 16,056.38 8,015.63 OFFICEMAX INC COMMON STOCK 10,200.00 165,806.64 143,437.50 OGDEN CORP., COMMON STOCK, $.50 PAR 300.00 6,020.11 7,987.50 OHIO CASUALTY CORP., COMMON STOCK, $.50 5,300.00 212,768.50 241,812.50 PAR OKUMURA CORP JPY50 93,000.00 491,270.25 306,052.89 OLD REPUBLIC INTERNATIONAL CORP., 20,250.00 338,060.62 730,265.63 COMMON STOCK, $1 PAR OLSTEN CORP., COMMON STOCK, $.10 PAR 32,500.00 601,543.88 483,437.50 OM GROUP INC COM STK 13,820.00 487,016.47 530,342.50 ON ASSIGNMENT INC. COMMON STOCK 4,000.00 76,250.00 93,000.00 ON TECHNOLOGY CORP COMMON STOCK 10,000.00 52,857.00 19,375.00 ONEITA INDS INC COM STOCK 1,000.00 934.27 343.70 OPTIMA PETE CORP COMMON STOCK NEW 8,800.00 17,727.68 13,337.28 ORACLE CORPORATION COM 47,710.00 574,705.57 1,589,339.38 ORANGE & ROCKLAND UTILITIES, INC., 2,900.00 107,008.00 115,818.75 COMMON STOCK, $5 PAR ORBITAL SCIENCES CORP COMMON STOCK 400.00 8,604.90 10,250.00 ORCAD INC COMMON STOCK 500.00 4,694.31 4,062.50 OREGON STEEL MILLS INC. COMMON STOCK 14,900.00 326,385.93 292,412.50 ORION CAPITAL CORP., COMMON STOCK, 6,800.00 162,126.00 306,425.00 $1 PAR ORKLA A/S NOK25'A' 12,150.00 514,327.97 1,030,555.85 ORKLA ASA NOK25'B' 1,700.00 74,705.86 128,591.79
-616- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- OROPERU RES INC COMMON STOCK 3,000.00 5,080.00 5,100.00 ORTHODONTIC CENTERS OF AMER COMMON STOCK 56,700.00 1,073,456.82 1,027,687.50 ORYX ENERGY CO COMMON STOCK 5,900.00 118,537.61 159,300.00 OSICOM TECHNOLOGIES INC COMMON STOCK 100.00 1,042.30 284.37 OTE(HELLENIC TLCM) GDS REP 1/2 ORD GRD75 18,000.00 219,960.00 171,000.00 OTRA NV NLG2 870.00 19,886.41 13,873.09 OVERSEAS SHIPHOLDING GROUP, INC., 5,500.00 133,086.25 134,406.25 COMMON STOCK, $1 PAR OWENS CORNING COMMON STOCK 2,400.00 78,208.04 88,200.00 OWENS ILL INC COMMON STOCK NEW 6,300.00 228,281.76 213,412.50 OXFORD HEALTH PLANS INC COMMON STOCK 11,440.00 769,606.69 273,130.00 OXFORD INDUSTRIES, INC., COMMON 1,700.00 45,543.00 59,712.50 STOCK, $1 PAR P P & L RES INC COM 7,400.00 184,483.67 173,900.00 P-COM INC COMMON STOCK 400.00 8,157.03 7,050.00 PACCAR INC., COMMON STOCK, $12 PAR 3,643.00 86,817.03 200,365.00 PACIFIC AREOSPACE & ELECTRONICS INC 100.00 415.57 634.37 COMMON STOCK PACIFIC CENTY FINL CORP COMMON STOCK 5,700.00 222,714.00 290,700.00 PACIFIC ENTERPRISES COMMON STOCK 19,700.00 539,289.99 696,887.50 PACIFIC GATEWAY EXCHANGE INC COMMON 18,880.00 597,473.50 733,960.00 STOCK PACIFIC SUNWEAR CALIF INC COMMON STOCK 8,700.00 263,296.50 283,837.50 PACIFICORP, COMMON STOCK, $3.25 PAR 70,000.00 1,479,218.84 1,631,875.00 PAGING NETWORK INC. COMMON STOCK 43,400.00 465,815.06 523,512.50 PAINE WEBBER GROUP INC., COMMON STOCK, 450.00 9,445.25 15,131.25 $1 PAR PAIRGAIN TECHNOLOGIES INC COM STK 22,800.00 654,254.78 538,650.00 PALL CORP. COMMON STOCK, $.25 PAR 5,733.00 106,422.85 121,109.63 PAN AM CORP FLA COMMON STOCK 7,000.00 24,797.00 23,191.00 PANACO INC COMMON STOCK $.01 PAR 1,200.00 5,413.20 5,400.00 PANAMER BEVERAGES CLASS'A'COM USD0.01 1,900.00 39,121.18 65,075.00 PAO DE ACUCAR CIA ADR-REPR 1000 PREF 1,450.00 25,284.38 21,568.75 PARAGON TRADE BRANDS INC COMMON STOCK 2,200.00 51,056.50 49,500.00
-617- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PARAGON HEALTH NETWORK INC COM STK 797.64 40,018.00 41,377.58 PARAMETRIC TECHNOLOGY CORP COMMON STOCK 5,900.00 267,120.37 298,318.75 PARAMOUNT FINL CORP COM STK 4,000.00 22,240.00 4,240.00 PAREXEL INTL CORP COM STK 20,820.00 453,437.75 718,290.00 PARKER DRILLING CO., COMMON STOCK, 18,450.00 130,163.01 243,309.38 $.33 1/3 PAR PARKER-HANNIFIN CORP., COMMON STOCK, 4,975.00 97,391.67 221,387.50 NO PAR PATHE FRF100 227.00 38,514.72 43,758.48 PATINA OIL & GAS CORP COM 700.00 7,002.05 5,687.50 PAUL HARRIS STORES INC COMMON STOCK NEW 31,840.00 596,617.45 672,620.00 PAXAR CORP COMMON STOCK $0.10 PAR 13,075.00 192,893.25 196,125.00 PAYCHEX INC., COMMON STOCK 618.00 18,579.15 25,338.00 PC DOCUMENTS INTL INC COMMON STOCK 2,000.00 11,376.00 11,000.00 PECHINEY 'A'FRF100(ORD) 9,253.00 353,233.42 363,320.67 PECO ENERGY CO COMMON STOCK 48,600.00 1,196,735.08 1,181,587.50 PEGASUS GOLD INC., COMMON STOCK 7,700.00 20,006.80 6,256.25 PENN TREATY AMERICAN CORP COMMON STOCK 13,750.00 385,824.28 446,875.00 PENNEY, J.C. CO., INC., COMMON STOCK, 29,500.00 1,318,568.17 1,895,375.00 $.50 PAR PENNZOIL CO., COMMON STOCK, 2,100.00 124,305.32 139,912.50 $.83 1/3 PAR PENSKE MOTORSPORTS INC COMMON STOCK 1,500.00 52,687.50 39,375.00 PENTAIR INC., COMMON STOCK, $.16 2/3 PAR 46,340.00 1,709,976.47 1,749,335.00 PEOPLES ENERGY CORP., COMMON STOCK, NO 1,600.00 43,645.80 58,600.00 PAR PEOPLESOFT, INC, COM 48,455.00 1,219,457.00 3,170,774.06 PEP BOYS-MANNY, MOE & JACK, COMMON 3,500.00 87,563.69 87,937.50 STOCK, $1 PAR PEPSICO INC COM 69,918.01 1,242,123.37 2,578,226.62 PEREZ COMPANC SA 'B'ARS1 9,680.00 39,002.65 69,142.86 PERKIN-ELMER CORP., COMMON STOCK, $1 PAR 2,000.00 77,597.07 139,125.00 PERRIGO CO COMMON STOCK 100.00 966.15 1,425.00 PETSMART INC COMMON STOCK 500.00 3,846.10 3,906.25 PEUGEOT SA FRF35 6,500.00 739,479.00 734,401.07
-618- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PFIZER INC., COMMON STOCK, $.11 1/9 PAR 162,304.98 5,876,331.74 11,807,687.30 PG& E CORP COMMON STOCK 123,150.01 3,531,616.91 3,478,987.78 PHARMACEUTICAL MARKETING SVCS INC 2,950.00 33,026.99 30,237.50 COMMON STOCK PHARMACIA & UPJOHN COM USD0.01 10,000.00 339,267.20 337,500.00 PHARMACIA & UPJOHN INC COM 71,866.00 2,271,116.21 2,425,477.50 PHELPS DODGE CORP., CAPITAL STOCK, 2,700.00 115,992.21 178,875.00 $6.25 PAR PHILIP MORRIS COMPANIES INC., COMMON 285,846.90 8,251,256.49 12,434,340.15 STOCK, $1 PAR PHILIP SERVICES CORP COM STK 500.00 7,350.65 7,906.25 PHILIPPINE LNG DIS SPON ADR-REP 2 COM PH 24,200.00 728,477.92 598,950.00 PHILIPS ELECTRONIC NLG10(NY REGD) 7,000.00 243,406.36 469,000.00 PHILIPS ELECTRONIC NLG10 2,500.00 77,751.87 165,119.85 PHILLIPS PETROLEUM CO. COMMON STOCK, 26,800.00 964,242.94 1,298,125.00 $1.25 PAR PHOENIX INFORMATION SYS CORP COMMON 11,281.00 27,614.80 24,028.53 STOCK PHYSICIAN COMPUTER NETWORK INC., COMMON 1,500.00 10,456.65 7,312.50 STOCK PHYSICIAN SALES & SVC INC COMMON STOCK 5,000.00 116,875.00 113,750.00 PHYSIO-CONTROL INTL CORP COMMON STOCK 5,800.00 93,566.18 91,350.00 PICTURETEL CORP., COMMON STOCK, (NEW) 1,500.00 16,901.00 13,031.25 PIEDMONT NATURAL GAS CO., INC., COMMON 3,100.00 82,454.14 101,331.25 STOCK, $.50 PAR PIERCING PAGODA INC COMMON STOCK 400.00 8,281.64 10,600.00 PILGRIMS PRIDE CORP COMMON STOCK 92,200.00 1,114,568.36 1,475,200.00 PILLOWTEX CORP COMMON STOCK 38,000.00 1,046,683.69 1,007,000.00 PINAULT PRINTEMPS FRF100 471.00 101,354.36 240,947.24 PINNACLE MICRO INC COMMON STOCK 7,100.00 7,395.58 1,552.77 PINNACLE SYS INC COMMON STOCK 1,700.00 55,071.50 40,800.00 PINNACLE WEST CAPITAL CORP COMMON STOCK 16,400.00 509,300.96 632,425.00 PIONEER ELEC JPY50 5,000.00 140,437.51 86,973.56 PIONEER GROUP, INC., COMMON STOCK, 3,100.00 79,499.50 97,262.50 $.10 PAR
-619- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PIONEER HI-BRED INTERNATIONAL, INC., 2,900.00 124,419.81 296,162.50 COMMON STOCK, $1 PAR PITNEY BOWES INC., COMMON STOCK, $2 PAR 6,400.00 223,406.57 538,000.00 PITTSTON CO BURLINGTON GROUP COMMON 3,400.00 93,993.00 93,712.50 STOCK PITTWAY CORP., CLASS A COMMON STOCK 200.00 8,454.39 12,625.00 PIXAR COMMON STOCK 100.00 2,131.56 2,318.75 PLACER DOME INC., COMMON STOCK 11,320.00 193,377.84 138,670.00 PLANET HOLLYWOOD INTL INC CL A COMMON 1,100.00 29,587.52 16,362.50 STOCK PLANTRONICS INC COMMON STOCK NEW 50.00 1,640.94 1,856.25 PLATFORMS INTL CORP COM STK 10,000.00 2,314.30 2,300.00 PLATINUM TECHNOLOGY INC COMMON STOCK 53,800.00 1,254,281.43 1,398,800.00 PLC SYS INC COMMON STOCK NO PAR 2,530.00 41,128.10 26,723.13 PLEXUS CORP., COMMON STOCK 6,770.00 159,426.23 180,251.25 PMC SIERRA INC COMMON STOCK 29,900.00 538,187.40 822,250.00 PMI GROUP INC COMMON STOCK 21,000.00 1,191,152.71 1,365,000.00 PMT SERVICES INC COM STK 47,530.00 409,850.00 748,597.50 PNC BANK CORP COMMON 13,700.00 391,471.45 737,231.25 POLAROID CORP., COMMON STOCK, $1 PAR 2,006.00 72,145.26 85,255.00 POLO RALPH LAUREN CL A COM STK 100.00 3,044.06 2,700.00 POLYGRAM NV NLG0.50 3,378.00 147,230.73 170,773.41 POMEROY COMPUTER RES INC COMMON STOCK 3,150.00 70,875.00 78,750.00 POOL ENERGY SVCS CO COMMON STOCK 140.00 4,524.18 3,622.50 POPE & TALBOT, INC., COMMON STOCK, 4,600.00 82,326.65 75,900.00 $2 PAR POPULAR INC COMMON STOCK 3,000.00 80,655.00 159,750.00 PORTUGAL TEL PT SA SPON ADR REP 1 ORD PT 11,400.00 480,497.11 522,975.00 POTLATCH CORP. COMMON STOCK, $1 PAR 10,600.00 393,671.85 515,425.00 POWERGEN ORD GBP0.50 35,845.00 292,971.17 461,695.97 POWERWAVE TECHNOLOGIES INC COMMON STOCK 15,300.00 579,765.82 380,587.50 PPG INDUSTRIES INC., COMMON STOCK, 8,050.00 273,660.21 466,396.88 $1.66 2/3 PAR PRAXAIR INC COMMON STOCK 7,100.00 175,840.33 311,956.25
-620- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PRECISION CASTPARTS CORP., COMMON 7,600.00 342,430.53 451,250.00 STOCK, NO PAR PREMARK INTERNATIONAL, INC. COMMON STOCK 20,900.00 419,634.20 546,012.50 PREMIERE TECHNOLOGIES INC COMMON STOCK 22,400.00 738,380.16 536,200.00 PREMISYS INC COMMUNICATIONS COMMON STOCK 36,540.00 1,132,067.15 1,007,133.75 PRENTISS PTTYS TR COMMON STOCK 12,000.00 287,961.00 310,500.00 PRESIDENTIAL LIFE CORP COMMON STOCK 1,300.00 26,162.50 26,406.25 PRESSTEK INC COMMON STOCK $0.01 PAR 2,890.00 93,693.89 90,312.50 PRICELLULAR CORP COMMON STOCK 4,200.00 43,396.50 45,150.00 PRIDE INTL INC COM STK 39,230.00 697,271.83 1,083,728.75 PRIMAGAZ FRF10 561.00 32,446.63 46,640.32 PRIME HOSPITALITY CORP COMMON STOCK 16,300.00 288,836.00 311,737.50 PRIMEDIA INC COM STK 5,900.00 73,246.73 78,543.75 PRIMUS TELECOMMUNICATIONS GROUP INC 100.00 1,177.02 1,400.00 COMMON STOCK PRINS RECYCLING CORP COM STK 516.00 2,885.40 274.00 PRINTRONIX INC COMMON STOCK N.P. 40,500.00 723,062.15 718,875.00 PROCTER & GAMBLE CO., COMMON STOCK, NO 64,120.05 2,071,200.54 4,893,161.32 PAR PROGINET CORP COM STK 2,000.00 9,410.00 7,000.00 PROGRAMMERS PARADISE INC COMMON STOCK 500.00 5,448.27 5,000.00 PROGRESSIVE CORP., OHIO, COMMON STOCK, 9,700.00 701,410.19 989,400.00 $1 PAR PROTECTIVE LIFE CORP., COMMON STOCK 21,450.00 824,533.15 1,203,881.25 PROTEIN DESIGN LABS INC COMMON STOCK 6,400.00 276,097.28 268,800.00 PROVIDENT BANKSHARES CORP COMMON STOCK 3,638.00 103,563.38 215,551.50 PROVIDENT COS INC COM 38,800.00 962,618.73 1,273,125.00 PROVIDIAN FINL CORP W/I COMMON STK 4,200.00 68,702.47 185,062.50 PRT GROUP INC COM STK 51,300.00 673,456.14 686,137.50 PSW TECHNOLOGIES INC COM STK 300.00 4,417.85 5,100.00 PUBLIC SERVICE CO. OF NEW MEXICO, 13,900.00 275,412.50 284,081.25 COMMON STOCK, $5 PAR PUBLIC SERVICE ENTERPRISE GROUP INC., 10,400.00 289,383.04 303,550.00 COMMON STOCK PUBLISHING & BROAD AUD0.50 8,150.00 35,899.38 46,286.22
-621- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PUGET SOUND ENERGY COMMON STK 206.92 5,156.28 5,716.17 PULITZER PUBLISHING CO COMMON STOCK -0.01 0.00 -0.55 PULTE CORP COMMON STOCK 900.00 19,113.89 36,506.25 PVPTL DENSE-PAC MICROSYSTEMS INC COMMON 1,500.00 6,474.00 5,250.00 STOCK PVTPL GENERAL ENVIRONMENTAL CORP COMMON 20,000.00 11,087.96 6,600.00 STOCK PVTPL NEW HOLLAND N V COMMON STOCK 26,200.00 560,906.02 656,637.50 PXRE CORP COMMON STOCK 2,300.00 70,748.00 67,993.75 PYRAMID BREWERIES INC COM STK 200.00 788.48 550.00 QUAKER OATS COMPANY, COMMON STOCK, 6,100.00 185,934.77 323,300.00 $5 PAR QUAKER STATE CORP CAPITAL STOCK $1.25% 100.00 1,569.06 1,531.25 PAR QUALCOMM INC COMMON STOCK 300.00 18,560.98 20,325.00 QUANTUM CORP., COMMON STOCK 1,930.00 30,435.47 51,386.25 QUARTERDECK CORP FORMERLY QUARTERDECK 2,000.00 9,282.39 4,250.00 OFFICE SYS TO 02-23-1995 COM QUIDEL CORP COMMON STOCK 4,000.00 15,324.46 15,500.00 QUIGLEY CORP COMMON STOCK 3,560.00 40,867.50 64,525.00 QUINTILES TRANSNATIONAL CORP COMMON 19,350.00 1,349,806.78 1,511,718.75 STOCK QUORUM HEALTH GROUP INC COMMON STOCK 43,200.00 811,626.00 1,036,800.00 QWEST COMMUNICATIONS INTL INC COMMON 320.00 18,642.51 17,480.00 STOCK RADIUS INC NEW COMMON STOCK 21,000.00 7,202.65 9,187.50 RALCORP HLDGS INC NEW COM STK 21,000.00 399,773.39 355,687.50 RALSTON-RALSTON PURINA GROUP 4,880.00 248,134.99 453,840.00 RAMBUS INC DEL COMMON STOCK 10,270.00 415,170.58 573,194.38 RANK GROUP ORD GBP0.10 16,260.00 104,559.23 94,649.56 RATIONAL SOFTWARE CORP COM NEW 2,360.00 30,344.55 23,895.00 RAYCHEM CORP. COMMON STOCK, NO PAR 6,400.00 204,424.15 605,200.00 RAYONIER INC COMMON STOCK 7,200.00 264,802.39 351,900.00 RAYTHEON CO., COMMON STOCK, $1.25 PAR 10,600.00 308,803.60 592,937.50 READ-RITE CORP COMMON STOCK 900.00 19,815.02 17,212.50
-622- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- READERS DIGEST ASSN INC CL A NON VTG 14,400.00 389,570.23 344,700.00 COMMON STOCK $0.35 PAR RECKITT & COLMAN ORD GBP0.105263 24,800.00 311,218.39 360,589.01 RED BRICK SYS INC COMMON STOCK 9,600.00 117,969.00 69,000.00 REDHOOK ALE BREWERY INC COMMON STOCK 1,100.00 7,741.52 7,493.75 REEBOK INTERNATIONAL, COMMON STOCK 2,500.00 75,209.77 98,281.25 REED INTERNATIONAL ORD GBP0.125 106,000.00 834,249.59 1,126,006.67 REGENT PACIFIC GROUP LIMITED SHS ISIN# 5,000.00 1,796.30 1,600.00 KYG747871138 REGIONS FINANCIAL CORP COM 200.00 7,541.20 7,725.00 REHABCARE GROUP INC COM 4,650.00 108,112.50 125,550.00 RELIANCE BANCORP INC COM PAR $9.625 6,500.00 90,723.65 215,312.50 RELIANCE GROUP HOLDINGS INC., COMMON 39,500.00 295,286.91 503,625.00 STOCK RELIASTAR FINL CORP COM 9,000.00 358,914.60 333,000.00 RENAL CARE GROUP INC COMMON STOCK 9,000.00 316,796.10 285,750.00 RENAL TREATMENT CTRS INC COM STK 27,970.00 617,141.63 931,750.63 RENO AIR, INC., COMMON STOCK 5,600.00 35,988.00 32,900.00 RENT-WAY INC COMMON STOCK 100.00 1,769.06 1,725.00 RENTAL SVC CORP COMMON STOCK 4,700.00 118,781.62 118,087.50 RENTERS CHOICE INC COMMON STOCK 4,000.00 88,957.50 90,000.00 REPAP ENTERPRISES COMMON 900.00 3,737.25 112.50 REPSOL SA ESP500 (REG) 1,571.00 52,097.23 67,949.37 REPUBLIC IND INC COMMON STOCK 2,075.00 64,059.99 54,079.69 REPUBLIC NEW YORK CORP., COMMON STOCK 15,900.00 848,549.05 1,729,125.00 RES-CARE, INC., COMMON 4,100.00 95,919.50 96,350.00 RESPIRONICS INC COMMON STOCK $0.01 PAR 200.00 5,372.88 5,350.00 REUTERS HOLDINGS ORD GBP0.025 42,000.00 443,674.41 472,689.29 REYNOLDS METALS CO., COMMON STOCK, NO 3,300.00 180,253.47 187,893.75 PAR RF MICRO DEVICES INC COM STK 200.00 3,739.29 2,825.00 RHON-KLINIKUM AG DEM5 633.00 31,655.50 66,750.57 RHONE-POULENC SA SPON ADR-REP 1 FRF25'A' 5,641.00 140,870.47 253,139.88 RICHFOOD HLDGS INC CL A COMMON STOCK 14,700.00 380,125.25 401,493.75
-623- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- RICHMONT MINES INC COM STK 200.00 940.77 475.00 RIDE INC COM 1,000.00 7,967.50 2,500.00 RINASCENTE(LA) ITL1000 4,200.00 28,189.93 31,839.36 RIO HOTEL & CASINO, COMMON STOCK 7,400.00 169,398.00 154,475.00 RIO TINTO PLC ORD 10P(REGD) 36,437.00 501,916.82 438,933.43 RITE AID CORP., COMMON STOCK, $1 PAR 5,500.00 161,164.45 361,625.00 RJK EXPLS LTD CL A COMMON STOCK 4,000.00 1,762.80 720.00 RJR NABISCO HLDGS CORP COM NEW 58,772.70 1,835,073.81 2,141,530.26 RMI TITANIUM CO 7,900.00 171,074.50 187,625.00 ROADWAY EXPRESS INC DEL COM STK 8,100.00 136,199.58 218,700.00 ROCHE HLDG AG GENUSSCHEINE(PTG CERTS) NP 37.00 227,030.67 331,149.61 ROCHESTER GAS & ELECTRIC CORP., 14,303.79 312,955.19 393,354.23 COMMON STOCK, $5 PAR ROCK BOTTOM RESTARANTS INC COMMON STOCK 100.00 1,174.13 1,075.00 ROCKWELL INTL CORP NEW COM STK 9,300.00 263,516.89 453,375.00 ROHM & HAAS CO., COMMON STOCK, 2,800.00 144,517.09 257,425.00 $2.50 PAR ROHM CO JPY50 3,000.00 346,252.72 296,180.22 ROLLS-ROYCE ORD 20P 6,777.00 17,791.87 27,060.50 ROMAC INTL INC COM STK 44,120.00 851,362.24 860,340.00 ROSLYN BANCORP INC COMMON STOCK 12,100.00 293,319.73 263,175.00 ROSS STORES INC., COMMON STOCK 12,900.00 430,872.01 503,100.00 ROSS SYSTEMS COMMON STOCK 300.00 1,169.21 1,125.00 ROUGE INDS INC DEL CL A COM STK 200.00 3,337.17 3,050.00 ROWAN COMPANIES, INC., COMMON STOCK, 31,700.00 708,283.98 1,077,800.00 $.125 PAR ROYAL BANK CANADA COM NPV (CAD) 13,950.00 321,021.73 746,770.17 ROYAL BK SCOTLAND ORD GBP0.25 45,000.00 460,258.14 516,308.93 ROYAL DUTCH PETROL NLG1.25(BR) 13,592.00 369,278.32 707,649.59 ROYAL DUTCH PETROLEUM N.Y. REGISTRY SH 117,800.00 2,901,994.17 6,206,587.50 PAR N 1.25 GLDR ROYAL GROUP TECHNOLOGIES LTD COMMON 1,010.00 27,427.99 24,303.13 STOCK ROYAL OAK MINES INC 30,200.00 117,380.62 47,187.50
-624- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ROYAL&SUN ALLIANCE ORD GBP0.25 53,000.00 445,061.55 475,940.96 RUBBERMAID INC. COMMON STOCK, $1 PAR 6,700.00 168,317.63 162,475.00 RUSS BERRIE & CO. INC., COMMON STOCK 4,500.00 103,158.77 134,437.50 RUSSELL CORP., COMMON STOCK, $.01 PAR 1,600.00 43,293.44 48,900.00 RYAN'S FAMILY STEAK HOUSES, INC., 18,700.00 132,442.75 165,962.50 COMMON STOCK, $1 PAR RYDER SYSTEM, INC., COMMON STOCK, 3,500.00 91,323.94 127,093.75 $.75 PAR RYLAND GROUP, INC., COMMON STOCK, 4,800.00 95,175.57 104,700.00 $1 PAR SAFECO CORP., COMMON STOCK, $5 PAR 6,200.00 179,125.83 303,025.00 SAFEGUARD SCIENTIFICS INC., COMMON STOCK 400.00 11,569.03 12,625.00 $.10 PAR SAFETY-KLEEN CORP., COMMON STOCK, 2,650.00 56,126.27 73,537.50 $.10 PAR SAFEWAY PLC ORD GBP0.25 92,436.00 500,032.63 504,587.12 SAFRA REPUBLIC HLD USD2.5 8,000.00 490,276.00 843,000.00 SAGA PETROLEUM NOK15 SER'B' 1,170.00 13,013.06 18,871.62 SAIRGROUP CHF350(REGD) 290.00 152,277.70 378,543.87 SAMSUNG ELECTRONIC KRW5000 8,041.00 666,089.85 288,087.13 SANDISK CORP CORP COMMON STOCK 9,800.00 274,650.27 240,100.00 SANDVIK AB 'B'SEK6 3,200.00 52,065.81 95,946.12 SANGETSU CO JPY50 1,000.00 37,271.18 14,025.47 SANKYO CO JPY50 26,000.00 614,237.39 829,147.89 SANKYO CO LTD NPV(OTC) 12,000.00 441,033.63 192,752.20 SANMINA CORP COMMON STOCK 8,820.00 288,855.00 599,760.00 SANOFI FRF25 1,450.00 113,707.80 145,160.88 SANTA FE ENERGY RES INC COM STOCK 70,301.00 641,665.22 786,492.44 SANTA ISABEL SA ADR REPR 15 SHS NPV 746.00 20,201.68 13,660.75 SANWA BANK JPY50 45,000.00 795,477.86 493,633.69 SAP AG DEM5 430.00 71,697.32 125,061.65 SARA LEE CORP., COMMON STOCK 35,300.00 1,257,189.11 1,866,487.50 SASKATCHEWAN WHEAT POOL CL B NON VTG 100.00 1,453.80 2,310.00 COMMON STOCK SAWTEK INC COMMON STOCK 6,700.00 262,324.27 195,137.50
-625- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SBC COMMUNICATIONS INC COM 63,936.01 2,437,193.75 4,655,340.73 SCANIA AB ADR-EACH REPR 1ORD 'A' 2,750.00 74,463.95 63,937.50 SCANIA AB ADR-EACH REP 1ORD 'B' 2,750.00 74,463.95 63,764.25 SCANTEK MED INC COM STK 3,675.00 8,863.34 4,364.06 SCHERING-PLOUGH CORP. COMMON STOCK, $1 103,875.74 3,359,535.91 6,511,710.45 PAR SCHLOTZSKYS INC COMMON STOCK 500.00 9,461.41 8,687.50 SCHLUMBERGER LTD. COMMON STOCK, $1 PAR 34,880.00 1,616,670.92 2,871,060.00 SCHNEIDER SA FF 50 (BR) 2,556.00 131,614.75 136,817.62 SCHULMAN, A., COMMON STOCK, $1 PAR 6,200.00 135,899.66 138,725.00 SCHW BANKVEREIN CHF40(REGD) 510.00 59,755.64 146,485.94 SCHWAB CHARLES CORP COMMON STOCK NEW 12,395.37 335,350.28 477,996.46 SCHWEITZER-MAUDUIT INTL INC COM 10,300.00 294,931.00 365,650.00 SCI SYSTEMS, INC., COMMON STOCK, 15,900.00 717,282.62 728,418.75 $.10 PAR SCIENTIFIC-ATLANTA, INC., COMMON STOCK, 3,500.00 39,798.74 70,000.00 $.50 PAR SCIOS INC COMMON STOCK 50,000.00 432,750.00 378,125.00 SCOTTISH POWER PLC SHS ISIN# 500.00 2,949.98 4,060.00 GB0007908287 SCRIBONA AB 'B'SEK2 1,690.00 8,895.07 21,669.47 SEACOR SMIT INC 11,100.00 566,500.48 618,131.25 SEAGATE TECHNOLOGY, COMMON STOCK, NO 38,620.00 1,366,174.71 876,191.25 PAR SEAGRAM CO. LTD. - LA COMPAGNIE 16,600.00 461,483.10 536,387.50 SEAGRAM LTEE., COMMON STOCK, NO PAR SEARS ORD 25P 15,000.00 26,617.09 12,383.33 SEARS, ROEBUCK AND CO. COMMON STOCK, 40,000.00 1,580,457.69 1,832,500.00 $.75 PAR SEATTLE FILMWORKS INC. COMMON STOCK 3,450.00 48,283.50 34,068.75 $00.001 PAR SECURE COMPUTING CORP COMMON STOCK 300.00 3,965.47 3,600.00 SEDNA GEOTECH INC COMMON STOCK 1,000.00 2,171.00 2,750.00 SEEC INC COMMON STOCK 100.00 2,569.06 162.50 SEGA ENTERPRISES JPY50 1,700.00 105,083.28 37,829.58 SEI INVESTMENTS CO COM STK 1,209.89 28,304.02 27,077.34
-626- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SEITEL INC DELAWARE COMMON STOCK NEW 400.00 16,169.87 7,700.00 $0.01 PAR SEKISUI CHEM Y50 42,000.00 393,522.08 305,723.80 SEKISUI HOUSE Y50 76,000.00 965,721.44 546,664.05 SELECTIVE INSURANCE GROUP, INC., 500.00 13,885.00 25,187.50 COMMON STOCK SEMBAWANG CORPORAT SGD1 -58,000.00 0.00 0.00 SEMICONDUCTOR PKG MATLS INC COMMON STK 300.00 4,116.27 2,775.00 SEMTECH CORP., COMMON STOCK, $.01 PAR 300.00 17,433.06 14,550.00 SENSHUKAI CO JPY50 800.00 24,624.18 3,359.84 SEPRACOR INC COMMON STOCK 32,200.00 756,370.09 1,187,375.00 SERVICE CORPORATION INTERNATIONAL, 79,900.00 2,092,783.71 2,921,343.75 COMMON STOCK, $1 PAR SERVICE MERCHANDISE CO., INC., COMMON 2,980.00 14,882.68 10,057.50 STOCK, $1 PAR SEVEN ELEVEN NPV 1,000.00 61,291.41 69,343.78 SEVEN SEAS PETE INC COMMON STOCK 200.00 2,064.00 3,750.00 SHAMAN PHARMACEUTICALS INC COMMON STOCK 500.00 2,683.73 2,500.00 SHARED MEDICAL SYSTEMS CORP., COMMON 1,100.00 39,594.79 70,400.00 STOCK, $.01 PAR SHARP CORP JPY50 13,000.00 201,972.22 86,989.23 SHAW INDUSTRIES, INC., COMMON STOCK, 205.08 2,927.58 2,255.88 NO PAR SHELL TRANSPORT & TRADING NY SHRS 156.00 4,515.00 6,503.25 NEW COMMON STOCK SHELL TRNSPT&TRDG ORD GBP0.25(REGD) 55,620.00 238,791.24 377,647.00 SHERWIN-WILLIAMS CO., COMMON STOCK, 7,700.00 117,947.65 219,931.25 $6.25 PAR SHIN-ETSU CHEM CO Y50 7,000.00 134,447.98 166,190.01 SHISEIDO CO Y50 4,000.00 49,378.26 54,221.35 SHIVA CORP COMMON STOCK 3,890.00 51,795.28 34,523.75 SHOHKOH FUND & CO JPY50 3,000.00 633,408.15 853,281.10 SHOREWOOD PACKAGING CORP COMMON STOCK 33,050.00 637,706.13 797,331.25 SHOWBIZ PIZZA TIME INC., COMMON STOCK 15,300.00 339,853.11 328,950.00 NEW SI HANDLING SYS COMMON STOCK 900.00 12,556.50 12,487.50
-627- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SIAM CEMENT CO THB10(ALIEN MKT) 940.00 33,798.47 7,379.88 SIEBEL SYS INC COMMON STOCK 13,000.00 398,714.40 541,125.00 SIEMENS AG DEM5 11,012.00 533,729.18 646,479.35 SIERRA PACIFIC RESOURCES, COMMON STOCK, 5,300.00 131,818.50 179,537.50 $3.75 PAR SIGCORP INC COM 2,300.00 58,595.95 61,525.00 SIGMA-ALDRICH, CORP., COMMON STOCK, $1 4,500.00 95,211.66 162,562.50 PAR SIGMATRON INTL INC COMMON STOCK 1,250.00 22,174.89 16,725.00 SIGNATURE RESORTS INC COMMON STOCK 25,785.00 631,296.34 689,748.75 SILICON GAMING INC COMMON STOCK 770.00 10,613.23 10,010.00 SILICON GRAPHICS INC., COMMON STOCK 26,392.00 555,755.53 346,395.00 SILICON STORAGE TECHNOLOGY INC COMMON 3,000.00 16,872.60 10,875.00 STOCK SILICON VALLEY GROUP INC., COMMON STOCK 13,900.00 287,025.41 330,125.00 SIME DARBY BHD MYR0.50 147,000.00 304,213.12 147,378.97 SIMON DEBARTOLO GRP REIT 1,322.04 29,639.18 43,214.18 SIMTEK CORP COMMON STOCK 3,000.00 1,495.86 1,770.00 SIMULA INC COMMON STOCK 7,000.00 117,427.23 111,125.00 SINGAPORE AIRLINES SG(cents)1(ALIEN MKT) 17,500.00 151,020.47 114,282.13 SINGAPORE LAND SG(cents)1 17,000.00 88,271.57 49,957.62 SINGAPORE PRESS HD SG(cents)1(ALIEN MKT) 6,000.00 92,083.62 82,132.43 SINGER CO N V COMMON STOCK 5,435.00 87,398.92 63,181.88 SIPEX CORP COMMON STOCK 7,800.00 262,675.14 242,775.00 SIRROM CAP CORP COMMON STOCK 22,550.00 872,817.86 992,200.00 SKYWEST INC., COMMON STOCK 18.35 251.76 444.99 SLH CORP COM STK 300.00 13,771.13 16,200.00 SLM HOLDING CORP COMMON STK 22,730.00 1,792,059.58 2,935,011.25 SMART CHOICE AUTOMOTIVE GROUP INC COM 110.00 735.96 550.00 SMART MODULAR TECNOLOGIES INC COMMON 4,100.00 273,350.00 254,200.00 STOCK SMARTALK TELESERVICES INC COMMON STOCK 42,550.00 770,467.28 912,165.63 SMITH(DAVID S.)HLD ORD GBP0.10 16,560.00 62,911.40 55,661.29 SMITHFIELD FOODS IMC., COMMON STOCK 14,600.00 478,523.93 516,475.00
-628- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SMITHKLINE BEECHAM ORD GBP0.0625 53,000.00 192,492.23 491,121.07 SMUCKER, J.M., CO., CLASS A COMMON STOCK 2,600.00 55,627.00 64,350.00 SNAP-ON INC COM 2,700.00 68,618.75 118,631.25 SOC GENERALE FRF30 3,626.00 403,550.51 476,632.47 SODAK GAMING INC COM STK 500.00 6,525.60 4,500.00 SODEXHO ALLIANCE FRF100 186.00 68,352.01 99,152.53 SODEXHO ALLIANCE NEW FRF100(S/R 25/11/97 180.00 0.00 2,241.06 SOFAMOR/DANEK GROUP INC COMMON STOCK 1,287.00 41,511.60 90,572.63 SOFTBANK CORP JPY50 6,734.00 662,717.52 121,357.10 SOFTECH INC COMMON STOCK $0.10 PAR 400.00 981.92 925.00 SOLOMON SMITH BARNEY HOLDINGS INC 1,000.00 9,868.47 9,000.00 SOLUTIA INC COM STK 22,800.00 507,697.11 520,125.00 SOMATOGEN INC COMMON STOCK 2,000.00 17,744.63 11,250.00 SONAT INC., COMMON STOCK, $3.75 PAR 3,800.00 99,416.73 165,537.50 SONUS PHARMACEUTICALS INC COMMON STOCK 3,800.00 168,672.88 146,300.00 SONY CORP Y50 9,100.00 565,208.06 777,198.83 SOS STAFFING SVS INC COMMON STOCK 27,700.00 481,113.59 581,700.00 SOTHEBYS HOLDINGS INC CL A COMMON STOCK 13,904.45 245,717.81 237,244.68 SOUTHDOWN, INC., COMMON STOCK, $2.50 15,190.00 532,541.82 876,273.13 PAR SOUTHERN CO., COMMON STOCK, $5 PAR 30,800.00 563,729.41 739,200.00 SOUTHERN PERU COPPER CORP COMMON STOCK 5,100.00 94,313.66 70,125.00 SOUTHWEST AIRLINES CO., COMMON STOCK, $1 17,804.01 350,918.47 435,085.50 PAR SOVEREIGN BANCORP INC COMMON STOCK 58,860.00 850,566.07 1,114,661.25 NO PAR SOVRAN SELF STORAGE INC 100.00 3,100.31 3,050.00 SPDR TR UNIT SER 1 152.00 14,885.27 14,535.00 SPECIALTY TELECONSTRUCTORS INC COM 300.00 3,549.04 4,350.00 SPECTRALINK CORP COMMON STOCK 3,480.00 15,036.14 13,050.00 SPEEDWAY MOTORSPORTS INC COMMON STOCK 7,100.00 158,423.68 157,087.50 SPINE TECH INC COM 4,900.00 279,174.36 161,393.75 SPLASH TECHNOLOGY HOLDINGS INC COMMON 100.00 3,499.50 3,250.00 STOCK
-629- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SPRINGS INDUSTRIES, INC., 900.00 33,078.11 45,393.75 CLASS A COMMON STOCK SPRINT CORP COMMON STOCK 19,200.00 614,056.27 1,124,400.00 SPX CORP COMMON STOCK 13,690.00 591,451.37 936,053.75 ST GEORGE BANK LTD AUD1 2,205.00 13,439.91 13,367.75 ST. JUDE MEDICAL, INC., COMMON STOCK, 4,150.00 120,264.58 122,943.75 $.10 PAR ST. PAUL COMPANIES, INC., COMMON STOCK, 17,415.00 595,088.52 1,393,200.00 NO PAR STAFFMARK INC COMMON STOCK 9,500.00 238,307.50 331,312.50 STAKIS ORD 10P 165,000.00 282,135.15 276,603.09 STANDARD MICROSYSTEMS CORP., COMMON 100.00 1,605.00 1,093.75 STOCK, $.10 PAR STANDARD MOTOR PRODUCTS INC., CAPITAL 2,600.00 57,658.38 51,187.50 STOCK, $2 PAR STANDARD PACIFIC CORP NEW COMMON STOCK 9,300.00 105,945.60 125,550.00 $0.25 PAR STANDARD PRODUCTS CO., COMMON STOCK, 39,200.00 902,152.00 984,900.00 $1 PAR STANLEY WORKS, COMMON STOCK, $2.50 4,000.00 89,056.99 176,250.00 PAR STAPLES INC., COMMON STOCK 200.00 4,040.79 5,637.50 STAR BANC CORPORATION 500.40 17,874.06 27,021.60 COMMON STOCK STARBUCKS CORP COMMON STOCK 2,974.00 85,889.46 103,718.25 STARWOOD HOTELS & RESORTS TRUST 171.00 7,040.93 9,169.88 STATE BK OF INDIA GDR-EACH REP2SHS INR10 3,700.00 52,355.00 49,025.00 STATE STREET CORP COM STK 7,200.00 370,944.00 428,400.00 STB SYS INC COMMON STOCK 300.00 7,691.66 8,400.00 STERLING BANCORP, COMMON STOCK, $1 PAR 200.00 3,244.26 4,387.50 STERLING COMM INC COMMON STOCK 259.00 7,299.64 9,000.25 STERLING SOFTWARE INC., COMMON STOCK 8,300.00 296,075.84 303,987.50 STILLWATER MINING CO COMMON STOCK 1,200.00 27,799.44 21,900.00 STOLT COMEX SEAWAY SA COMMON STOCK 16,000.00 968,000.00 796,000.00 STONE CONTAINER CORP., COMMON STOCK, 4,974.00 91,860.13 62,175.00 $1 PAR STONE ENERGY CORP COM STK 600.00 17,031.30 17,250.00
-630- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- STORAGE TR RLTY COMMON STOCK 202.00 4,986.83 5,024.75 STORMEDIA INC CL A COMMON STOCK 700.00 3,959.19 2,581.25 STRATASYS INC COMMON STOCK 1,045.00 18,602.54 13,846.25 STRATEGIC SOLUTIONS GROUP, INC. COMMON 500.00 1,481.11 1,125.00 STK STRATTEC SEC CORP COM 300.00 8,594.45 7,500.00 STREAMLOGIC CORP 1,400.00 8,869.42 21.00 STRIDE RITE CORP., COMMON STOCK, $1 PAR 18,900.00 258,818.49 225,618.75 STURM & RUGER & CO., INC., COMMON STOCK, 401.98 8,654.58 7,285.89 $1 PAR SUBURBAN LODGES AMER INC COMMON STOCK 54,400.00 1,424,344.06 1,332,800.00 SUITE SOFTWARE COM STK 2,500.00 4,785.00 150.00 SUIZA FOODS CORP COMMON STOCK 29,610.00 1,151,234.00 1,722,931.88 SULZER AG CHF100(REGD) 300.00 176,268.14 198,218.42 SUMITOMO CORP JPY50 16,000.00 158,550.20 100,920.67 SUMITOMO ELECT IND Y50 19,000.00 290,316.75 254,573.95 SUMITOMO FORESTRY JPY50 6,000.00 125,413.82 40,430.95 SUMMIT TECHNOLOGY INC 718.00 5,523.59 4,667.00 COMMON STOCK $0.01 PAR SUN CO., INC., COMMON STOCK, $1 PAR 31,100.00 939,646.89 1,257,606.25 SUN HEALTHCARE GROUP INC COMMON STOCK 83.00 1,038.24 1,784.50 SUN HUNG KAI PROP HKD0.50 3,000.00 36,900.12 22,896.91 SUN MICROSYSTEMS INC., COMMON STOCK, 21,320.00 375,907.98 767,520.00 $.00067 PAR SUN TRUST BANKS, INC., COMMON STOCK 9,600.00 232,432.92 681,600.00 $2.50 PAR SUNAMERICA INC COM 10,414.04 378,257.32 421,768.62 SUNBEAM CORP COM 1,000.04 45,083.72 44,064.26 SUNCOM TELECOMMUNICATIONS INC COM STK 1,000.00 1,706.00 60.00 SUNDSTRAND CORP., COMMON STOCK, $1 PAR 20,500.00 796,735.96 1,051,906.25 SUNGLASS HUT INTL INC COMMON STOCK 5,200.00 43,060.82 33,150.00 SUNRISE ASSISTED LIVING INC COMMON STOCK 14,930.00 372,474.55 537,480.00 SUNRISE MEDICAL INC., COMMON STOCK 100.00 1,799.50 1,581.25 SUNRISE TECHNOLOGIES INTERNATIONAL INC 5,000.00 14,312.50 19,843.50 COM
-631- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- SUNSHINE MINING & REFINING CO COM STK 1,000.00 869.77 875.00 SUPER VALU INC. COMMON STOCK 25,300.00 813,691.23 994,606.25 SUPERIOR TELECOM INC COMMON STOCK 2,200.00 83,987.86 84,287.50 SUPERVISION INTL INC CL A COM STK 3,500.00 34,629.74 24,500.00 SUZUKI MOTOR CORP JPY50 66,000.00 790,653.55 718,824.68 SWIFT ENERGY CO COMMON STOCK $0.01 PAR 300.00 8,070.13 6,525.00 SWIRE PACIFIC 'A'HKD0.60 115,000.00 590,830.87 575,721.51 SWIRE PACIFIC 'B'HKD0.12 120,000.00 184,866.34 114,096.48 SYBASE INC COMMON STOCK 25,400.00 386,520.63 355,600.00 SYKES ENTERPRISES INC COMMON STOCK 9,200.00 223,985.04 211,600.00 SYLVAN LEARNING SYS INC COM STK 300.00 13,560.04 12,225.00 SYMANTEC CORP COM STOCK 58,400.00 1,185,139.27 1,460,000.00 SYNBIOTICS CORP., COMMON STOCK 5,000.00 18,037.50 16,875.00 SYNTHELABO FRF10 5,000.00 645,981.13 635,221.78 SYQUEST TECHNOLOGY INC COMMON STOCK 2,990.00 9,415.96 9,717.50 SYSCO CORP., COMMON STOCK, $1 PAR 7,800.00 176,626.61 347,587.50 SYSTEM SOFTWARE ASSOCIATES INC COMMON 54,500.00 728,224.57 722,125.00 STOCK SYSTEMS OF EXCELLENCE INC COMMON STOCK 32,500.00 113,896.25 35,425.00 SYSTEMSOFT CORP COMMON STOCK 300.00 7,358.16 2,156.25 S3 INC COMMON STOCK 3,000.00 48,871.09 19,125.00 T & N ORD $1 19,000.00 66,572.40 80,188.36 T B C CORP., COMMON STOCK 2,000.00 11,987.17 20,250.00 T CELL SCIENCE, INC.,COMMON STOCK 1,400.00 4,313.63 3,325.00 T R FINANCIAL CORP COMMON STOCK 8,400.00 111,483.97 276,150.00 T.H.Q. INC. NEW 400.00 4,015.74 7,475.00 T.I.M.SPA DI RISP ITL50 9,995.00 10,924.18 21,863.43 T.I.M.SPA ITL50 53,002.00 96,961.40 214,547.61 T.J. INTERNATIONAL INC., COMMON STOCK 200.00 4,920.50 4,975.00 TAB CORP HLDGS LTD AUD1 10,000.00 19,074.25 46,529.13 TAIWAN SEMICONDUCT ADS REP 5 ORD TWD10 14,500.00 360,871.93 319,000.00 TALISMAN ENERGY COM NPV (USD) 20,000.00 594,268.24 590,000.00
-632- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- TANDY CORP. COMMON STOCK, $1 PAR 4,756.00 93,533.44 204,508.00 TANGER FACTORY OUTLT CENTERS INC COMMON 100.00 2,900.31 2,893.75 STOCK TANJONG GBP0.075 24,000.00 87,517.36 36,092.81 TARGETED GENETICS CORP COMMON STOCK 5,000.00 25,232.29 15,937.50 TARKETT AG DEM5 8,000.00 178,739.81 179,153.56 TASEKO MINES LTD COMMON STOCK NO PAR 400.00 2,051.20 1,275.00 TATE & LYLE ORD GBP0.25 95,000.00 676,083.48 753,066.35 TCSI CORP COM STK 550.00 3,938.11 3,506.25 TDK CORP JPY50 3,000.00 163,439.81 244,466.21 TECH DATA CORP., COMMON STOCK 39,100.00 1,156,461.38 1,578,662.50 TECH-SYM CORP., COMMON STOCK, $.10 PAR 1,000.00 34,032.07 30,312.50 TECO ENERGY INC COM STK 504.92 15,013.04 12,938.58 TECO ENERGY, INC., COMMON STOCK, NO PAR 103.48 0.00 2,651.68 TEIJIN Y50 21,000.00 110,475.88 55,122.43 TEKELEC, COMMON STOCK 24,060.00 1,045,564.82 911,272.50 TEKTRONIX, INC. COMMON STOCK, NO PAR 2,250.00 53,762.15 94,359.38 TEL-SAVE HLDGS INC COMMON STOCK 45,130.00 571,699.78 975,936.25 TELCO SYSTEMS INC., COMMON STOCK 5,960.00 86,222.75 59,227.50 TELE COMMUNICATIONS INC TCI VENTURES 17,666.00 320,507.35 399,693.25 GROUP SER A COM STK TELE COMMUNICATIONS INC NEW COM LIBERTY 55,562.00 939,399.99 1,875,217.50 MEDIA GROUP SER A TELE COMMUNICATIONS INC SER A TCI GROUP 114,525.00 2,102,522.03 2,623,309.65 COM TELE DANMARK A/S ADS-EACH CNV INTO 1/2'B 16,500.00 429,992.98 492,937.50 TELE DANMARK A/S SER'B'DKK10 9,710.00 542,174.91 578,466.85 TELECOM ARGENTINA SPON ADR EACH REP 5 CL 24,380.00 510,318.76 748,149.06 TELECOM CORP OF NZ NPV 10,000.00 36,495.77 51,313.68 TELECOM ITALIA SPA DI RISP ITL1000 185,000.00 440,387.00 729,058.77 TELECOM ITALIA SPA ITL1000 108,885.00 203,481.84 678,621.25 TELEFONICA DE ARG SPON ADR REP 10 ORD'B' 2,220.00 81,276.76 73,397.64 TELEFONICA DE ESPA ESP500 43,304.00 519,961.01 1,248,665.21 TELEFONICA DEL PER ADS-EACHREP 10'B'SHS 1,093.00 23,132.63 22,953.00
-633- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- TELESP TEL SAO PAU NEW PREF NPV(S/R 20/1 12,236.00 0.00 99.60 TELETECH HLDGS INC COMMON STOCK 615.00 10,581.67 6,534.38 TELEVISION BROADCA HKD0.05 6,000.00 0.00 0.00 TELLABS, INC., COMMON STOCK, NO PAR 50,855.00 2,764,092.46 2,644,460.00 TELSTRA CORP INST RCPTS(17/11/98-PART PD 31,000.00 43,043.60 58,332.48 TELTREND INC COM 400.00 6,578.58 6,800.00 TEMPLATE SOFTWARE INC COMMON STOCK 2,000.00 33,587.65 21,500.00 TEMPLE INLAND INC., COMMON STOCK 18,400.00 912,777.44 1,051,100.00 TEMPLETON CHINA WORLD FD INC COM STK 1,000.00 13,245.63 8,875.00 TENET HEALTHCARE CORP COM 13,500.00 258,276.63 427,781.25 TENNECO INC (NEW) COM STK 7,619.00 297,922.84 329,997.94 TERA COMPUTER CO COM STK 1,500.00 17,986.12 9,660.00 TESCO ORD 5P 17,000.00 57,810.68 137,050.58 TESORO PETROLEUM CORP., COMMON STOCK, 7,400.00 105,839.10 123,025.00 $.16 2/3 PAR TEXACO, INC. COMMON STOCK, $6.25 PAR 24,399.99 805,085.95 1,378,599.44 TEXAS INDUSTRIES, INC., COMMON STOCK, 10,470.00 492,594.06 487,509.38 $1 PAR TEXAS INSTRUMENTS INC., COMMON STOCK, 44,840.00 1,805,194.15 2,208,370.00 $1 PAR TEXAS REGL BANCSHARES INC CL VTG SHS 1,650.00 23,786.89 45,581.25 COMMON STOCK TEXAS UTILITIES CO., COMMON STOCK, NO 86,022.98 3,034,246.37 3,440,919.20 PAR TEXTRON, INC., COMMON STOCK, $.25 PAR 40,100.00 1,556,726.72 2,370,912.50 TF1 - TV FRANCAISE FRF10 8,160.00 787,632.05 720,148.39 THAI FUND INC COMMON STOCK 500.00 10,976.68 3,812.50 THERAGENICS COMMON STOCK $0.01 5,128.00 128,501.45 205,761.00 THERATECH INC COMMON STOCK 700.00 6,602.26 7,175.00 THERMATRIX INC COMMON STOCK 1,000.00 2,072.09 2,125.00 THERMEDICS DETECTION INC COMMON STOCK 220.00 2,530.00 2,227.50 THERMEDICS INC COMMON STOCK 550.00 10,032.27 8,731.25 THERMO CARDIOSYSTEMS INC COM 100.00 3,249.50 1,937.50 NONREDEEMABLE $.10 PAR
-634- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- THERMO ELECTRON CORP., COMMON STOCK, 6,700.00 257,230.68 246,643.75 $1 PAR THERMO INSTRUMENT SYSTEMS, INC. 125.00 3,499.50 3,882.81 COMMON STOCK THERMO TECH TECHNOLOGIES INC COM STK 4,000.00 2,142.20 2,080.00 THERMOLASE CORP COM 191.00 4,085.46 2,626.25 THERMOTREX CORP COMMON STOCK 700.00 16,661.89 16,975.00 THOMAS & BETTS CORP., COMMON STOCK, 2,500.00 87,508.71 113,437.50 $.50 PAR THOMSON CORP (CAN) COM NPV 36,000.00 573,506.03 906,670.41 THORNBURG MTG ASSET CORP COMMON STOCK 200.00 4,267.06 3,925.00 THREE COM CORP COMMON STOCK 60,414.00 2,959,964.36 2,190,007.50 TI GROUP ORD GBP0.25 44,600.00 431,032.23 359,556.22 TIDEWATER, INC., COMMON STOCK, $1 PAR 12,500.00 659,739.82 700,781.25 TIG HOLDINGS INC COMMON STOCK 41,800.00 1,226,759.49 1,345,437.50 TIMBERLINE SOFTWARE CORP COMMON STOCK 269.00 3,940.25 3,816.57 N.P. TIME ENGINEERING MYR1 19,000.00 37,301.42 6,095.67 TIME WARNER INC COMMON 80,800.00 3,520,762.57 4,706,600.00 TIMES MIRROR CO SER A NEW COM STK 4,300.00 125,071.19 255,312.50 TIMKEN CO. COMMON STOCK, NO PAR 14,900.00 321,967.31 528,018.75 TITANIUM METALS CORP COMMON STOCK 58,680.00 1,468,935.64 1,811,745.00 TJX COS INC COMMON NEW 56,700.00 879,771.85 1,956,150.00 TNP ENTERPRISES INC., COMMON STOCK 1,000.00 25,370.00 27,500.00 TODD SHIPYARDS CORP COMMON STOCK $10.00 2,500.00 11,171.05 11,250.00 PAR TOKIO MARINE &FIRE JPY50 5,000.00 62,963.41 47,404.51 TOKYO ELECTRON Y50 18,000.00 599,867.06 689,676.78 TOKYO STEEL MANU Y50 5,100.00 118,401.66 30,969.64 TOLL BROTHERS INC., COMMON STOCK 80.00 1,999.06 1,930.00 TOMKINS ORD GBP0.05 169,263.00 746,264.96 858,377.92 TOMMY HILFIGER ORD SHARES 200.00 7,857.05 7,850.00 TOPPAN PRINTING CO Y50 8,000.00 111,621.78 108,442.70 TOPPERS BRICK OVEN PIZZA COM STK 1,500.00 6,411.50 1,453.05
-635- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- TORCHMARK CORP., COMMON STOCK, $2 PAR 6,401.96 135,879.75 261,279.99 TOSHIBA CORP Y50 71,000.00 496,590.89 319,326.15 TOTAL 'B'FRF50 8,596.00 679,148.11 902,780.57 TOTAL RENAL CARE HLDGS INC COMMON STOCK 65,997.00 1,348,972.08 1,707,672.38 TOTAL WORLD TELECOMMUNICATIONS INC COM 500.00 4,507.03 78.00 STK TOUR CFG INC COM STK 100.00 740.77 143.75 TOWER AUTOMOTIVE INC COMMON STOCK 21,200.00 737,183.04 840,050.00 TOYOTA MOTOR CORP JPY50 13,000.00 173,347.25 288,344.76 TOYS "R" US, INC., (HOLDING COMPANY) 12,750.00 360,548.54 435,093.75 $.10 PAR TRACOR INC NEW COMMON STOCK NEW 7,800.00 145,506.48 218,887.50 TRAMMELL CROW CO COM STK 33,440.00 664,169.62 735,680.00 TRANS FINL INC COMMON STOCK 2,300.00 54,383.50 79,062.50 TRANS WORLD AIRLINES INC COMMON SOTCK 5,552.00 44,809.37 41,987.00 TRANSAMERICA CORP., COMMON STOCK, $1 PAR 2,800.00 146,637.07 303,975.00 TRANSCANADA PIPELINES LTD., COMMON 24,000.00 380,640.00 501,000.00 STOCK, $.33 1/3 PAR TRANSCRYPT INTL INC COM STK 1,130.00 14,651.06 26,272.50 TRANSGLOBE ENERGY CORP COM STK 2,000.00 4,729.00 2,500.00 TRANSNET CORP COMMON STOCK 1,000.00 4,027.50 2,625.00 TRANSOCEAN OFFSHORE INC 200.00 6,505.00 9,487.50 TRANSWITCH CORP COMMON STOCK 10,000.00 98,058.10 93,750.00 TRANZ RAIL HLDGS NPV 2,000.00 11,798.29 8,634.51 TRAVELERS GROUP INC COM 125,896.00 2,560,319.51 6,357,748.00 TREDEGAR INDS INC COMMON STOCK 2,100.00 121,821.00 138,337.50 TRESCOM INTL INC COMMON STOCK 1,000.00 7,591.35 9,750.00 TREX MED CORP COMMON STOCK 500.00 7,654.33 7,000.00 TRIARC COS INC CL A COMMON STOCK 5,000.00 117,125.00 119,375.00 TRIBUNE CO., COMMON STOCK, NO PAR 5,500.00 149,554.40 310,062.50 TRICO MARINE SVCS INC COMMON STOCK 17,300.00 355,374.01 481,156.25 TRICON GLOBAL RESTAURANT INC 6,971.00 102,942.23 235,706.94 TRICORD SYSTEMS INC COMMON STOCK 20,600.00 38,111.80 16,737.50
-636- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- TRIDENT MIRCOSYSTEMS, INC., COMMON 200.00 2,406.03 2,287.50 TRIGON HEALTHCARE INC CL A COMMON STOCK 19,700.00 497,944.00 504,812.50 TRIKON TECHNOLOGIES INC COM STK 4,380.00 47,540.18 9,307.50 TRIMBLE NAV LTD COM STOCK 850.00 17,801.31 18,009.38 TRIMEDYNE INC., COMMON STOCK 300.00 1,169.21 1,014.00 TRINET CORP RLTY TR INC COMMON STOCK 650.00 20,589.98 25,025.00 TRINITY INDUSTRIES, INC., COMMON 23,000.00 970,141.05 1,043,625.00 STOCK, $1 PAR TRITEAL CORP COMMON STOCK 1,000.00 4,009.59 2,687.50 TRUMP HOTELS & CASINO RESORTS INC COMMON 3,000.00 25,935.00 26,062.50 STOCK TRUSTED INFORMATION SYS INC COMMON STOCK 500.00 4,849.38 4,625.00 TRW, INC., COMMON STOCK, $1.25 PAR 5,500.00 176,737.48 312,125.00 TUBOSCOPE INC COM STK 11,900.00 296,635.94 293,037.50 TUPPERWARE CORP COMMON STOCK 2,700.00 59,531.45 64,462.50 TV AZTECA ADS EACH REP 4 ORD PTG CERT 2,200.00 42,477.27 45,511.40 TYCO INTL LTD NEW COM STK 132,400.00 4,443,067.89 5,196,700.00 U S A FLORAL PRODS INC COM STK 29,970.00 497,788.36 457,042.50 U S RENTALS INC COM 5,100.00 127,755.00 131,006.25 U S WEST INC COM-MEDIA GROUP COMMON 27,500.00 209,565.82 730,468.75 STOCK U.S. AIR GROUP, COMMON STOCK, $1 PAR 19,547.00 855,159.13 1,077,528.38 UAL CORP COM STK PAR $0.01 1,867,965.00 108,474,784.00 158,777,025.00 UBS(SCHW BKGESELL) CHF100(BR) 350.00 356,637.68 445,570.60 UCAR INTERNATIONAL INC COMMON STOCK 16,200.00 625,602.87 646,987.50 UCB CAP NPV 14.00 9,981.11 46,243.47 UGI CORP COMMON STOCK NEW 7,000.00 176,029.00 193,812.50 UICI COMMON STOCK 24,400.00 855,000.85 875,350.00 ULTRADATA SYS INC COMMON STOCK 12,000.00 92,677.81 80,250.00 ULTRAMAR-DIAMOND SHAMROCK CORP COM STK 140.00 4,382.00 4,261.25 ULTRATECH STEPPER INC COM STK 623.00 18,412.45 15,341.38 UNIBANCO UNIAO BCO UNITS(COMP 1'B'PRF & 815,359.00 59,183.57 49,981.44 UNICOM CORP COMMON 9,700.00 274,933.26 282,512.50 STOCK
-637- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- UNIDANMARK 'A' DNKR100 500.00 17,873.18 35,297.80 UNILAB CORPORATION COMMON STOCK NEW 24,100.00 19,854.03 40,668.75 UNILEVER NV CVA NLG1 3,760.00 110,539.85 218,645.34 UNION CAMP CORP. COMMON STOCK, $1 PAR 3,100.00 141,278.27 186,193.75 UNION CARBIDE CORP., COMMON STOCK, $1 6,338.00 162,834.53 279,664.25 PAR UNION PACIFIC CORP., COMMON STOCK, $5 45,070.00 1,879,237.95 2,704,200.00 PAR UNION PACIFIC RESOURCES GROUP INC COMMON 66,531.00 1,467,252.57 1,654,958.63 STOCK UNION TEX PETE HLDGS INC COM STOCK 5,000.00 101,776.35 109,062.50 UNIPHASE CORP COMMON STOCK 2,200.00 73,802.14 88,275.00 UNISOURCE WORLDWIDE INC COMMON STOCK 28,800.00 520,299.60 451,800.00 UNISYS CORP., COMMON STOCK 11,127.00 137,263.02 159,255.19 UNITED CASINO CORP COM 3,000.00 4,653.00 468.60 UNITED HEALTHCARE CORP., COMMON STOCK 84,400.00 4,203,292.55 4,394,075.00 UNITED ILLUMINATING CO., COMMON STOCK, 1,600.00 57,516.00 65,200.00 NO PAR UNITED NEWS & MEDI ORD 25P 18,290.00 187,297.36 230,188.87 UNITED STATES FILTER CORP., COMMON STOCK 300.00 9,678.55 9,412.50 (NEW) UNITED STATES SURGICAL CORP., COMMON 3,400.00 201,292.84 89,675.00 STOCK, $.10 PAR UNITED TECHNOLOGIES CORP., COMMON STOCK 58,000.00 4,135,494.50 4,346,375.00 $5 PAR UNITED VIDEO SATELLITE GROUP INC CL A 300.00 4,887.68 7,800.00 COMMON STOCK UNITED WIS SVCS INC. COMMON STOCK 5,200.00 157,156.71 126,750.00 UNITRIN INC. COMMON STOCK 3,800.00 234,650.00 235,600.00 UNITRODE CORP., COMMON STOCK, $.20 PAR 4,800.00 181,947.60 90,300.00 UNIVERSAL CORP VA COMMON STOCK 11,400.00 284,341.49 451,012.50 UNIVERSAL HEALTH SERVICES, INC., CLASS 20,480.00 613,948.02 894,720.00 B COMMON STOCK, $.01 PAR UNIVERSAL MEDICAL SYSTEMS INC COMMON 600.00 418.25 156.00 STOCK UNIVERSAL OUTDOOR HLDGS COMMON STOCK 12,540.00 444,928.85 559,597.50 UNOCAL CORP. COMMON STOCK, $8 1/3 PAR 11,000.00 291,844.09 437,937.50
-638- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- UNOVA INC COM STK 18,400.00 327,538.98 310,500.00 UNUM CORPORATION COMMON STOCK 6,200.00 181,475.27 294,112.50 UNY CO JPY50 (8270) 4,000.00 77,738.64 58,922.62 UROMED CORP COMMON STOCK 400.00 1,499.19 2,000.00 US BANCORP DEL INC COMMON STOCK 10,934.00 528,422.54 1,176,088.38 US DIAGNOSTIC INC 925.00 9,937.55 3,989.06 US FAX INC COM 1,000.00 934.27 218.70 US WEST COMMUNICATIONS GROUP 72,265.08 2,407,213.16 3,265,478.30 USA TECHNOLOGIES INC COMMON STOCK 20,000.00 9,997.68 7,000.00 USF & G CORP., COMMON STOCK, $2.50 PAR 33,300.00 737,485.01 672,243.75 USFREIGHTWAYS CORP COMMON STOCK 40,100.52 1,088,580.92 1,233,090.99 USINOR FRF20 14,000.00 225,748.03 220,074.70 UST INC COMMON STOCK 35,900.00 1,071,794.47 1,108,412.50 USX - MARATHON GROUP COMMON STOCK NEW 36,460.00 946,788.20 1,248,755.00 USX-US STEEL GROUP COMMON STOCK 4,250.00 131,982.86 133,078.13 UTD O/S BANK SG(cents)1 (ALIEN MARKET) 7,320.00 56,649.31 43,665.82 UTILICORP UNITED, INC., COMMON STOCK, 17,800.00 501,475.75 608,537.50 $1 PAR V BAND CORP., COMMON STOCK, $.01 PAR 600.00 1,318.25 900.00 V. F. CORP., COMMON STOCK, NO PAR 20,068.00 509,112.24 926,890.75 VAIL RESORTS INC COMMON STOCK 2,500.00 65,675.00 66,093.75 VALASSIS COMMUNICATIONS INC COMMON STK 46,600.00 1,118,400.00 1,400,912.50 VALERO ENERGY CORP COM STK NEW 50,400.00 946,953.89 1,581,300.00 VALSPAR CORP., COMMON STOCK, $1 PAR 2,000.00 45,645.00 60,750.00 VANTIVE CORP COMMON STOCK 40,780.00 1,072,289.22 983,817.50 VARCO INTERNATIONAL, INC., CAPITAL 785.00 26,028.97 40,182.19 STOCK, NO PAR VARI-L INC COMMON STOCK 500.00 4,325.65 4,906.25 VASOMEDICAL INC COM 3,000.00 6,426.22 6,375.00 VEBA AG DEM5 (DE EXCH) 8,935.00 308,053.16 530,877.34 VEECO INSTRUMENTS INC DEL COMMON STOCK 300.00 13,500.93 11,962.50 VELVET EXPLORATION LTD COM STK 2,000.00 6,850.00 2,660.00 VENTURE STORES INC COM STK 12,000.00 42,615.23 18,750.00
-639- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- VERITAS DGC INC COM STK 36,600.00 811,101.20 1,464,000.00 VERITAS SOFTWARE CO COMMON STOCK 16,450.00 725,931.92 719,161.10 VERITY INC COM 1,100.00 7,373.77 5,396.82 VERSAR INC COM STK 160.00 614.71 800.00 VERTEX PHARMACEUTICALS INC COMMON STK 15,000.00 502,586.32 415,312.50 VESTA INS GROUP INC COM STK 12,650.00 724,149.00 694,168.75 VIACOM COMMON STOCK CL B 47,800.00 1,746,457.77 1,673,000.00 VIAD CORP COMMON STOCK 1,118.56 17,938.86 21,322.55 VIAG AG DM50 600.00 233,733.41 304,855.86 VICAL INC COMMON STOCK 4,800.00 82,265.49 66,600.00 VIDEO DISPLAY CORP COMMON STOCK 200.00 1,797.86 1,850.00 VIDEOLABS INC COMMON STOCK 500.00 1,375.67 500.00 VIKING OFFICE PRODS INC COMMON STOCK 100.00 2,244.06 2,318.75 VINCAM GROUP INC COMMON STOCK 15,550.00 391,285.57 557,856.25 VINTAGE PETROLEUM INC COMMON STOCK 21,600.00 336,968.63 418,500.00 VIROPHARMA INC COMMON STOCK 36,400.00 500,500.00 659,750.00 VISHAY INTERTECHNOLOGY, INC., COMMON 310.00 7,793.25 6,568.13 STOCK, $.10 PAR VISION GROUP PLC ISIN# GB0009304535 600.00 2,683.73 942.00 VISTA INFORMATION SOLUTIONS INC COM 400.00 1,848.54 1,375.00 VISX INC., DEL COMMON STOCK 195.00 4,945.63 4,801.88 VITESSE SEMICONDUCTOR CORP COMMON 1,043.00 24,308.60 46,674.25 VIVID TECHNOLOGIES INC COMMON STOCK 400.00 6,287.23 6,300.00 VIVUS INC COMMON STOCK 428.00 9,647.37 9,576.50 VLSI TECHNOLOGY, INC., COMMON STOCK, NO 23,400.00 418,141.97 526,500.00 PAR VOICE CTL SYS INC DEL COMMON STOCK 600.00 2,311.43 2,212.50 VOICE POWERED TECHNOLOGY INTL INC COMMON 4,600.00 9,721.50 3,450.00 STOCK VOLKSWAGEN AG DEM50 1,170.00 354,857.64 663,321.70 VOXEL COMMON STOCK 1,213.00 5,105.73 8,491.00 VTEL CORP COM STK 560.00 9,066.32 4,042.47 WACHOVIA CORP COMMON STOCK NEW $5.00 7,600.00 330,984.61 585,200.00 PAR
-640- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- WACKENHUT CORRECTIONS CORP COMMON STOCK 1,077.00 23,171.20 30,156.00 WAINOCO OIL CORP., CAPITAL STOCK, NO PAR 500.00 3,761.05 3,500.00 WAKO SECS CO Y50 88,000.00 614,365.99 157,210.58 WAL-MART STORES, INC. COMMON STOCK, 103,500.00 2,326,460.58 4,133,531.25 $.10 PAR WALBRO CORP., COMMON STOCK, $1 PAR 100.00 1,867.50 1,456.25 WALGREEN CO. COMMON STOCK, $1.25 PAR 25,835.83 313,224.59 831,590.78 WALLACE COMPUTER SERVICES, COMMON STOCK, 4,600.00 172,367.00 160,137.50 $1 PAR WALT DISNEY COMPANY COMMON STOCK 59,225.27 3,805,380.44 5,622,699.07 WANDEL & GOLTERMANN TECHNOLOGIES INC COM 700.00 7,079.94 8,575.00 STOCK WANG LABS INC COMMON STOCK NEW 100.00 2,174.50 2,212.50 WARNACO GROUP INC CL A COMMON STOCK 34,100.00 795,605.02 1,001,687.50 WARNER LAMBERT CO., COMMON STOCK, $1 PAR 32,400.66 3,369,791.02 4,532,042.32 WASHINGTON FED INC COM 7,700.00 206,289.16 247,843.75 WASHINGTON GAS LIGHT CO., COMMON STOCK, 6,600.00 168,594.66 176,962.50 NO PAR WASHINGTON MUT INC COM STK 11,190.00 495,040.67 773,508.75 WASHINGTON REAL ESTATE INVESTMENT 600.00 11,815.78 9,825.00 TRUST, CERTIFICATE OF BENEFICAL INTEREST, NO PAR WASTE MGMT INC NEW COM STK 20,300.00 621,384.20 499,887.50 WATERS CORP COMMON STOCK 13,200.00 588,709.06 565,125.00 WATKINS-JOHNSON CO., COMMON STOCK, 1,175.89 33,918.31 36,746.56 NO PAR WATSCO INC COMMON 13,000.00 328,836.13 338,000.00 WATSON PHARMACEUTICALS INC COMMON STOCK 44,200.00 986,360.81 1,314,950.00 WATTS INDUSTRIES INC., CLASS A COMMON 100.00 2,694.06 2,543.75 STOCK WEATHERFORD ENTERRA INC COM NEW 17,000.00 742,022.36 766,062.50 WEBB, DEL CORP., COMMON STOCK 5,800.00 117,928.50 125,425.00 WEBSTER FINANCIAL CORP., WATERBURY CONN 5,000.00 256,362.50 313,280.00 COMMON STOCK WEGENER CORP COMMON STOCK 1,200.00 2,938.20 1,875.00 WELLMAN INC COMMON STOCK 13,000.00 228,101.15 275,437.50
-641- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- WELLS FARGO & CO. COMMON STOCK, $5 PAR 4,083.22 491,587.22 1,254,569.35 WENDY'S INTERNATIONAL, INC., COMMON 5,900.00 89,318.26 123,900.00 STOCK, NO PAR WESLEY JESSEN VISIONCARE COMMON STOCK 5,100.00 167,127.00 156,825.00 WEST COAST ENTERTAINMENT CORP COMMON 5,000.00 12,725.00 8,437.50 STOCK WESTBRIDGE CAPITAL CORP., COMMON STOCK, 2,000.00 2,229.13 1,375.00 $.10 PAR WESTERN ATLAS INC COMMON STOCK 2,400.00 48,664.81 166,950.00 WESTERN DIGITAL CORP., COMMON STOCK, 975.00 25,878.75 19,682.81 $.10 PAR WESTERN PAC AIRLS INC COMMON STOCK 4,417.00 9,238.56 1,656.38 WESTPAC BKG CORP AUD1 115,628.00 366,240.34 727,100.70 WESTVACO CORP. COMMON STOCK, $5 PAR 4,550.00 110,850.70 148,443.75 WEYERHAEUSER CO., COMMON STOCK, $1.875 32,450.00 1,105,107.85 1,713,765.63 PAR WEYMIN MINING CORP COM 3,000.00 1,899.90 1,140.00 WHARF(HLDGS) HKD1 37,000.00 162,838.49 75,385.17 WHIRLPOOL CORP. COMMON STOCK, $1 PAR 24,800.00 985,467.86 1,359,350.00 WHITMAN CORP COMMON STOCK 4,500.00 66,170.58 118,406.25 WHITTAKER CORP COM PAR NEW 100.00 1,473.80 906.25 WHOLE FOODS MKT INC COMMON STOCK 250.00 6,215.94 11,468.75 WILLAMETTE INDUSTRIES INC., COMMON STOCK 5,000.00 168,758.45 175,625.00 $.50 PAR WILLIAMS COMPANY INC COMMON STOCK $1 PAR 7,100.00 142,512.60 379,406.25 WILLIAMS SONOMA INC., COMMON STOCK 19,560.00 680,001.74 745,725.00 WIND RIV SYS INC COMMON STOCK 19,285.00 463,185.83 748,499.06 WINDMERE-DURABLE HLDGS INC COM STOCK 32,600.00 729,298.99 786,475.00 $.10 PAR WINN-DIXIE STORES, INC., COMMON STOCK, 6,900.00 175,358.99 279,018.75 $1 PAR WIRELESS TELECOM GROUP INC COMMON STOCK 2,100.00 32,313.67 15,093.75 WISCONSIN ENERGY COMMON STOCK 25,100.00 625,084.78 677,700.00 WMC LTD AUD0.50 165,521.00 639,258.42 530,614.04 WOLTERS KLUWER CVA NTFL1 4,286.00 283,481.42 567,240.93 WOODROAST SYS INC COM NEW 1,000.00 3,197.00 1,000.00
-642- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- WOODSIDE PETROLEUM AUD0.50 7,000.00 26,562.96 50,287.73 WOOLWORTH CORP COMMON STOCK 6,000.00 145,862.58 129,750.00 WORLDCOM INC GA COM 158,060.00 4,974,666.07 5,057,920.00 WORTHINGTON FOODS INC COMMON STOCK 168.00 4,000.73 2,913.79 WORTHINGTON INDUSTRIES, INC., COMMON 4,350.00 70,899.43 78,843.75 STOCK, NO PAR WRIGLEY, WM., JR., CO., 5,200.00 165,425.55 411,450.00 CAPITAL STOCK, NO PAR WTD INDS INC COMMON STOCK NEW 4,000.00 9,293.01 8,500.00 WYMAN-GORDON CO., COMMON STOCK, $1 PAR 400.00 7,862.82 8,550.00 WYNN'S INTERNATIONAL, INC., COMMON 2,500.00 50,675.00 81,093.75 STOCK, $1 PAR XATA CORP COM NEW 1,000.00 6,964.44 4,937.50 XEROX CORP. COMMON STOCK, $1 PAR 24,578.00 713,623.48 1,909,403.38 XICOR, INC., COMMON STOCK, NO PAR 100.00 716.48 487.50 XOMA CORP., COMMON STOCK 10,000.00 75,307.54 68,125.00 XYLAN CORP COMMON STOCK 200.00 2,957.03 4,100.00 YAMANOUCHI PHARM JPY50 18,000.00 368,150.56 437,218.41 YAMATO TRANSPORT Y50 31,000.00 372,816.36 381,351.62 YASUDA FI & MAR Y50 80,000.00 510,987.66 325,954.95 YELLOW CORP COMMON STOCK 14,000.00 405,574.04 369,250.00 YPF SA SPON ADR(REP 1 CL'D'ARS10) 12,573.00 302,391.99 421,975.03 YURTEC JPY50 2,000.00 60,008.52 11,596.47 ZAPPA RES LTD COM STK 2,000.00 1,183.00 420.00 ZEIGLER COAL HLDG CO COMMON STOCK 1,000.00 23,665.13 15,875.00 ZENECA GROUP ORD GBP0.25 34,000.00 963,229.44 1,082,656.60 ZI CORP COM STK 1,600.00 9,384.16 5,100.00 ZITEL CORP COMMON STOCK 400.00 13,086.01 4,500.00 ZOLTEK COS INC COMMON STOCK 1,904.00 66,603.18 70,686.00 1/10 BERKSHIRE HATHAWAY INC DEL CL A COM 80.00 290,448.06 265,600.00 STK 3-D GEOPHYSICAL INC COMMON 1,500.00 10,797.06 9,937.50 3DO CO COMMON STOCK 500.00 1,789.90 1,531.25 360 COMMUNICATIONS CO 41,650.00 883,251.94 801,762.50
-643- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- 8X8 INC COM STK 200.00 2,336.81 2,300.00 99 CENTS ONLY STORES COMMON STOCK 5,400.00 178,318.80 194,737.50 TOTAL CORPORATE STOCKS - COMMON 961,775,993.80 1,322,032,080.00 PARTNERSHIP/JOINT VENTURE INTERESTS =================================== ##MLP SERVICEMASTER LP N/C SERVICEMASTER 1,335.00 21,607.24 31,038.75 CO COM STK EFF 12-26-97 SEE 2-818424 MLP RED LION INNS LTD PARTNERSHIP UNIT 900.00 21,539.24 22,837.50 LTD PARTNERSHIP INT MASTER LIMITED PARTNERSHIP MLP TERRA NITROGEN CO L.P SR PFD 200.00 9,045.79 5,750.00 SUBURBAN PROPANE PARTNERS L P UNIT LTD 300.00 5,774.90 5,456.25 PARTNERSHIP INT COMMON STOCK TOTAL PARTNERSHIP/JOINT VENTURE INTERESTS 57,967.17 65,082.50 INTEREST IN COMMON/COLLECTIVE TRUSTS ==================================== MFO FRANK RUSSELL SHORT-TERM INVESTMENT 479,493,160.05 479,493,160.05 479,493,160.05 FUND FBO UAL-DV TOTAL INTEREST IN COMMON/COLLECTIVE TRUSTS 479,493,160.05 479,493,160.05 INTEREST IN REGISTERED INVESTMENT CO. ===================================== ##MFO AMERICAN CENTURY INCOME & GROWTH 1,213.52 27,296.20 31,636.47 FD N/C AMERICAN CENTY QUANT EQUITY FD GROWTH & INCOME EFF 1/1/97 SEE SEC# ##MFO BENHAM EQUITY GROWTH FD N/C AMER 676.75 12,787.44 14,123.77 CENTY EQUITY GROWTH EFF 1/1/97 DO NOT USE SEE SEC#2015768 ##MFO BENHAM EQUITY FDS GOLD INDEX N/C 5,925.04 75,591.37 36,557.50 TO AMER CEN GLOBAL GOLD EQUITIES I FD EFF 1-2-97 DO NOT USE SEE SEC#2015766 ##MFO BENHAM GOVTERNMENT INCOME TR LONG 4,866.19 49,177.12 49,099.86 TREAS AND AGY FD N/C AMERICAN CENTY GOVT INCOME TR BENHAM LONG-TERM TREAS EFF ##MFO BENHAM TARGET MATS TR SER 2020 DO 1,890.48 47,955.04 56,676.59 NOT USE SEE 4-063847
-644- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- ##MFO BENHAM TARGET MATS TR SER 2005 N/C 316.61 20,000.00 19,582.33 AMERICAN CENTY TARGET MATS TR BENHAM TARGET MATS TR 2005 EFF 1-2-97 SEE ##MFO TWENTIETH CENTURY CAP PORT INC 16,603.06 109,310.84 119,043.94 TWENTIETH CENTURY VALUE FD N/C AMERICAN CENTY CAP PORTFOLIOS INC VALUE FD INV ##MFO WORLD FDS INC VONTOBEL EASTERN 2,379.40 42,349.57 34,644.06 EUROPEAN EQUITY FD NAME CHANGED TO VONTOBEL FDS INC EFF 2-28-97 SEE SEC# ##TWENTIETH CENTURY INVESTORS INC ULTRA 6,856.59 185,744.58 234,152.55 SHARES $1 PAR N/C TO AMERICAN CENTY MUT FDS INC TWENTIETH ULTRA FD INV SEE SEC GENESIS DEVELOPMENT & CON-UT 2,000.00 11,399.18 12,250.00 LONGLEAF PARTNERS FDS TR RLTY FD 4,117.92 66,962.47 74,328.46 MF FRANKLIN MANAGED TR RISING DIVIDS 1,607.69 45,867.33 43,246.86 PORTFOLIO MFC ASA LTD FUND 100.00 4,762.00 2,075.00 MFC ASIA TIGERS FD INC 2,716.00 26,235.92 20,370.00 MFC BRAZIL FUND 133.00 3,756.59 2,851.19 MFC CENTRAL EUROPEAN EQUITY FD 300.00 7,581.30 4,912.50 MFC CHILE FUND INC., COMMON STOCK 2,090.95 51,471.91 42,733.79 CLOSED END FUND MFC DUFF & PHELPS UTILITIES INCOME INC 800.00 7,251.60 8,050.00 CLOSED END FUND MFC EMERGING MKTS SOVEREIGN INCOME FUND, 300.00 4,728.02 5,531.40 INC., CLOSED END FUND MFC FIDELITY ADVISOR KOREA FD INC COM 50.00 642.53 200.00 MFC FIRST AUSTRALIA PRIME INCOME FD 884.53 8,224.58 7,020.96 MFC FIRST COMWLTH FD INC. 500.00 6,274.65 6,250.00 MFC H & Q LIFE SCIENCES INVESTORS SH BEN 700.00 10,587.71 9,231.25 INT MFC INDIA FD INC CLOSED END FUND 10,250.00 90,313.81 69,187.50 MFC JAKARTA GROWTH FUND INC 750.00 6,876.17 3,093.75 CLOSED END FUND MFC LATIN AMER GROWTH FD INC 583.00 6,291.26 5,538.50 MFC MFS GOVT MKTS INC TR SH BEN INT 1,000.00 6,462.91 6,625.00 CLOSE END FUND
-645- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFC MORGAN STANLEY AFRICA INVT FD INC 306.84 5,141.45 4,238.23 MFC MORGAN STANLEY EMERGING MARKETS 500.00 8,092.88 6,437.50 FUND INC., COMMON STOCK MFC SCUDDER NEW ASIA FUND INC., COMMON 1,000.00 11,278.84 9,875.00 STOCK CLOSED END FUND MFC SCUDDER NEW EUROPE FUND CLOSED END 240.00 3,852.85 3,750.00 FUND MFC SINGAPORE FUND INC., COMMON STOCK 1,000.00 11,728.97 7,875.00 CLOSED END FUND MFC SOUTHERN AFRICA FUND INC COM 200.00 3,377.78 3,075.00 MFC TEMPLETON EMERGING MARKETS FUND INC 100.00 1,787.81 1,775.00 CLOSED END FUND MFC TEMPLETON RUSSIA FUND INC 730.00 30,443.00 24,774.38 MFC THE MEXICO FUND, INC., COMMON STOCK 700.00 11,258.54 13,256.25 CLOSED END FUND MFO ACCOLADE FDS UNITED SVCS BONNEL 8,522.46 142,953.70 150,677.09 GROWTH FD MFO ACORN FUND, INC., CAPITAL STOCK $1 1,690.34 22,806.53 30,628.96 PAR OPEN END FUND MFO ADVISORS INNER CIRCLE FUND II PBHG 1,476.02 16,000.00 16,501.90 INTL FD MFO ADVISORS INNER CIRCLE FD WHITE OAK 395,893.48 9,711,095.89 11,702,611.27 GROWTH STK FD MFO ADVISORS INNER CIRCLE FD PIN OAK 90.91 2,000.00 1,772.75 AGGRESSIVE GROWTH STK FD MFO AIM CONSTELLATION FUND OPEN END FUND 91,380.18 2,250,583.47 2,639,973.40 MFO AIM EQUITY FUNDS, INC., 7,384.23 146,222.71 170,871.08 WEINGARTEN FUND RETAIL CLASS OPEN END FUND MFO AIM EQUITY FUNDS, INC., 18,795.91 227,140.59 256,376.21 CHARTER FUND RETAIL CLASS OPEN END FUND MFO AIM INTERNATIONAL EQUITY FUND 97,489.64 1,543,042.65 1,623,202.51 MFO AIM VALUE FUND CLASS A 29,023.91 845,754.90 1,042,248.61 MFO AMERICAN CENTY CAP PORTFOLIOS INC 2,171.58 16,200.00 16,786.31 EQUITY INCOME FD INV MFO AMERICAN CENTY TARGET MATS TR BENHAM 1,532.06 35,911.18 37,765.28 TARGET MATS TR 2025 MFO AMERICAN CENTY WORLD MUT FDS INC 1,240.70 10,000.00 10,595.58 TWENTIETH CENTY INTL DISCOVERY FD INV
-646- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO AMERICAN CENTY WORLD MUT FDS INC 2,574.04 23,653.79 23,732.65 TWENTIETH CENTY INTL GROWTH FD INV MFO ARTISAN INC INTL FD 1,042.26 14,500.00 14,289.38 MFO BABSON VALUE FD INC OPEN END FUND 1,073.48 44,505.96 41,490.00 MFO BARON ASSET FD GROWTH & INCOME FD 7,068.80 141,729.49 250,801.02 MFO BARON ASSET FD SH BEN INT 9,930.51 417,484.98 462,165.94 MFO BARON ASSET FD SMALL CAP FD 2,780.75 27,807.48 27,473.81 MFO BERGER INVT PORTFOLIO TR NEW 316.67 3,462.29 3,689.21 GENERATION FD MFO BERGER ONE HUNDRED FD INC OPEN END 1,626.79 30,903.21 33,398.00 FD MFO BERGER SMALL COMPANY FUND OPEN END 2,265.29 12,028.69 10,896.04 FUND MFO BLANCHARD PRECIOUS METALS FD IN COM 4,699.25 25,000.00 14,567.68 MFO BRANDYWINE FUND INC., COMMON STOCK, 8,780.62 278,404.78 290,901.94 $.01 PAR OPEN END FUND MFO BT INVT FDS INTL EQUITY 990.04 20,009.12 20,295.82 MFO CALDWELL & ORKIN FDS INC AGGRESSIVE 33,313.12 522,392.33 541,671.33 GROWTH FD MFO CAPPIELLO RUSHMORE TR GOLD FD 5,945.57 64,568.91 52,083.19 MFO CLIPPER FUND, INC, COMMON STOCK 335.66 27,800.00 29,225.92 OPEN END FUND MFO COHEN AND STEERS REALTY SHS INC COM 18,514.37 857,304.16 949,787.18 MFO COLONIAL TR VII NEWPORT TIGER FD CL 428.42 5,869.94 3,920.04 A SHARES MFO COLUMBIA REAL ESTATE EQUITY FD INC 2,792.60 50,710.29 53,366.59 COM MFO CRABBE HUSON EQUITY FUND OPEN END 562.41 10,833.08 13,109.78 FUND MFO CRABBE HUSON REALESTATE INVT FD 404.56 5,126.24 5,732.62 MFO DODGE & COX BALANCED FUND 190.16 12,685.23 13,263.66 OPEN END FUND MFO DODGE & COX STOCK FUND OPEN END FD 501.53 42,876.45 50,012.57 MFO DREYFUS AGG. VALUE FD 78.10 1,712.00 1,986.08 MFO DREYFUS APPRECIATION FD INC 19,321.65 476,492.01 546,029.83 MFO DREYFUS FD INC COM 856.17 10,022.98 10,068.56 MFO DREYFUS GROWTH & INCOME FD INC 15,068.01 294,318.07 306,031.28
-647- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO DREYFUS GROWTH & VALUE FDS INC SMALL 502.30 10,070.84 10,914.98 CO VALUE FD MFO DREYFUS GROWTH OPPORTUNITY FD 661.17 6,076.18 7,028.24 MFO DREYFUS LARGE CO VALUE FD 1,235.60 23,538.82 26,639.54 MFO FOCAL RESOURCES 8,750.00 9,985.00 5,430.00 MFO DREYFUS PREMIER STRATEGIC INVESTING 2,450.38 52,754.37 60,181.33 CL A MFO DREYFUS THIRD CENTY FD INC OPEN 10,436.58 101,454.29 116,367.87 END FUND MFO EATON VANCE GROWTH TR EV CLASSIC 1,673.61 21,564.90 26,376.09 GROWTH FD MFO EATON VANCE SPL INVT TR EV CLASSIC 723.98 8,543.55 8,991.83 SPL EQUITIES FD MFO EATON VANCE SPL INVT TR EV CLASSIC 0.03 0.00 0.33 TOTAL RETURN FD MFO EVERGREEN GLOBAL OPPORTUNITIES FD CL 403,717.77 9,934,379.96 8,683,969.23 A MFO EVERGREEN OMEGA FD CL A 2,004.57 39,478.90 41,254.05 MFO EVERGREEN STRATEGIC INCOME FD CL A 79,800.80 556,688.04 565,245.03 MFO FEDERATED HIGH YIELD TR SH BEN INT 7,986.37 73,315.52 73,794.06 OPEN END FUND MFO FIDELITY BALANCED FUND, OPEN END FD 8,054.23 118,180.83 127,176.29 MFO FIDELITY CHARLES STR TR ASSET 352.40 5,523.50 7,111.43 MANAGED GROWTH FD MFO FIDELITY CONTRAFUND INC 392.99 17,384.85 19,633.78 OPEN END FD MFO FIDELITY DEVONSHIRE TR MID-CAP STK 687.86 10,478.81 11,844.95 FD MFO FIDELITY EQUITY INCOME FUND REAL 6,300.26 113,464.15 130,793.40 ESTATE INVT PORTFOLIO OPEN END FUND MFO FIDELITY EQUITY-INCOME FUND INC. 254,856.15 10,647,445.44 13,481,890.33 OPEN END FUND MFO FIDELITY GROWTH COMPANY FUND 28,450.20 1,116,070.22 1,361,057.57 MFO FIDELITY HONG KONG & CHINA 336.10 5,251.85 1,946.02 MFO FIDELITY INVT TR SOUTHEAST ASIA FD 171.79 2,625.93 2,705.69 MFO FIDELITY LOW PRICED STOCK FUND 673,345.31 16,674,041.50 17,136,638.14 MFO FIDELITY MAGELLAN FUND, INC., OPEN 15,456.00 1,316,963.22 1,519,788.48 END FUND
-648- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO FIDELITY NEW LATIN AMERICA FUND OPEN 139.99 2,625.93 2,318.23 END FUND MFO FIDELITY NEW MARKETS INCOME OPEN END 620.44 7,345.26 8,065.72 FUND MFO FIDELITY OTC PORTFOLIO, OPEN END 16,014.71 512,313.02 575,568.68 FUND MFO FIDELITY OVERSEAS FUND, OPEN END 10,488.58 325,712.67 356,192.18 FUND MFO FIDELITY SECS FD GROWTH & INC FD 390.66 11,161.96 14,688.82 MFO FIDELITY SELECT PORTFOLIOS BOKERAGE 435.02 16,096.30 15,482.36 & INVT MGMT PORTFOLIO MFO FIDELITY SELECT TELECOMMUNICATIONS 127.10 5,809.58 6,558.36 FUND, OPEN END FD MFO FIDELITY SELECT PORTFOLIOS ELECTRS 1,915.46 91,415.66 79,280.89 PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS COMPUTERS 235.77 15,000.00 11,866.30 PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS 116.90 6,081.49 7,057.25 TECHNOLOGY FD MFO FIDELITY SELECT PORTFOLIOS ENERGY 7,486.44 254,719.92 230,956.67 SVC PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS PRECIOUS 1,447.03 20,000.00 13,341.62 METALS & MINERALS PORTFOLIO MFO FIDELITY SELECT HOME FIN FUND OPEN 1,812.28 81,922.41 78,054.90 END FUND MFO FIDELITY SELECT AMERICAN GOLD FUND 1,056.13 20,056.07 15,028.73 OPEN END FUND MFO FIDELITY SELECT REGIONAL BANK FD 82.21 2,913.33 2,563.31 MFO FIDELITY SELECT PORTFOLIOS HEALTH 468.08 51,786.83 54,114.73 CARE PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS MONEY 14,575.86 14,601.43 14,575.86 MARKET PORTFOLIO MFO FIDELITY VALUE FUND OPEN END FUND 55.52 2,918.15 3,427.25 MFO FOUNDERS FDS INC PASSPORT FD 5,003.69 70,927.49 71,652.84 MFO FOUNDERS BALANCED FUND 3,412.15 35,562.46 38,762.02 MFO FOUNDERS DISCOVERY FUND OPEN END 235.62 5,688.72 5,987.10 FUND MFO FOUNDERS FDS INC GROWTH FD 1,346.44 20,169.18 26,551.80 MFO FOUNDERS FDS INC BLUE CHIP FD 3,399.40 26,340.46 28,622.95 MFO FOUNDERS FDS INC WORLDWIDE GROWTH FD 702.38 15,414.32 16,723.67
-649- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO FRANKLIN BALANCE SHEET INVT FD SH 1,236.32 45,867.32 43,308.29 BEN INT MFO FRANKLIN CA GROWTH FD CL I 1,609.40 34,167.68 38,545.13 MFO FREMONT MUT FDS INC US MICRO-CAP 522.77 10,302.48 11,610.72 MFO GABELLI GOLD FD INC 2,436.05 20,000.00 13,739.32 MFO GABELLI GROWTH FUND, OPEN END FUND 606.98 20,000.00 20,260.99 MFO GREENSPRING FUND OPEN END FUND 748.79 14,556.28 15,170.49 MFO GUINNESS FLIGHT INVT FDS INC 211.69 2,500.00 2,483.12 MAINLAND CHINA FD MFO GUINNESS FLIGHT INVT FDS INC ASIA 4,186.65 60,632.90 42,996.90 SMALL CAP FD MFO GUINNESS FLIGHT INVT FDS INC CHINA & 16,679.99 249,510.77 294,068.22 H K FD MFO GUINNESS FLIGHT INVT FDS INC ASIA 6,127.45 50,000.00 50,122.54 BLUE CHIP FD MFO HARBOR CAPITAL APPRECIATION FUND 1,790.74 42,231.20 61,458.20 U.S. EQUITIES FD OPEN END FUND MFO HARBOR INTL GROWTH FD 620.35 10,070.00 10,062.08 MFO HARRIS ASSOC INVT TR OAKMARK SELECT 13,159.58 194,459.67 214,632.75 MFO HARRIS ASSOC INVT TR OAKMARK INTL 283.55 3,344.25 2,466.89 SMALL CAP FUND MFO HARRIS ASSOC INVT TR OAKMARK SMALL 11,413.11 200,783.03 213,767.55 CAP FD MFO HEARTLAND VALUE FUND OPEN END FUND 2,095.52 77,061.26 82,416.80 MFO HEITMAN REAL ESTATE EQUITY FUND 461.88 5,129.15 5,768.88 MFO HOTCHKIS & WILEY INTERNATIONAL FD 304.33 6,202.64 6,780.47 MFO IAI MIDCAP GROWTH FD 2,442.64 41,424.93 47,387.22 MFO INTERACTIVE INVTS TECHNOLOGY VALUE 2,882.26 101,336.72 87,995.40 FD MFO INVESCO INCOME FDS INC HIGH YIELD FD 10,382.00 75,196.52 73,400.74 OPEN END MFO INVESCO INDUSTRIAL INCOME FUND 3,044.02 40,498.52 50,348.09 MFO INVESCO INTL FDS INC EUROPEAN FD 3,135.51 52,774.75 54,746.00 MFO INVESCO INTL FDS INC PACIFIC BASIN 572.23 8,283.52 8,428.95 FD MFO INVESCO MULTIPLE ASSET FDS INC 175.88 2,497.39 2,828.15 BALANCED FD
-650- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO INVESCO SPECIALTY FDS INC WORLDWIDE 377.51 5,019.56 5,156.79 COMMUNICATIONS FD MFO INVESCO SPECIALTY FDS INC EUROPEAN 540.12 8,640.06 8,771.55 SMALL CO FD MFO INVESCO SPECIALTY FDS INC LATIM 6,335.40 101,595.02 92,876.96 AMERN FD MFO INVESCO STRATEGIC PORTFOLIOS INC 1,838.82 45,528.11 55,477.20 FINL SVCS PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 445.22 5,131.05 5,498.47 UTILS MFO INVESCO STRATEGIC PORTFOLIOS INC 643.21 33,724.68 37,762.86 HEALTH SCIENCES PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 666.69 20,389.61 24,140.84 TECHNOLOGY PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 1,649.77 23,895.66 26,181.85 ENERGY FD MFO INVESCO STRATEGIC PORTFOLIOS INC 41,670.20 265,098.82 323,777.45 GOLD PORTFOLIO MFO INVESCO TOTAL RETURN FUND 232.56 5,360.75 6,786.10 MFO IVY INTL FD SH BEN INT 25,987.72 1,041,432.29 1,006,244.52 OPEN END FUND MFO JANUS FUND, INC., CAPITAL STOCK, 3,951.85 100,114.55 116,935.24 $.01 PAR, OPEN END FUND MFO JANUS GROWTH AND INCOME FUND 4,091.88 95,966.46 87,811.74 MFO JANUS INVT FD FLEXIBLE INCOME FD 912.02 8,707.04 8,919.56 MFO JANUS INVT FD HIGH-YIELD 4,231.08 48,934.11 50,265.23 MFO JANUS INVT FD OLYMPUS FD 1,782.18 27,827.23 27,017.85 MFO JANUS INVT FD OVERSEAS 32,806.05 500,581.43 588,540.54 MFO JANUS INVT FD SPL SITUATIONS FD 6,474.67 89,839.73 89,803.67 MFO JANUS INVT FD WORLDWIDE FUND 62,403.14 2,167,594.58 2,496,125.60 MFO JANUS MERCURY FUND OPEN END FUND 882.71 15,386.41 16,718.53 MFO JANUS TWENTY FUND, OPEN END FUND 339,080.60 9,937,051.51 11,976,326.79 MFO JANUS VENTURE FUND, OPEN END FUND 21.28 1,228.60 1,232.75 MFO KAUFMANN FUND OPEN END FUND 30,130.64 172,509.54 191,932.18 MFO KEMPER-DREMAN FD INC HIGH RETURN 366.84 9,968.04 12,296.48 FUND CL A MFO LEXINGTON CONV SECS FD SH BEN INT 1,989.85 28,397.50 28,255.87
-651- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO LEXINGTON CORPORATE LEADERS TR FD 1,482.09 24,100.97 24,632.34 CTF SER B MFO LEXINGTON CROSBY SMALL CAP ASIA 4,296.67 56,910.10 34,588.19 GRWTH FD MFO LEXINGTON GOLD TR SH BEN INT 11,989.25 83,956.52 77,690.34 MFO LEXINGTON STRATEGIC SILVER FUND, INC 4,479.48 20,245.89 19,396.15 OPEN END FUND MFO LEXINGTON STRATEGIC INVESTMENTS FUND 3,427.73 10,136.03 4,079.00 INC OPEN END FUND MFO LEXINGTON TROIKA DIALOG RUSSIA FD 3,535.30 67,634.16 61,125.34 INC MFO LINDNER INVTS DIVID FD INVS CL 1,781.87 48,790.35 48,092.67 MFO LONGLEAF PARTNERS FDS TR SMALL CAP 2,690.74 54,021.56 60,972.17 FD MFO LOOMIS SAYLES BOND FUND OPEN END 10,725.38 138,793.68 141,575.02 FUND MFO MAS FDS TR FD MID-CAP VALUE 303.80 5,000.00 6,404.10 PORTFOLIO MFO MAS POOLED TR FD VALUE PORTFOLIO 1,122.84 16,634.65 22,075.03 MFO MASTERS CONCENTRATED SELECT TR 358.45 5,000.00 4,580.99 MASTERS SELECT EQUITY FD MFO MATTHEWS INTL FDS PAC TIGER FD 2,173.91 25,000.00 17,478.24 MFO MATTHEWS KOREA FD 245.90 1,500.00 742.62 MFO MIDAS FD INC 16,886.11 80,907.33 34,785.39 MFO MONTGOMERY FDS EMERGING MKTS FD INC 6,314.33 91,687.53 81,644.29 OPEN END FUND MFO MONTGOMERY FDS EMERGING ASIA FD CL R 258.40 5,000.00 2,782.97 MFO MONTGOMERY FDS GROWTH FD 359.45 8,000.00 9,122.84 MFO MONTGOMERY FDS GLOBAL OPPORTUNITIES 513.35 10,000.00 8,793.69 FD MFO MONTGOMERY FDS INTL SMALL CAP FD 385.21 5,000.00 5,893.71 MFO MONTGOMERY FDS SMALL CAP OPPTY FD 1,247.82 20,109.59 19,228.91 CLASS R MFO MONTGOMERY FDS SELECT 50 FD 281.03 5,815.32 5,842.61 MFO MORGAN GRENFELL INVT TR EMERGING 4,307.94 50,000.00 53,676.93 MKTS FIXED INCOME FD MFO MORGAN ST LATIN AMERICA FD CLASS -A 837.43 15,191.00 13,114.15
-652- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO MUTUAL SER FD INC DISCOVERY FD OPEN 5,521.83 91,419.19 112,534.90 END FUND MFO MUTUAL SER FUND INC QUALIFIED 1,018.15 16,374.99 19,935.38 INCOME FUND OPEN END FUND MFO MUTUAL SERIES FUND, INC., BEACON 7,481.73 91,587.43 115,368.28 FUND, OPEN END FUND MFO MUTUAL SERIES FUND, INC., SHARES 1,683.83 30,860.29 38,323.97 FUND, OPEN END FUND MFO NEUBERGER & BERMAN FOCUS FUND OPEN 36.74 1,057.55 1,400.53 END FUND MFO NEUBERGER & BERMAN PARTNERS EQUITY 2,842.22 72,901.59 79,297.94 FDS PARTNER FD OPEN END FD MFO NEUBERGER & BERMAN GUARDIAN EQUITY 1,884.42 45,495.54 56,626.82 FD COM STOCK, OPEN END FUND MFO NEUBERGER & BERMAN EQUITY FDS 4,675.38 76,626.55 75,273.62 GENESIS FD MFO NORTHEAST INVS TR FUND OPEN END 2,577.21 29,502.23 29,869.86 FUND MFO O SHAUGNESSY FDS INC CORNERSTONE 2,497.65 26,000.00 28,273.40 VALUE FD MFO OAKMARK FUND, HARRIS ASSOC INVT TR 10,465.99 374,746.82 408,906.23 MFO OAKMARK INTERNATIONAL FUND OPEN END 6,064.31 94,588.22 78,532.81 FUND MFO OBERWIES FDS EMERGING GROWTH 588.91 17,432.42 15,782.79 PORTFOLIO MFO ONESOURCE PORT-GRWTH GROWTH 590.36 6,000.00 6,818.66 ALLOCATION FD MFO PAYDEN & RYGEL INVT GROUP GROWTH & 939.63 12,085.94 12,468.89 INCOME FD CL A MFO PBHG FDS INC TECHNOLOGY & 7,072.03 118,404.21 124,892.05 COMMUNICATIONS FD MFO PBHG GROWTH FD INC COMMOM STOCK 8,573.58 217,281.63 217,768.93 OPEN END FUND MFO PBHG STRATEGIC SM 1,029.87 10,000.00 12,893.97 MFO PILGRIM BAXTER EMERGING GROWTH FUND 2,655.12 61,072.22 62,289.12 MFO PIONEER CAPITAL GROWTH 35,822.82 728,780.45 834,671.71 MFO PIONEER EMERGING MKTS FD CL A 133,301.71 2,091,366.30 1,922,210.66 MFO PIONEER II INC COMMON STK $1 PAR 21,215.18 502,371.98 560,929.36 OPEN END FUND MFO PIONEER INTL GROWTH FD CL A 8,925.37 224,008.81 211,174.25
-653- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO PRIMECAP FD OPEN END FUND 181.97 7,500.00 7,528.10 MFO PRUDENT BEAR FDS INC 5,291.01 40,000.00 41,693.16 MFO RAINER INVT MGMT MUT FDS SMALL 160.32 4,000.00 3,882.95 MID/CAP EQUITY PORTFOLIO MFO RAINIER INVT MGMT MUT FDS CORE 256.35 6,000.00 6,326.72 EQUITY PORTFOLIO MFO ROBERTSON STEPHENS INVT TR EMERGING 492.93 5,181.02 4,135.68 MKTS FD MFO ROBERTSON STEPHENS INVT TR PARTNERS 1,678.28 25,219.43 28,060.84 FD MFO ROBERTSON STEPHENS INVT TR MICROCAP 2,634.80 37,861.75 27,876.18 GROWTH FD MFO ROBERTSON STEPHENS INVT TR GROWTH & 1,686.99 21,771.43 23,803.43 INCOME FD MFO ROBERTSON STEPHENS ENERGING GROWTH 631.04 13,867.28 14,185.78 FD MFO ROBERTSON STEPHENS INVT TR NAT RES 1,608.99 22,694.28 23,137.28 FD MFO ROBERTSON STEPHENS INVT TR INFO AGE 2,472.52 29,846.19 30,486.17 FD MFO ROBERTSON STEPHENS INVT TR VALUE 1,210.12 28,285.76 31,729.35 PLUS GROWTH FD MFO ROBERTSON STEPHENS INVT TR 6,294.51 101,220.40 76,667.13 CONTRARIAN FUND MFO ROWE PRICE NEW HORIZONS FD INC 384.33 8,372.93 9,104.78 CAPITAL STK $1 PAR OPEN END FUND MFO ROWE T PRICE BLUE CHIP GROWTH FD 1,101.34 22,093.37 21,498.16 MFO ROWE T PRICE EQUITY INCOME FUND 2,531.97 58,372.44 68,945.54 SHARES OF BENEFICIAL INT, OPEN END FUND MFO ROWE T PRICE INTERNATIONAL FUNDS INC 10,510.09 75,362.58 61,589.13 NEW ASIA FUND OPEN END FUND MFO ROWE T PRICE INTL FD EUROPEAN STK FD 617.80 11,031.20 12,467.20 OPEN END FUND MFO ROWE T PRICE INTL FUNDS INC., INTL 2,009.86 27,737.00 28,339.03 STK FD OPEN END FD MFO ROWE T PRICE MID-CAP GROWTH FD INC 901.08 20,604.44 24,950.91 COM MFO ROWE T PRICE OTC FD INC OPEN END FD 542.89 10,070.00 12,339.89 MFO ROWE T PRICE SCIENCE & TECHNOLOGY 2,995.19 88,671.08 94,677.96 FUND OPEN END FUND
-654- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO ROWE T PRICE VALUE FD INC 1,733.26 34,568.68 28,477.46 MFO ROYCE PREMIER FUND OPEN END FUND 362.94 3,500.00 3,397.12 MFO RYDEX SER TR NOVA FD 33,112.52 791,094.87 809,269.99 MFO RYDEX SER TR URSA FD 43,708.04 292,287.07 299,837.15 MFO SAFECO EQUITY FD INC 1,993.86 34,116.95 35,072.00 MFO SAFECO GROWTH FD INC 199.92 5,000.00 4,994.00 MFO SCHWAB ANALYTICS FD 705.91 8,800.00 10,179.22 MFO SCHWAB CAP TR ONESOURCE BALANCED 1,004.91 10,127.58 10,129.49 PORTFOLIO MFO SCHWAB CAP TR ONESOURCE PORTFOLIOS 97.18 1,000.00 1,034.97 FD MFO SCHWAB CAP TR S&P 500 FD INV SHS 4,688.38 59,681.17 54,807.16 MFO SCHWAB CAP TR SMALL CAP INDEX FUND 946.02 17,000.00 16,602.65 MFO SCHWAB CHARLES FAMILY FDS VALUE 652,437.87 652,437.87 652,437.87 ADVANTAGE MONEY FD MFO SCHWAB INVTS 1000 EQUITY FD 4,018.27 82,408.45 84,182.76 MFO SCUDDER EMERGING MARKETS FIXED 7,204.82 95,290.77 97,841.46 INCOME MFO SCUDDER INTL FD INC GREATER EUROPE 118.91 2,023.52 2,128.49 GROWTH FD MFO SCUDDER INVT TR GROWTH & INCOME FD 2,583.12 65,863.61 74,832.99 OPEN END FUND MFO SCUDDER LATIN AMERICA FUND OPEN END 4,761.92 124,763.73 125,333.73 FUND MFO SCUDDER MUT FDS INC GOLD FD 7,706.80 94,211.03 103,116.98 MFO SELECTED AMERICAN SHARES INC CAPITAL 5,783.33 134,444.51 131,281.59 STK $1.25 PAR OPEN END FUND MFO SELIGMAN COMMUNICATIONS & 392.96 9,514.47 9,529.28 INFORMATION FD INC CL A MFO SENECA FDS MID CAP GROWTH 733.68 10,000.03 11,313.35 MFO SENECA FDS REAL ESTATE SECS FD ADMIN 831.31 10,161.99 11,846.17 SHS MFO SOGEN INTERNATIONAL FUND OPEN END 80.15 2,196.99 2,271.45 FUND MFO SOUND SHORE FD INC COM 8,520.04 229,222.01 204,821.76 MFO STEIN ROE INCOME TR HIGH YIELD FD 149.55 1,500.00 1,132.09 MFO STEIN ROE INTERMEDIATE BD FD 244.08 2,082.47 2,174.75
-655- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO STEIN ROE INVT TR SPL VENTURE FD 202.10 2,506.53 3,340.71 MFO STEIN ROE INVT TR GROWTH & INCOME FD 50.49 1,007.54 1,159.76 MFO STEIN ROE INVT TR SPL FD 88.05 2,233.30 2,455.71 MFO STEIN ROE INVT TR YOUNG INVESTOR FD 1,982.16 35,950.47 38,929.62 MFO STEIN ROE INVT TR CAP OPPORTUNITIES 4,585.88 133,839.74 134,091.13 FD MFO STRONG ASSET ALLOCATION FD 2,326.50 47,097.98 50,485.05 MFO STRONG CORPORATE BD FD INC 14,169.82 157,472.72 157,426.70 MFO STRONG DISCOVERY FUND OPEN END FUND 12,770.62 227,010.94 255,667.82 MFO STRONG GOVT SECS FD INC OPEN END 2,360.19 25,136.68 25,254.03 FUND MFO STRONG GROWTH & INCOME FUND COM 2,235.95 33,305.47 48,028.21 MFO STRONG GROWTH FUND 7,436.59 122,656.90 159,737.95 MFO STRONG INTL STK FD INC OPEN END FUND 13,920.77 197,821.41 158,557.57 MFO STRONG OPPORTUNITY FUND OPEN END 17,384.28 638,024.19 731,356.66 FUND MFO STRONG SCHAFER VALUE FD 16,804.34 1,078,153.93 1,097,659.48 MFO STRONG TOTAL RETURN FD INC COMMON 1,935.76 63,223.63 64,364.02 STK OPEN END FUND MFO T. ROWE PRICE NEW ERA FUND INC 199.17 5,424.46 5,562.82 COMMON OPEN END FUND MFO THIRD AVE SMALL CAP VALUE 6,267.03 69,000.00 76,207.08 MFO THIRD AVENUE FUND 1,009.58 27,579.17 32,023.88 MFO TORRAY FD SH BEN INT 4,147.71 113,043.33 106,305.81 MFO TRANSAMERICA INVS INC PREMIER EQUITY 138.30 2,500.58 2,559.93 FD INV SHS MFO TRANSAMERICA INVS INC PREMIER 323.86 5,007.06 5,006.88 BALANCED FD INVS SHS MFO TURNER FDS SMALL CAP FD 3,049.85 71,101.33 73,989.36 MFO TWEEDY BROWN FD INC GLOBAL VALUE FD 2,290.29 38,921.15 39,851.05 MFO TWEEDY BROWNE FD INC AMERICAN VALUE 7,619.17 109,653.89 122,821.02 FD FORMERLY VALUE FD TO 10-01-1994 MFO TWENTIETH CENTURY INVESTORS INC 4,357.78 61,192.76 61,139.65 VISTA SH MFO U.S. GLOBAL ACCOLADE FDS REGENT 208.68 2,500.00 2,126.45 EASTERN EUROPEAN FD
-656- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO UAM FDS FPA CRESCENT PORT INSTL FD 1,766.17 24,220.04 27,781.85 CL SHS MFO UNITED SERVICES WORLD GOLD FD OPEN 12,560.82 245,837.05 262,395.53 END FD MFO UNITED SVCS FDS PROSPECTOR FD 1,059.32 10,000.00 7,690.66 MFO VALUE LINE AGGRESSIVE INCOME TR SH 5,804.53 47,572.31 49,222.41 BEN INT MFO VAN WAGONER FDS INC EMERGING GROWTH 3,064.90 39,594.11 40,579.28 FD MFO VAN WAGONER FDS INC MICRO-CAP FD 356.17 4,534.00 4,174.31 MFO VANGUARD / WELLINGTON FD INC OPEN 333.96 10,122.43 10,366.12 END FUND MFO VANGUARD / WINDSOR FD INC VANGUARD / 5,929.99 134,021.99 180,686.80 WINDSOR II PORTFOLIO OPEN END FUND MFO VANGUARD EQUITY INCOME FUND INC., 2,201.41 41,028.79 50,566.39 COMMON STOCK, OPEN END FUND MFO VANGUARD FIXED INCOME SECS FD SHORT 592.20 6,396.49 6,389.84 TERM BD PORT - RECONCILEMENT SEC FD FBO DAILY VALUED PLANS MFO VANGUARD FIXED INCOME SECURITIES 3.43 29.14 24.59 FUND LONG TERM CORPORATE PORTFOLIO MFO VANGUARD FIXED INCOME HIGH YIELD 2,965.85 22,868.00 23,815.78 CORPORATE BOND FUND OPEN END FUND MFO VANGUARD FIXED INCOME SECURITIES 5,610.27 57,748.28 58,290.71 FUND INC., GNMA PORTFOLIO, $.10 PAR OPEN END FUND MFO VANGUARD FIXED INCOME SECS FD INC 436.38 4,454.13 4,477.26 US TREAS BD PORTFOLIO OPEN END FD MFO VANGUARD FIXED INCOME SECS FD INC 5,637.33 56,581.09 57,049.78 SHORT TERM GOVT BD PORTFOLIO OPEN END FUND MFO VANGUARD INDEX TR TOTAL STK MKT 689.34 14,304.14 15,606.66 PORTFOLIO OPEN END FUND MFO VANGUARD INDEX TRUST - 500 PORTFOLIO 2,013.93 145,988.11 180,488.41 SHARES OF BENEFICIAL INTEREST OPEN END FUND MFO VANGUARD INTL EQUITY INDEX FD INC 232.36 4,525.49 4,610.02 EUROPEAN PORTFOLIO OPEN END FUND MFO VANGUARD SPECIALIZED PORTFOLIOS 1,053.53 63,862.63 77,550.34 HEALTH CARE PORTFOLIO, OPEN END FUND MFO VANGUARD SPECIALIZED PORTFOLIO 7,496.22 172,544.62 191,153.61 ENERGY PORTFOLIO OPEN END FUND
-657- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- MFO VANGUARD SPECIALIZED PORTFOLIOS GOLD 3,234.02 30,063.00 21,667.93 & PRECIOUS METALS PORTFOLIO, OPEN END FUND MFO VANGUARD WORLD FUND, INTERNATIONAL 7,649.79 125,376.92 130,275.92 GROWTH PORTFOLIO, OPEN END FUND MFO VANGUARD/WELLESLEY INC FD INC COMM 1,014.67 21,441.25 23,408.44 OPEN END FUND MFO WARBIRG PINCUS EMERGING GROWTH FD 932.89 27,734.71 30,794.70 MFO WARBURG PINCUS EMERGING MKTS FD INC 1,696.94 21,176.15 21,330.54 MFO WARBURG PINCUS GROWTH & INCOME FD 270.82 5,010.57 4,254.58 INC MFO WARBURG PINCUS INTL EQUITY FD OPEN 1,580.65 33,505.75 31,802.68 END FUND MFO WARBURG PINCUS JAPAN OTC FD COM 1,125.13 8,018.66 9,102.30 MFO WARBURG PINCUS JAPAN GWTH FD 1,514.12 15,646.85 14,520.41 MFO WARBURG PINCUS POST-VENTURE CAP FUND 52.55 1,000.00 924.88 MFO WARBURG PINCUS SMALL CO VALUE FD 782.64 12,084.01 14,337.96 MFO WASATCH ADVISORS FDS INC MICRO-CAP 6,985.22 18,961.36 20,955.66 FD MFO WASATCH ADVISORS FDS INC MID-CAP FD 109.73 2,000.31 2,017.93 MFO WASATCH ADVISORS FDS INC GROWTH FD 311.82 5,398.04 5,572.22 MFO WESTCORE TR BLUE CHIP FUND 143.01 2,384.78 2,784.40 MFO WESTWOOD FD EQUITY FD INSTL CL 258.81 2,425.00 2,448.34 MFO WEXFORD TR MUHLENKAMP FD 283.37 10,000.00 10,042.63 MFO WRIGHT EQUIFUND EQUITY TR HONG 1,065.72 18,532.46 12,724.70 KONG/CHINA FD MFO WRIGHT EQUIFUND EQUITY TR MEXICO FD 2,045.00 10,000.00 10,777.15 MFO YACKTMAN FD INC OPEN END FUND 14,509.15 192,898.54 223,005.64 MLP AMERICAN REAL ESTATE PARTNERS LP 300.00 4,163.58 2,868.75 UNIT LIMITED PARTNERSHIP MASTER LIMITED PARTNERSHIP MLP FFP PARTNERS L P UNIT CLASS A 1,000.00 5,081.00 3,125.00 MLP MAUNA LOA MACADAMIA PARTNERS L.P., 300.00 1,169.21 1,143.75 DEPOSITORY UNIT, CLASS A MASTER LIMITED PARTNERSHIP MLP PRIME MOTORS INN LTD PARTNERSHIP 1,000.00 998.78 2,187.50 DEPOSITARY RCPT MASTER LIMITED PARTNERSHIP PBHG LARGE CAP 20 FUND 750.96 7,637.57 9,371.98
-658- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- TEMPLETON VIETNAM OPPORTUNITES FD INC 103.11 1,257.65 1,199.17 COM STK THERMOLASE CORP 159.00 3,878.18 2,822.25 TOTAL INTEREST IN REGISTERED INVESTMENT CO. 92,219,295.67 100,858,471.30 OTHER ===== &&& UAL - CO. STOCK DISTRIBUTION REC. 1.00 0.00 1.00 &&& UAL - CO. STOCK DISTRIBUTION 1.00 0.00 0.00 (PAYABLE) &&& UAL - LOAN ASSET 85,874.96 85,874.96 85,874.96 &&& UAL - LOAN PRIN. ONLY (PAYABLE) 23.00 -57,003.00 -57,003.00 &&& UAL - MM INT. ACCRUAL (PAYABLE) 1.00 0.00 0.00 &&& UAL - PRIOR TRUSTEE REC. 8.00 0.00 0.00 &&&FUTURES P/R ESTIMATED MARK BASED ON 3.00 0.00 0.00 PRIOR DAY CONTRACT POSITION ADVANCED MICRO DEVICES CALL OPTION -4.00 1,111.99 -10.00 EXP 4/18/98 W/STRK PR $25.00 PER SH AMTEL CORP COM STK CALL OPTION -5.00 1,236.65 -8.75 EXP 2/21/98 W/STRK PR $25.00 PER SH APPLIED MAGNETICS COM STK CALL OPTION -5.00 1,630.23 -10.94 EXP 4/18/98 W/STRK PR $20.00 PER SH AT&T CORP EXP 1/17/98 $50.00 -2.00 0.00 -13.50 AUDITING EXPENSE ACCRUAL 28.00 0.00 0.00 AUSTRALIAN ALL ORD DECEMBER 1997 FUTURES -14.00 0.00 0.00 AUSTRALIAN ALL ORD DECEMBER 1997 FUTURE 14.00 0.00 0.00 BAY NETWORKS COM STK CALL OPTION 6.00 0.00 0.00 EXP 12/21/96 W/STK PR $22.50 PER SHR CAC 40 INDEX DECEMBER 1997 FUTURE -12.00 0.00 0.00 CAC 40 INDEX DECEMBER 1997 FUTURE 12.00 0.00 0.00
-659- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- DAX INDEX DECEMBER 1997 FUTURE 6.00 0.00 0.00 DAX INDEX DECEMBER 97 FUTURE -6.00 0.00 0.00 DIGITAL EQUIP COM STK CALL OPTION 2.00 0.00 0.00 EXP 01/18/97 W/STK PR 45.00 PER SHR DIGITAL EQUIP COM STK CALL OPTION -5.00 3,450.86 -29.38 EXP 4/18/98 W/STRK PR. $50.00 PER SHR DURAMED PHARMACEUT COM STK CALL OPTION -4.00 414.54 0.00 EXP 3/21/98 W/STRK PR. $10.00 PER SHR EXABYTE CORP COM STK CALL OOPTION 20.00 0.00 0.00 EXP 12/21/96 W/STRK PR $15.00 PER SHR EXXON CORP COM STK CALL OPTION -2.00 165.28 -0.75 EXP 1/17/98 W/STRK PR. $70.00 PER SRH FT-SE 100 INDEX DEC 97 FUTR (LIF) -10.00 0.00 0.00 FT-SE 100 INDEX DEC 97 FUTR (LIF) 10.00 0.00 0.00 FT-SE 100 INDEX MAR 98 FUTR (LIF) -2.00 0.00 0.00 FT-SE 100 INDEX MAR 98 FUTR (LIF) 2.00 0.00 0.00 HANG SENG INDEX DECEMBER 1997 FUTURE -6.00 -413,492.01 -408,263.59 HANG SENG INDEX DECEMBER 1997 FUTURE 6.00 413,492.01 408,263.59 IMP INC. COMMON STOCK CALL OPTION 40.00 0.00 0.00 EXP 1/18/97 W/STRK PR $5.00 PER SHR INFORMIX CORP COM STK CALL OPTION -8.00 1,556.20 -9.50 EXP 5/17/97 W/STRK PR. $7.500 PER SHR IOMEGA CORP COMMON STOCK CALL OPTION 10.00 0.00 0.00 EXP 12/21/96 W/STRK PR $25.00 PER SHR IOMEGA CORP COMMON STOCK CALL OPTION -1.00 0.00 -5.63 EXP 12/21/96 W/STRK PR $22.50 PER SHR IOMEGA CORP. COMMON STOCK CALL OPTION 3.00 298.48 337.50 EXP 2/22/97 W/STRK PR $30.00 PER SHR LORAL CORP COM STK CALL OPTION -1.00 73.49 -0.44 EXP 1/17/98 W/STRK PR. $25.00 PER SHR MICRON TECHNOLOGY COMMON STOCK CALL OPT 20.00 0.00 0.00 EXP 4/19/97 W/STRK PR $30.00 PER SHR MICRON TECHNOLOGY COMMON STOCK CALL OPT 8.00 0.00 0.00 EXP 4/19/97 W/STRK PR $40.00 PER SHR MISCELLANEOUS VALUATION EXPENSE ACCRUAL 1.00 0.00 0.00 NEW YORK N Y SER A UT 6.15% BD DUE 0.00 0.00 0.00 08-01-2001 BEO N/C TAXABLE NEWMONT MINING COM STK CALL OPTION 2.00 0.00 0.00 EXP 12/21/96 W/STK PR $55.00 PER SHR
-660- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF ASSETS HELD FOR INVESTMENT PURPOSES - ITEM 27a **********************************************************
IDENTITY OF ISSUE,BORROWER, LESSOR PAR CURRENT OR SIMILIAR PARTY VALUE COST VALUE - ----------------- ------ ----- ----- PROXIM INC COM STK CALL OPTION 4.00 0.00 0.00 EXP 01/18/97 W/STK PR $22.50 PER SHR SILICON GRAPHICS INC COM STK CALL OPTION 2.00 0.00 0.00 EXP 2/22/97 W/STRK PR $30.00 PER SH SYSTEMSOFT CORP COM STK CALL OPTION 4.00 0.00 0.00 EXP 12/21/96 W/STK PR $25.00 PER SHR TOKYO TOPIX INDEX DEC97 FUTR -35.00 0.00 0.00 TOKYO TOPIX INDEX DEC 97 FUTURE 35.00 0.00 0.00 TRUSTEE/CUSTODY EXPENSE ACCRUAL 9.00 0.00 0.00 UAL CORP COMMON STOCK CAll option 1.00 202.78 1.31 EXP 12-20-97 W/STRK PR $90.00 PER SHARE US ROBOTICS COM STK CALL OPTION 12.00 0.00 0.00 EXP 05/17/97 W/STK PR $60.00 PER SHR VENTRITEX INC COM STK CALL OPTION 80.00 0.00 0.00 EXP 02/22/97 W/STK PR $20.00 PER SHR 1997 DEC S&P MIDCAP INDX FUTURE (LONG) 120.00 0.00 0.00 (CME) 1997 DECEMBER S&P INDEX FUTURE (CME) 271.00 0.00 0.00 1998 MARCH S&P 500 INDEX FUTURES 19.00 0.00 0.00 LONG TOTAL OTHER 37,157.78 28,781.00 TOTAL ASSETS 1,909,580,117.65 2,294,608,285.90
-661- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- PUB STORAGE INC PFD SER C ADJ RATE PURCHASE 200.00 -5,071.29 SALE -200.00 4,928.54 ACCESS HLTH MARKETING INC COM PURCHASE 300.00 -8,709.37 SALE -300.00 8,577.74 ACTEL CORP COM PURCHASE 300.00 -6,015.42 SALE -300.00 5,913.76 ACTIVISION INC NEW COM PURCHASE 60,400.00 -872,028.28 SALE -60,400.00 838,022.06 ACCEP INS COS INC COM PURCHASE 285.00 -6,035.12 SALE -285.00 5,332.24 A S V INC COM PURCHASE 206.00 -5,480.94 SALE -206.00 5,077.74 ##REORG/ADV TECH LABS N/C ATL ULTRASOUND INC EFF 7-18-97 SEE 2000219 FREE REC/DEL -16,630.00 PURCHASE 22,620.00 -778,389.86 SALE -5,990.00 233,386.58 ADVEST GROUP INC COM PURCHASE 525.00 -7,297.18 SALE -525.00 12,045.36 AEGON N.V ORD AMER REG FREE REC/DEL 1,824.55 SALE -1,824.55 131,898.85 ADVANTA CORP CL B PURCHASE 200.00 -6,967.13 SALE -200.00 6,421.20 #REORG AFFINITY ENTMT EXCHGD AFFINITY ENTMT A RATE .1000000/REV SEE 2002420 FREE REC/DEL -1,000.00 PURCHASE 1,000.00 -740.77
-472- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- AGRIUM INC COM PURCHASE 200.00 -2,784.19 SALE -200.00 2,683.16 AG CHEM EQUIP INC COM STK PURCHASE 1,457.00 -35,004.81 SALE -1,457.00 25,719.67 AGRIBIOTECH INC COM PURCHASE 1,000.00 -2,134.50 SALE -1,000.00 2,925.49 ALLEN GROUP INC COM FREE REC/DEL -17,700.00 PURCHASE 17,700.00 -387,489.00 ALLEN TELECOM INC COM FREE REC/DEL 17,700.00 SALE -17,700.00 368,510.69 ALLIANT TECHSYSTEMS INC COM PURCHASE 2,200.00 -105,781.50 SALE -2,200.00 121,926.22 ALLIED GROUP INC COM PURCHASE 2,100.00 -84,308.70 SALE -2,100.00 96,249.45 ALPHANET SOLUTIONS INC COM PURCHASE 300.00 -5,398.01 SALE -300.00 4,729.61 ALTRON INC COM PURCHASE 300.00 -5,360.31 SALE -300.00 5,102.60 AMATI COMMUNICATIONS CORP COM PURCHASE 1,000.00 -14,876.15 SALE -1,000.00 12,392.93 AMCAST INDL CORP COM PURCHASE 2,000.00 -48,040.00 SALE -2,000.00 54,579.17 AMAZON COM INC COM STK PURCHASE 2,240.00 -40,320.00 SALE -2,240.00 61,597.94
-473- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- AMER BINGO & GAMING CORP COM PURCHASE 400.00 -2,051.26 SALE -400.00 2,740.24 AMER ECO CORP COM PURCHASE 1,700.00 -14,350.00 SALE -1,700.00 12,530.82 #REORG AMER EXPL CO EXCH FOR CASH A RT 3.00 & RT .72 PER MAND CASH & STK MERGER PURCHASE 1,000.00 -11,341.51 SALE -1,000.00 11,282.76 AMER GEN HOSPITALITY CORP COM PURCHASE 7,000.00 -183,154.00 SALE -7,000.00 168,763.36 AMER FREIGHTWAYS INC COM PURCHASE 11,100.00 -195,722.46 SALE -11,100.00 211,364.69 AMER HOMESTAR CORP COM PURCHASE 101.00 -1,981.63 SALE -101.00 1,969.93 AMER STD COS INC DEL COM PURCHASE 36,800.00 -1,491,830.50 SALE -36,800.00 1,615,682.67 AMER WOODMARK INC COM PURCHASE 200.00 -4,350.79 SALE -200.00 3,180.18 ##AMRION INC N/C WHOLE FOOD MKT EFF 9-11-97 SEE 2929793 PURCHASE 2,700.00 -49,612.50 SALE -2,700.00 64,939.58 ANGEION CORP COM PURCHASE 19,900.00 -62,915.35 SALE -19,900.00 86,507.59 ANDREA ELECTR CORP COM FREE REC/DEL 1,000.00 PURCHASE 1,000.00 -38,290.49 SALE -2,000.00 53,648.90
-474- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ANIXTER INTL INC COM PURCHASE 7,500.00 -122,977.50 SALE -7,500.00 121,905.67 ANNTAYLOR STORES CORP COM PURCHASE 56,400.00 -1,165,113.09 SALE -56,400.00 1,184,194.76 APPLEBEES INTL INC COM PURCHASE 79.00 -2,004.75 SALE -79.00 1,895.81 APPLIED GRAPHICS TECHNOLOGIES INC COM PURCHASE 251.00 -10,013.24 SALE -251.00 9,189.87 APRIA HEALTHCARE GROUP INC COM STK PURCHASE 500.00 -9,859.15 SALE -500.00 8,436.45 APPLIED VOICE RECOGNITION INC COM STK PURCHASE 500.00 -3,123.55 SALE -500.00 2,814.84 AQUA CLARA BOTTLING & DISTR INC COLO COM PURCHASE 3,000.00 -7,051.22 SALE -3,000.00 10,948.40 AQUA CARE SYS INC COM STK PURCHASE 5,000.00 -2,611.34 SALE -5,000.00 2,993.52 ARBOR DRUGS COM PURCHASE 400.00 -7,731.61 SALE -400.00 7,966.93 ARCH COMMUNICATIONS GROUP INC COM PURCHASE 8,000.00 -62,495.15 SALE -8,000.00 60,568.38 ARBOR SOFTWARE CORP COM PURCHASE 14,580.00 -554,829.44 SALE -14,580.00 605,882.57 ARCTIC CAT INC COM STK PURCHASE 5,400.00 -52,366.50 SALE -5,400.00 59,290.02
-475- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ARGOSY MNG CORP COM PURCHASE 15,690.00 -24,997.10 SALE -15,690.00 9,808.11 ARTERIAL VASCULAR ENGR INC COM PURCHASE 100.00 -3,242.49 SALE -100.00 4,155.80 ASA HLDGS INC COM PURCHASE 4,000.00 -85,580.00 SALE -4,000.00 85,142.14 ASPECT TELECOMMUNICATIONS CORP COM PURCHASE 3,200.00 -77,978.83 SALE -3,200.00 80,374.74 ATWOOD OCEANICS INC COM PURCHASE 100.00 -5,624.50 SALE -100.00 6,450.28 AUTOCYTE INC COM PURCHASE 650.00 -7,688.53 SALE -650.00 6,249.49 AUTOLIV INC COM STK FREE REC/DEL 2,080.10 SALE -2,080.10 73,778.53 AVALON PPTYS INC COM PURCHASE 1,300.00 -36,815.81 SALE -1,300.00 35,090.69 AVIALL INC COM PURCHASE 7,400.00 -105,987.80 SALE -7,400.00 106,776.53 AVIS RENT A CAR INC COM PURCHASE 7,460.00 -126,820.00 SALE -7,460.00 166,810.12 AXIOM INC COM PURCHASE 66,700.00 -800,400.00 SALE -66,700.00 613,947.81 BA MERCHANT SVCS INC CL A COM PURCHASE 20,000.00 -310,000.00 SALE -20,000.00 348,788.33
-476- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- BORDER T.V. PLC ISIN# GB0001123149 PURCHASE 500.00 -3,319.71 SALE -500.00 2,931.78 ACT NETWORKS INC COM PURCHASE 200.00 -2,847.38 SALE -200.00 2,466.70 ACT MFG INC COM PURCHASE 200.00 -4,141.40 SALE -200.00 3,950.55 ADR BANCO RIO DE LA PLATA S A PURCHASE 61,300.00 -919,500.00 SALE -61,300.00 682,502.31 ADR BEIJING YANHUA PETROCHEMICAL LTD SPONSORED REPSTG CL H SHS PURCHASE 400.00 -9,386.20 SALE -400.00 9,761.97 BARRETT RES CORP COM (NEW) PURCHASE 200.00 -8,092.88 SALE -200.00 8,241.28 BAY ST GAS CO (NEW) COM PURCHASE 2,100.00 -55,308.70 SALE -2,100.00 60,593.47 BE AEROSPACE INC COM PURCHASE 4,400.00 -149,138.00 SALE -4,400.00 140,773.89 B.STEARNS & COMPANIES INC COM PURCHASE 315.00 -8,483.65 SALE -315.00 8,931.14 BED BATH & BEYOND INC COM PURCHASE 300.00 -7,919.72 SALE -300.00 8,315.97 BELCO OIL & GAS CORP COM PURCHASE 400.00 -8,283.21 SALE -400.00 8,106.23
-477- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- BELLWEATHER EXPL CO COM PURCHASE 10,000.00 -99,167.00 SALE -10,000.00 94,796.83 BENCHMARQ MICROELECTRONICS INC COM PURCHASE 200.00 -3,864.86 SALE -200.00 3,379.11 BENTHOS INC PURCHASE 500.00 -13,346.96 SALE -500.00 13,838.20 BIOMUNE SYS INC NEW COM PURCHASE 7,000.00 -8,139.00 SALE -7,000.00 2,933.03 BOMBARDIER INC CL B COM PURCHASE 560.00 -10,077.89 SALE -560.00 11,649.63 BOMBAY INC COMMON STOCK PURCHASE 1,053.00 -4,865.13 SALE -1,053.00 5,632.00 BOOLE & BABBAGE INC COM PURCHASE 1,500.00 -32,266.08 SALE -1,500.00 31,958.43 BORG WARNER SEC CORP COM PURCHASE 200.00 -3,550.79 SALE -200.00 3,652.34 BRAZILLIAN EQTY FD INC COM PURCHASE 1,000.00 -13,848.20 SALE -1,000.00 15,076.13 BRIGHT HORIZONS CHILDRENS CTR INC COM STK PURCHASE 25,000.00 -325,000.00 SALE -25,000.00 368,737.70 BRISTOL HOTEL CO COM PURCHASE 500.00 -13,947.50 SALE -500.00 12,939.56
-478- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ADR BRIT PETRO PLC FREE REC/DEL 6,500.00 PURCHASE 22,900.00 -2,968,378.40 SALE -29,400.00 3,134,502.29 THOMSON CSF ISIN# FR0000121329 PURCHASE 400.00 -12,919.52 SALE -400.00 12,692.43 CFM TECHNOLOGIES INC COM PURCHASE 12,950.00 -413,204.55 SALE -12,950.00 339,658.53 CCC INFORMATION SVCS GROUP INC COM PURCHASE 4,400.00 -102,388.00 SALE -4,400.00 82,982.23 CMG INFORMATION SVCS INC COM PURCHASE 12,100.00 -189,490.45 SALE -12,100.00 167,288.44 CNA FNCL CORP COM PURCHASE 100.00 -10,119.06 SALE -100.00 11,111.81 #REORG/CRA MANAGED CARE INC EXCH FOR CONCENTRA MANAGED CARE @1.786 2-196505 FREE REC/DEL -8,990.00 PURCHASE 8,990.00 -395,948.50 C P CLARE CORP COM PURCHASE 6,600.00 -65,355.75 SALE -6,600.00 70,441.12 CMP MEDIA INC CL A COM PURCHASE 29,240.00 -691,151.15 SALE -29,240.00 545,283.65 C-PHONE CORP COM PURCHASE 300.00 -3,709.51 SALE -300.00 2,528.87 CUC INTL INC COM STK PURCHASE 700.00 -16,868.23 SALE -700.00 17,008.34
-479- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- CABLEVISION SYS CORP CL A COM PURCHASE 7,400.00 -404,768.53 SALE -7,400.00 377,669.97 CAERE CORP COM PURCHASE 10,800.00 -108,334.51 SALE -10,800.00 77,100.07 CAL FED BK A SVGS L A SECONDARY CONTINGENT LITIGATN RECOVERY PT INT FREE REC/DEL 5,170.00 SALE -5,170.00 71,484.25 CAL MICROWAVE INC COM PURCHASE 5,000.00 -75,100.00 SALE -5,000.00 73,647.54 CALPINE CORP COM PURCHASE 39,210.00 -723,075.84 SALE -39,210.00 722,350.47 ##CANANDAIGUA WINE INC N/C CANADAIGUA BRANDS INC EFF 7-22-97 SEE 2108060 FREE REC/DEL -7,700.00 PURCHASE 7,700.00 -218,641.50 CANTERBURY INFORMATION TECH INC COM STK PURCHASE 2,000.00 -2,479.13 SALE -2,000.00 2,645.77 CANWEST GLOBAL COMMUNICATIONS CORP NON-VTG SHS COM PURCHASE 2,000.00 -27,660.50 SALE -2,000.00 33,474.30 CARMIKE CINEMAS INC CL A COM PURCHASE 6,600.00 -215,391.00 SALE -6,600.00 181,771.96 CARNIVAL CORP CL A COM PURCHASE 300.00 -11,127.14 SALE -300.00 11,345.08 #REORG/CARSON PIRIE SCOTT & CO EXCH FOR PROFFITS INC A RT 1.75 SEE SEC 2747943 PURCHASE 3,200.00 -126,264.00 SALE -3,200.00 167,834.40
-480- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- CERUS CORP COM PURCHASE 73,800.00 -885,600.00 SALE -73,800.00 698,258.15 CHANCELLOR MEDIA CORP CL A COM STK FREE REC/DEL 19,950.00 SALE -19,950.00 1,047,854.12 CHART HOUSE ENTERPRISES INC COM PURCHASE 1,000.00 -9,409.40 SALE -1,000.00 7,543.10 ##CHASE BRASS IND INC COM STK N/C CHASE IND INC SEE SEC 2-123455 PURCHASE 75.00 -1,615.13 SALE -75.00 1,469.19 CHARLES JW FINL SVCS INC COM PURCHASE 320.00 -4,307.27 SALE -320.00 4,013.43 CHECKPOINT SYS INC COM PURCHASE 4,000.00 -45,716.00 SALE -4,000.00 47,806.16 CHEMFIRST INC COM FREE REC/DEL 5,600.00 PURCHASE 5,500.00 -134,172.50 SALE -11,100.00 280,059.89 CHES ENERGY CORP COM PURCHASE 30,970.00 -631,858.43 SALE -30,970.00 476,578.68 CHILDRENS COMPREHENSIVE SVCS INC COM NEW PURCHASE 1,000.00 -13,108.18 SALE -1,000.00 16,767.60 CREATIVE TECH LTD ORD PURCHASE 89,400.00 -957,993.75 SALE -89,400.00 1,496,051.30 CHOCK FULL O NUTS CORP COM PURCHASE 2,500.00 -14,836.00 SALE -2,500.00 14,867.50
-481- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- CIBA SPECIALTY CHEM HLDG INC RT EXP 3-7-97 FREE REC/DEL 5.00 SALE -5.00 323.44 CILCORP INC COM PURCHASE 2,300.00 -89,463.10 SALE -2,300.00 90,258.88 CIRCUIT CY STORES CARMAX GROUP COM PURCHASE 33,190.00 -694,290.64 SALE -33,190.00 629,228.16 CIDCO INC COM STK PURCHASE 1,000.00 -22,118.87 SALE -1,000.00 19,883.98 CITATION CORP ALA COM PURCHASE 280.00 -5,041.13 SALE -280.00 4,515.74 CITY NATL CORP COM PURCHASE 268.00 -5,990.91 SALE -268.00 8,380.87 COGNEX CORP COM PURCHASE 44,830.00 -1,045,363.18 SALE -44,830.00 1,462,789.69 COLE NATL CORP NE CL A COM STK PURCHASE 15,700.00 -739,014.28 SALE -15,700.00 575,684.07 COLONIAL DOWNS HLDGS INC CL A COM PURCHASE 71,500.00 -675,535.63 SALE -71,500.00 501,242.28 COLUMBIA LABS INC DEL COM STK $0.01 PURCHASE 1,000.00 -17,064.64 SALE -1,000.00 17,306.49 COLTEC INDS INC COM PURCHASE 800.00 -17,337.80 SALE -800.00 17,213.35
-482- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- COMFORT SYS USA INC COM STK PURCHASE 27,960.00 -419,026.14 SALE -27,960.00 461,418.20 COML INTERTEC CORP COM PURCHASE 300.00 -4,191.58 SALE -300.00 4,878.80 COMWLTH BANCORP INC COM STK PURCHASE 4,700.00 -73,575.04 SALE -4,700.00 81,999.75 COMWLTH INDS INC DEL COM STK PURCHASE 2,400.00 -49,200.00 SALE -2,400.00 42,288.02 COMMSCOPE INC COM STK FREE REC/DEL 4,332.66 PURCHASE 2,166.00 -34,589.86 SALE -6,498.66 69,190.13 CMNTY BANCSHARES INC S C COM STK FREE REC/DEL 50.00 PURCHASE 50.00 -1,417.75 SALE -100.00 1,755.88 COMNET CORP COM STK PURCHASE 300.00 -2,480.74 SALE -300.00 2,639.73 ADR COMPANIA DE TELECOMUNICACIONES DE CHILE S A SPONSORED ADR NEW PURCHASE 139.00 -4,613.49 SALE -139.00 3,100.90 COMVERSE TECH INC COM PAR $0.10 NEW PURCHASE 15,180.00 -658,709.18 SALE -15,180.00 709,158.69 COOPER COMPANIES INC COM NEW PURCHASE 6,400.00 -221,345.00 SALE -6,400.00 213,404.72 COUNSEL CORP COM STK PURCHASE 445.00 -5,991.17 SALE -445.00 6,004.15
-483- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- COVANCE INC COM FREE REC/DEL 6,525.00 SALE -6,525.00 127,193.97 CREATIVE BIOMOLECULES INC COM PURCHASE 6,900.00 -82,038.24 SALE -6,900.00 71,585.11 CR ACCEP CORP MICH COM PURCHASE 871.00 -10,989.22 SALE -871.00 12,847.64 CRESCENDO PHARMACEUTICALS CL A COM STK FREE REC/DEL 195.00 SALE -195.00 2,260.95 CRIIMI MAE INC COM PURCHASE 411.00 -6,003.12 SALE -411.00 6,743.34 CROSS A T CO CL A COM PURCHASE 1,400.00 -15,953.00 SALE -1,400.00 16,368.67 CROSS TIMBERS OIL CO COM PURCHASE 100.00 -2,631.50 SALE -100.00 2,918.40 CROSSMANN CMNTYS INC COM PURCHASE 11,860.00 -207,550.00 SALE -11,860.00 223,850.03 #REORG/CULBRO CORP EXCH FOR GEN CIGAR A @ 4.44557000 EFF 8-29-97 SEE 2344115 FREE REC/DEL -500.00 PURCHASE 1,100.00 -80,693.50 SALE -600.00 54,008.54 CYLINK CORP COM PURCHASE 3,100.00 -44,817.50 SALE -3,100.00 43,120.34 #REORG/CYRIX CORP EXCH FOR NATL SEMICONDUCTOR CORP EFF 11-17-97 2-607632 PURCHASE 11,182.00 -220,168.01 SALE -11,182.00 234,413.48
-484- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- CYPROS PHARMACEUTICAL CORP COM PURCHASE 2,000.00 -8,242.00 SALE -2,000.00 8,896.00 DI INDS INC COM STK FREE REC/DEL -200.00 PURCHASE 200.00 -1,473.80 DAOU SYS INC COM PURCHASE 500.00 -10,036.31 SALE -500.00 10,999.63 DATA DIMENSIONS INC COM PAR $0.001(NEW) PURCHASE 100.00 -2,469.06 SALE -100.00 2,950.40 DATA PROCESSING RES CORP COM STK PURCHASE 2,300.00 -45,471.00 SALE -2,300.00 54,190.19 DATAWORKS CORP COM PURCHASE 46,400.00 -888,975.00 SALE -46,400.00 596,424.61 DATASTREAM SYS INC COM PURCHASE 1,000.00 -38,647.95 SALE -1,000.00 32,344.56 SANTA FE INTL CORP COM STK PURCHASE 9,600.00 -306,918.72 SALE -9,600.00 387,516.98 DEAN W. DISCOVER COM STK FREE REC/DEL -289.12 PURCHASE 289.12 -11,733.72 #REORG DESIGNER HLDGS LTD EXCH WARNACO GROUP INC RT .324 EFF 12-12-97 2-896883 PURCHASE 58,900.00 -1,068,395.01 SALE -58,900.00 738,548.17 DESWELL INDS INC COM PURCHASE 400.00 -9,536.61 SALE -400.00 7,468.30
-485- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- DIAMOND TECH PARTNERS INC RT EXP 1997 FREE REC/DEL 30.00 SALE -30.00 0.00 DIEDRICH COFFEE INC COM PURCHASE 500.00 -1,544.46 SALE -500.00 1,216.59 DOMAIN ENERGY CORP COM PURCHASE 30,000.00 -405,000.00 SALE -30,000.00 408,826.31 MFO DOMINI SOCIAL INDEX FD SH BEN INT PURCHASE 207.64 -5,034.71 SALE -207.64 5,307.89 ESS TECH INC COM PURCHASE 25,250.00 -698,011.00 SALE -25,250.00 542,276.17 ##EAGLE RIV INTERACTIVE INC N/C MASTERING INC EFF 10-16-97 SEE 2-537863 FREE REC/DEL -500.00 PURCHASE 500.00 -5,583.07 EDWARDS A.G INC COM FREE REC/DEL 3,200.00 PURCHASE 6,562.00 -311,126.49 SALE -9,762.00 346,885.94 EGGHEAD INC COM PURCHASE 14,400.00 -94,710.13 SALE -14,400.00 69,284.82 EL PASO NAT GAS CO COM NEW FREE REC/DEL 699.26 SALE -699.26 32,304.57 ELCOM INTL INC COM PURCHASE 1,000.00 -8,333.34 SALE -1,000.00 5,923.22 ELECTRO SCIENTIFIC IND INC CAP PURCHASE 2,900.00 -67,664.25 SALE -2,900.00 124,254.78
-486- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- EMULEX CORP NEW COM PURCHASE 4,200.00 -68,278.50 SALE -4,200.00 65,211.81 ADR ENERGY GROUP PLC FREE REC/DEL 100.00 SALE -100.00 3,966.58 ENGINEERED SUPPORT SYS INC COM PURCHASE 200.00 -4,813.12 SALE -200.00 4,132.80 ESSEX INTL INC COM STK PURCHASE 6,100.00 -219,783.00 SALE -6,100.00 232,051.51 ETHYL CORP COM PURCHASE 13,300.00 -119,944.72 SALE -13,300.00 123,025.00 MFO EXCELSIOR FDS INC EMERGING AMERS FD PURCHASE 207.81 -2,500.00 SALE -207.81 1,978.39 #REORG/EXIDE ELECTRS GROUP INC XCHGD FOR CASH A RATE 29.00/SH EFF 11/19/97 PURCHASE 200.00 -2,253.99 SALE -200.00 4,322.40 MFO FPA PARAMOUNT FD INC COM PURCHASE 9,897.56 -148,338.98 SALE -9,897.56 142,807.86 FPA MED MGMT INC COM PURCHASE 9,600.00 -224,381.07 SALE -9,600.00 339,588.68 MFO FPA CAP FD INC COM STK OPEN END FD PURCHASE 4,526.19 -152,485.42 SALE -4,526.19 151,722.76 FSI INTL INC COM PURCHASE 13,900.00 -205,212.25 SALE -13,900.00 154,354.34
-487- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FAIRCHILD CORP CL A PURCHASE 4,500.00 -66,115.00 SALE -4,500.00 96,408.52 #REORG/FALCON BLDG PRODS INC CL A EXCH FOR CASH @ $17.75/SHR EFF 6-17-97 PURCHASE 5,900.00 -100,513.81 SALE -5,900.00 101,593.50 FAMILY DOLLAR STORES INC COM FREE REC/DEL 6,900.00 PURCHASE 13,800.00 -390,929.71 SALE -20,700.00 461,555.33 FASTENAL COM PURCHASE 14,100.00 -547,917.35 SALE -14,100.00 794,173.51 FEDDERS CORP CL A COM STK PURCHASE 800.00 -4,669.17 SALE -800.00 4,530.67 #REORG/FIBREBOARD CORP EXCH FOR CASH @ $55/SHR EFF 7-3-97 PURCHASE 5,500.00 -204,352.10 SALE -5,500.00 236,379.67 FIBERMARK INC COM PURCHASE 200.00 -4,166.53 SALE -200.00 3,734.92 MFO FIDELITY INVT TR EMERGING MKTS FD PURCHASE 2,946.48 -47,820.37 SALE -2,946.48 37,805.99 MFO FIDELITY SELECT PORTFOLIOS MED DELIVER OPEN END FD PURCHASE 2,921.50 -83,054.94 SALE -2,921.50 82,464.01 MFO FIDELITY SELECT PORTFOLIOS BIOTECHNOLOGY PORTFOLIO PURCHASE 482.98 -14,905.50 SALE -482.98 16,068.60 MFO FIDELITY DIVIDEN GROWTH FD OPEN END FD PURCHASE 126.67 -2,600.00 SALE -126.67 2,478.36
-488- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- #REORG/FIELDCREST CANNON EXCH FOR CASH @ 46.1538/SH & FOR PILLOWTEX CORP 2729399 PURCHASE 5,300.00 -127,667.27 SALE -5,300.00 182,742.14 FINE HOST CORP COM PURCHASE 26,230.00 -698,005.00 SALE -26,230.00 766,714.78 1ST FED SVGS & LN ASSN E. HARTFORD CONN COM PURCHASE 200.00 -5,080.10 SALE -200.00 4,729.61 1ST COML CORP COM PURCHASE 1,500.00 -66,562.50 SALE -1,500.00 74,701.25 1ST EMPIRE ST CORP COM PURCHASE 500.00 -179,011.00 SALE -500.00 203,358.22 1ST MISS CORP COM FREE REC/DEL -5,600.00 PURCHASE 5,600.00 -166,186.93 FLEXSTEEL IND INC COM PURCHASE 500.00 -6,588.29 SALE -500.00 5,416.74 FOCUS ENHANCEMENTS INC COM PURCHASE 5,980.00 -12,672.95 SALE -5,980.00 12,446.79 FOODMAKER INC COM NEW PURCHASE 17,800.00 -255,134.20 SALE -17,800.00 334,119.84 FRKLN ELECTR PUBLISHERS INC COM PURCHASE 5,000.00 -63,225.00 SALE -5,000.00 48,535.17 ##REORG/FRANKLIN QUEST CO N/C FRKLN COVEY CO EFF 6-2-97 SEE 2334436 PURCHASE 4,800.00 -104,196.00 SALE -4,800.00 100,272.00
-489- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FRIEDE GOLDMAN INTL INC COM STK PURCHASE 25,400.00 -431,800.00 SALE -25,400.00 886,102.93 #REORG/FUSION SYS CORP EXCH FOR CASH @ 39.00 EFF 8-5-97 PURCHASE 4,000.00 -76,000.00 SALE -4,000.00 157,494.75 ADR GALLAHER GROUP PLC FREE REC/DEL 7,600.00 SALE -7,600.00 135,527.02 GALLAGHER ARTHUR J & CO COM PURCHASE 3,100.00 -112,024.50 SALE -3,100.00 110,759.30 GASONICS INTL CORP COM PURCHASE 500.00 -9,711.98 SALE -500.00 9,288.38 GATX CORP COM PURCHASE 9,900.00 -638,227.00 SALE -9,900.00 590,050.01 GAYLORD CONTAINER CORP CL A COM PURCHASE 71,100.00 -580,210.19 SALE -71,100.00 480,085.79 GEN COMMUNICATIONS INC CL A COM PURCHASE 107,130.00 -776,692.50 SALE -107,130.00 731,618.10 GEN SEMICONDUCTOR INC COM STK FREE REC/DEL 3,250.00 PURCHASE 1,625.00 -22,711.54 SALE -4,875.00 45,423.08 GEN SCANNING INC COM PURCHASE 100.00 -2,494.06 SALE -100.00 3,330.82 GENESIS HLTH VENTURES INC COM PURCHASE 24,800.00 -735,888.40 SALE -24,800.00 834,594.17
-490- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ##GENSIA SICOR INC N/C GENSIA SICOR INC EFF 5-6-97 SEE 2346725 PURCHASE 15,100.00 -70,139.39 SALE -15,100.00 61,990.32 GENUS INC COM PURCHASE 11,600.00 -79,982.00 SALE -11,600.00 61,834.66 GERBER SCIENTIFIC INC COM PURCHASE 4,900.00 -74,210.50 SALE -4,900.00 77,105.61 GERON CORP COM PURCHASE 100.00 -1,737.81 SALE -100.00 962.31 GILEAD SCI INC COM PURCHASE 9,500.00 -273,612.35 SALE -9,500.00 300,764.96 ##REORG/GOLDEN BEAR MIN N/C AUGUSTA GOLD CORP EFF 7-4-97 SEE 2033527 FREE REC/DEL -8,000.00 PURCHASE 8,000.00 -6,009.10 GO2NET INC COM STK PURCHASE 1,000.00 -10,714.81 SALE -1,000.00 6,296.54 GRAHAM-FIELD HLTH PROD INC COM PURCHASE 1,000.00 -14,851.05 SALE -1,000.00 16,206.65 GRAND TOYS INTL INC COM NEW STK PURCHASE 1,300.00 -1,787.85 SALE -1,300.00 1,573.70 #REORG/GRANCARE INC EXCH PARAGON HLTH NETWORK INC RT .2346 EFF 11-5-97 2694029 FREE REC/DEL -3,400.00 PURCHASE 3,400.00 -40,018.00 GRAND CASINOS INC COM PURCHASE 44,000.00 -648,342.13 SALE -44,000.00 420,710.02
-491- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- GRANITE ST BANKSHARES INC COM GRANITE ST BANKSHS RT .1483 SEE 2356953 PURCHASE 100.00 -2,156.56 SALE -100.00 1,980.87 GRAPHIX ZN INC COM PURCHASE 1,000.00 -2,947.00 SALE -1,000.00 0.00 GREAT FINL CORP COM PURCHASE 1,600.00 -53,432.00 SALE -1,600.00 67,869.09 GREAT TRAIN STORE CO COM PURCHASE 3,400.00 -27,200.00 SALE -3,400.00 24,897.65 GRIFFIN LD & NURSERIES INC CL A COM STK FREE REC/DEL 500.00 SALE -500.00 7,480.77 GUESS INC COM PURCHASE 100.00 -1,417.70 SALE -100.00 845.19 HA LO INDS INC COM STK PURCHASE 15,470.00 -435,093.75 SALE -15,470.00 255,246.49 HALL KINION & ASSOCS INC COM STK PURCHASE 2,700.00 -40,500.00 SALE -2,700.00 52,985.73 HANOVER COMPRESSOR CO COM PURCHASE 36,630.00 -791,687.05 SALE -36,630.00 818,117.67 HARBORSIDE HEALTHCARE CORP COM PURCHASE 170.00 -3,011.01 SALE -170.00 2,959.63 HASKEL INTL INC CL A COM PURCHASE 200.00 -2,759.13 SALE -200.00 2,318.55
-492- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- HECLA MINING CO COM $.25 PAR PURCHASE 51,800.00 -297,917.50 SALE -51,800.00 291,875.61 MFO HEARTLAND GROUP INC EQTY FD PURCHASE 730.13 -10,089.95 SALE -730.13 11,528.75 HEFTEL BROADCASTING CORP CL A COM PURCHASE 5,300.00 -264,053.50 SALE -5,300.00 333,011.56 #REORG/HERITAGE MEDIA CORP EXCH FOR NEW CORP LTD PFD @ 1.38250000 SEE 1654081 PURCHASE 1,000.00 -11,113.40 SALE -1,000.00 18,810.51 HOLLYWOOD PK INC NEW COM PURCHASE 6,900.00 -79,756.75 SALE -6,900.00 84,527.91 IEC ELECTRS CORP NEW COM PURCHASE 200.00 -2,304.67 SALE -200.00 3,677.19 IATROS HLTH NETWORK INC COM PURCHASE 2,000.00 -2,383.16 SALE -2,000.00 1,918.14 IMPERIAL OIL LTD COM NEW PURCHASE 200.00 -9,386.10 SALE -200.00 9,936.55 INDUSTRI MATEMATIK INTL CORP COM PURCHASE 7,700.00 -187,841.50 SALE -7,700.00 170,083.32 INDL DISTR GROUP INC COM PURCHASE 23,510.00 -470,075.10 SALE -23,510.00 446,576.32 VOXWARE INC COM PURCHASE 7,500.00 -60,832.75 SALE -7,500.00 35,248.79
-493- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- INMARK ENTERPRISES INC COM PURCHASE 1,000.00 -5,197.09 SALE -1,000.00 4,427.76 INNOVA CORP WASH COM PURCHASE 6,400.00 -83,200.00 SALE -6,400.00 106,167.98 INTERGRATED WASTE SVGS INC COM PURCHASE 2,000.00 -1,966.20 SALE -2,000.00 452.72 INTEL CORP WT PUR COM PURCHASE 824.00 -63,594.80 SALE -824.00 52,367.59 INTELLIGENT ELECTR INC PURCHASE 15,300.00 -108,444.03 SALE -15,300.00 48,587.03 INTERLINK ELECTRS COM PURCHASE 3,000.00 -18,517.50 SALE -3,000.00 19,356.83 INTL RECTIFIER CORP COM PURCHASE 29,600.00 -441,521.00 SALE -29,600.00 457,004.98 ##INTERRA FINL INC COM N/C DAIN RAUSCHER CO EFF 1/2/98 SEE SEC#2226994 FREE REC/DEL 3,400.00 PURCHASE 200.00 -7,957.22 SALE -3,600.00 150,871.49 INTERSOLV INC COM PURCHASE 9,300.00 -96,861.00 SALE -9,300.00 87,098.57 INTERVOICE INC COM PURCHASE 200.00 -2,583.13 SALE -200.00 2,311.58 ADR ISPAT INTL PURCHASE 47,600.00 -1,285,200.00 SALE -47,600.00 1,329,899.57
-494- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ITRON INC COM PURCHASE 2,000.00 -54,192.96 SALE -2,000.00 47,064.86 JPM CO COM PURCHASE 85.00 -2,875.75 SALE -85.00 1,979.81 J&L SPECIALTY STL INC COM PURCHASE 7,400.00 -90,923.00 SALE -7,400.00 94,272.85 ADR JILIN CHEM INDL LTD SPONSORED ADR REPSTG CL H SHS PURCHASE 200.00 -3,035.51 SALE -200.00 2,757.72 JONES APPAREL GROUP INC COM PURCHASE 15,000.00 -688,192.11 SALE -15,000.00 810,234.23 JOURNAL REGISTER CO COM STK PURCHASE 28,730.00 -402,561.40 SALE -28,730.00 512,363.26 JUDGE GROUP INC COM PURCHASE 1,000.00 -3,831.00 SALE -1,000.00 6,919.82 ##K-III COMMUNICATIONS CORP N/C PRIMEDIA INC EFF 11-18-97 SEE SEC 2-746979 FREE REC/DEL -5,900.00 PURCHASE 5,900.00 -73,246.73 KANEB SERVICES INC COM PURCHASE 100.00 -472.50 SALE -100.00 340.27 KELLY SERVICES INC CL A COM PURCHASE 2,700.00 -70,254.00 SALE -2,700.00 75,543.48 KENDLE INTL INC COM PURCHASE 31,950.00 -496,778.25 SALE -31,950.00 571,087.21
-495- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- KOO KOO ROO INC COM STK PURCHASE 3,979.00 -19,695.74 SALE -3,979.00 23,235.19 KULICKE & SOFFA IND INC COM PURCHASE 49,520.00 -1,165,319.13 SALE -49,520.00 1,455,547.07 ADR LASMO PLC SPONSORED PURCHASE 1,000.00 -11,466.86 SALE -1,000.00 13,401.91 LHS GROUP INC COM PURCHASE 300.00 -12,770.40 SALE -300.00 15,496.12 ORBOTECH LTD SH COM PURCHASE 200.00 -7,693.56 SALE -200.00 7,436.61 NEW DIMENSION SOFTWARE LTD COM PURCHASE 4,500.00 -55,089.95 SALE -4,500.00 49,259.83 LASON HLDGS INC COM PURCHASE 1,000.00 -27,143.46 SALE -1,000.00 28,602.11 LAWTER INTL INC COM PURCHASE 3,400.00 -44,062.30 SALE -3,400.00 38,180.71 LEARNING TREE INTL INC COM PURCHASE 5,100.00 -193,800.00 SALE -5,100.00 200,117.32 #REORG/LEHIGH GROUP INC EXCH 1ST MED GRP INC RT 30.00 EFF 11-13-97 SEE 2-321332 FREE REC/DEL -2,000.00 PURCHASE 2,000.00 -676.26 LIDAK PHARMACEUTICALS CL A COM PURCHASE 600.00 -1,055.70 SALE -600.00 1,649.24
-496- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- LIVE ENTMT INC COM STK PURCHASE 2,000.00 -12,001.00 SALE -2,000.00 12,000.00 JARDINE LLOYD THOMPSON GROUP PLC SHS ISIN# GB0005203376 PURCHASE 1,000.00 -3,081.00 SALE -1,000.00 2,719.00 LOEHMANNS INC COM PURCHASE 1,000.00 -8,333.34 SALE -1,000.00 6,670.51 LOMAK PETE INC COM PURCHASE 700.00 -12,595.78 SALE -700.00 12,163.04 LONE STAR IND INC NEW COM PURCHASE 5,300.00 -196,921.50 SALE -5,300.00 309,996.58 LONE STAR STEAKHOUSE SALOON COM PURCHASE 3,088.00 -55,999.02 SALE -3,088.00 59,119.73 LUKENS INC COM PURCHASE 520.00 -10,032.85 SALE -520.00 10,893.95 LUND ENTERPRISES INC COM PURCHASE 400.00 -4,829.25 SALE -400.00 4,969.43 LYCOS INC COM PURCHASE 1,000.00 -39,774.93 SALE -1,000.00 32,219.82 MAF BANCORP INC COM PURCHASE 2,600.00 -80,964.00 SALE -2,600.00 81,520.28 MACDERMID INC COM PURCHASE 1,040.00 -69,433.46 SALE -1,040.00 74,678.04
-497- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- #REORG MAC FRUGALS BARGAINS CLOSE OUTS XCHGD CONS STORES .94 1/16/98 #2200190 PURCHASE 8,100.00 -231,771.78 SALE -8,100.00 248,398.46 REORGMAFCO CONS GROUP INC EXCH FOR CASH @ $33.50/SHR EFF 7-10-97 PURCHASE 100.00 -3,294.06 SALE -100.00 3,293.32 MFO MANGERS FDS SPL EQTY FD PURCHASE 63.53 -3,253.45 SALE -63.53 3,059.07 MARINER HLTH GROUP INC COM PURCHASE 300.00 -2,773.82 SALE -300.00 4,953.41 MARTIN MARIETTA MATLS INC COM PURCHASE 7,700.00 -248,316.05 SALE -7,700.00 268,615.55 MASTECH CORP COM PURCHASE 10,090.00 -151,350.00 SALE -10,090.00 155,698.79 MATERIAL SCI CORP COM PURCHASE 3,200.00 -57,002.81 SALE -3,200.00 51,541.72 MOBILE TELECOMMUNICATIONS TECHNOLOGIES COM PURCHASE 53,400.00 -522,562.50 SALE -53,400.00 381,713.55 MED TECH & INNOVATIONS INC COM PURCHASE 3,000.00 -1,945.05 SALE -3,000.00 552.73 MERCANTILE BANKSHARES CORP COM PURCHASE 10,400.00 -299,430.48 SALE -10,400.00 372,308.62 MERCURY GEN CORP NEW COM FREE REC/DEL 2,200.00 PURCHASE 2,200.00 -177,533.90 SALE -4,400.00 197,355.41
-498- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- MERITOR AUTOMOTIVE INC COM STK FREE REC/DEL 3,199.99 SALE -3,199.99 75,634.19 METACREATIONS CORP FREE REC/DEL 74.00 SALE -74.00 1,020.43 METRO INFORMATION SVCS INC COM PURCHASE 5,200.00 -83,200.00 SALE -5,200.00 106,596.44 #REORG/MEYER FRED INC EXCH @ 1.00 SEE 2564454 PURCHASE 8,500.00 -458,716.96 SALE -8,500.00 454,320.70 METZLER GROUP INC COM PURCHASE 1,600.00 -47,800.00 SALE -1,600.00 57,093.29 MICRION CORP COM PURCHASE 5,187.00 -89,252.05 SALE -5,187.00 79,033.49 MICRON ELECTR INC COM PURCHASE 45,300.00 -887,379.92 SALE -45,300.00 810,421.70 MITCHELL ENERGY & DEV CORP CL B COM PURCHASE 3,700.00 -77,718.90 SALE -3,700.00 84,986.16 MOLECULAR BIOSYSTEMS INC COM PURCHASE 8,700.00 -60,247.50 SALE -8,700.00 79,638.00 #REORG/MONTEREY RES INC EXCH FOR TEXACO INC RT .3471 EFF 11-4-97 SEE SEC 2859130 FREE REC/DEL 26,759.95 SALE -26,759.95 532,399.39 MFC MORGAN ST RUSSIA & NEW EUROPE FD INC COM PURCHASE 2,550.00 -79,549.86 SALE -2,550.00 60,382.96
-499- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- #REORG/MORNINGSTAR GROUP INC EXCH SUIZA FOODS CORP RT .85 EFF 11-26-97 2-849616 PURCHASE 16,230.00 -368,679.76 SALE -16,230.00 658,136.80 MOVIE GALLERY INC COM PURCHASE 3,800.00 -55,538.00 SALE -3,800.00 29,373.01 #REORG/MICRO COM INC COM STK CASH MRGER @ 16.25 ANTICIPATED PYMT DATE 7-9-97 PURCHASE 1,000.00 -12,116.80 SALE -1,000.00 9,900.66 MULTIMEDIA ACCESS CORP COM STK PURCHASE 425.00 -2,461.27 SALE -425.00 2,274.66 NBTY INC COM PURCHASE 7,000.00 -128,327.50 SALE -7,000.00 169,551.14 N V R INC COM PURCHASE 4,000.00 -53,240.00 SALE -4,000.00 60,849.41 NASHUA CORP COM PURCHASE 5,000.00 -59,888.10 SALE -5,000.00 69,417.09 MIDCOM COMMUNICATIONS INC PURCHASE 375.00 -2,942.91 SALE -375.00 3,032.43 NATL AUTO CR INC NEW COM (HOLDING CO) PURCHASE 4,300.00 -49,493.00 SALE -4,300.00 48,266.20 NATL COMPUTER SYS INC COM PURCHASE 1,400.00 -48,240.50 SALE -1,400.00 52,834.23 #REORG NATL ED CORP EXCH FOR CASH A RT $21.00/SHR/CASH MERGER EFF 6-10-97 PURCHASE 24,100.00 -322,193.01 SALE -24,100.00 401,919.87
-500- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- NATL PENN BANCSHARES INC COM VALUE PURCHASE 200.00 -5,573.84 SALE -200.00 5,525.35 NELSON THOMAS INC COM PURCHASE 7,300.00 -90,027.25 SALE -7,300.00 72,836.96 NEW ENG BUSINESS SERVICE INC COM PURCHASE 3,200.00 -80,791.00 SALE -3,200.00 94,513.19 NOREX IND COM FREE REC/DEL 150.00 PURCHASE 850.00 -21,079.40 SALE -1,000.00 27,370.52 #REORG N AMERN MTG CO EXCH DIME BANCORP INC RT 1.370/MAND STK MERGER 2-279378 PURCHASE 3,100.00 -68,772.09 SALE -3,100.00 74,207.81 N. FORK BANCORPORATION INC COM PURCHASE 16,200.00 -495,222.68 SALE -16,200.00 483,195.79 NOVEL DENIM HLDG LTD COM STK ISIN USG6674P1096 PURCHASE 33,210.00 -713,786.40 SALE -33,210.00 775,859.12 OHM CORP COM PURCHASE 2,200.00 -19,019.00 SALE -2,200.00 18,100.99 MFO OBERWIES FDS MID-CAP PORTFOLIO PURCHASE 142.75 -1,513.60 SALE -142.75 1,561.48 OCULAR SCI INC COM PURCHASE 58,410.00 -963,765.00 SALE -58,410.00 1,221,861.18 OFFICE DEPOT INC COM PURCHASE 5,800.00 -98,782.57 SALE -5,800.00 115,338.80
-501- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- OLIN CORP COM PURCHASE 13,700.00 -593,654.50 SALE -13,700.00 681,774.25 ONSALE INC COM STK PURCHASE 300.00 -8,934.98 SALE -300.00 9,531.35 ORTHALLIANCE INC CL A COM STK PURCHASE 30,000.00 -360,000.00 SALE -30,000.00 434,985.50 O SULLIVAN INDS HLDGS INC COM PURCHASE 15,300.00 -167,775.00 SALE -15,300.00 188,143.96 #REORG OUTBOARD MARINE CORP EXCH CASH RT 18.00/MAND CASH MRGER EFF DATE 9-30-97 PURCHASE 19,700.00 -313,845.20 SALE -19,700.00 296,540.34 OUTDOOR SYS INC COM FREE REC/DEL 10,245.00 PURCHASE 20,490.00 -624,696.00 SALE -30,735.00 778,377.17 PC SVC SOURCE INC COM PURCHASE 500.00 -3,940.26 SALE -500.00 3,615.07 PHP HEALTHCARE CORP COM PURCHASE 400.00 -6,095.60 SALE -400.00 5,913.76 PRI AUTOMATION INC COM PURCHASE 22,380.00 -853,808.20 SALE -22,380.00 993,889.75 PACER TECH COM STK PURCHASE 1,400.00 -2,031.00 SALE -1,400.00 1,927.52 PALMER WIRELESS INC CL A COM PURCHASE 1,000.00 -10,589.36 SALE -1,000.00 13,140.60
-502- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- PALOMAR MED TECHNOLOGIES INC COM PURCHASE 1,000.00 -4,353.29 SALE -1,000.00 2,302.83 PAN AMER SILVER CORP COM PURCHASE 200.00 -1,879.92 SALE -200.00 1,597.69 PATTERSON ENERGY INC COM STK PURCHASE 10,300.00 -336,307.50 SALE -10,300.00 517,817.05 PAYLESS SHOESHOURCE INC COM PURCHASE 15,800.00 -670,068.33 SALE -15,800.00 947,961.78 #REORG/PEAK TECH GROUP A EXCH FOR CASH @ $18.00/SHR EFF 6-3-97 PURCHASE 9,100.00 -114,441.30 SALE -9,100.00 107,566.83 PEOPLES BANCSHARES INC COM PURCHASE 1,000.00 -20,176.22 SALE -1,000.00 19,510.02 MFC SALOMON FD INC CLOSED END FD PURCHASE 100.00 -1,624.50 SALE -100.00 1,605.88 #REORG PERSEPTIVE BIOSYSTEMS INC XCHGD 4 PERKIN ELMER .1926 1/22/98 2711040 FREE REC/DEL 54.00 PURCHASE 850.00 -5,065.01 SALE -904.00 6,178.45 PERSEPTIVE BIOSYSTEM INC CL G WT EXP 09-11-2003 FREE REC/DEL 30.00 SALE -30.00 44.99 PETES BREWING CO COM PURCHASE 1,000.00 -6,086.04 SALE -1,000.00 6,447.88 PHOENIX TECH LTD COM PURCHASE 200.00 -3,193.96 SALE -200.00 2,665.64
-503- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- PHOTON DYNAMICS INC COM STK PURCHASE 700.00 -5,586.50 SALE -700.00 4,820.32 #REORG/PHYSICIAN CORP AMER EXCH FOR CASH @ 7.00 EFF 9-8-97 PURCHASE 1,000.00 -3,331.00 SALE -1,000.00 4,918.83 PHOTRONICS INC COM PURCHASE 15,700.00 -655,468.94 SALE -15,700.00 731,416.55 PITTSTON CO MIN GROUP COM PURCHASE 200.00 -3,110.90 SALE -200.00 2,633.47 PITTSTON BRINKS GROUP COM PURCHASE 10,700.00 -324,315.54 SALE -10,700.00 359,506.04 PLATINUM SOFTWARE CORP COM PURCHASE 16,000.00 -191,672.26 SALE -16,000.00 148,442.71 MLP PLUM CREEK TIMBER CO LP DEPOS UNITS PURCHASE 150.00 -4,491.08 SALE -150.00 4,846.25 POWERCERV CORP COM PURCHASE 700.00 -3,563.28 SALE -700.00 4,307.10 PREMIER RESCH WORLDWIDE LTD COM PURCHASE 5,150.00 -87,550.00 SALE -5,150.00 117,279.83 PRIMADONNA RESORTS INC COM PURCHASE 8,700.00 -196,032.75 SALE -8,700.00 154,164.65 PROCOM TECH INC COM PURCHASE 89,700.00 -809,725.00 SALE -89,700.00 1,124,223.58
-504- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- PROGRESS SOFTWARE CORP COM PURCHASE 8,500.00 -141,559.60 SALE -8,500.00 153,471.42 PROVIDENT FNCL GROUP INC COM STK PURCHASE 2,300.00 -115,598.00 SALE -2,300.00 113,800.20 ADMINISTAFF INC COM PURCHASE 22,830.00 -475,429.26 SALE -22,830.00 509,462.83 PROXIMA CORP COM PURCHASE 7,600.00 -108,990.00 SALE -7,600.00 53,566.21 PSINET INC COM PURCHASE 250.00 -2,254.69 SALE -250.00 2,065.41 QLT PHOTOTHERAPEUTICS INC COM PURCHASE 259.00 -5,987.14 SALE -259.00 4,744.66 QUAL FOOD CTR INC COM PURCHASE 15,730.00 -641,567.10 SALE -15,730.00 897,504.67 QUAL SEMICONDUCTOR INC COM PURCHASE 100.00 -1,625.31 SALE -100.00 1,253.06 QUEST DIAGNOSTICS INC COM FREE REC/DEL 3,262.50 SALE -3,262.50 52,047.81 RSL COMMUNICATIONS LTD CL A COM STK PURCHASE 5,130.00 -112,860.00 SALE -5,130.00 129,528.18 RLI CORP COM PURCHASE 1,800.00 -67,329.00 SALE -1,800.00 80,511.31 RWD TECHNOLOGIES INC COM STK PURCHASE 2,000.00 -26,000.00 SALE -2,000.00 33,998.86
-505- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- RACING CHAMPIONS CORP COM STK PURCHASE 26,650.00 -405,266.42 SALE -26,650.00 396,458.83 RF MONOLITHICS INC COM PURCHASE 100.00 -2,194.06 SALE -100.00 2,393.35 RAYMOND JAMES FNCL INC COM STK PURCHASE 252.00 -5,985.38 SALE -252.00 7,075.68 RAYOVAC CORP COM STK PURCHASE 35,240.00 -527,693.50 SALE -35,240.00 605,755.33 #REORG RAYONIER TIMBERLANDS LP PURCHASE 300.00 -4,380.07 SALE -300.00 4,766.90 REGENERON PHARMACEUTICALS INC COM PURCHASE 200.00 -1,924.50 SALE -200.00 2,170.74 REINS GROUP AMER INC COM FREE REC/DEL 900.00 PURCHASE 1,800.00 -111,692.34 SALE -2,700.00 108,936.07 RELIABILITY INC COM STK PURCHASE 200.00 -8,293.56 SALE -200.00 7,986.61 REP GROUP INC COM FREE REC/DEL 100.00 PURCHASE 1,000.00 -16,395.00 SALE -1,100.00 22,733.49 REVLON INC CL A COM PURCHASE 6,500.00 -342,104.18 SALE -6,500.00 276,809.00 #REORG/RISER FOODS INC CL EXCH FOR CASH @ 42.00 EFF 8-18-97 PURCHASE 2,000.00 -64,544.00 SALE -2,000.00 83,932.82
-506- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- ROBBINS & MYERS INC COM PURCHASE 2,300.00 -82,800.69 SALE -2,300.00 86,057.37 ROCK AGES CORP DEL CL A COM PURCHASE 40,000.00 -740,000.00 SALE -40,000.00 734,975.50 #REORG ROHR INC COM EXCH GOODRICH B F CO RT .700/STK MERGER 12-22-97 SEE 2-352674 PURCHASE 15,600.00 -341,935.45 SALE -15,600.00 365,903.48 ROLLINS TRUCK LEASING CORP COM PURCHASE 6,100.00 -74,145.50 SALE -6,100.00 83,368.96 RADICA GAMES LTD ORD ISIN#BMG7342H1079 PURCHASE 3,400.00 -38,173.67 SALE -3,400.00 44,434.50 #REORG/ROTECH MED CORP EXCH INTEGRATED HLTH SVCS RT .58060 EFF 10-21-97 2421639 PURCHASE 12,900.00 -228,124.89 SALE -12,900.00 244,833.83 MFO ROWE T PRICE DIVID GROWTH FD INC PURCHASE 6,150.40 -109,964.58 SALE -6,150.40 116,498.38 MFO ROWE T PRICE INTL FDS JAPAN FD OPEN END FD PURCHASE 1,532.18 -15,084.11 SALE -1,532.18 12,971.89 RUBY TUESDAY INC COM PURCHASE 4,900.00 -84,929.25 SALE -4,900.00 132,044.71 ADR RYANAIR HLDGS PLC PURCHASE 9,350.00 -137,725.50 SALE -9,350.00 207,563.08 #REORG/RYKOFF-SEXTON INC EXCH JP FOODSERVICE INC RT .775 12-23-97 2427165 PURCHASE 3,400.00 -57,449.80 SALE -3,400.00 88,205.29
-507- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- SPS TRANSACTION SVCS INC COM PURCHASE 2,400.00 -46,548.00 SALE -2,400.00 55,800.12 SMC CORP COM PURCHASE 2,500.00 -18,207.55 SALE -2,500.00 20,071.80 SL GREEN RLTY CORP COM STK PURCHASE 2,300.00 -48,300.00 SALE -2,300.00 57,551.66 SABRATEK CORP COM PURCHASE 251.00 -5,993.43 SALE -251.00 9,189.87 ST JOHN KNITS INC COM PURCHASE 18,400.00 -870,727.33 SALE -18,400.00 772,850.10 SAPIENS INTL CORP NV SHS COM PURCHASE 300.00 -3,117.26 SALE -300.00 2,789.98 ST MARY LD & EXPL CO COM PURCHASE 3,285.00 -95,279.73 SALE -3,285.00 111,355.51 SAMSONITE CORP NEW COM PURCHASE 29,200.00 -1,265,374.00 SALE -29,200.00 1,184,356.63 SANCHEZ COMPUTER ASSOC INC COM STK PURCHASE 1,000.00 -9,335.96 SALE -1,000.00 7,149.10 SANO CORP COM PURCHASE 1,000.00 -16,368.13 SALE -1,000.00 23,612.17 SCHERER R P CORP DEL COM PURCHASE 10,100.00 -575,428.20 SALE -10,100.00 495,203.00 SCICLONE PHARMACEUTICALS INC COM PURCHASE 12,000.00 -102,744.50 SALE -12,000.00 57,133.68
-508- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- SCOPUS TECNOLOGY INC COM PURCHASE 9,000.00 -212,931.94 SALE -9,000.00 217,225.25 SCOTTS CO CL A COM PURCHASE 7,200.00 -191,016.00 SALE -7,200.00 190,199.65 #REORG/MFC SCUDDER WORLD INC EXCH MFC SCUDDER GLOBAL HI INC FD SEE 4-812925 PURCHASE 600.00 -9,321.63 SALE -600.00 8,519.38 SEAGULL ENERGY CORP COM PURCHASE 46,430.00 -983,596.93 SALE -46,430.00 779,365.14 SEGUE SOFTWARE INC COM PURCHASE 3,200.00 -48,864.00 SALE -3,200.00 25,535.14 SEE Q TECH INC COM PURCHASE 1,000.00 -3,206.00 SALE -1,000.00 1,927.84 SENSORMATIC ELECTR CORP COM PURCHASE 40,800.00 -755,346.72 SALE -40,800.00 703,806.99 SHAW GROUP INC COM STK PURCHASE 47,900.00 -1,093,753.06 SALE -47,900.00 654,530.90 SHOPKO STORES INC COM PURCHASE 11,400.00 -300,076.19 SALE -11,400.00 303,765.18 SILICONIX INC COM (NEW) PURCHASE 100.00 -3,944.06 SALE -100.00 4,150.36 SILICON VAL BANCSHARES COM N.P PURCHASE 2,900.00 -116,725.00 SALE -2,900.00 147,507.64
-509- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- SINCLAIR BROADCAST GROUP INC CL A PURCHASE 4,500.00 -120,297.60 SALE -4,500.00 110,525.30 SMITH INTL INC COM PURCHASE 12,600.00 -902,460.14 SALE -12,600.00 877,459.66 TRANSCOASTAL MARINE SVCS INC COM PURCHASE 4,630.00 -106,440.00 SALE -4,630.00 123,269.64 TRITON ENERGY LTD CL A ORD PURCHASE 100.00 -4,956.50 SALE -100.00 4,162.85 SOURCE SVCS CORP COM PURCHASE 100.00 -3,219.06 SALE -100.00 2,755.84 SO PAC FDG CORP COM PURCHASE 27,700.00 -492,819.95 SALE -27,700.00 414,946.00 SPECTRIAN CORP COM PURCHASE 4,100.00 -165,320.47 SALE -4,100.00 214,735.07 SPECTRUM HOLOBYTE INC COM STK FREE REC/DEL -600.00 PURCHASE 14,200.00 -84,964.63 SALE -13,600.00 83,000.74 SPEIZMAN INDS INC COM PURCHASE 1,000.00 -5,573.93 SALE -1,000.00 5,425.88 STAFF LEASING INC COM PURCHASE 1,000.00 -22,008.31 SALE -1,000.00 22,988.43 STANHOME INC VTG COM PURCHASE 5,900.00 -155,771.50 SALE -5,900.00 171,188.50
-510- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- #STAR SIGHT INC EXCH @ .6062 EFF 5-8-97 SEE 2322675 PURCHASE 1,500.00 -12,405.00 SALE -1,500.00 12,250.84 STEWART ENTERPRISES INC CL A COM PURCHASE 14,400.00 -561,381.81 SALE -14,400.00 606,912.53 STEWART-STEVENSON SERVICES INC COM PURCHASE 23,220.00 -655,732.80 SALE -23,220.00 585,611.11 STONE & WEBSTER INC COM PURCHASE 1,900.00 -83,112.08 SALE -1,900.00 85,392.84 MFO STRONG EQTY FDS INC SMALL CAP PURCHASE 7,280.42 -87,002.36 SALE -7,280.42 87,701.11 STORAGE TECH CORP COM (NEW) PURCHASE 8,300.00 -323,844.84 SALE -8,300.00 453,375.75 STRATUS COMPUTER INC COM PURCHASE 9,600.00 -354,110.88 SALE -9,600.00 482,843.04 STRAYER ED INC COM PURCHASE 130.00 -4,899.77 SALE -130.00 4,590.07 SUMMIT BANCORP COM PURCHASE 100.00 -6,194.06 SALE -100.00 6,611.96 SUPERMAIL INTL INC COM NEW PURCHASE 1,500.00 -507.00 SALE -1,500.00 364.07 SUPERIOR SVCS INC COM PURCHASE 2,500.00 -68,603.75 SALE -2,500.00 63,895.36
-511- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- SYNOVUS FINL CORP COM PURCHASE 300.00 -10,294.50 SALE -300.00 10,188.64 SYS & COMPUTER TECH CORP COM PURCHASE 8,400.00 -186,325.53 SALE -8,400.00 268,660.48 TSR INC COM PURCHASE 200.00 -5,763.00 SALE -200.00 5,511.85 TCF FNCL CORP COM PURCHASE 13,500.00 -628,223.58 SALE -13,500.00 676,015.33 TMP WORLDWIDE INC COM PURCHASE 35,150.00 -492,500.00 SALE -35,150.00 496,477.20 TCI SATELLITE ENTMT INC CL A COM STK FREE REC/DEL 6,180.00 SALE -6,180.00 68,939.13 TOMKINS PLC ORD SH ISIN# GB0008962655 PURCHASE 440.00 -1,970.28 SALE -440.00 2,087.35 TEJON RANCH CO CAP PURCHASE 459.00 -18,369.48 SALE -459.00 14,688.55 THIOKOL CORP COM PURCHASE 10,000.00 -627,828.70 SALE -10,000.00 851,554.29 3DX TECHNOLOGIES INC COM PURCHASE 50,000.00 -550,000.00 SALE -50,000.00 550,000.00 TIFFANY & CO COM PURCHASE 12,300.00 -575,718.50 SALE -12,300.00 542,350.40 TITAN EXPL INC COM PURCHASE 40,060.00 -465,308.63 SALE -40,060.00 396,170.96
-512- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- TOPRO INC COM PURCHASE 410.00 -2,955.79 SALE -410.00 2,124.36 TOWER AIR INC COM PURCHASE 1,000.00 -2,956.00 SALE -1,000.00 4,802.74 #REORG/TRANSITIONAL HOSPS CORP EXCH FOR CASH @ 16.00 EFF 8-26-97 FREE REC/DEL 50,100.00 PURCHASE 21,600.00 -207,507.00 SALE -71,700.00 1,060,755.77 TRUE N. COMMUNICATIONS PURCHASE 8,500.00 -175,216.50 SALE -8,500.00 184,883.32 TURBODYNE TECHNOLOGIES CORP COM PURCHASE 500.00 -2,872.23 SALE -500.00 2,482.52 ADR TV AZTECA S A DE C V ISIN US9011451021 PURCHASE 63,000.00 -1,149,750.00 SALE -63,000.00 1,310,912.31 USANA INC COM PURCHASE 700.00 -9,245.15 SALE -700.00 10,970.53 UTI ENERGY CORP COM PURCHASE 45.00 -1,425.83 SALE -45.00 1,003.20 USCS INTL INC COM PURCHASE 160.00 -4,910.44 SALE -160.00 5,009.34 MFO UNITED SVCS FDS U S REAL ESTATE FD PURCHASE 356.14 -5,067.81 SALE -356.14 5,066.78 U S HOME CORP NEW COM PURCHASE 4,900.00 -133,819.00 SALE -4,900.00 132,503.82
-513- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- U S OFFICE PROD CO PURCHASE 23,470.00 -758,798.08 SALE -23,470.00 688,745.73 #REORG/UNITED WSTE SYS INC EXCH USA WSTE SVCS INC DEL EFF 8-27-97 2952491 9390391 PURCHASE 16,896.00 -617,846.27 SALE -16,896.00 625,595.56 UNITED WTR RES INC COM PURCHASE 5,000.00 -90,300.00 SALE -5,000.00 90,586.16 VALERIE GOLD RES LTD COM STK PURCHASE 4,340.00 -24,951.60 SALE -4,340.00 12,659.06 #REORG/VALUE HLTH INC COM STK CASH MRGER @ 20.500 ANTICIPATED PYMT DATE 7-9-97 PURCHASE 19,800.00 -358,473.06 SALE -19,800.00 430,902.11 VALUE CY DEPT STORES INC COM PURCHASE 6,200.00 -79,949.00 SALE -6,200.00 54,713.17 VALUEVISION INTL INC COM PURCHASE 9,200.00 -48,771.96 SALE -9,200.00 37,278.75 #REORG/VERIFONE INC STK MRGER HEWLETT PACKARD INC EFF 6-26-97 SEE 2383430 FREE REC/DEL -700.00 PURCHASE 700.00 -24,901.53 VIASOFT INC COM PURCHASE 25,470.00 -1,212,745.44 SALE -25,470.00 1,227,663.64 VIATEL INC COM PURCHASE 141,300.00 -1,163,150.00 SALE -141,300.00 668,553.39 VIRCO MFG CORP COM FREE REC/DEL 75.00 PURCHASE 150.00 -4,772.33 SALE -225.00 5,662.11
-514- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- WARRENTECH CORP COM (NEW) PURCHASE 300.00 -3,935.70 SALE -300.00 3,145.39 WEIRTON STL CORP COM PURCHASE 1,600.00 -7,091.31 SALE -1,600.00 6,308.47 WESTAMERICA BANCORP COM PURCHASE 2,200.00 -174,124.50 SALE -2,200.00 191,899.60 WESTELL TECHNOLOGIES INC CL A COM PURCHASE 400.00 -9,285.93 SALE -400.00 9,213.49 WESTN NATL CORP COM PURCHASE 24,170.00 -603,689.36 SALE -24,170.00 691,903.56 WET SEAL INC CL A COM PURCHASE 14,500.00 -304,389.75 SALE -14,500.00 380,889.00 WHX CORP COM PURCHASE 15,900.00 -138,869.39 SALE -15,900.00 111,826.73 WILD OATS MKTS INC COM PURCHASE 200.00 -2,960.11 SALE -200.00 7,218.99 #REORG/WINTHROP RES CORP STK MRGER FOR TCF FINCL CORPEFF 6-24-97 SEE 2851744 PURCHASE 100.00 -3,499.50 SALE -100.00 3,100.39 WITCO CORP COM PURCHASE 3,400.00 -158,405.32 SALE -3,400.00 146,373.61 MFO WORLD FDS INC VONTOBEL U S VALUE FD PURCHASE 333.78 -5,000.00 SALE -333.78 5,403.87
-515- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- MFO WRIGHT INVESTORS INTL BLUE CHIP FD OPEN END FD PURCHASE 725.08 -12,000.00 SALE -725.08 11,887.20 YOUNG INNOVATIONS INC COM STK PURCHASE 10,000.00 -120,000.00 SALE -10,000.00 137,495.41 YURIE SYS INC COM PURCHASE 4,800.00 -57,600.00 SALE -4,800.00 76,595.84 #REORG ZYTECH CORP COM STK EXCHANGED FOR COMPUTER PRODS INC 12/29/97 2196427 PURCHASE 7,400.00 -117,346.95 SALE -7,400.00 282,735.69 #REORG USLD COMMUNICATIONS CORP EXCH LCI INTL INC RT .7576 EFF 12-22-97 2-457475 FREE REC/DEL 41,900.00 SALE -41,900.00 817,640.05 HLTH MGMT ASSOC INC NEW CL A COM PURCHASE 500.00 -14,224.34 SALE -500.00 14,149.84 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 02-01-2027 REG PURCHASE 4,575,000.00 -4,666,500.00 SALE -4,575,000.00 4,644,875.98 FHLMC GOLD TBA GROUP #9999999 7.5 MTG PARTN CTF DUE 05-01-2027 REG PURCHASE 2,695,000.00 -2,646,756.24 SALE -2,695,000.00 2,657,681.44 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 05-01-2027 REG PURCHASE 4,575,000.00 -4,612,171.87 SALE -4,575,000.00 4,629,864.26 FHLMC GOLD TBA GROUP #9999999 8.5 MTG PARTN CTF DUE 01-14-2027 REG PURCHASE 885,000.00 -922,059.37 SALE -885,000.00 916,251.56
-516- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FHLMC GROUP #D70924 6.5 MTG PARTN CTF DUE 05-01-2026 REG PURCHASE 1,323,605.98 -1,257,012.05 SALE -1,323,605.98 1,264,043.71 FHLMC GOLD TBA GROUP #9999999 8.0 MTG PARTN CTF DUE 01-14-2027 REG PURCHASE 4,575,000.00 -4,695,093.78 SALE -4,575,000.00 4,675,435.55 FHLMC TBA GOLD GROUP #9999999 6.5 MTG PARTN CTF DUE 01-01-2027 REG PURCHASE 2,500,000.00 -2,420,156.25 SALE -2,500,000.00 2,380,449.22 FHLMC GOLD TBA GROUP #9999999 7.5 MTG PARTN CTF DUE 07-01-2027 REG PURCHASE 2,695,000.00 -2,671,418.75 SALE -2,695,000.00 2,711,317.39 FHLMC 30-YR GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 11-01-2025 REG PURCHASE 1,245,000.00 -1,273,790.62 SALE -1,245,000.00 1,283,225.39 FHLMC GROUP #D71567 6.5 MTG PARTN CTF DUE 05-01-2026 REG PURCHASE 111,370.57 -105,767.24 SALE -111,370.57 106,358.89 FHLMC GROUP #C80398 6.5 MTG PARTN CTF DUE 05-01-2026 REG PURCHASE 235,131.27 -223,301.23 SALE -235,131.27 224,550.36 FHLMC GROUP #C80422 6.5 MTG PARTN CTF DUE 07-01-2026 REG PURCHASE 39,953.58 -37,943.42 SALE -39,953.58 38,155.67 FHLMC GOLD TBA GROUP #9999999 8.0 MTG PARTN CTF DUE 12-11-2026 REG PURCHASE 4,575,000.00 -4,636,476.55 SALE -4,575,000.00 4,704,922.86 FHLMC GROUP #D70226 6.5 MTG PARTN CTF DUE 04-01-2026 REG PURCHASE 1,485,000.32 -1,413,534.68 SALE -1,485,000.32 1,406,109.68
-517- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FHLMC GOLD TBA GROUP #9999999 6.5 MTG PARTN CTF DUE 12-01-2026 REG PURCHASE 2,500,000.00 -2,380,156.25 SALE -2,500,000.00 2,422,949.22 FHLMC GOLD TBA POOL#9999999 7.50 MTG PARTN CTF DUE 02-01-2027 REG PURCHASE 2,695,000.00 -2,699,135.94 SALE -2,695,000.00 2,690,930.47 FHLMC GROUP #G00635 8.5 MTG PARTN CTF DUE 01-01-2027 REG PURCHASE 1,440,000.00 -1,500,300.00 SALE -1,440,000.00 1,488,585.35 FHLMC GROUP #D71125 6.5 MTG PARTN CTF DUE 05-01-2026 REG PURCHASE 272,361.60 -258,658.41 SALE -272,361.60 260,105.33 FHLMC TBA GOLD GROUP #9999999 7.5 MTG PARTN CTF DUE 03-01-2027 REG PURCHASE 2,695,000.00 -2,684,893.75 SALE -2,695,000.00 2,713,295.31 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 03-01-2027 REG PURCHASE 4,575,000.00 -4,633,617.18 SALE -4,575,000.00 4,667,036.13 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 04-01-2027 REG PURCHASE 4,575,000.00 -4,657,921.87 SALE -4,575,000.00 4,624,145.51 FHLMC TBA GOLD GROUP #9999999 7.5 MTG PARTN CTF DUE 04-01-2027 REG PURCHASE 2,695,000.00 -2,708,525.00 SALE -2,695,000.00 2,652,651.56 FHLMC GROUP #C00502 6.5 MTG PARTN CTF DUE 02-01-2027 REG PURCHASE 990,000.00 -940,500.00 SALE -990,000.00 937,406.25 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 06-01-2027 REG PURCHASE 4,575,000.00 -4,617,890.62 SALE -4,575,000.00 4,653,096.64
-518- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FHLMC TBA GOLD GROUP #9999999 7.5 MTG PARTN CTF DUE 06-01-2027 REG PURCHASE 2,695,000.00 -2,652,312.50 SALE -2,695,000.00 2,676,892.97 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 07-01-2027 REG PURCHASE 4,575,000.00 -4,642,195.30 SALE -4,575,000.00 4,689,553.72 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 09-01-2027 REG PURCHASE 4,575,000.00 -4,706,531.25 SALE -4,575,000.00 4,712,428.72 FHLMC GOLD TBA GROUP #9999999 7.5 MTG PARTN CTF DUE 09-01-2027 REG PURCHASE 2,695,000.00 -2,732,056.25 SALE -2,695,000.00 2,726,082.43 FHLMC TBA GOLD GROUP #99999999 7.50 MTG PARTN DUE 8-1-2027 REG PURCHASE 2,695,000.00 -2,706,790.62 SALE -2,695,000.00 2,737,319.92 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 08-01-2027 REG PURCHASE 3,330,000.00 -3,407,006.25 SALE -3,330,000.00 3,432,241.41 FHLMC TBA GOLD GROUP #9999999 7.5 MTG PARTN CTF DUE 10-01-2027 REG PURCHASE 2,695,000.00 -2,720,818.74 SALE -2,695,000.00 2,740,856.83 FHLMC TBA GOLD GROUP #9999999 7.5 MTG PARTN CTF DUE 11-01-2027 REG PURCHASE 2,695,000.00 -2,736,820.31 SALE -2,695,000.00 2,752,900.39 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 11-01-2027 REG PURCHASE 4,575,000.00 -4,727,976.55 SALE -4,575,000.00 4,732,980.46 FHLMC TBA GOLD GROUP #9999999 8.0 MTG PARTN CTF DUE 10-01-2027 REG PURCHASE 4,575,000.00 -4,702,242.18 SALE -4,575,000.00 4,734,052.74
-519- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FNMA POOL #62688 5.073 VAR RT GTD MTG PASS THRU CTF DUE 05-01-2028 REG PURCHASE 838,213.20 -832,450.48 SALE -838,213.20 833,760.19 FNMA POOL #313257 VAR RT GTD MTG PASS THRU CTF DUE 11-01-2025 REG PURCHASE 3,210,142.89 -3,186,568.41 SALE -3,210,142.89 3,192,587.43 FNMA POOL #54844 VAR RT GTD MTG PASS THRU CTF DUE 09-01-2027 REG PURCHASE 95,000.81 -94,347.68 SALE -95,000.81 94,496.12 FNMA TBA POOL #9999999 ARMS GTD MTG PASS THRU CTF DUE 10-01-2027 REG PURCHASE 3,000,000.00 -2,974,335.94 SALE -3,000,000.00 2,980,593.75 FNMA POOL #339016 VAR RT GTD MTG PASS THRU CTF DUE 11-01-2035 REG PURCHASE 62,393.65 -61,964.69 SALE -62,393.65 62,062.18 FNMA POOL #365071 7.0 GTD MTG PASS THRU CTF DUE 12-01-2026 REG PURCHASE 2,000,000.00 -2,011,250.00 SALE -2,000,000.00 2,026,875.00 FNMA POOL #73989 7.175 GTD MTG PASS THRU CTF DUE 03-01-2007 REG PURCHASE 89,768.06 -93,400.86 SALE -89,768.06 91,998.24 FNMA POOL #73854 6.63 GTD MTG PASS THRU CTF DUE 01-01-2007 REG PURCHASE 89,609.13 -89,913.66 SALE -89,609.13 91,835.36 FNMA POOL #73807 6.905 GTD MTG PASS THRU CTF DUE 12-01-2006 REG PURCHASE 89,567.00 -91,505.29 SALE -89,567.00 91,792.18 FNMA POOL #73853 6.71 GTD MTG PASS THRU CTF DUE 12-01-2006 REG PURCHASE 89,549.79 -90,326.36 SALE -89,549.79 91,774.55
-520- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FNMA POOL #375033 6.805 GTD MTG PASS THRU CTF DUE 03-01-2007 REG PURCHASE 89,750.05 -91,127.86 SALE -89,750.05 91,979.78 FNMA POOL #73975 7.06 GTD MTG PASS THRU CTF DUE 02-01-2007 REG PURCHASE 89,688.42 -92,591.09 SALE -89,688.42 91,916.62 FNMA POOL #375109 7.36 GTD MTG PASS THRU CTF DUE 05-01-2007 REG PURCHASE 89,889.10 -93,632.14 SALE -89,889.10 92,122.28 FNMA TBA POOL #9999999 ARMS GTD MTG PASS THRU CTF DUE 10-01-2027 REG PURCHASE 1,000,000.00 -992,656.25 SALE -1,000,000.00 993,531.25 FNMA TBA POOL #9999999 VAR GTD MTG PASS THRU CTF DUE 11-01-2027 REG PURCHASE 3,000,000.00 -2,979,375.00 SALE -3,000,000.00 2,992,500.00 FNMA TBA POOL #9999999 VAR GTD MTG PASS THRU CTF DUE 12-01-2027 REG PURCHASE 3,000,000.00 -2,991,562.50 SALE -3,000,000.00 2,994,140.63 GNMA TBA POOL #9999999 SER 2027 8.0 DUE 06-15-2027 REG PURCHASE 1,790,000.00 -1,814,053.13 SALE -1,790,000.00 1,826,359.37 GNMA TBA POOL #9999999 SER 2027 7.5 DUE 02-15-2027 REG PURCHASE 2,250,000.00 -2,237,343.75 SALE -2,250,000.00 2,266,171.88 GNMA TBA POOL #9999999 SER 2027 8.0 DUE 08-15-2027 REG PURCHASE 1,790,000.00 -1,840,067.18 SALE -1,790,000.00 1,838,906.05 GNMA TBA POOL#9999999 SER 2027 8.0 DUE 02-15-2027 REG PURCHASE 1,790,000.00 -1,820,759.37 SALE -1,790,000.00 1,834,673.63
-521- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- GNMA TBA POOL#9999999 SER 2027 7.50 DUE 07-15-2027 REG PURCHASE 3,960,000.00 -3,935,840.62 SALE -3,960,000.00 4,011,581.25 GNMA TBA PL#9999999 SER 2027 7.5 DUE 10-15-2027 REG PURCHASE 2,290,000.00 -2,308,425.00 SALE -2,290,000.00 2,339,219.53 GNMA TBA PL#99999999 SER 2027 8.0 DUE 11-15-2027 REG PURCHASE 1,790,000.00 -1,850,406.25 SALE -1,790,000.00 1,857,118.75 GNMA TBA PL#9999999 SER 2027 7.50 DUE 05-15-2027 REG PURCHASE 3,960,000.00 -3,902,456.25 SALE -3,960,000.00 3,938,055.46 GNMA, POOL # 442191 SERIES 2026 8.0% DUE 12-15-2026 PURCHASE 345,000.00 -352,978.12 SALE -345,000.00 356,733.16 GNMAII, POOL #80023 SERIES 2026 6.5% DUE 12-20-2026 PURCHASE 3,642,676.00 -3,685,363.60 SALE -3,642,676.00 3,687,071.13 GNMAII, POOL #80012 SERIES 2026 6.5% DUE 11-20-2026 PURCHASE 408,826.57 -413,617.51 SALE -408,826.57 413,809.14 GNMA TBA POOL#9999999 SER 2027 8.00 DUE 07-15-2027 REG PURCHASE 1,790,000.00 -1,822,443.74 SALE -1,790,000.00 1,843,179.11 GNMAII TBA POOL#9999999 SER 2027 ARMS DUE 9-20-27 REG PURCHASE 2,000,000.00 -2,043,437.50 SALE -2,000,000.00 2,051,875.00 GNMA TBA POOL #9999999 SER 2027 7.5 DUE 09-15-2027 REG PURCHASE 4,540,000.00 -4,581,199.99 SALE -4,540,000.00 4,586,773.43
-522- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- GNMA TBA POOL #9999999 SER 2027 8.0 DUE 09-15-2027 REG PURCHASE 1,790,000.00 -1,836,145.31 SALE -1,790,000.00 1,843,038.48 GNMA TBA POOL#9999999 SER 2027 8.0 DUE 10-15-2027 REG PURCHASE 1,790,000.00 -1,839,507.81 SALE -1,790,000.00 1,852,888.86 GNMA TBA POOL #9999999 SER 2027 7.5 DUE 11-15-2027 REG PURCHASE 3,390,000.00 -3,444,584.37 SALE -3,390,000.00 3,463,737.11 GNMA TBA POOL #9999999 SER 2027 7.5 DUE 04-15-2027 REG PURCHASE 2,250,000.00 -2,242,968.75 SALE -2,250,000.00 2,215,019.53 GNMA TBA POOL#99999999 SER 2027 7.50 DUE 3-15-2027 PURCHASE 2,250,000.00 -2,261,250.00 SALE -2,250,000.00 2,246,748.05 GNMA, POOL # 780412 SERIES 2026 7.5% DUE 08-15-2026 PURCHASE 495,000.11 -498,712.61 SALE -495,000.11 505,596.21 GNMAII POOL #8991 SER 2026 ARMS DUE 10-20-2026 REG PURCHASE 898,498.31 -909,027.59 SALE -898,498.31 909,448.76 GNMA TBA POOL #9999999 SER 2027 8.0 DUE 01-15-2027 REG PURCHASE 2,790,000.00 -2,855,315.62 SALE -2,790,000.00 2,853,473.34 GNMA TBA POOL #9999999 SER 2027 8.0 DUE 03-15-2027 REG PURCHASE 1,790,000.00 -1,830,582.81 SALE -1,790,000.00 1,824,896.29 GNMA, POOL # 347226 SERIES 2027 7.5% DUE 01-15-2027 PURCHASE 91,998.13 -91,336.90 SALE -91,998.13 91,380.60
-523- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- GNMA, POOL # 437333 SERIES 2027 7.5% DUE 01-15-2027 PURCHASE 1,613,002.38 -1,601,408.93 SALE -1,613,002.38 1,602,172.92 GNMA TBA POOL #9999999 SER 2027 8.0 GTD MTG PASS THRU CTF DUE 04-15-2027 REG PURCHASE 1,790,000.00 -1,821,645.32 SALE -1,790,000.00 1,797,689.84 GNMA TBA POOL#9999999 SER 2027 7.50 DUE 08-15-2027 REG PURCHASE 1,710,000.00 -1,728,168.75 SALE -1,710,000.00 1,723,760.16 GNMA TBA POOL #9999999 SER 2027 7.5 DUE 06-15-2027 REG PURCHASE 1,710,000.00 -1,695,571.87 SALE -1,710,000.00 1,707,394.92 GNMA TBA POOL #999999 SER 2027 8.0 DUE 05-15-2027 REG PURCHASE 1,790,000.00 -1,793,494.53 SALE -1,790,000.00 1,817,828.90 GNMA, POOL # 424845 SERIES 2027 7.5% DUE 04-15-2027 PURCHASE 495,000.38 -498,712.88 SALE -495,000.38 505,596.48 US TREAS BILLS DUE 8-7-1997 PURCHASE 10,000.00 -9,859.53 SALE -10,000.00 9,859.53 US TREAS BILLS DUE 5-28-98 PURCHASE 1,525,000.00 -1,445,632.65 SALE -1,525,000.00 1,478,968.30 U.S. TREAS BILLS DUE 11-13-97 PURCHASE 10,000.00 -9,859.81 SALE -10,000.00 9,859.81 US TREAS BILLS DUE 6-26-1997 PURCHASE 550,000.00 -542,914.40 SALE -550,000.00 542,914.40
-524- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- USA TREAS BILL DUE 05-01-1997 PURCHASE 95,000.00 -93,765.76 SALE -95,000.00 93,765.76 US TREAS BILL DUE 08-21-1997 PURCHASE 30,000.00 -29,514.67 SALE -30,000.00 29,514.67 U.S. TREAS BILLS 0 DUE 03-20-97 PURCHASE 440,000.00 -434,310.56 SALE -440,000.00 434,310.56 US TREAS BILLS DUE 2-5-1998 PURCHASE 8,120,000.00 -7,709,107.70 SALE -8,120,000.00 7,781,542.00 US TREAS BILLS DUE 3-5-98 PURCHASE 7,205,000.00 -6,822,899.02 SALE -7,205,000.00 6,958,032.24 US TREAS 5.875 NT DUE 2-28-1999 PURCHASE 60,000,000.00 -59,839,527.50 SALE -60,000,000.00 59,960,227.50 U.S. TREAS 5.625 NT DUE 11-30-1998 PURCHASE 5,895,000.00 -5,876,808.40 SALE -5,895,000.00 5,881,952.30 US TREAS NT SER W-1997 6.50 BD DUE 05-15-1997 PURCHASE 3,800,000.00 -3,869,719.52 SALE -3,800,000.00 3,800,000.00 US TREAS 6.50 NT DUE 11-15-2026 REG PURCHASE 600,000.00 -610,968.75 SALE -600,000.00 626,343.75 US TREAS 6.75 BD DUE 08-15-2026 REG PURCHASE 1,500,000.00 -1,536,093.75 SALE -1,500,000.00 1,566,093.75 US TREAS 6.625 BD DUE 02-15-2027 PURCHASE 1,995,000.00 -2,024,389.06 SALE -1,995,000.00 2,063,829.69
-525- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- U.S. TREAS SEC STRIPPED INT GENERIC TINE 2-15-21 REG PURCHASE 850,000.00 -157,051.50 SALE -850,000.00 167,271.50 US TREAS 5.625 NT DUE 02-15-2006 REG PURCHASE 2,900,000.00 -2,737,781.25 SALE -2,900,000.00 2,713,765.63 US TREAS SER S-1997 5.75 NT DUE 10-31-97 REG PURCHASE 4,000,000.00 -4,008,625.00 SALE -4,000,000.00 4,000,000.00 US TREAS SER N-1998 NT 5.375 DUE 05-31-98 REG PURCHASE 15,500,000.00 -15,402,404.75 SALE -15,500,000.00 15,478,593.75 U.S. TREAS 6.5 NT DUE 10-15-2006 CV OVER 1 BIL SEE 3984740 REG PURCHASE 4,500,000.00 -4,507,968.75 SALE -4,500,000.00 4,506,058.80 US TREAS 5.875 NT DUE 8-31-1999 PURCHASE 41,400,000.00 -41,473,954.95 SALE -41,400,000.00 41,523,221.55 U.S.A TREAS NT STRIPPED PRIN PMT ON 8.00 CPN DUE 5-15-2001 REG PURCHASE 670,000.00 -531,310.00 SALE -670,000.00 546,746.80 MFO FEDT US GOVT SEC FD 2-5 YRS OPEN END FD PURCHASE 282.94 -2,948.08 SALE -282.94 2,903.55 MFO FEDT U S GOVT SECS FD 1-3 YRS SH BEN INT INSTL SHS PURCHASE 285.57 -2,946.91 SALE -285.57 2,902.27 1ST USA BK WILMINGTON DEL TRANCHE #TR 91 6.58% MTN DUE 12-23-1999 BEO PURCHASE 490,000.00 -489,921.60 SALE -490,000.00 494,733.40
-526- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- FORD MTR CR CORP COML PAPER NT DUE 01-14-1997 PURCHASE 2,475,000.00 -2,465,293.87 SALE -2,475,000.00 2,465,293.87 GREAT DANE HLDG INC 12.75 BD DUE 08-01-2001 PURCHASE 20,000.00 -21,065.42 SALE -20,000.00 20,000.00 GOLDMAN SACHS GROUP L P CPN DUE 01-14-1997 PURCHASE 2,475,000.00 -2,465,258.13 SALE -2,475,000.00 2,465,258.13 MFO HOTCHKIS & WILEY LOW DURATION FD PURCHASE 12,990.56 -131,756.25 SALE -12,990.56 133,210.15 MFO MARKMAN MULTIFUND TR AGGRESIVE ALLOC PORTFOLIO PURCHASE 4,378.19 -64,359.34 SALE -4,378.19 63,564.14 PHH CORP COML PAPER NT DUE 01-14-1997 PURCHASE 1,910,000.00 -1,902,371.67 SALE -1,910,000.00 1,902,371.67 FNMA POOL #67694 VAR RT GTD MTG PASS THRU CTF DUE 10-01-2028 REG PURCHASE 533,150.04 -529,234.72 SALE -533,150.04 530,234.38 F.N.M.A. POOL #60680 9.098 GTD MTG PASS THRU CTF DUE 2-1-28 REG PURCHASE 1,306,705.13 -1,297,109.01 SALE -1,306,705.13 1,299,559.08 FNMA DISC NT DUE 5-2-97 PURCHASE 11,300,000.00 -11,238,189.00 SALE -11,300,000.00 11,250,223.00 BG 'B'SHS GBP0.30 FREE REC/DEL 11,870.00 SALE -11,870.00 6,007.59
-527- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- CARADON 'B' SHS GBP1 FREE REC/DEL 7,233.00 SALE -7,233.00 11,822.30 EAST MIDLANDS ELEC ORD 56 GBP0.09/0.11(D FREE REC/DEL 7,413.00 SALE -7,413.00 79,839.18 LONDON ELECTRICITY ORD GBP0.58333(ASD EN FREE REC/DEL 10,671.00 SALE -10,671.00 121,809.15 TELESP TEL S PAULO PRF NPV(RECEIPTS JUN FREE REC/DEL -15,295.00 PURCHASE 15,295.00 -4,590.42 ENERGY GROUP ADR(4:1) FREE REC/DEL 2,812.50 SALE -2,812.50 91,236.71 HANSON ADR-EACH CNV INTO 5 ORD SHS FREE REC/DEL 2,812.50 SALE -2,812.50 62,759.18 KOOKMIN BANK GDS-EACH REP 1 COM KRW(144A PURCHASE 8,000.00 -156,000.00 SALE -8,000.00 62,797.90 MAGYAR OLAJ-ES GAZ GDS REPR 1 ORD HUF(14 PURCHASE 4,100.00 -66,625.00 SALE -4,100.00 88,015.00 USA TREASURY NTS 5.75% 31/10/97 USD1000 PURCHASE 3,000,000.00 -3,009,375.00 SALE -3,000,000.00 3,000,000.00 US TREASURY BILLS 0% 6/2/97 USD10000 FREE REC/DEL 3,000,000.00 SALE -3,000,000.00 2,953,333.33 ZENECA GROUP ADR-EA REP 3 OD 25P(NY EXC) FREE REC/DEL 800.00 SALE -800.00 76,157.46 SIDER NACIONAL CIA COM NPV(ON) PURCHASE 932,000.00 -31,052.85 SALE -932,000.00 31,109.49
-528- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- UNIBANCO-UNI BCO B PREF SHS NPV (PN) FREE REC/DEL -1,630,718.00 PURCHASE 1,630,718.00 -59,183.57 CIFRA SA DE CV ADR POISON PILL RTS FREE REC/DEL 28,741.00 SALE -28,741.00 4,263.12 CIA CERVECERIA SA ADR COM PUR RTS FREE REC/DEL 821.00 SALE -821.00 2.87 BCO COM PORTUGUES PTE1000(REGD) PURCHASE 14,000.00 -184,078.72 SALE -14,000.00 249,958.31 BCO BILBAO VIZCAYA ESP575(REGD) FREE REC/DEL -580.00 PURCHASE 580.00 -34,453.87 ABB AG CHF20(REGD) FREE REC/DEL 120.00 SALE -120.00 28,127.37 SAMSUNG ELECTRONIC GDS(1/2 NON VTG SHS)R FREE REC/DEL 780.00 SALE -780.00 15,873.00 MICHELIN FRF12 (NEW DIV 97) NON TRAD FREE REC/DEL -50.00 PURCHASE 50.00 -2,508.66 AGUAS DE BARCELONA ESP500(RFD-1/1/97) FREE REC/DEL -8.00 PURCHASE 8.00 -30.74 FUJI INTL FINANCE 0.25% CONV PRFD 1/2/02 PURCHASE 6,000,000.00 -53,314.38 SALE -6,000,000.00 54,586.21 JERONIMO MARTINS NEW VAR% BDS (S/R 19/12 FREE REC/DEL 4.00 SALE -4.00 2.10 JERONIMO MARTINS WTS 15/09/03 (TO PUR CO FREE REC/DEL 316.00 SALE -316.00 6,358.44
-529- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- JERONIMO MARTINS VAR% BDS 09/03 PTE8200( FREE REC/DEL -316.00 PURCHASE 316.00 -16,549.79 SEAT SPA DI RISP ITL50 FREE REC/DEL 198,150.00 SALE -198,150.00 38,703.50 JERONIMO MARTINS NEW PTE 1000(S/R 17/12/ FREE REC/DEL 1.00 SALE -1.00 50.97 JERONIMO MARTINS NEW PTE1000 (B/R 02/01/ FREE REC/DEL 1.00 SALE -1.00 16.51 SEAT SPA ITL50 FREE REC/DEL 215,420.00 SALE -215,420.00 79,642.78 AGUAS DE BARCELONA NEW ESP500(S/R 27/2/9 FREE REC/DEL 84.00 SALE -84.00 9.37 JERONIMO MARTINS VAR% BDS 09/03 PTE8200 FREE REC/DEL 316.00 SALE -316.00 14,688.30 CIBA SPEZIALITATEN CHF10 (REGD) PURCHASE 385.00 -2,664.18 SALE -385.00 35,939.31 CIBA SPECIALTY CHE NW CHF10(S/R 12/3/97) FREE REC/DEL 743.00 SALE -743.00 49,564.51 HAGEMEYER NLG2.50 FREE REC/DEL 1,272.00 SALE -1,272.00 62,008.61 ABN-AMRO HLDGS N.V NLG5(STOCK DIV- 26/5/ FREE REC/DEL 4,438.00 SALE -4,438.00 0.00 HOLLANDSCHE BETON NLG20(STK OPTN 27/05/9 FREE REC/DEL 1,200.00 SALE -1,200.00 68.13
-530- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- EAUX(CIE GENERALE) WTS 2/5/01 (EAUX-C.G) FREE REC/DEL 2,950.00 SALE -2,950.00 1,879.78 ELEC DE PORTUGAL PTE1000 PURCHASE 696.00 -8,922.06 SALE -696.00 12,319.00 HUNTER DOUGLAS NV NLG1(STOCK DIV 97) FREE REC/DEL 3,987.00 SALE -3,987.00 22.89 RINASCENTE(LA) NEW ORD ITL1000 (S/R23/7/ FREE REC/DEL 4,200.00 SALE -4,200.00 812.82 RINASCENTE(LA) NEW 4.5% BD W/W (S/R23/7/ FREE REC/DEL 4,200.00 SALE -4,200.00 246.42 SULZER MEDICA CHF30 (REGD) PURCHASE 30.00 -7,080.72 SALE -30.00 8,155.40 ABB AG CHF10 (REGD) FREE REC/DEL 120.00 SALE -120.00 32,482.11 ABN-AMRO HLDGS NV NLG1.25(STK DIV 19/9/9 FREE REC/DEL 18,043.00 SALE -18,043.00 16.56 COMMERZBANK AG NEW DEM5(S/R 28/10/97)(DE FREE REC/DEL 1,310.00 SALE -1,310.00 626.21 FRED OLSEN ENERGY NOK20 PURCHASE 3,000.00 -60,861.85 SALE -3,000.00 81,117.75 BAYER VEREINSBK NEW DEM5 (S/R 30/10/97) FREE REC/DEL 672.00 SALE -672.00 566.88 SOC GENERALE FF30 (NEW FM DIV) FREE REC/DEL -111.00 PURCHASE 111.00 -10,628.67
-531- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- JERONIMO MARTINS (NEW FRM 96 RTS) PTE100 FREE REC/DEL -1,266.00 PURCHASE 1,266.00 -8,086.87 AGUAS DE BARCELONA NEW ESP500 (FEB 97 SH FREE REC/DEL -5.00 PURCHASE 5.00 -139.81 BK OF TOKYO-MITSUB JPY50 PURCHASE 30,000.00 -506,660.80 SALE -30,000.00 402,633.59 GZI TRANSPORT WTS 29/1/99 (SUB ORD) FREE REC/DEL 592.00 SALE -592.00 161.84 GZI TRANSPORT HKD0.10 PURCHASE 2,961.00 -1,248.58 SALE -2,961.00 1,827.47 HENDERSON LAND DEV HKD2 PURCHASE 6,000.00 -52,084.55 SALE -6,000.00 28,980.41 ORICA LIMITED AUD1 PURCHASE 25,000.00 -229,478.83 SALE -25,000.00 218,468.36 MULTI-PURPOSE HLDG 3% ICULS 13/1/2002 MY PURCHASE 69,000.00 -27,355.98 SALE -69,000.00 19,043.82 PHILIPPINE LNG DIS PHP5 PURCHASE 2,000.00 -57,330.57 SALE -2,000.00 58,212.92 PERUSAHAAN OTOMOBL MYR1 PURCHASE 26,000.00 -153,485.80 SALE -26,000.00 75,194.04 TELEKOMUNIKASI IND SER 'B IDR500(ALIEN M PURCHASE 8,000.00 -12,656.00 SALE -8,000.00 13,777.14 WING TAI HOLDINGS SGD0.25 PURCHASE 11,000.00 -34,262.17 SALE -11,000.00 29,967.21
-532- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE OF ACQUISTIONS AND DISPOSITIONS END OF THE FISCAL YEAR ENDED NOVEMBER 28, 1997
COST PROCEEDS OF OF SECURITY DESCRIPTION TRANSACTION SHARES ACQUISITIONS SALES - -------------------- ----------- ------ ------------ ----- USA T-NOTE 6.5% 15/05/1997 (COLL) PURCHASE 3,000,000.00 -3,054,436.50 SALE -3,000,000.00 3,000,000.00
-533- 00-01666 PLAN TRUST - SUPERCONSOLIDATED SCHEDULE 32 11-29-96 TO 11-28-97 Income a Contributions: (a) Amount (b) Total (1) Received or receivable from: (A) Employers a(1)(A) 795,157.38 (B) Participants (B) 8,378.66 (C) Others (C) 0.00 (2) Noncash contributions (2) 0.00 (3) Total contributions. Add a(1)(A),(B),(C) and a(2) (3) 803,536.04 b Earnings on investments: (1) Interest (A) Interest-bearing cash (including money market funds) b(1)(A) 5,881,412.86 (B) Certificates of deposit (B) 0.00 (C) U.S. Government securities (C) 11,994,870.45 (D) Corporate debt instruments (D) 1,059,565.48 (E) Mortgage loans (E) 0.00 (F) Other loans (F) 0.00 (G) Other interest (G) 15,329.77 (H) Total Interest. Add b(1)(A) through (G) (H) 18,951,178.56 (2) Dividends: (A) Preferred stock b(2)(A) 293,897.50 (B) Common stock (B) 15,265,664.70 (C) Total Dividends. Add b(2)(A) and (B) (C) 15,559,562.20 (3) Rents (3) 0.00 (4) Net gain(loss) on sale of assets: (A) Aggregate proceeds (4)(A) 917,871,280.75 (B) Aggregate carrying amount (see instructions) (B) 255,847,684.11 (C) Subtract (B) from (A) and enter result (C) (337,976,403.36) (5) Unrealized appreciation(depreciation) of assets (5) 731,483,482.66 (6) Net investment gain(loss) from common/collective trusts (6) 27,690,605.41 (7) Net investment gain(loss) from pooled separate accounts (7) 0.00 (8) Net investment gain(loss) from master trusts (8) (306,424.80) (9) Net investment gain(loss) from 103-12 investment entities (9) 0.00 (10) Net investment gain(loss) from registered investment companies (10) 11,531,825.45 c Other income c 5,812,648.09 d Total income. Add all amounts in column (b) and enter total d 473,550,010.25 Expenses e Benefit payment and payments to provide benefits: (1) Directly to participants of beneficiaries e(1) 2,621,203.42 (2) To insurance carriers for the provision of benefits (2) 0.00 (3) Other (3) 0.00 (4) Total payments. Add e(1) through (3) (4) 2,621,203.42 f Interest expense f 0.00 g Administrative expenses: (1) Salaries and allowances g(1) 0.00 (2) Accounting fees (2) 0.00 (3) Actuarial fees (3) 0.00 (4) Contract administrator fees (4) 0.00 (5) Investment advisory and management fees (5) 8,983,174.75 (6) Legal fees (6) 0.00 (7) Valuation/appraisal fees (7) 0.00 (8) Trustees fees/expenses(including travel, seminars, meetings, etc.) (8) 0.00 (9) Other (9) 257,142.00 (10) Total administrative expenses. Add g(1) through (9) (10) 9,240,316.75 h Total expenses. Add e(4), f and g(10) h 11,861,520.17 i Net income(loss). Subtract h from d i 461,688,490.08 j Transfers to(from) the plan (see instructions) j (56,557,951.85) k Net assets at beginning of year (Item 31, line 1, column (a)) k 2,096,270,303.40 l Net assets at end of year (Item 31, line 1, column (b)) l 2,501,400,841.63
-534- 00-01666 PLAN TRUST - SUPERCONSOLIDATED INCOME RECONCILIATION 11-29-96 TO 11-28-97 **********************
CURRENT YEAR PRIOR YEAR INCOME RECEIVED + ACCRUALS - ACCRUALS = TOTAL INCOME ----------------- ---------------- --------------- ----------------- INTEREST A. INTEREST BEARING CASH 6,804,775.11 584,828.21 518,510.08 6,871,093.24 B. CERTIFICATES OF DEPOSIT - TOTAL CERTIFICATES OF DEPOSIT 0.00 0.00 0.00 0.00 C. U.S. GOVERNMENT SECURITIES - FROM SHORT TERM INVESTMENTS 130,277.37 414.86 77.01 130,615.22 - U.S. GOVT. & AGENCY 12,166,535.56 1,635,551.67 1,620,904.70 12,181,182.53 - TOTAL U.S. GOVT. SECURITIES 12,296,812.93 1,635,966.53 1,620,981.71 12,311,797.75 D. CORPORATE DEBT INSTRUMENTS - CONVERTIBLE CORPORATE BONDS 790,028.44 175,897.20 74,690.24 891,235.40 - MISCELLANEOUS BONDS 155,672.92 5,070.52 7,957.98 152,785.46 - TOTAL CORP. DEBT INSTRUMENTS 945,701.36 180,967.72 82,648.22 1,044,020.86 E. MORTGAGE LOANS - TOTAL MORTGAGE LOANS 0.00 0.00 0.00 0.00 F. OTHER LOANS - TOTAL OTHER LOANS 585,943.60 0.00 0.00 0.00 G. OTHER INTEREST (2,036.33) 17,054.29 0.00 15,017.96 DIVIDENDS A. CORPORATE STOCKS - PREFERRED - CONVERTIBLE PREFERRED STOCK 164,466.87 253.69 438.07 164,282.49 - FROM PREFERRED CORPORATE STOCK 102,995.72 8,923.18 2,425.33 109,493.57 - TOTAL CORPORATE STOCK PREFERRED 267,462.59 9,176.87 2,863.40 273,776.06 B. CORPORATE STOCKS - COMMON - TOTAL CORPORATE STOCK COMMON 14,820,192.03 1,459,216.82 1,636,363.61 14,643,045.24 RENTS - TOTAL RENTS 0.00 0.00 0.00 0.00
00-01666 PLAN TRUST - SUPERCONSOLIDATED INCOME RECONCILIATION 11-29-96 TO 11-28-97 **********************
CURRENT YEAR PRIOR YEAR INCOME RECEIVED + ACCRUALS - ACCRUALS = TOTAL INCOME ---------------- ---------------- ---------------- ----------------- COMMON/COLLECTIVE TRUSTS - TOTAL COMMON/COLLECTIVE TRUSTS 27,732,484.33 2,164,386.78 2,206,265.65 27,690,605.46 POOLED SEPARATE ACCOUNTS - TOTAL POOLED SEPARATE ACCOUNTS 0.00 0.00 0.00 0.00 REGISTERED INVESTMENT COMPANIES - FROM COMMON STOCK 1,256,557.88 1,925.14 2,037.04 1,256,445.98 - FROM CORPORATE BONDS 65,179.62 53.07 56.89 65,175.80 - FROM SHORT TERM INVESTMENTS 27,233.71 0.00 0.00 27,233.71 - U.S. GOVT. & AGENCY 19,076.12 0.00 0.00 19,076.12 - TOTAL REGISTERED INVESTMENT CO. 1,368,047.33 1,978.21 2,093.93 1,367,931.61 OTHER INCOME - FROM COMMON STOCK 2,665.20 0.00 0.00 2,665.20 - FROM PREFERRED CORPORATE STOCK 1,038.00 0.00 0.00 1,038.00 - TOTAL OTHER INCOME 5,702.60 (3,859,017.23) (9,653,291.02) 5,799,976.39 TOTALS 64,825,085.55 2,194,558.20 (3,583,564.42) 70,603,208.17
00-01666 PLAN TRUST - SUPERCONSOLIDATED INCOME RECONCILIATION 11-29-96 TO 11-28-97 **********************
UNREALIZED REALIZED NET INVESTMENT TOTAL INCOME + GAIN/LOSS + GAIN/LOSS = GAIN/LOSS --------------- ---------------- --------------- ---------------- NET INVESTMENT GAIN/LOSS FROM COMMON/COLLECTIVE TRUSTS - TOTAL NET G/L COM/COLL TRUSTS 27,690,605.46 (0.05) 0.00 27,690,605.41 NET INVESTMENT GAIN/LOSS FROM POOLED SEPARATE ACCOUNTS - TOTAL NET INV G/L POOLED SEP AC 0.00 0.00 0.00 0.00 NET INVESTMENT GAIN/LOSS FROM REGISTERED INVESTMENT COMPANIES - FROM COMMON STOCK 964,028.77 1,754,407.44 5,677,551.58 8,395,987.79 - FROM CORPORATE BONDS 327,273.96 3,858,564.72 1,205,180.12 5,391,018.80 - FROM SHORT TERM INVESTMENTS 30,233,585.00 (26.36) 1,017.52 30,234,576.16 - TOTAL NET INV G/L REG INV CMPYS 58,925,901.32 1,757,601.96 5,685,152.86 66,368,656.14
-535- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ STEWART ENTERPRISES INC CL A COMMON 14,400.00 606,912.53 561,381.81 45,530.72 STOCK STEWART-STEVENSON SERVICES, INC., 23,220.00 585,611.11 655,732.80 (70,121.69) COMMON STOCK, NO PAR STILLWATER MINING CO COMMON STOCK 200.00 4,049.96 3,599.99 449.97 STONE & WEBSTER INC., COMMON STOCK, 1,900.00 85,392.84 83,112.08 2,280.76 $1 PAR STONE CONTAINER CORP., COMMON STOCK, 700.00 10,715.10 10,735.71 (20.61) $1 PAR STORA KOPPARBERGS SEK5 SER'B' 3,600.00 49,178.47 48,804.47 374.00 STORAGE TECHNOLOGY CORP., COMMON STOCK 8,300.00 453,375.75 323,844.84 129,530.91 $0.10 PAR (NEW) STORMEDIA INC CL A COMMON STOCK 9,200.00 101,782.34 149,734.02 (47,951.68) STRATASYS INC COMMON STOCK 800.00 15,882.64 13,300.00 2,582.64 STRATEGIC SOLUTIONS GROUP, INC. COMMON 300.00 1,621.94 4,164.00 (2,542.06) STK STRATOSPHERE CORP COMMON STOCK 15,000.00 4,483.49 18,045.00 (13,561.51) STRATUS COMPUTER INC., $0.01 PAR 9,600.00 482,843.04 354,110.88 128,732.16 COMMON STOCK STRAYER ED INC COMMON STOCK 130.00 4,590.07 4,899.77 (309.70) STRIDE RITE CORP., COMMON STOCK, $1 PAR 4,300.00 60,296.82 48,037.53 12,259.29 SUIZA FOODS CORP COMMON STOCK 41,300.00 1,807,069.19 1,020,666.50 786,402.69 SULZER AG CHF100(REGD) 200.00 179,772.82 115,180.83 64,591.99 SULZER MEDICA CHF30 (REGD) 30.00 8,155.40 7,080.72 1,074.68 SUMITOMO CORP JPY50 2,000.00 13,611.67 16,988.51 (3,376.84) SUMITOMO ELECT IND Y50 4,000.00 53,072.05 48,434.53 4,637.52 SUMITOMO REAL&DEV Y50 38,000.00 0.00 0.00 0.00 SUMMIT BANCORP COM 100.00 6,611.96 6,194.06 417.90 SUMMIT TECHNOLOGY INC 12,550.00 91,321.60 84,739.38 6,582.22 COMMON STOCK $0.01 PAR SUN CO., INC., COMMON STOCK, $1 PAR 37,600.00 1,187,795.33 1,009,820.35 177,974.98
-263- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ SUN HEALTHCARE GROUP INC COMMON STOCK 1,000.00 13,514.45 14,050.92 (536.47) SUN MICROSYSTEMS INC., COMMON STOCK, 5,675.00 204,749.84 178,615.63 26,134.21 $.00067 PAR SUN TRUST BANKS, INC., COMMON STOCK 1,400.00 80,634.05 71,263.56 9,370.49 $2.50 PAR SUNAMERICA INC COM 300.51 11,588.31 11,340.78 247.53 SUNBEAM CORP COM 1,900.00 83,696.63 76,706.50 6,990.13 SUNDSTRAND CORP., COMMON STOCK, $1 PAR 6,900.00 367,302.00 269,042.78 98,259.22 SUNGLASS HUT INTL INC COMMON STOCK 5,000.00 41,016.33 37,556.75 3,459.58 SUNRISE ASSISTED LIVING INC COMMON STOCK 19,080.00 529,387.28 464,930.42 64,456.86 SUPER VALU INC. COMMON STOCK 21,300.00 682,207.00 629,842.00 52,365.00 SUPERIOR CONSULTANT HLDGS CORP COMMON 23,670.00 427,491.99 568,080.00 (140,588.01) STOCK SUPERIOR SVCS INC COMMON STOCK 2,500.00 63,895.36 68,603.75 (4,708.39) SUPERIOR TELECOM INC COMMON STOCK 1,600.00 57,666.07 61,082.08 (3,416.01) SUPERMAIL INTL INC COMMON STOCK NEW 1,500.00 364.07 507.00 (142.93) SVENSKA HANDELSBKN SER'A'SEK10 6,200.00 0.00 0.00 0.00 SWEDISH MATCH CO ADR REPR 10 ORD SEK2 2,000.00 0.00 0.00 0.00 SWIFT ENERGY CO COMMON STOCK $0.01 PAR 60,550.00 1,502,738.57 1,761,048.67 (258,310.10) SWIFT TRANSN INC. COMMON STOCK 6,100.00 194,428.73 144,414.60 50,014.13 SWIRE PACIFIC 'A'HKD0.60 42,000.00 380,866.19 507,323.66 (126,457.47) SYBASE INC COMMON STOCK 800.00 12,752.06 14,325.20 (1,573.14) SYKES ENTERPRISES INC COMMON STOCK 17,810.00 434,542.15 548,100.00 (113,557.85) SYMANTEC CORP COM STOCK 22,500.00 527,832.74 453,699.35 74,133.39 SYNOPSYS INC., COMMON STOCK 597.00 26,854.82 26,417.25 437.57 SYNOVUS FINL CORP COMMON STOCK 300.00 10,188.64 10,294.50 (105.86) SYQUEST TECHNOLOGY INC COMMON STOCK 8,500.00 22,999.45 22,418.23 581.22 SYSCO CORP., COMMON STOCK, $1 PAR 900.00 32,150.00 30,725.99 1,424.01
-264- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ SYSTEM SOFTWARE ASSOCIATES INC COMMON 26,400.00 418,256.55 349,796.32 68,460.23 STOCK SYSTEMS & COMPUTER TECHNOLOGY CORP., 8,400.00 268,660.48 186,325.53 82,334.95 COMMON STOCK SYSTEMSOFT CORP COMMON STOCK 300.00 4,137.68 5,431.00 (1,293.32) S3 INC COMMON STOCK 32,800.00 575,910.71 549,885.39 26,025.32 T & N ORD $1 11,000.00 32,804.03 18,277.78 14,526.25 T.H.Q. INC. NEW 500.00 6,047.55 4,943.58 1,103.97 T.I.M.SPA DI RISP ITL50 8,000.00 13,505.59 10,667.23 2,838.36 T.I.M.SPA ITL50 15,000.00 40,878.46 41,268.72 (390.26) TAB CORP HLDGS LTD AUD1 2,000.00 9,069.52 11,104.45 (2,034.93) TANDY CORP. COMMON STOCK, $1 PAR 29,700.00 1,082,521.68 1,061,902.66 20,619.02 TANJONG GBP0.075 7,000.00 30,131.13 28,526.21 1,604.92 TARKETT AG DEM5 4,000.00 107,456.29 86,136.23 21,320.06 TARRANT APPAREL GROUP COMMON STOCK\ 300.00 3,983.82 4,125.00 (141.18) TCF FINANCIAL CORP COMMON STOCK 41,100.00 676,015.33 628,223.58 47,791.75 TCI SATELLITE ENTMT INC CL A COM STK 12,080.00 68,939.13 67,200.12 1,739.01 TCSI CORP COM STK 300.00 1,890.08 2,065.80 (175.72) TDK CORP JPY50 1,000.00 87,153.10 74,352.06 12,801.04 TECH DATA CORP., COMMON STOCK 32,700.00 1,354,668.51 1,001,044.03 353,624.48 TECH-SYM CORP., COMMON STOCK, $.10 PAR 1,900.00 56,581.30 59,531.75 (2,950.45) TECHNOLOGY RES IND MYR1 25,000.00 48,054.51 50,939.66 (2,885.15) TECHNOLOGY SOLUTIONS CO COMMON STOCK 0.00 13,038.48 0.00 13,038.48 TEIJIN Y50 4,000.00 14,542.11 19,293.53 (4,751.42) TEJON RANCH CO., CAPITAL STOCK, $1 PAR 459.00 14,688.55 18,369.48 (3,680.93) TEKELEC, COMMON STOCK 4,400.00 94,162.57 58,313.00 35,849.57 TEKTRONIX, INC. COMMON STOCK, NO PAR 200.00 10,250.00 9,750.00 500.00 TEL-SAVE HLDGS INC COMMON STOCK 49,450.00 943,282.29 567,376.53 375,905.76
-265- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ TELCO SYSTEMS INC., COMMON STOCK 800.00 11,838.68 11,727.53 111.15 TELE COMMUNICATIONS INC TCI VENTURES 20,059.00 428,085.31 303,021.05 125,064.26 GROUP SER A COM STK TELE COMMUNICATIONS INC NEW COM LIBERTY 1,500.50 41,820.66 27,574.12 14,246.54 MEDIA GROUP SER A TELE COMMUNICATIONS INC SER A TCI GROUP 37,000.00 501,240.06 451,217.12 50,022.94 COM TELE DANMARK A/S ADS-EACH CNV INTO 1/2'B 6,000.00 166,384.43 150,000.00 16,384.43 TELECOM ARGENTINA SPON ADR EACH REP 5 CL 310.00 14,069.74 9,038.05 5,031.69 TELECOM CORP OF NZ NPV 112,500.00 527,699.39 705,236.95 (177,537.56) TELECOM ITALIA ITL1000 8,000.00 21,505.17 17,488.56 4,016.61 TELECOM ITALIA SPA ITL1000 115,000.56 750,454.81 567,956.78 182,498.03 TELEFLEX INC., COMMON STOCK, $1 PAR 2,600.00 130,918.63 128,700.00 2,218.63 TELEFONICA DE ARG SPON ADR REP 10 ORD'B' 680.00 18,495.38 9,104.41 9,390.97 TELEFONICA DE ESPA ESP500 23,000.00 592,682.82 572,334.94 20,347.88 TELEKOMUNIKASI IND SER 'B IDR500(ALIEN M 8,000.00 13,777.14 12,656.00 1,121.14 TELEPHONE AND DATA SYSTEMS, INC., COMMON 100.00 4,249.54 3,737.50 512.04 STOCK, $1 PAR TELEVISION BROADCA HKD0.05 135,000.00 589,906.72 435,027.32 154,879.40 TELLABS, INC., COMMON STOCK, NO PAR 800.00 34,750.00 31,985.70 2,764.30 TEMPLE INLAND INC., COMMON STOCK 4,000.00 209,902.84 215,001.50 (5,098.66) TEMPLETON CHINA WORLD FD INC COM STK 0.00 625.00 0.00 625.00 TENET HEALTHCARE CORP COM 1,100.00 30,412.50 25,557.62 4,854.88 TENNECO INC (NEW) COM STK 600.00 26,200.00 26,175.13 24.87 TERADYNE, INC., COMMON STOCK, $.12 1/2 43,400.00 1,247,271.65 935,550.00 311,721.65 PAR TESCO ORD 5P 3,000.00 17,307.00 20,254.82 (2,947.82) TESORO PETROLEUM CORP., COMMON STOCK, 14,500.00 176,185.34 210,695.50 (34,510.16) $.16 2/3 PAR TEXACO, INC. COMMON STOCK, $6.25 PAR 17,600.30 1,759,823.62 1,783,245.81 (23,422.19)
-266- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ TEXAS INDUSTRIES, INC., COMMON STOCK, 18,600.00 578,691.35 563,699.15 14,992.20 $1 PAR TEXAS INSTRUMENTS INC., COMMON STOCK, 85,825.00 5,067,451.03 3,779,244.45 1,288,206.58 $1 PAR TEXAS UTILITIES CO., COMMON STOCK, NO 1,100.00 40,731.25 43,430.74 (2,699.49) PAR TEXFI INDUSTRIES INC., COMMON STOCK 900.00 3,759.79 2,250.00 1,509.79 TEXTRON, INC., COMMON STOCK, $.25 PAR 7,500.00 520,464.27 379,459.25 141,005.02 THAI FARMERS BANK THB10(ALIEN MKT) 4,300.00 18,303.77 36,702.49 (18,398.72) THAI FARMERS BANK WTS 15/9/02(SUB ORD)(A 537.00 691.45 525.64 165.81 THAI FUND INC COMMON STOCK 0.00 88.80 0.00 88.80 THE NEWS CORPORATION LTD. 900.00 18,220.80 17,220.26 1,000.54 THERAGENICS COMMON STOCK $0.01 400.00 9,003.44 9,045.39 (41.95) THERATECH INC COMMON STOCK 5,100.00 44,971.37 57,375.00 (12,403.63) THERMEDICS INC COMMON STOCK 200.00 3,813.88 3,632.60 181.28 THERMO ELECTRON CORP., COMMON STOCK, 850.00 31,148.98 32,453.57 (1,304.59) $1 PAR THERMO FIBERTEK INC COMMON STK 3,300.00 39,113.59 33,000.00 6,113.59 THERMOQUEST CORP COMMON STOCK 100.00 1,805.87 1,400.00 405.87 THIOKOL CORP COMMON STOCK 10,000.00 851,732.29 627,828.70 223,903.59 THOMAS & BETTS CORP., COMMON STOCK, 1,100.00 47,553.55 49,742.81 (2,189.26) $.50 PAR THOMSON CSF ISIN# FR0000121329 400.00 12,692.43 12,919.52 (227.09) THREE COM CORP COMMON STOCK 89,416.00 3,751,536.90 6,449,759.95 (2,698,223.05) THREE-FIVE SYS INC, COMMON STOCK 1,000.00 14,174.90 12,125.00 2,049.90 TIDEWATER, INC., COMMON STOCK, $1 PAR 8,400.00 519,917.18 435,053.14 84,864.04 TIFFANY & CO COMMON STOCK 12,300.00 542,350.40 575,718.50 (33,368.10) TIG HOLDINGS INC COMMON STOCK 24,200.00 797,752.19 728,584.37 69,167.82 TII INDUSTRIES INC (NEW) COMMON 1,450.00 9,399.78 9,062.50 337.28 TIME WARNER INC COMMON 4,300.00 201,806.69 180,501.38 21,305.31
-267- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ TIMES MIRROR CO SER A NEW COM STK 800.00 44,314.63 41,923.30 2,391.33 TIMKEN CO. COMMON STOCK, NO PAR 13,700.00 572,942.92 399,700.35 173,242.57 TITAN EXPL INC COMMON STOCK 40,060.00 396,170.96 465,308.63 (69,137.67) TITANIUM METALS CORP COMMON STOCK 30,120.00 953,315.75 992,506.44 (39,190.69) TJX COS INC COMMON NEW 10,000.00 408,080.15 428,775.23 (20,695.08) TMP WORLDWIDE INC COMMON STOCK 35,150.00 496,477.20 492,500.00 3,977.20 TNP ENTERPRISES INC., COMMON STOCK 4,200.00 104,912.50 107,100.00 (2,187.50) TNT AUD0.50 14,560.00 28,282.60 28,697.37 (414.77) TOKIO MARINE &FIRE JPY50 2,000.00 17,218.28 19,754.13 (2,535.85) TOKYO BROADCASTING JPY50 38,000.00 540,236.97 617,750.44 (77,513.47) TOKYO ELECTRON Y50 5,100.00 280,746.01 134,585.60 146,160.41 TOMKINS ORD GBP0.05 13,000.00 67,472.70 60,164.09 7,308.61 TOMKINS PLC ORD SHARES ISIN# 440.00 2,087.35 1,970.28 117.07 GB0008962655 TOMMY HILFIGER ORD SHARES 13,800.00 602,130.35 738,574.91 (136,444.56) TOPRO INC COMMON STOCK 410.00 2,124.36 2,955.79 (831.43) TORCHMARK CORP., COMMON STOCK, $2 PAR 1,001.21 43,033.95 31,561.51 11,472.44 TORO CO., COMMON STOCK, $1 PAR . 7,200.00 244,006.95 256,500.00 (12,493.05) TOSCO CORPORATION COMMON STOCK NEW 17,500.00 1,355,389.52 1,332,187.50 23,202.02 TOSHIBA CORP Y50 10,000.00 61,980.58 64,411.25 (2,430.67) TOTAL ACCESS COMMU THB10 3,000.00 20,873.67 19,350.00 1,523.67 TOTAL RENAL CARE HLDGS INC COMMON STOCK 24,772.99 909,778.20 786,138.77 123,639.43 TOTAL RESH CORP COMMON STOCK 2,700.00 4,429.53 1,854.90 2,574.63 TOWER AIR INC COMMON STOCK 1,000.00 4,802.74 2,956.00 1,846.74 TOWER AUTOMOTIVE INC COMMON STOCK 3,800.00 173,028.64 129,884.17 43,144.47 TOWN CTRY TR SH BEN INT COM STK 14,700.00 220,034.31 214,987.50 5,046.81 TOYOTA MOTOR CORP JPY50 38,000.00 1,074,861.24 1,049,857.37 25,003.87
-268- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ TOYS "R" US, INC., (HOLDING COMPANY) 26,700.00 801,391.36 876,600.84 (75,209.48) $.10 PAR TRANS WORLD AIRLINES INC COMMON SOTCK 21,953.00 149,622.80 159,668.29 (10,045.49) TRANSACTION SYS ARCHITECTS INC COMMON 16,750.00 557,362.30 607,187.50 (49,825.20) STOCK TRANSAMERICA CORP., COMMON STOCK, $1 PAR 500.00 46,387.50 39,965.72 6,421.78 TRANSCOASTAL MARINE SVCS INC COMMON 4,630.00 123,269.64 106,440.00 16,829.64 STOCK TRANSOCEAN OFFSHORE INC 16,700.00 1,195,011.21 1,007,963.99 187,047.22 TRANSPORT GAS SUR SPN ADR 5'B'ARS1(REG S 1,307.00 14,992.41 16,174.13 (1,181.72) TRANSWITCH CORP COMMON STOCK 2,900.00 26,199.53 25,400.59 798.94 TRAVELERS GROUP INC COM 13,801.16 896,698.80 642,694.01 254,004.79 TRESCOM INTL INC COMMON STOCK 400.00 3,602.04 3,040.14 561.90 TRIBUNE CO., COMMON STOCK, NO PAR 500.00 26,162.50 25,909.88 252.62 TRICON GLOBAL RESTAURANT INC 200.80 6,475.28 4,646.77 1,828.51 TRIDENT MIRCOSYSTEMS, INC., COMMON 23,540.00 331,738.16 508,393.38 (176,655.22) TRIMBLE NAV LTD COM STOCK 2,750.00 43,385.93 37,200.18 6,185.75 TRINITY INDUSTRIES, INC., COMMON 28,900.00 1,147,976.39 1,029,188.06 118,788.33 STOCK, $1 PAR TRITON ENERGY LTD CL A ORD 100.00 4,162.85 4,956.50 (793.65) TRIUMPH GROUP INC NEW COMMON STOCK 19,170.00 623,358.97 503,212.50 120,146.47 TRUE NORTH COMMUNICATIONS 8,500.00 184,883.32 175,216.50 9,666.82 TRUMP HOTELS & CASINO RESORTS INC COMMON 17,400.00 179,196.50 177,881.94 1,314.56 STOCK TRUSTED INFORMATION SYS INC COMMON STOCK 500.00 5,488.05 5,403.20 84.85 TRW, INC., COMMON STOCK, $1.25 PAR 700.00 43,725.00 39,108.41 4,616.59 TSR INC COMMON STOCK $0.01 PAR 200.00 5,511.85 5,763.00 (251.15) TUBOSCOPE INC COM STK 5,100.00 167,019.03 122,744.56 44,274.47 TUPPERWARE CORP COMMON STOCK 300.00 11,356.25 15,707.54 (4,351.29) TURBODYNE TECHNOLOGIES CORP COMMON STOCK 500.00 2,482.52 2,872.23 (389.71)
-269- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ TYCO INTL LTD NEW COM STK 7,800.00 631,098.52 523,052.83 108,045.69 TYLAN GEN INC COMMON STOCK 3,500.00 55,273.75 45,500.00 9,773.75 U S BIOSCIENCE INC COM PAR 0.01 NEW 10,200.00 160,176.14 137,600.00 22,576.14 U S HOME CORP NEW COMMON STOCK 4,900.00 132,503.82 133,819.00 (1,315.18) U S OFFICE PRODUCTS CO 23,470.00 688,745.73 758,798.08 (70,052.35) U S WEST INC COM-MEDIA GROUP COMMON 4,050.00 82,516.59 77,431.45 5,085.14 STOCK U.S. AIR GROUP, COMMON STOCK, $1 PAR 50,883.00 2,094,095.86 1,750,498.92 343,596.94 U.S. BANCORP, COMMON STOCK, $5 PAR 800.00 38,106.50 34,304.34 3,802.16 UAL CORP COM STK PAR $0.01 2,418,184.00 164,821,326.12 139,684,255.82 25,137,070.30 UCB CAP NPV 10.00 25,144.01 29,344.67 (4,200.66) UGI CORP COMMON STOCK NEW 18,500.00 416,829.84 437,417.50 (20,587.66) UICI COMMON STOCK 300.00 8,102.51 8,340.53 (238.02) ULTRATECH STEPPER INC COM STK 38,500.00 1,066,358.98 876,497.90 189,861.08 UNCLE B S BAKERY INC COMMON STOCK 4,000.00 3,894.14 12,000.00 (8,105.86) UNICEM(UNION CEM) ITL1000 2,109.00 14,577.73 14,241.72 336.01 UNICOM CORP COMMON 1,000.00 22,950.00 26,468.51 (3,518.51) STOCK UNIDANMARK 'A' DNKR100 290.00 15,322.36 18,294.63 (2,972.27) UNILAB CORPORATION COMMON STOCK NEW 20,593.00 14,918.14 13,303.13 1,615.01 UNILEVER NV (NEW YORK SHARES) 2,200.00 386,437.31 380,875.00 5,562.31 UNILEVER NV CVA NLG1 880.00 47,607.98 41,270.00 6,337.98 UNION BANKSHARES LTD COMMON STOCK 3,000.00 51,633.94 50,250.00 1,383.94 UNION CAMP CORP. COMMON STOCK, $1 PAR 400.00 21,156.25 19,667.28 1,488.97 UNION CARBIDE CORP., COMMON STOCK, $1 760.00 35,943.24 35,480.43 462.81 PAR UNION PACIFIC CORP., COMMON STOCK, $5 1,200.00 72,506.25 70,241.76 2,264.49 PAR UNION PACIFIC RESOURCES GROUP INC COMMON 1,200.00 32,568.75 35,590.94 (3,022.19) STOCK
-270- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ UNION PLANTERS CORP., COMMON STOCK, $5 25,900.00 1,123,816.49 1,071,612.50 52,203.99 PAR UNION TEX PETE HLDGS INC COM STOCK 29,500.00 636,068.18 659,385.45 (23,317.27) UNIONBANCAL CORP COM 2,500.00 189,318.68 143,020.00 46,298.68 UNIPHASE CORP COMMON STOCK 19,210.00 688,617.12 1,142,995.00 (454,377.88) UNISOURCE WORLDWIDE INC COMMON STOCK 8,517.00 57,013.16 56,622.29 390.87 UNISYS CORP., COMMON STOCK 6,064.00 73,597.33 79,994.05 (6,396.72) UNITED DENTAL CARE INC DEL COMMON STOCK 13,790.00 359,245.30 386,120.00 (26,874.70) UNITED DOMINION REAL ESTATE, COMMON 12,741.29 195,596.23 186,762.50 8,833.73 STOCK UNITED ENG (MALAY) MYR0.50 27,000.00 95,381.48 244,629.08 (149,247.60) UNITED HEALTHCARE CORP., COMMON STOCK 11,700.00 601,159.31 572,667.19 28,492.12 UNITED ILLUMINATING CO., COMMON STOCK, 3,700.00 129,737.31 123,487.50 6,249.81 NO PAR UNITED MERIDAN CORP COMMON STOCK 23,480.00 770,350.99 1,163,988.71 (393,637.72) UNITED NEWS & MEDI ORD 25P 2,000.00 23,890.99 19,425.89 4,465.10 UNITED STATES FILTER CORP., COMMON STOCK 25,375.00 705,443.28 869,093.75 (163,650.47) (NEW) UNITED STATES SURGICAL CORP., COMMON 400.00 14,125.00 15,994.66 (1,869.66) STOCK, $.10 PAR UNITED TECHNOLOGIES CORP., COMMON STOCK 29,000.00 2,256,071.58 2,055,256.37 200,815.21 $5 PAR UNITED VIDEO SATELLITE GROUP INC CL A 5,100.00 114,805.59 108,387.50 6,418.09 COMMON STOCK UNITED WATER RESOURCES INC., 5,000.00 90,586.16 90,300.00 286.16 COMMON STOCK, $5 PAR UNITED WIS SVCS INC. COMMON STOCK 12,070.00 357,624.56 349,944.20 7,680.36 UNITRIN INC. COMMON STOCK 2,700.00 143,383.50 143,775.00 (391.50) UNITRODE CORP., COMMON STOCK, $.20 PAR 52,200.00 1,260,106.09 1,368,938.29 (108,832.20) UNIVERSAL HEALTH SERVICES, INC., CLASS 8,200.00 353,734.57 231,650.00 122,084.57 B COMMON STOCK, $.01 PAR UNIVERSAL OUTDOOR HLDGS COMMON STOCK 8,260.00 341,401.67 293,071.15 48,330.52
-271- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ UNIVISION COMMUNICATIONS INC COMMON 29,900.00 1,257,237.86 1,167,762.00 89,475.86 STOCK UNOCAL CORP. COMMON STOCK, $8 1/3 PAR 1,400.00 57,400.00 56,932.15 467.85 UNOVA INC COM STK 2,400.00 39,526.68 36,967.39 2,559.29 UNUM CORPORATION COMMON STOCK 700.00 40,556.20 35,733.81 4,822.39 UNY CO JPY50 (8270) 1,000.00 15,362.17 18,189.81 (2,827.64) US BANCORP DEL INC COMMON STOCK 3,996.00 302,009.54 253,499.59 48,509.95 US DIAGNOSTIC INC 74,340.00 652,770.66 908,585.80 (255,815.14) US INDUSTRIES INC NEW COM 19,067.00 749,064.12 563,549.48 185,514.64 US WEST COMMUNICATIONS GROUP 10,019.18 331,567.61 287,282.95 44,284.66 USA WASTE SVCS INC COM STOCK $.01 45,000.00 1,823,901.44 1,451,454.00 372,447.44 PAR USANA INC COMMON STOCK 700.00 10,970.53 9,245.15 1,725.38 USCS INTL INC COMMON STOCK 160.00 5,009.34 4,910.44 98.90 USF & G CORP., COMMON STOCK, $2.50 PAR 700.00 15,456.34 14,044.47 1,411.87 USFREIGHTWAYS CORP COMMON STOCK 6,700.00 181,770.31 175,602.59 6,167.72 UST INC COMMON STOCK 1,100.00 34,263.49 35,811.96 (1,548.47) USX - MARATHON GROUP COMMON STOCK NEW 10,700.00 390,991.77 291,715.97 99,275.80 USX-US STEEL GROUP COMMON STOCK 16,900.00 535,780.12 509,178.85 26,601.27 UTD INDUSTRIAL CP SGD1 36,000.00 24,899.86 30,803.24 (5,903.38) UTD O/S BANK SG(cents)1 (ALIEN MARKET) 8,000.00 64,959.20 99,165.41 (34,206.21) UTD O/S BANK WTS 16/6/97(PUR ORD) 4,439.00 15,575.79 15,762.57 (186.78) UTI ENERGY CORP COM STOCK 45.00 1,003.20 1,425.83 (422.63) V. F. CORP., COMMON STOCK, NO PAR 7,100.00 590,861.99 482,019.23 108,842.76 VALASSIS COMMUNICATIONS INC COMMON STK 20,980.00 641,152.67 525,191.87 115,960.80 VALEO FRF20 15,210.00 980,946.56 934,279.48 46,667.08 VALERIE GOLD RES LTD COM STK 4,340.00 12,659.06 24,951.60 (12,292.54) VALSPAR CORP., COMMON STOCK, $1 PAR 1,200.00 34,774.84 34,425.00 349.84
-272- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ VALUE CITY DEPT STORES INC COMMON STOCK 6,200.00 54,713.17 79,949.00 (25,235.83) VALUEVISION INTL INC COMMON STOCK 9,200.00 37,278.75 48,771.96 (11,493.21) VANGUARD CELLULAR SYSTEMS, INC., CLASS 19,300.00 337,750.00 325,687.50 12,062.50 A COMMON VANTIVE CORP COMMON STOCK 46.00 1,030.95 1,587.00 (556.05) VARCO INTERNATIONAL, INC., CAPITAL 1,510.00 53,769.99 44,588.21 9,181.78 STOCK, NO PAR VEBA AG DEM5 (DE EXCH) 2,700.00 150,598.93 161,063.00 (10,464.07) VEECO INSTRUMENTS INC DEL COMMON STOCK 2,500.00 169,798.33 42,187.50 127,610.83 VENCOR INC COMMON STOCK 43,300.00 1,339,498.12 1,541,228.20 (201,730.08) VERITAS DGC INC COM STK 30,400.00 1,084,722.58 649,800.00 434,922.58 VERITAS SOFTWARE CO COMMON STOCK 6,450.00 301,398.29 299,118.75 2,279.54 VERITY INC COM 17,200.00 144,632.40 293,678.15 (149,045.75) VERTEX PHARMACEUTICALS INC COMMON STK 21,000.00 759,113.87 951,921.45 (192,807.58) VETERINARY CTRS AMER INC COMMON STOCK 1,400.00 15,738.91 14,973.91 765.00 VIACOM COMMON STOCK CL B 3,216.00 115,003.88 121,164.66 (6,160.78) VIAG AG DM50 300.00 154,202.44 116,866.70 37,335.74 VIASOFT INC COMMON STOCK 25,470.00 1,227,663.64 1,212,745.44 14,918.20 VIATEL INC COMMON STOCK 141,300.00 668,553.39 1,163,150.00 (494,596.61) VICAL INC COMMON STOCK 1,500.00 16,656.94 26,205.65 (9,548.71) VIDAMED INC COMMON STOCK 13,700.00 96,668.83 146,143.14 (49,474.31) VIDEOLABS INC COMMON STOCK 1,000.00 694.80 1,000.00 (305.20) VIISAGE TECHNOLOGY INC COMMON STOCK 65,200.00 954,792.28 921,939.68 32,852.60 VINCAM GROUP INC COMMON STOCK 10,800.00 411,221.27 375,300.00 35,921.27 VINTAGE PETROLEUM INC COMMON STOCK 5,100.00 244,740.84 145,573.87 99,166.97 VIRCO MFG. CORP., COMMON STOCK, $1 PAR 225.00 5,662.11 4,772.33 889.78 VIROPHARMA INC COMMON STOCK 58,300.00 1,208,240.99 801,625.00 406,615.99 VISHAY INTERTECHNOLOGY, INC., COMMON 315.00 7,269.77 6,615.00 654.77 STOCK, $.10 PAR
-273- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ VISIO CORP COM STK 31,100.00 1,786,670.53 1,280,483.56 506,186.97 VIVUS INC COMMON STOCK 6,700.00 301,999.84 303,566.22 (1,566.38) VLSI TECHNOLOGY, INC., COMMON STOCK, NO 109,220.00 2,890,883.90 2,550,458.88 340,425.02 PAR VOLKSWAGEN AG DEM50 1,030.00 767,995.20 533,562.10 234,433.10 VOLVO(AB) ADR(CNV TO 1'B'SEK6-FREE) 9,000.00 235,542.14 195,750.00 39,792.14 VOXWARE INC COMMON STOCK 7,500.00 35,248.79 60,832.75 (25,583.96) VTEL CORP COM STK 8,000.00 59,418.01 82,035.20 (22,617.19) VULCAN MATERIALS CO., COMMON STOCK, 6,700.00 622,239.68 449,482.00 172,757.68 $1 PAR WABASH NATL CORP COMMON STOCK 600.00 16,737.69 10,575.00 6,162.69 WACHOVIA CORP COMMON STOCK NEW $5.00 900.00 58,775.00 54,060.22 4,714.78 PAR WACKENHUT CORRECTIONS CORP COMMON STOCK 8,800.00 156,426.11 151,800.00 4,626.11 WAL-MART STORES, INC. COMMON STOCK, 61,500.00 1,828,939.77 1,563,439.53 265,500.24 $.10 PAR WALGREEN CO. COMMON STOCK, $1.25 PAR 2,000.00 69,888.64 63,025.62 6,863.02 WALL DATA INC COMMON STOCK 8,450.00 149,893.15 136,826.74 13,066.41 WALL STR FINL CORP COM NEW 15,000.00 3,032.28 2,100.00 932.28 WALT DISNEY COMPANY COMMON STOCK 33,750.00 2,718,416.27 2,583,209.94 135,206.33 WARNACO GROUP INC CL A COMMON STOCK 19,700.00 604,871.69 524,512.50 80,359.19 WARNER LAMBERT CO., COMMON STOCK, $1 PAR 1,400.00 137,581.40 104,061.96 33,519.44 WARRENTECH CORP., COMMON STOCK, (NEW) 300.00 3,145.39 3,935.70 (790.31) WASHINGTON FED INC COM 34,826.00 888,033.39 842,947.50 45,085.89 WASHINGTON MUT INC COM STK 36,200.00 1,863,655.91 1,729,559.72 134,096.19 WASHINGTON WATER POWER CO., COMMON 9,900.00 200,790.04 186,862.50 13,927.54 STOCK, NO PAR WASTE MGMT INC NEW COM STK 22,595.00 722,056.51 17,778.69 704,277.82 WATERS CORP COMMON STOCK 32,500.00 857,266.04 881,562.50 (24,296.46)
-274- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ WATKINS-JOHNSON CO., COMMON STOCK, 11,600.00 401,191.19 286,819.50 114,371.69 NO PAR WATSCO INC COMMON 54,840.00 1,338,740.90 1,498,876.67 (160,135.77) WATSON PHARMACEUTICALS INC COMMON STOCK 31,700.00 1,241,889.56 963,925.10 277,964.46 WEATHERFORD ENTERRA INC COM NEW 2,000.00 97,368.17 83,354.41 14,013.76 WEBB, DEL CORP., COMMON STOCK 62,500.00 1,016,481.30 1,052,251.80 (35,770.50) WEIRTON STL CORP 1,600.00 6,308.47 7,091.31 (782.84) COMMON STOCK WELLS FARGO & CO. COMMON STOCK, $5 PAR 800.00 232,329.65 227,830.09 4,499.56 WENDY'S INTERNATIONAL, INC., COMMON 600.00 12,825.00 12,844.79 (19.79) STOCK, NO PAR WEST MARINE INC COMMON STOCK 20,000.00 546,356.40 670,000.00 (123,643.60) WESTAMERICA BANCORP, COMMON STOCK 2,200.00 191,899.60 174,124.50 17,775.10 WESTCORP INC., COMMON STOCK 2,730.00 45,490.72 64,496.25 (19,005.53) WESTELL TECHNOLOGIES INC CL A COMMON 400.00 9,213.49 9,285.93 (72.44) STOCK WESTERN ATLAS INC COMMON STOCK 12,300.00 1,061,508.46 771,769.95 289,738.51 WESTERN DIGITAL CORP., COMMON STOCK, 25,600.00 847,550.78 781,560.78 65,990.00 $.10 PAR WESTERN GAS RES INC COMMON STOCK 29,800.00 556,943.37 562,475.00 (5,531.63) WESTERN NATL CORP COMMON STOCK 24,170.00 691,903.56 603,689.36 88,214.20 WESTERN PAC AIRLS INC COMMON STOCK 100.00 602.76 619.12 (16.36) WESTPAC BKG CORP AUD1 62,000.00 363,492.22 446,929.31 (83,437.09) WESTVACO CORP. COMMON STOCK, $5 PAR 500.00 14,737.50 14,146.13 591.37 WET SEAL INC. CL A COMMON STOCK 14,500.00 380,889.00 304,389.75 76,499.25 WEYERHAEUSER CO., COMMON STOCK, $1.875 2,900.00 163,946.00 133,430.01 30,515.99 PAR WHARF(HLDGS) HKD1 7,000.00 29,983.85 28,799.82 1,184.03 WHIRLPOOL CORP. COMMON STOCK, $1 PAR 400.00 21,287.50 19,995.40 1,292.10 WHITMAN CORP COMMON STOCK 600.00 14,937.50 13,818.85 1,118.65
-275- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ WHITTAKER CORP COM PAR NEW 4,200.00 46,264.45 47,559.00 (1,294.55) WHX CORP COM 15,900.00 111,826.73 138,869.39 (27,042.66) WICOR, INC., COMMON STOCK, $1 PAR 5,100.00 183,440.88 185,512.50 (2,071.62) WILD OATS MKTS INC COMMON STOCK 200.00 7,218.99 2,960.11 4,258.88 WILLAMETTE INDUSTRIES INC., COMMON STOCK 200.00 13,000.00 13,575.00 (575.00) $.50 PAR WILLIAMS COMPANY INC COMMON STOCK $1 PAR 800.00 37,668.30 32,333.21 5,335.09 WILLIAMS SONOMA INC., COMMON STOCK 4,200.00 166,944.43 146,928.36 20,016.07 WIND RIV SYS INC COMMON STOCK 28,160.00 715,758.18 672,026.25 43,731.93 WINDMERE-DURABLE HLDGS INC COM STOCK 34,500.00 807,687.82 573,587.48 234,100.34 $.10 PAR WING TAI HOLDINGS SGD0.25 11,000.00 29,967.21 34,262.17 (4,294.96) WINN-DIXIE STORES, INC., COMMON STOCK, 800.00 27,887.50 26,900.39 987.11 $1 PAR WINSTAR COMMUNICATIONS INC COMMON STOCK 1,200.00 22,420.17 15,539.70 6,880.47 WIRELESS TELECOM GROUP INC COMMON STOCK 600.00 6,249.49 6,000.00 249.49 WISCONSIN CENT TRANSN CORP COMMON LM 45,180.00 1,623,439.74 1,626,588.84 (3,149.10) WITCO CORP., COMMON STOCK, $5 PAR 3,400.00 146,373.61 158,405.32 (12,031.71) WMC LTD AUD0.50 3,000.00 18,830.52 22,677.55 (3,847.03) WOLTERS KLUWER CVA NTFL1 2,009.00 243,634.73 299,290.63 (55,655.90) WOLVERINE TUBE INC COM STK 6,500.00 156,552.50 242,125.00 (85,572.50) WOLVERINE WORLD WIDE, INC., COMMON 13,200.00 365,204.06 354,750.00 10,454.06 STOCK, $1 PAR WOODSIDE PETROLEUM AUD0.50 4,000.00 30,073.22 32,795.97 (2,722.75) WOOLWORTH CORP COMMON STOCK 800.00 17,869.18 19,126.50 (1,257.32) WORLD FUEL SERVICES CORP COM 4,950.00 89,300.61 94,668.75 (5,368.14) WORLDCOM INC GA COM 72,053.00 2,558,535.41 1,711,991.73 846,543.68 WORTHINGTON INDUSTRIES, INC., COMMON 23,200.00 470,991.18 456,383.05 14,608.13 STOCK, NO PAR
-276- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ WRIGLEY, WM., JR., CO., 500.00 31,000.00 29,234.30 1,765.70 CAPITAL STOCK, NO PAR WYMAN-GORDON CO., COMMON STOCK, $1 PAR 35,660.00 793,711.11 792,696.24 1,014.87 WYNN'S INTERNATIONAL, INC., COMMON 400.00 13,566.54 8,108.00 5,458.54 STOCK, $1 PAR XCELLENET INC COM STK 100.00 1,166.90 1,700.00 (533.10) XEROX CORP. COMMON STOCK, $1 PAR 23,900.00 1,344,327.14 1,175,029.97 169,297.17 XLCONNECT SOLUTIONS INC COMMON STOCK 17,060.00 159,420.38 481,945.00 (322,524.62) XOMA CORP., COMMON STOCK 800.00 3,782.45 3,550.97 231.48 XYLAN CORP COMMON STOCK 24,800.00 599,556.79 917,600.00 (318,043.21) YAHOO INC COMMON STOCK 12,000.00 489,080.72 395,021.80 94,058.92 YAMATO TRANSPORT Y50 14,000.00 167,744.80 147,627.42 20,117.38 YASUDA FI & MAR Y50 78,000.00 358,565.77 527,432.74 (168,866.97) YELLOW CORP COMMON STOCK 24,600.00 784,614.42 381,689.50 402,924.92 YIZHENG CHEM FIBRE 'H'CNY1 195,000.00 62,249.98 44,386.96 17,863.02 YOUNG BROADCASTING INC CL A COMMON STOCK 30,400.00 738,347.10 923,400.00 (185,052.90) YOUNG INNOVATIONS INC COM STK 10,000.00 137,495.41 120,000.00 17,495.41 YPF SA SPON ADR(REP 1 CL'D'ARS10) 7,630.00 224,742.59 178,173.21 46,569.38 YUE YUEN INDL HKD0.10 500,000.00 198,268.94 168,132.44 30,136.50 YUKONG KRW5000 461.59 7,302.53 10,621.99 (3,319.46) YURIE SYS INC COMMON STOCK 4,800.00 76,595.84 57,600.00 18,995.84 YURTEC JPY50 730.00 8,132.17 0.00 8,132.17 ZALE CORP NEW COM STK 34,400.00 584,470.84 683,700.00 (99,229.16) ZENECA GROUP ADR-EA REP 3 OD 25P(NY EXC) 800.00 76,157.46 66,400.00 9,757.46 ZENITH ELECTRONICS CORP., COMMON STOCK, 300.00 3,134.43 3,975.00 (840.57) $1 PAR ZENITH NATIONAL INSURANCE CORP., COMMON 1,500.00 37,653.24 41,250.00 (3,596.76) STOCK, $1 PAR ZILA INC COMMON PAR $0.01 400.00 2,964.04 2,900.00 64.04
-277- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- CORPORATE STOCKS - COMMON - --------- ------ ------ ZILOG INC COMMON STK 9,500.00 170,173.07 270,391.32 (100,218.25) ZITEL CORP COMMON STOCK 1,300.00 23,629.74 43,075.06 (19,445.32) ZOLTEK COS INC COMMON STOCK 200.00 8,006.81 7,150.00 856.81 ZOOM TELEPHONICS COMMON STOCK 325.00 3,059.15 3,371.88 (312.73) ZURICH VERISCHERUN CHF10(REGD) 1,350.00 546,072.85 383,552.18 162,520.67 ZURN INDUSTRIES, INC., COMMON STOCK, 3,800.00 110,595.31 108,775.00 1,820.31 $.50 PAR ZYGO CORP COM STOCK $.10 PAR 4,600.00 129,899.66 91,425.00 38,474.66 1/10 BERKSHIRE HATHAWAY INC DEL CL A COM 10.00 35,895.00 33,320.57 2,574.43 STK 3DO CO COMMON STOCK 230.00 1,075.68 1,480.51 (404.83) 3DX TECHNOLOGIES INC COMMON STOCK 50,000.00 550,000.00 550,000.00 0.00 360 COMMUNICATIONS CO 1.00 23.42 23.75 (0.33) ------------------- ------------------- ------------------ TOTAL CORPORATE STOCKS - COMMON 1,042,038,478.85 969,823,859.34 72,214,619.51 PARTNERSHIP/JOINT VENTURE INTERESTS - ----------------- ------- --------- MLP LEVIATHAN GAS PIPELINE PARTNERS LP 200.00 8,640.17 9,100.00 (459.83) PREF UNIT MLP PLUM CREEK TIMBER CO LP DEPOSITARY 150.00 4,846.25 4,491.08 355.17 UNITS ------------------- ------------------- ------------------ TOTAL PARTNERSHIP/JOINT VENTURE INTERESTS 13,486.42 13,591.08 (104.66) INTEREST IN COMMON/COLLECTIVE TRUSTS - -------- -- ----------------- ------ MFO FRANK RUSSELL SHORT-TERM INVESTMENT 482,267,970.59 480,235,584.65 480,235,584.65 0.00 FUND FBO UAL-DV ------------------- ------------------- ------------------ TOTAL INTEREST IN COMMON/COLLECTIVE TRUSTS 480,235,584.65 480,235,584.65 0.00
-278- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- ##MFO AMERICAN CENTURY INCOME & GROWTH 173.93 4,557.90 3,881.43 676.47 FD N/C AMERICAN CENTY QUANT EQUITY FD GROWTH & INCOME EFF 1/1/97 SEE SEC# ##MFO BENHAM EQUITY GROWTH FD N/C AMER 0.00 615.47 0.00 615.47 CENTY EQUITY GROWTH EFF 1/1/97 DO NOT USE SEE SEC#2015768 ##MFO BENHAM EQUITY FDS GOLD INDEX N/C 2,715.51 28,219.22 31,683.58 (3,464.36) TO AMER CEN GLOBAL GOLD EQUITIES I FD EFF 1-2-97 DO NOT USE SEE SEC#2015766 ##MFO BENHAM GOVTERNMENT INCOME TR LONG 555.22 5,435.63 5,602.17 (166.54) TREAS AND AGY FD N/C AMERICAN CENTY GOVT INCOME TR BENHAM LONG-TERM TREAS EFF ##MFO BENHAM INTL FDS EUROPEAN GOVT BOND 914.56 10,029.40 11,093.52 (1,064.12) FD OPEN END FUND N/C AMERICAN CENTY INTL BD FDS EFF 1-2-97 SEE SEC#4955575 ##MFO BENHAM TARGET MATS TR SER 2020 DO 14,074.07 358,289.38 371,734.55 (13,445.17) NOT USE SEE 4-063847 ##MFO BENHAM TARGET MATS TR SER 2000 621.81 51,542.08 54,737.26 (3,195.18) OPEN END FUND DO NOT USE SEE SEC #4-064346 ##MFO BENHAM TARGET MATS TR SER 2005 N/C 2,020.99 125,059.75 133,183.66 (8,123.91) AMERICAN CENTY TARGET MATS TR BENHAM TARGET MATS TR 2005 EFF 1-2-97 SEE ##MFO TWENTIETH CENTURY CAP PORT INC 5,903.44 50,258.91 40,671.46 9,587.45 TWENTIETH CENTURY VALUE FD N/C AMERICAN CENTY CAP PORTFOLIOS INC VALUE FD INV ##MFO TWENTIETH CENTURY GROWTH INVESTORS 260.27 5,840.79 6,018.58 (177.79) INC., COMMON STOCK, OPEN END FUND N/C AMERICAN CENTY TWENTIETH CENTURY GROWTH ##MFO WORLD FDS INC VONTOBEL EASTERN 1,507.16 27,174.08 24,442.30 2,731.78 EUROPEAN EQUITY FD NAME CHANGED TO VONTOBEL FDS INC EFF 2-28-97 SEE SEC# ##TWENTIETH CENTURY INVESTORS INC ULTRA 4,047.15 125,948.08 103,978.15 21,969.93 SHARES $1 PAR N/C TO AMERICAN CENTY MUT FDS INC TWENTIETH ULTRA FD INV SEE SEC
-279- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- #REORG RAYONIER TIMBERLANDS LP 300.00 4,766.90 4,380.07 386.83 DEPOOSITARY UNIT CL A EXCH FOR CASH AT A RATE OF 13.00 PER SHARE EFF 1-30-98 #REORG/MFC SCUDDER WORLD INC EXCH FOR 600.00 9,323.38 9,321.63 1.75 MFC SCUDDER GLOBAL HIGH INCOME FD INC RT 1.0152 EFF 11-14-97 SEE SEC 4-812925 DOMINION RES BLACK WARRIOR TR UNIT BEN 200.00 4,132.88 4,050.00 82.88 INT GENESIS DEVELOPMENT & CON-UT 2,000.00 12,887.42 13,255.66 (368.24) MFC CHILE FUND INC., COMMON STOCK 4,178.00 101,522.45 93,515.15 8,007.30 CLOSED END FUND MFC EMERGING MKTS SOVEREIGN INCOME FUND, 0.00 316.50 0.00 316.50 INC., CLOSED END FUND MFC FIDELITY ADVISOR KOREA FD INC COM 750.00 5,405.73 7,218.75 (1,813.02) MFC FIRST AUSTRALIA PRIME INCOME FD 2,831.97 25,658.42 17,545.58 8,112.84 MFC H & Q LIFE SCIENCES INVESTORS SH BEN 0.00 984.00 0.00 984.00 INT MFC JARDINE FLEMING CHINA REGION FUND 115.00 1,699.86 1,236.25 463.61 INC MFC MORGAN STANLEY AFRICA INVT FD INC 0.00 120.42 0.00 120.42 MFC MORGAN STANLEY EMERGING MARKETS 0.00 345.10 0.00 345.10 FUND INC., COMMON STOCK MFC MORGAN STANLEY RUSSIA & NEW EUROPE 2,550.00 60,462.76 79,549.86 (19,087.10) FD INC COMMON STOCK MFC PAKISTAN INVT FD INC COM 1,850.00 11,425.41 10,406.25 1,019.16 MFC SALOMON BROS FUND INC CLOSED END FD 100.00 1,605.88 1,624.50 (18.62) MFC SOUTHERN AFRICA FUND INC COM 0.00 448.00 0.00 448.00 MFC TEMPLETON RUSSIA FUND INC 900.00 41,023.73 27,511.68 13,512.05 MFO ACCOLADE FDS UNITED SVCS BONNEL 281.37 29,800.23 4,975.59 24,824.64 GROWTH FD MFO ACORN FUND, INC., CAPITAL STOCK $1 0.00 2,346.28 0.00 2,346.28 PAR OPEN END FUND MFO ADVISORS INNER CIRCLE FD WHITE OAK 29,151.74 763,693.61 711,033.08 52,660.53 GROWTH STK FD
-280- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO AIM CONSTELLATION FUND OPEN END FUND 46,380.52 1,304,235.85 1,229,088.93 75,146.92 MFO AIM EQUITY FUNDS, INC., 1,253.27 39,368.64 26,288.20 13,080.44 WEINGARTEN FUND RETAIL CLASS OPEN END FUND MFO AIM EQUITY FUNDS, INC., 30,489.30 363,780.87 360,820.91 2,959.96 CHARTER FUND RETAIL CLASS OPEN END FUND MFO AIM INTERNATIONAL EQUITY FUND 620,837.04 10,162,693.42 9,971,184.46 191,508.96 MFO AIM VALUE FUND CLASS A 31,111.64 1,044,193.54 950,534.37 93,659.17 MFO AMERICAN CENTY WORLD MUT FDS INC 1,533.23 13,312.72 12,323.90 988.82 TWENTIETH CENTY INTL DISCOVERY FD INV MFO ARTISAN INC INTL FD 2,381.46 34,384.12 32,830.59 1,553.53 MFO BABSON VALUE FD INC OPEN END FUND 294.41 11,426.26 11,379.10 47.16 MFO BARON ASSET FD GROWTH & INCOME FD 1,883.74 37,502.79 41,856.94 (4,354.15) MFO BARON ASSET FD SH BEN INT 5,067.13 182,505.98 180,435.93 2,070.05 MFO BERGER INVT PORTFOLIO TR NEW 289.63 2,983.21 3,361.59 (378.38) GENERATION FD MFO BERGER ONE HUNDRED FD INC OPEN END 0.00 3,903.21 0.00 3,903.21 FD MFO BLANCHARD PRECIOUS METALS FD IN COM 60,122.41 260,532.21 319,989.65 (59,457.44) MFO BRANDYWINE FUND INC., COMMON STOCK, 763.18 77,652.78 26,305.41 51,347.37 $.01 PAR OPEN END FUND MFO BT INVT FDS INTL EQUITY 4,503.66 94,140.16 96,653.33 (2,513.17) MFO CALDWELL & ORKIN FDS INC AGGRESSIVE 25,877.07 496,703.03 411,989.51 84,713.52 GROWTH FD MFO CAPPIELLO RUSHMORE TR EMERGING 662.30 11,595.74 10,555.19 1,040.55 GROWTH FD MFO COHEN AND STEERS REALTY SHS INC COM 2,335.84 109,502.31 103,664.75 5,837.56 MFO COLONIAL TR VII NEWPORT TIGER FD CL 0.00 17.94 0.00 17.94 A SHARES MFO CRABBE HUSON EQUITY FUND OPEN END 0.00 797.44 0.00 797.44 FUND MFO DODGE & COX STOCK FUND OPEN END FD 0.00 232.76 0.00 232.76
-281- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO DOMINI SOCIAL INDEX FD SH BEN INT 207.64 5,307.89 5,034.71 273.18 MFO DREYFUS AGG. VALUE FD 150.00 3,699.00 3,288.03 410.97 MFO DREYFUS APPRECIATION FD INC 6,165.57 185,104.69 173,189.68 11,915.01 MFO DREYFUS FD INC COM 2,525.28 28,452.95 28,849.91 (396.96) MFO DREYFUS GROWTH & INCOME FD INC 600,010.94 12,331,570.93 12,067,311.10 264,259.83 MFO DREYFUS GROWTH & VALUE FDS INC SMALL 698.08 14,252.45 12,970.05 1,282.40 CO VALUE FD MFO DREYFUS GROWTH OPPORTUNITY FD 5,422.12 58,736.50 51,836.03 6,900.47 MFO DREYFUS PREMIER STRATEGIC INVESTING 2,552.63 64,750.05 61,330.27 3,419.78 CL A MFO DREYFUS SHORT INTER GOVT FD SH BEN 1,618.61 17,642.88 17,723.78 (80.90) INT OPEN END FD MFO DREYFUS THIRD CENTY FD INC OPEN 2,169.78 19,155.57 22,009.79 (2,854.22) END FUND MFO EATON VANCE GROWTH TR EV CLASSIC 6.42 1,011.48 87.91 923.57 GROWTH FD MFO EATON VANCE SPL INVT TR EV CLASSIC 4.40 413.59 60.38 353.21 SPL EQUITIES FD MFO EATON VANCE SPL INVT TR EV CLASSIC 5,084.90 52,678.67 52,949.31 (270.64) TOTAL RETURN FD MFO EVERGREEN GLOBAL OPPORTUNITIES FD CL 21,948.52 1,085,606.31 525,289.27 560,317.04 A MFO EVERGREEN OMEGA FD CL A 1,093.00 24,093.34 21,762.68 2,330.66 MFO EVERGREEN STRATEGIC INCOME FD CL A 58,841.97 413,303.12 414,454.59 (1,151.47) MFO EXCELSIOR FDS INC EMERGING AMERS FD 207.81 1,978.39 2,500.00 (521.61) MFO FEDERATED HIGH YIELD TR SH BEN INT 2,849.68 27,181.47 26,353.88 827.59 OPEN END FUND MFO FEDERATED INCOME TRUST OPEN END 1,169.11 11,807.99 12,012.67 (204.68) FUND MFO FEDERATED U S GOVT BD FD SH BEN INT 981.75 9,989.59 10,432.63 (443.04) MFO FEDERATED U S GOVT SECS FD 1-3 YRS 285.57 2,902.27 2,946.91 (44.64) SH BEN INT INSTL SHS
-282- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO FEDERATED US GOVT SEC FUND 2-5 YRS 282.94 2,903.55 2,948.08 (44.53) OPEN END FUND MFO FIDELITY BALANCED FUND, OPEN END FD 7,709.60 118,411.95 111,721.51 6,690.44 MFO FIDELITY CHARLES STR TR ASSET 0.00 345.61 0.00 345.61 MANAGED GROWTH FD MFO FIDELITY CONTRAFUND INC 238.18 11,499.28 10,636.63 862.65 OPEN END FD MFO FIDELITY DEVONSHIRE TR MID-CAP STK 0.00 472.25 0.00 472.25 FD MFO FIDELITY DIVIDEN GROWTH FUND OPEN 126.67 2,478.36 2,600.00 (121.64) END FUND MFO FIDELITY EQUITY INCOME FUND NUMBER 122.90 3,433.48 3,086.81 346.67 2 OPEN END FUND MFO FIDELITY EQUITY INCOME FUND REAL 1,918.67 36,601.28 33,395.86 3,205.42 ESTATE INVT PORTFOLIO OPEN END FUND MFO FIDELITY EQUITY-INCOME FUND INC. 60,617.37 3,046,193.26 2,718,087.55 328,105.71 OPEN END FUND MFO FIDELITY FUND, OPEN END FUND 121.44 3,477.24 3,106.56 370.68 MFO FIDELITY GROWTH COMPANY FUND 33,892.93 1,477,360.70 1,460,090.06 17,270.64 MFO FIDELITY INVT TR EMERGING MKTS FD 2,946.48 37,805.99 47,820.37 (10,014.38) MFO FIDELITY INVT TR DIVERSIFIED INTL FD 799.51 13,736.39 12,115.82 1,620.57 OPEN END FUND MFO FIDELITY INVT TR SOUTHEAST ASIA FD 643.47 9,851.91 10,111.39 (259.48) MFO FIDELITY LOW PRICED STOCK FUND 48,382.53 1,893,519.53 1,197,895.36 695,624.17 MFO FIDELITY MAGELLAN FUND, INC., OPEN 14,209.18 1,190,116.66 1,179,887.46 10,229.20 END FUND MFO FIDELITY MT VERNON STR TR NEW 291.14 6,383.31 6,045.70 337.61 MILLENIUM FD MFO FIDELITY NEW LATIN AMERICA FUND OPEN 1,219.86 21,387.24 16,307.64 5,079.60 END FUND MFO FIDELITY OTC PORTFOLIO, OPEN END 23,889.39 844,986.27 811,416.63 33,569.64 FUND MFO FIDELITY OVERSEAS FUND, OPEN END 681,683.70 23,522,471.56 22,301,963.62 1,220,507.94 FUND
-283- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO FIDELITY SECS FD GROWTH & INC FD 0.00 453.41 0.00 453.41 MFO FIDELITY SELECT TELECOMMUNICATIONS 0.00 440.48 0.00 440.48 FUND, OPEN END FD MFO FIDELITY SELECT PORTFOLIOS ELECTRS 870.01 35,288.53 33,878.63 1,409.90 PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS COMPUTERS 152.27 8,058.09 8,625.67 (567.58) PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS 0.00 1,031.02 0.00 1,031.02 TECHNOLOGY FD MFO FIDELITY SELECT PORTFOLIOS ENERGY 0.00 1,338.93 0.00 1,338.93 SVC PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS MEDICAL 2,921.50 87,938.60 83,054.94 4,883.66 DELIVER OPEN END FD MFO FIDELITY SELECT PORTFOLIOS PRECIOUS 527.09 8,338.38 9,813.05 (1,474.67) METALS & MINERALS PORTFOLIO MFO FIDELITY SELECT HOME FIN FUND OPEN 1,089.39 53,758.71 46,749.11 7,009.60 END FUND MFO FIDELITY SELECT AMERICAN GOLD FUND 164.21 3,861.48 4,544.71 (683.23) OPEN END FUND MFO FIDELITY SELECT REGIONAL BANK FD 4,443.05 99,767.85 99,471.89 295.96 MFO FIDELITY SELECT PORTFOLIOS 482.98 16,068.60 14,905.50 1,163.10 BIOTECHNOLOGY PORTFOLIO MFO FIDELITY SELECT INDUSTRIAL 3,765.64 107,073.63 104,374.52 2,699.11 MATERIALS FUND OPEN END FUND MFO FIDELITY SELECT PORTFOLIOS AIR 4,194.95 77,580.35 79,829.90 (2,249.55) TRANSN PORTFOLIO MFO FIDELITY SELECT PORTFOLIOS MONEY 200,014.05 199,142.40 200,159.92 (1,017.52) MARKET PORTFOLIO MFO FIDELITY SELECT FOOD & AGRICULTURE 210.28 9,905.95 9,053.23 852.72 PORTFOLIO MFO FIDELITY VALUE FUND OPEN END FUND 0.00 292.01 0.00 292.01 MFO FOUNDERS FDS INC PASSPORT FD 6,898.55 101,068.71 169,516.34 (68,447.63) MFO FOUNDERS BALANCED FUND 2,218.14 26,378.44 25,115.85 1,262.59 MFO FOUNDERS DISCOVERY FUND OPEN END 0.00 433.72 0.00 433.72 FUND
-284- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO FOUNDERS FDS INC GROWTH FD 1,156.28 23,234.25 20,388.41 2,845.84 MFO FOUNDERS FDS INC BLUE CHIP FD 0.00 2,906.63 0.00 2,906.63 MFO FOUNDERS FDS INC WORLDWIDE GROWTH FD 0.00 506.95 0.00 506.95 MFO FOUNDERS FDS INC SPL FD 1,440.28 11,718.40 11,808.67 (90.27) MFO FPA CAP FD INC COM STK $1.00 PAR 4,526.19 155,203.34 152,485.42 2,717.92 OPEN END FUND MFO FPA PARAMOUNT FD INC COM 9,897.56 142,807.86 148,338.98 (5,531.12) MFO FREMONT MUT FDS INC US MICRO-CAP 278.16 6,689.75 5,887.30 802.45 MFO GREENSPRING FUND OPEN END FUND 800.00 15,978.19 15,551.83 426.36 MFO GUINNESS FLIGHT INVT FDS INC ASIA 1,698.72 18,954.47 25,696.32 (6,741.85) SMALL CAP FD MFO GUINNESS FLIGHT INVT FDS INC CHINA & 6,069.10 109,196.30 106,652.83 2,543.47 H K FD MFO HARBOR CAPITAL APPRECIATION FUND 0.00 1,356.85 0.00 1,356.85 U.S. EQUITIES FD OPEN END FUND MFO HARBOR INTL GROWTH FD 474.88 7,979.69 7,714.88 264.81 MFO HARRIS ASSOC INVT TR OAKMARK SELECT 6,569.00 101,490.16 88,625.49 12,864.67 MFO HARRIS ASSOC INVT TR OAKMARK INTL 0.00 330.44 0.00 330.44 SMALL CAP FUND MFO HARRIS ASSOC INVT TR OAKMARK SMALL 12,101.58 191,644.02 175,836.05 15,807.97 CAP FD MFO HEARTLAND GROUP INC EQUITY FUND 730.13 11,528.75 10,089.95 1,438.80 MFO HEARTLAND GROUP INC SMALL CAP 368.42 5,409.50 5,096.99 312.51 CONTRARIAN FD MFO HEARTLAND VALUE FUND OPEN END FUND 0.00 1,998.30 0.00 1,998.30 MFO HOTCHKIS & WILEY FDS BALANCED INCOME 1,162.80 22,282.07 22,493.45 (211.38) FD MFO HOTCHKIS & WILEY FDS EQTY 1,265.42 27,417.04 26,184.99 1,232.05 INCOME FUND MFO HOTCHKIS & WILEY INTERNATIONAL FD 6,134.74 137,024.21 136,809.87 214.34 MFO HOTCHKIS & WILEY LOW DURATION FD 12,990.56 133,210.15 131,756.25 1,453.90 MFO IAI EMERGING GROWTH FD OPEN END FUND 89.84 1,862.90 2,038.28 (175.38)
-285- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO IAI MIDCAP GROWTH FD 0.00 6,754.23 0.00 6,754.23 MFO INVESCO DYNAMICS FD INC OPEN END FD 179.44 2,539.13 2,604.63 (65.50) MFO INVESCO INCOME FDS INC HIGH YIELD FD 1,824.82 13,116.00 13,063.83 52.17 OPEN END MFO INVESCO INDUSTRIAL INCOME FUND 2,166.50 35,257.19 31,684.09 3,573.10 MFO INVESCO INTL FDS INC EUROPEAN FD 465.49 7,995.64 7,815.80 179.84 MFO INVESCO INTL FDS INC PACIFIC BASIN 6,363.37 86,974.58 91,705.79 (4,731.21) FD MFO INVESCO SPECIALTY FDS INC WORLDWIDE 234.89 3,290.70 3,184.06 106.64 COMMUNICATIONS FD MFO INVESCO SPECIALTY FDS INC EUROPEAN 2,527.18 42,879.38 40,883.51 1,995.87 SMALL CO FD MFO INVESCO SPECIALTY FDS INC ASIAN 15,368.00 157,880.61 152,467.50 5,413.11 GROWTH FD MFO INVESCO STRATEGIC PORTFOLIOS INC 3,117.56 91,455.51 76,813.20 14,642.31 FINL SVCS PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 5,388.88 64,420.10 64,736.12 (316.02) UTILS MFO INVESCO STRATEGIC PORTFOLIOS INC 1,016.51 61,617.95 56,089.48 5,528.47 HEALTH SCIENCES PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 748.27 32,592.75 26,328.47 6,264.28 TECHNOLOGY PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 660.04 10,979.92 10,366.38 613.54 ENERGY FD MFO INVESCO STRATEGIC PORTFOLIOS INC 38,754.30 188,474.66 248,585.75 (60,111.09) GOLD PORTFOLIO MFO INVESCO STRATEGIC PORTFOLIOS INC 137.39 3,166.46 3,241.62 (75.16) LEISURE PORTFOLIO MFO INVESCO TOTAL RETURN FUND 4,567.18 121,303.51 113,802.98 7,500.53 MFO IVY INTL FD SH BEN INT 2,660.50 112,000.21 111,912.57 87.64 OPEN END FUND MFO JANUS FUND, INC., CAPITAL STOCK, 2,700.00 85,561.95 74,118.53 11,443.42 $.01 PAR, OPEN END FUND MFO JANUS GROWTH AND INCOME FUND 2,915.62 66,902.24 62,809.91 4,092.33
-286- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO JANUS INVT FD ENTERPRISE FD 169.47 5,089.66 5,295.18 (205.52) MFO JANUS INVT FD EQUITY INCOME FD 903.24 10,842.63 10,527.04 315.59 MFO JANUS INVT FD FLEXIBLE INCOME FD 1,881.34 18,392.93 18,374.86 18.07 MFO JANUS INVT FD HIGH-YIELD 1,442.11 16,246.18 16,183.39 62.79 MFO JANUS INVT FD OLYMPUS FD 3,399.00 55,302.54 51,199.01 4,103.53 MFO JANUS INVT FD OVERSEAS 25,378.53 456,684.33 402,957.60 53,726.73 MFO JANUS INVT FD WORLDWIDE FUND 11,918.20 538,642.49 428,842.96 109,799.53 MFO JANUS MERCURY FUND OPEN END FUND 6,585.85 125,830.15 122,744.63 3,085.52 MFO JANUS TWENTY FUND, OPEN END FUND 216,774.56 8,046,401.39 7,127,490.46 918,910.93 MFO JANUS VENTURE FUND, OPEN END FUND 0.00 101.97 0.00 101.97 MFO KAUFMANN FUND OPEN END FUND 21,257.77 135,939.30 122,809.96 13,129.34 MFO KEMPER-DREMAN FD INC HIGH RETURN 0.00 10.89 0.00 10.89 FUND CL A MFO LEXINGTON CONV SECS FD SH BEN INT 0.00 1,042.14 0.00 1,042.14 MFO LEXINGTON CORPORATE LEADERS TR FD 213.17 3,538.64 3,540.47 (1.83) CTF SER B MFO LEXINGTON CROSBY SMALL CAP ASIA 3,616.43 44,789.59 47,941.30 (3,151.71) GRWTH FD MFO LEXINGTON GOLD TR SH BEN INT 329.49 1,760.61 2,095.67 (335.06) MFO LEXINGTON TROIKA DIALOG RUSSIA FD 18,218.01 302,254.76 262,345.49 39,909.27 INC MFO LINDNER INVTS BULWARK INVS CL 566.10 3,707.17 4,567.82 (860.65) MFO LINDNER INVTS DIVID FD INVS CL 746.81 22,246.82 21,290.27 956.55 MFO LOOMIS SAYLES BOND FUND OPEN END 100.00 1,482.06 1,295.96 186.10 FUND MFO MANGERS FDS SPL EQUITY FD 63.53 3,059.07 3,253.45 (194.38) MFO MARKMAN MULTIFUND TR AGGRESIVE 4,378.19 63,564.14 64,359.34 (795.20) ALLOC PORTFOLIO MFO MAS FDS TR FD MID-CAP VALUE 163.06 2,500.84 2,654.45 (153.61) PORTFOLIO MFO MAS POOLED TR FD VALUE PORTFOLIO 0.00 1,068.53 0.00 1,068.53
-287- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO MATTHEWS INTL FDS PAC TIGER FD 273.72 2,336.41 3,131.26 (794.85) MFO MIDAS FD INC 20,413.76 102,085.50 106,686.15 (4,600.65) MFO MONTGOMERY FDS EMERGING MKTS FD INC 744.12 11,404.95 10,625.80 779.15 OPEN END FUND MFO MONTGOMERY FDS GROWTH FD 1,178.65 24,753.05 25,012.76 (259.71) MFO MONTGOMERY FDS GLOBAL OPPORTUNITIES 505.51 8,822.29 8,655.10 167.19 FD MFO MUTUAL SER FD INC DISCOVERY FD OPEN 2,734.98 61,486.95 50,746.09 10,740.86 END FUND MFO MUTUAL SER FUND INC QUALIFIED 443.42 11,252.23 9,307.13 1,945.10 INCOME FUND OPEN END FUND MFO MUTUAL SERIES FUND, INC., BEACON 2,434.94 40,462.57 33,566.83 6,895.74 FUND, OPEN END FUND MFO MUTUAL SERIES FUND, INC., SHARES 261.98 28,152.86 26,017.60 2,135.26 FUND, OPEN END FUND MFO N/I GROWTH FUND 1,659.73 21,806.13 21,759.38 46.75 MFO NAVELLIER PERFORMANCE FDS AGGRESSIVE 13,131.89 150,482.41 160,471.70 (9,989.29) GROWTH PORTFOLIO MFO NEUBERGER & BERMAN FOCUS FUND OPEN 110.13 3,756.67 3,627.39 129.28 END FUND MFO NEUBERGER & BERMAN PARTNERS EQUITY 0.00 110.40 0.00 110.40 FDS PARTNER FD OPEN END FD MFO NEUBERGER & BERMAN GUARDIAN EQUITY 440.13 15,669.20 12,006.81 3,662.39 FD COM STOCK, OPEN END FUND MFO OAKMARK FUND, HARRIS ASSOC INVT TR 2,648.25 118,604.64 91,940.20 26,664.44 MFO OAKMARK INTERNATIONAL FUND OPEN END 18,632.75 333,039.21 292,177.89 40,861.32 FUND MFO OBERWIES FDS EMERGING GROWTH 0.00 2,337.92 0.00 2,337.92 PORTFOLIO MFO OBERWIES FDS MID-CAP PORTFOLIO 142.75 1,561.48 1,513.60 47.88 MFO PBHG CORE GROWTH FUND 3,450.97 42,246.04 46,911.81 (4,665.77) MFO PBHG FDS INC LARGE CAP GROWTH FD 1,700.77 30,016.41 28,010.98 2,005.43 MFO PBHG FDS INC LTD FD CL 578.03 6,225.35 6,104.66 120.69
-288- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO PBHG FDS INC SELECT EQUITY FD 4,338.77 86,532.98 88,061.53 (1,528.55) MFO PBHG FDS INC TECHNOLOGY & 23,662.31 452,379.51 418,810.03 33,569.48 COMMUNICATIONS FD MFO PBHG GROWTH FD INC COMMOM STOCK 261,008.97 6,761,102.75 7,018,889.85 (257,787.10) OPEN END FUND MFO PILGRIM BAXTER EMERGING GROWTH FUND 2,735.67 66,902.57 66,161.84 740.73 MFO PIONEER CAPITAL GROWTH 32,345.67 757,022.22 670,847.46 86,174.76 MFO PIONEER EMERGING MKTS FD CL A 732,866.48 11,988,741.85 11,747,658.49 241,083.36 MFO PIONEER II INC COMMON STK $1 PAR 596,705.61 15,699,902.33 13,780,774.01 1,919,128.32 OPEN END FUND MFO PIONEER INTL GROWTH FD CL A 11,256.85 285,175.47 262,796.08 22,379.39 MFO RAINER INVT MGMT MUT FDS SMALL 1,224.93 23,630.07 24,082.87 (452.80) MID/CAP EQUITY PORTFOLIO MFO ROBERTSON STEPHENS INVT TR EMERGING 1,028.56 10,830.71 10,672.44 158.27 MKTS FD MFO ROBERTSON STEPHENS INVT TR PARTNERS 0.00 1,022.29 0.00 1,022.29 FD MFO ROBERTSON STEPHENS INVT TR MICROCAP 932.27 9,993.88 9,863.42 130.46 GROWTH FD MFO ROBERTSON STEPHENS INVT TR GROWTH & 0.00 4,163.12 0.00 4,163.12 INCOME FD MFO ROBERTSON STEPHENS ENERGING GROWTH 2,028.84 46,744.26 44,824.16 1,920.10 FD MFO ROBERTSON STEPHENS INVT TR NAT RES 7,334.91 101,731.71 104,606.82 (2,875.11) FD MFO ROBERTSON STEPHENS INVT TR INFO AGE 0.00 557.31 0.00 557.31 FD MFO ROBERTSON STEPHENS INVT TR VALUE 2,177.85 71,973.31 59,362.94 12,610.37 PLUS GROWTH FD MFO ROBERTSON STEPHENS INVT TR 16,233.92 265,487.36 274,159.48 (8,672.12) CONTRARIAN FUND MFO ROWE PRICE NEW HORIZONS FD INC 1,423.42 35,347.24 33,943.48 1,403.76 CAPITAL STK $1 PAR OPEN END FUND MFO ROWE T PRICE BLUE CHIP GROWTH FD 289.00 6,670.89 5,834.32 836.57
-289- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO ROWE T PRICE DIVID GROWTH FD INC 6,150.40 116,953.35 109,964.58 6,988.77 MFO ROWE T PRICE EQUITY INCOME FUND 2,249.23 54,851.91 53,058.15 1,793.76 SHARES OF BENEFICIAL INT, OPEN END FUND MFO ROWE T PRICE INTL FDS JAPAN FD OPEN 1,532.18 12,971.89 15,084.11 (2,112.22) END FUND MFO ROWE T PRICE INTERNATIONAL FUNDS INC 9,483.50 85,747.74 89,025.78 (3,278.04) NEW ASIA FUND OPEN END FUND MFO ROWE T PRICE INTL FUNDS INC., INTL 2,438.00 34,434.67 34,509.48 (74.81) STK FD OPEN END FD MFO ROWE T PRICE INTERNATIONAL FUNDS, 210.92 2,016.31 2,242.52 (226.21) INC, INTERNATIONAL BOND FUND OPEN END FUND MFO ROWE T PRICE MID-CAP GROWTH FD INC 0.00 604.44 0.00 604.44 COM MFO ROWE T PRICE SCIENCE & TECHNOLOGY 371.32 17,316.64 11,867.26 5,449.38 FUND OPEN END FUND MFO ROWE T PRICE VALUE FD INC 3,185.16 51,907.57 51,652.94 254.63 MFO ROYCE MICRO CAP FD 650.14 5,725.72 5,468.35 257.37 MFO ROYCE PREMIER FUND OPEN END FUND 546.58 5,159.69 5,108.11 51.58 MFO RUSHMORE FD INC U S GOVT LONG-TERM 1,994.51 19,061.63 20,430.41 (1,368.78) SECS MFO RYDEX SER TR NOVA FD 33,030.60 772,581.02 749,042.98 23,538.04 MFO RYDEX SER TR URSA FD 147,444.15 903,180.50 1,002,970.69 (99,790.19) MFO SAFECO EQUITY FD INC 504.00 10,924.46 8,864.94 2,059.52 MFO SCHWAB ANALYTICS FD 443.66 6,231.76 5,132.52 1,099.24 MFO SCHWAB CAP TR S&P 500 FD INV SHS 3,724.93 46,288.79 45,071.78 1,217.01 MFO SCHWAB CAP TR SMALL CAP INDEX FUND 7,163.26 125,715.25 106,767.05 18,948.20 MFO SCHWAB CHARLES FAMILY FDS VALUE 1,252,650.43 1,252,650.43 1,252,650.43 0.00 ADVANTAGE MONEY FD MFO SCHWAB INVTS 1000 EQUITY FD 3,977.92 99,347.77 85,549.94 13,797.83 MFO SCUDDER EMERGING MARKETS FIXED 1,617.97 27,566.50 21,757.12 5,809.38 INCOME
-290- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO SCUDDER GLOBAL FD INC COMMON STOCK 432.86 14,049.09 13,253.82 795.27 OPEN END FUND MFO SCUDDER GLOBAL FD INC GLOBAL 562.89 11,676.18 530.57 11,145.61 DISCOVERY FUND MFO SCUDDER INTERNATIONAL BOND FUND 522.84 5,353.84 5,915.58 (561.74) OPEN END FUND MFO SCUDDER INTL FD INC GREATER EUROPE 0.00 16.47 0.00 16.47 GROWTH FD MFO SCUDDER INTL FD INC PAC 675.33 10,992.25 11,341.34 (349.09) OPPORTUNITIES FD OPEN END FUND MFO SCUDDER INVT TR GROWTH & INCOME FD 214.29 6,559.05 5,391.94 1,167.11 OPEN END FUND MFO SCUDDER LATIN AMERICA FUND OPEN END 1,158.45 32,219.60 30,212.37 2,007.23 FUND MFO SCUDDER MUT FDS INC GOLD FD 13,365.62 120,809.97 168,435.33 (47,625.36) MFO SCUDDER PORTFOLIO TR HIGH YIELD BD 256.43 3,210.97 3,198.38 12.59 FD MFO SEI SMALL CAP GROWTH FUND OPEN END 318.58 5,040.69 6,051.94 (1,011.25) FUND MFO SELECTED AMERICAN SHARES INC CAPITAL 0.00 2,805.11 0.00 2,805.11 STK $1.25 PAR OPEN END FUND MFO SELIGMAN COMMUNICATIONS & 697.38 19,764.25 16,771.99 2,992.26 INFORMATION FD INC CL A MFO SOUND SHORE FD INC COM 450.00 14,547.37 12,095.65 2,451.72 MFO STEIN ROE INVT TR SPL VENTURE FD 0.00 277.50 0.00 277.50 MFO STEIN ROE INVT TR SPL FD 0.00 171.06 0.00 171.06 MFO STEIN ROE INVT TR YOUNG INVESTOR FD 501.10 11,448.02 9,824.74 1,623.28 MFO STEIN ROE INVT TR CAP OPPORTUNITIES 10,468.95 288,391.52 305,815.33 (17,423.81) FD MFO STRONG ADVANTAGE FD INC 2,021.42 20,335.48 20,315.27 20.21 MFO STRONG AMERN UTILS FD INC 2,819.04 41,550.18 36,986.44 4,563.74 MFO STRONG ASSET ALLOCATION FD 4,354.20 95,496.43 90,780.55 4,715.88 MFO STRONG DISCOVERY FUND OPEN END FUND 4,733.70 82,000.81 82,910.10 (909.29)
-291- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO STRONG EQUITY FDS INC SMALL CAP 7,280.42 87,701.11 87,002.36 698.75 MFO STRONG GROWTH FUND 0.00 5,772.46 0.00 5,772.46 MFO STRONG INTL STK FD INC OPEN END FUND 603,859.35 8,281,825.51 8,455,808.44 (173,982.93) MFO STRONG OPPORTUNITY FUND OPEN END 18,943.63 779,483.85 720,621.22 58,862.63 FUND MFO STRONG SCHAFER VALUE FD 4,507.84 298,626.64 285,679.32 12,947.32 MFO STRONG TOTAL RETURN FD INC COMMON 46,029.94 1,498,537.93 1,501,458.13 (2,920.20) STK OPEN END FUND MFO T. ROWE PRICE NEW ERA FUND INC 0.00 315.38 0.00 315.38 COMMON OPEN END FUND MFO THIRD AVENUE FUND 554.00 17,138.15 15,805.00 1,333.15 MFO TORRAY FD SH BEN INT 200.00 6,302.15 5,547.08 755.07 MFO TRANSAMERICA INVS INC PREMIER EQUITY 142.48 2,652.81 2,537.82 114.99 FD INV SHS MFO TURNER FDS SMALL CAP FD 0.00 1,101.33 0.00 1,101.33 MFO TWEEDY BROWNE FD INC AMERICAN VALUE 0.00 2,658.98 0.00 2,658.98 FD FORMERLY VALUE FD TO 10-01-1994 MFO TWENTIETH CENTURY INVESTORS INC 1,518.47 26,775.93 23,378.18 3,397.75 VISTA SH MFO UAM FDS FPA CRESCENT PORT INSTL FD 0.00 119.56 0.00 119.56 CL SHS MFO UNITED SERVICES WORLD GOLD FD OPEN 4,090.31 66,119.60 82,502.78 (16,383.18) END FD MFO UNITED SVCS FDS CHINA REGION 3,469.88 25,087.25 23,872.77 1,214.48 OPPORTUNITY FD MFO UNITED SVCS FDS U S REAL ESTATE FD 356.14 5,066.78 5,067.81 (1.03) MFO VAN WAGONER FDS INC MID-CAP FD 226.42 2,504.15 2,966.10 (461.95) MFO VAN WAGONER FDS INC EMERGING GROWTH 3,013.99 40,085.44 39,267.31 818.13 FD MFO VAN WAGONER FDS INC MICRO-CAP FD 456.65 5,972.96 5,636.16 336.80 MFO VANGUARD / WINDSOR FD INC VANGUARD / 0.00 3,434.32 0.00 3,434.32 WINDSOR II PORTFOLIO OPEN END FUND
-292- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO VANGUARD FIXED INCOME SECS FD SHORT 5,154.61 54,954.43 55,674.52 (720.09) TERM BD PORT - RECONCILEMENT SEC FD FBO DAILY VALUED PLANS MFO VANGUARD FIXED INCOME SECURITIES 479.02 4,046.56 4,357.34 (310.78) FUND LONG TERM CORPORATE PORTFOLIO MFO VANGUARD FIXED INCOME SECURITIES 0.00 14.46 0.00 14.46 FUND INC., GNMA PORTFOLIO, $.10 PAR OPEN END FUND MFO VANGUARD INDEX TRUST - 500 PORTFOLIO 1,635.82 129,113.44 123,462.18 5,651.26 SHARES OF BENEFICIAL INTEREST OPEN END FUND MFO VANGUARD SPECIALIZED PORTFOLIOS 0.00 815.00 0.00 815.00 HEALTH CARE PORTFOLIO, OPEN END FUND MFO VANGUARD SPECIALIZED PORTFOLIO 867.93 24,285.36 20,070.58 4,214.78 ENERGY PORTFOLIO OPEN END FUND MFO VANGUARD WORLD FUND, INTERNATIONAL 0.00 3,209.43 0.00 3,209.43 GROWTH PORTFOLIO, OPEN END FUND MFO VANGUARD/WELLESLEY INC FD INC COMM 0.00 395.04 0.00 395.04 OPEN END FUND MFO WARBIRG PINCUS EMERGING GROWTH FD 608.86 20,265.76 20,097.63 168.13 MFO WARBURG PINCUS EMERGING MKTS FD INC 3,000.98 37,627.06 37,717.93 (90.87) MFO WARBURG PINCUS GROWTH & INCOME FD 0.14 2.15 2.20 (0.05) INC MFO WARBURG PINCUS INTL EQUITY FD OPEN 1,442.75 30,973.77 31,045.74 (71.97) END FUND MFO WARBURG PINCUS JAPAN OTC FD COM 0.00 18.66 0.00 18.66 MFO WARBURG PINCUS POST-VENTURE CAP FUND 256.02 4,331.84 4,273.01 58.83 MFO WASATCH ADVISORS FDS INC MICRO-CAP 1,170.85 5,025.15 3,509.15 1,516.00 FD MFO WASATCH ADVISORS FDS INC MID-CAP FD 0.00 0.31 0.00 0.31 MFO WASATCH ADVISORS FDS INC GROWTH FD 0.00 377.69 0.00 377.69 MFO WESTCORE TR BLUE CHIP FUND 0.00 345.70 0.00 345.70 MFO WORLD FDS INC VONTOBEL U S VALUE FD 333.78 5,403.87 5,000.00 403.87 MFO WRIGHT EQUIFUND EQUITY TR MEXICO FD 2,195.53 13,107.32 11,899.49 1,207.83
-293- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- INTEREST IN REGISTERED INVESTMENT CO. - -------- -- ---------- ---------- --- MFO WRIGHT EQUIFUND EQUITY TR 848.96 9,165.18 9,133.68 31.50 NETHERLANDS FD MFO WRIGHT EQUIFUND EQUITY TR NORDIC FD 765.10 11,513.00 11,115.17 397.83 MFO WRIGHT INVESTORS INTL BLUE CHIP FD 725.08 11,887.20 12,000.00 (112.80) OPEN END FD MFO YACKTMAN FD INC OPEN END FUND 17,810.83 294,972.57 253,012.96 41,959.61 TEMPLETON VIETNAM OPPORTUNITES FD INC 200.00 1,833.96 2,246.04 (412.08) COM STK ------------------- ------------------- ------------------ TOTAL INTEREST IN REGISTERED INVESTMENT CO. 129,701,536.22 122,815,517.79 6,886,018.43 OTHER - ----- &&& UAL - LOAN ASSET 42,881,331.82 42,881,331.82 42,881,331.82 0.00 ADV TISSUE SCIENCES COM STK CALL OPTION 2.00 0.00 (138.00) 138.00 EXP 12/21/96 W/STRK PR $12.50 PER SHR ADVANCED MICRO DEVICES CALL OPTION 4.00 1,111.99 0.00 1,111.99 EXP 4/18/98 W/STRK PR $25.00 PER SH ADVANTA CORP CL B COM STK CALL OPTION 4.00 377.77 0.00 377.77 EXP 8/16/97 W/STRK PR. $35.00 PER SHR ALPHA BETA TECH COM STK CALL OPTION 20.00 1,388.17 0.00 1,388.17 EXP 8/16/97 W/STRK PR. $10.00 PER SHR ALPHA BETHA TECH COM STK CALL OPTION 20.00 1,637.04 0.00 1,637.04 EXP 7/19/97 W/STRK PR. $10.00 PER SHR AMATI COMM COM STK CALL OPTION 20.00 1,507.69 0.00 1,507.69 EXP 3/22/97 W/STRK PR. $12.50 PER SHR AMATI COMM COM STK CALL OPTION 20.00 1,456.09 0.00 1,456.09 EXP 6/21/97 W/STRK PR. $12.50 PER SHR AMER WEST HLDG COM STK CALL OPTION 20.00 464.88 0.00 464.88 EXP 4/19/97 W/STRK PR. $17.50 PER SHR AMERICAN EXPRESS CALL OPTION 1.00 0.00 (338.00) 338.00 EXP 1/18/97 W/STRK PR. $50.00 PER SHR AMPEX CORP CL A COM STK CALL OPTION 10.00 672.72 0.00 672.72 EXP 4/19/97 W/STRK PR. $10.00 PER SHR AMTEL CORP COM STK CALL OPTION 5.00 1,236.65 0.00 1,236.65 EXP 2/21/98 W/STRK PR $25.00 PER SH
-294- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- APPLIED MAGNETICS COM STK CALL OPTION 5.00 1,630.23 0.00 1,630.23 EXP 4/18/98 W/STRK PR $20.00 PER SH APPLIX INC COM STK CALL OPTION 2.00 0.00 0.00 0.00 EXP 12/21/96 W/STK PR $25.00 PER SHR APPLIX INC COM STK CALL OPTION 4.00 229.89 0.00 229.89 EXP 1/18/97 W/STRK PR. $25.00 PER SHR APPLIX INC COM STK CALL OPTION 4.00 467.38 0.00 467.38 EXP 2/22/97 W/STRK PR. $25.00 PER SHR ARBOR DRUGS COM STK CALL OPTION 8.00 505.73 0.00 505.73 EXP 4/19/97 W/STRK PR. $20.00 PER SHR AT&T CORP COM STK CALL OPTION 4.00 415.27 0.00 415.27 EXP 6/21/97 W/STRK PR. $35.00 PER SHR AUTOIMMUNE INC COM STK CALL OPTION 20.00 2,123.42 0.00 2,123.42 EXP 5/17/97 W/STRK PR. $10.00 PER SHR AVANTA CP CL B COM STK CALL OPTION 4.00 465.27 0.00 465.27 EXP 7/19/97 W/STRK PR. $35.00 PER SHR BAY NETWORKS COM STK CALL OPTION 3.00 0.00 (1,350.00) 1,350.00 EXP 12/21/96 W/STK PR $22.50 PER SHR BAY NETWORKS COM STK CALL OPTION 6.00 632.47 0.00 632.47 EXP 2/22/97 W/STRK PR. $22.50 PER SHR BELL SPORTS CORP COM STK CALL OPTION 12.00 265.28 0.00 265.28 EXP 10/18/97 W/STRK PR. $10.00 PER SHR BIOGEN INC COM STK CALL OPTION 20.00 2,568.84 0.00 2,568.84 EXP 10/18/97 W/STRK PR. $35.00 PER SHR BOEING CO COM STK CALL OPTION 10.00 2,123.42 0.00 2,123.42 EXP 1/18/97 W/STRK PR. $100.00 PER SHR CALIF AMPLIFIR COM STK CALL OPTION 20.00 333.74 0.00 333.74 EXP 2/22/97 W/STRK PR. $7.50 PER SHR CALIF AMPLIFIR COM STK CALL OPTION 20.00 208.75 0.00 208.75 EXP 6/21/97 W/STRK PR. $5.00 PER SHR CEPHALON INC COM STK CALL OPTION 8.00 360.15 0.00 360.15 EXP 8/16/97 W/STRK PR. $12.50 PER SHR CEPHALON INC COM STK CALL OPTION 8.00 464.54 0.00 464.54 EXP 11/22/97 W/STRK PR. $12.50 PER SHR CIRRUS LOGIC INC COM STK CALL OPTION 20.00 706.11 0.00 706.11 EXP 8/16/97 W/STRK PR. $12.50 PER SHR
-295- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- COCA COLA ENT COM STK CALL OPTION 8.00 988.59 0.00 988.59 EXP 6/21/97 W/STRK PR. $65.00 PER SHR COLUMBIA LABS COM STK CALL OPTION 20.00 1,197.84 0.00 1,197.84 EXP 10/18/97 W/STRK PR. $17.50 PER SHR COMPAQ COMPUTER COM STK CALL OPTION 2.00 259.07 0.00 259.07 EXP 12/21/96 W/STK PR $75.00 PER SHR COMPUSERVE INC COM STK CALL OPTION 6.00 260.99 0.00 260.99 EXP 8/16/97 W/STRK PR. $12.50 PER SHR CYLINK CORP COM STK CALL OPTION 20.00 1,143.60 0.00 1,143.60 EXP 7/19/97 W/STRK PR. $12.50 PER SHR CYPRESS SEMICONDUCTOR COM STK CALL OPT 20.00 353.48 0.00 353.48 EXP 11/22/97 W/STRK PR. $12.50 PER SHR DANIELI & C 7.25% BDS 1/1/00 ITL(XW) 6,252,000.00 3,634.24 4,176.06 (541.82) DATA DIMENSIONS INC COM STK CALL OPT 2.00 290.27 0.00 290.27 EXP 9/20/97 W/STRK PR. $30.00 PER SHR DIGITAL EQUIP COM STK CALL OPTION 1.00 0.00 (63.00) 63.00 EXP 01/18/97 W/STK PR 45.00 PER SHR DIGITAL EQUIP COM STK CALL OPTION 5.00 3,450.86 0.00 3,450.86 EXP 4/18/98 W/STRK PR. $50.00 PER SHR DIGITAL EQUIPMENT COM STK CALL OPTION 2.00 190.28 0.00 190.28 EXP 9/20/97 W/STRK PR. $45.00 PER SHR DURAMED PHARAM COM STK CALL OPTION 14.00 660.32 0.00 660.32 EXP 10/18/97 W/STRK PR. $5.00 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 160.99 0.00 160.99 EXP 1/18/97 W/STRK PR. $10.00 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 230.74 0.00 230.74 EXP 2/22/97 W/STRK PR. $10.00 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 360.15 0.00 360.15 EXP 3/22/97 W/STRK PR. $12.50 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 555.73 0.00 555.73 EXP 4/19/97 W/STRK PR. $10.00 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 164.89 0.00 164.89 EXP 4/19/97 W/STRK PR. $60.00 PER SHR DURAMED PHARM COM STK CALL OPTION 8.00 364.98 0.00 364.98 EXP 5/17/97 W/STRK PR. $10.00 PER SHR
-296- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- DURAMED PHARM COM STK CALL OPTION 8.00 414.54 0.00 414.54 EXP 6/21/97 W/STRK PR. $10.00 PER SHR DURAMED PHARMACEUT COM STK CALL OPTION 14.00 315.27 0.00 315.27 EXP 9/20/97 W/STRK PR. $5.00 PER SHR DURAMED PHARMACEUT COM STK CALL OPTION 4.00 414.54 0.00 414.54 EXP 3/21/98 W/STRK PR. $10.00 PER SHR EMPLOYEE SOLUTION COM STK CALL OPTION 18.00 1,015.71 0.00 1,015.71 EXP 4/19/97 W/STRK PR. $7.50 PER SHR EMPLOYEE SOLUTIONS COM STK CALL OPT 18.00 250.78 0.00 250.78 EXP 11/22/97 W/STRK PR. $7.50 PER SHR ENSCO INTL INC COM STK CALL OPTION 2.00 221.53 0.00 221.53 EXP 8/16/97 W/STRK PR. $55.00 PER SHR EQUIFAX INC COM STK CALL OPTION 2.00 215.28 0.00 215.28 EXP 7/19/97 W/STRK PR. $35.00 PER SHR EQUIFAX INC COM STK CALL OPTION 2.00 65.28 0.00 65.28 EXP 9/20/97 W/STRK PR. $30.00 PER SHR EXABYTE CORP COM STK CALL OOPTION 10.00 0.00 (690.00) 690.00 EXP 12/21/96 W/STRK PR $15.00 PER SHR EXABYTE CORP COM STK CALL OPTION 20.00 458.73 0.00 458.73 EXP 1/18/97 W/STRK PR. $15.00 PER SHR EXABYTE CORP COM STK CALL OPTION 20.00 697.86 0.00 697.86 EXP 5/17/97 W/STRK PR. $15.00 PER SHR EXXON CORP COM STK CALL OPTION 4.00 277.77 0.00 277.77 EXP 10/18/97 W/STK PR $65.00 PER SHR EXXON CORP COM STK CALL OPTION 2.00 165.28 0.00 165.28 EXP 1/17/98 W/STRK PR. $70.00 PER SRH FEDERAL HOME COM STK CALL OPTION 20.00 2,926.90 0.00 2,926.90 EXP 4/18/98 W/STRK PR. $30.00 PER SHR GENERAL MTRS CORP COM STK CALL OPTION 4.00 240.28 0.00 240.28 EXP 9/20/97 W/STRK PR. $60.00 PER SHR GLOBAL MARINE COM STK CALL OPTION 20.00 695.22 0.00 695.22 EXP 4/19/97 W/STRK PR. $20.00 PER SHR GLOBAL MARINE COM STK CALL OPTION 20.00 1,263.17 0.00 1,263.17 EXP 6/21/97 W/STRK PR. $20.00 PER SHR GREEN TREE FIN COM STK CALL OPTION 4.00 365.27 0.00 365.27 EXP 7/19/97 W/STRK PR. $35.00 PER SHR
-297- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- HUMMINGBIRD COM COM STK CALL OPTION 6.00 190.27 0.00 190.27 EXP 7/19/97 W/STRK PR. $35.00 PER SHR IMP INC OCM STK CALL OPTION 60.00 311.92 0.00 311.92 EXP 4/19/97 W/STRK PR. $5.00 PER SHR IMP INC. COMMON STOCK CALL OPTION 20.00 0.00 (380.00) 380.00 EXP 1/18/97 W/STRK PR $5.00 PER SHR IMPERIAL CHEMICAL COM STK CALL OPTION 20.00 1,070.21 0.00 1,070.21 EXP 01/18/97 W/STK PR $55.00 PER SHR INFORMIX CORP COM STK CALL OPTION 8.00 1,556.20 0.00 1,556.20 EXP 5/17/97 W/STRK PR. $7.500 PER SHR INTEGRATED DEVICE COM STK CALL OPTION 20.00 1,171.38 0.00 1,171.38 EXP 11/22/97 W/STRK PR. $12.50 PER SHR INTEL COMMON STK CALL OPTION 2.00 (1,073.73) 0.00 (1,073.73) EXP 10/18/97 W/STK PR $90.00 PER SHR INTEL CORP COM STK CALL OPTION 2.00 285.98 0.00 285.98 EXP 2/22/97 W/STRK PR. $155.00 PER SHR INTEL CORP COM STK CALL OPTION 2.00 177.78 0.00 177.78 EXP 09/20/97 W/STRK PR $105.00 PER SHR INTERNEURON PHARM COM STK CALL OPTION 6.00 635.97 0.00 635.97 EXP 8/16/97 W/STRK PR. $20.00 PER SHR INTERNEURON PHARM COM STK CALL OPTION 6.00 415.27 0.00 415.27 EXP 9/20/97 W/STRK PR. $20.00 PER SHR INTL PAPER CO COM STK CALL OPTION 4.00 352.77 0.00 352.77 EXP 07/20/96 W/STRK PR $45.00 PER SHR IOMEGA COMMON STK CALL OPTION 4.00 329.88 0.00 329.88 EXP 5/17/97 W/STK PR $25.00 PER SHR IOMEGA COMMON STK CALL OPTION 4.00 715.26 0.00 715.26 EXP 11/22/97 W/STK PR $25.00 PER SHR IOMEGA CORP COM STK CALL OPTION 4.00 309.23 0.00 309.23 EXP 8/16/97 W/STRK PR. $25.00 PER SHR IOMEGA CORP COM STK CALL OPTION 20.00 956.10 0.00 956.10 EXP 10/18/97 W/STRK PR. $30.00 PER SHR IOMEGA CORP COM STK CALL OPTION 20.00 945.21 0.00 945.21 EXP 4/19/97 W/STRK PR. $17.50 PER SHR IOMEGA CORP COM STK CALL OPTION 20.00 (218.17) 0.00 (218.17) EXP 5/17/97 W/STRK PR. $17.50 PER SHR
-298- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- IOMEGA CORP COM STK CALL OPTION 20.00 1,206.09 0.00 1,206.09 EXP 6/21/97 W/STRK PR. $17.50 PER SHR IOMEGA CORP COMMON STOCK CALL OPTION 20.00 449.82 0.00 449.82 EXP 5/17/97 W/STRK PR $22.50 PER SHR IOMEGA CORP COMMON STOCK CALL OPTION 5.00 0.00 (250.00) 250.00 EXP 12/21/96 W/STRK PR $25.00 PER SHR IOMEGA CORP COMMON STOCK CALL OPTION 10.00 (1,934.00) (1,375.00) (559.00) EXP 12/21/96 W/STRK PR $22.50 PER SHR IOMEGA CORP. COMMON STOCK CALL OPTION 3.00 57.73 (112.50) 170.23 EXP 2/22/97 W/STRK PR $30.00 PER SHR JLG INDUSTRIES COM STK CALL OPTIOIN 18.00 190.28 0.00 190.28 EXP 7/19/97 W/STRK PR. $15.00 PER SHR JLG INDUSTRIES COM STK CALL OPTION 18.00 302.77 0.00 302.77 EXP 9/20/97 W/STRK PR. $15.00 PER SHR JLG INDUSTRIES COM STK CALL OPTION 6.00 185.98 0.00 185.98 EXP 6/21/97 W/STRK PR. $15.00 PER SHR LM ERICSSON TEL COM STK CALL OPTION 4.00 559.23 0.00 559.23 EXP 7/19/97 W/STRK PR. $35.00 PER SHR LONG STAR STEAKHOUSE COM STK CALL OPT 20.00 700.69 0.00 700.69 EXP 10/18/97 W/STRK PR. $20.00 PER SHR LORAL CORP COM STK CALL OPTION 1.00 73.49 0.00 73.49 EXP 1/17/98 W/STRK PR. $25.00 PER SHR LORAL SPACE COM STK CALL OPTION 6.00 557.48 0.00 557.48 EXP 1/18/97 W/STRK PR. $17.50 PER SHR MEDAPHIS CORP COM STK CALL OPTION 2.00 189.89 0.00 189.89 EXP 3/22/97 W/STRK PR. $12.50 MEDAPHIS CORP COM STK CALL OPTION 12.00 702.22 0.00 702.22 EXP 1/18/97 W/STRK PR. $12.50 PER SHR MEDAPHIS CORP COM STK CALL OPTION 12.00 514.73 0.00 514.73 EXP 2/22/97 W/STRK PR. $12.50 PER SHR MEDICAL RESOURCES COM STK CALL OPTION 70.00 1,445.22 0.00 1,445.22 EXP 3/22/97 W/STRK PR. $12.50 PER SHR MEDICAL RESOURCES COM STK CALL OPTION 70.00 1,669.61 0.00 1,669.61 EXP 7/19/97 W/STRK PR. $15.00 PER SHR MEDPARTNERS COM STK CALL OPTION 4.00 831.97 0.00 831.97 EXP 2/22/97 W/STRK PR. $17.50 PER SHR
-299- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- MICROCOM COM STK CALL OPTION 20.00 210.99 0.00 210.99 EXP 3/22/97 W/STRK PR. $12.50 PER SHR MICROCOM INC COM STK CALL OPTION 20.00 5,778.80 0.00 5,778.80 EXP 4/19/97 W/STRK PR. $10.00 PER SHR MICRON TECH IN COM STK CALL OPTION 4.00 1,062.68 0.00 1,062.68 EXP 7/20/96 W/STRK PR $35.00 PER SH MICRON TECHNOLOGY COMMON STOCK CALL OPT 10.00 (9,362.00) (6,750.00) (2,612.00) EXP 4/19/97 W/STRK PR $30.00 PER SHR MICRON TECHNOLOGY COMMON STOCK CALL OPT 8.00 717.57 (976.00) 1,693.57 EXP 4/19/97 W/STRK PR $40.00 PER SHR NEWMONT MINING COM STK CALL OPTION 1.00 0.00 (13.00) 13.00 EXP 12/21/96 W/STK PR $55.00 PER SHR NIKE INC CL B COM STK CALL OPTION 2.00 202.78 0.00 202.78 EXP 7/19/97 W/STRK PR. $60.00 PER SHR NORTHFIELD LABS COMMON STK CALL OPTION 6.00 407.48 0.00 407.48 EXP 12/21/96 W/STK PR $12.50 PER SHR NOVELL INC COM STK CALL OPTION 8.00 189.55 0.00 189.55 EXP 11/22/97 W/STRK PR. $12.50 PER SHR NOVELL INC COM STK CALL OPTION 10.00 54.74 0.00 54.74 EXP 3/22/97 W/STRK PR. $10.00 PER SHR NOVELL INC COM STK CALL OPTION 8.00 385.15 0.00 385.15 EXP 3/22/97 W/STRK PR. $12.50 PER SHR OAK TECH COM STK CALL OPTION 20.00 215.28 0.00 215.28 EXP 9/20/97 W/STRK PR. $12.50 PER SHR OAK TECH INC COM STK CALL OPTION 20.00 695.22 0.00 695.22 EXP 3/22/97 W/STRK PR. $12.50 PER SHR OAK TECH INC COM STK CALL OPTION 20.00 700.69 0.00 700.69 EXP 8/16/97 W/STRK PR. $12.50 PER SHR OFFICE DEPOT CIN STK CALL OPTION 10.00 588.12 0.00 588.12 EXP 6/21/97 W/STRK PR. $17.50 PER SHR OFFICE DEPOT COMMON STK CALL OPTION 20.00 3,438.20 0.00 3,438.20 EXP 09/20/97 W/STK PR $17.50 PER SHR OFFICE DEPOT INC COM STK CALL OPTION 40.00 4,148.92 0.00 4,148.92 EXP 7/19/97 W/STRK PR. $20.00 PER SHR PHP HEALTHCARE COM STK CALL OPTION 8.00 805.72 0.00 805.72 EXP 5/17/97 W/STRK PR. $15.00 PER SHR
-300- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- PROGRESS SOFTWARE COM STK CALL OPTION 6.00 594.97 0.00 594.97 EXP 2/22/97 W/STRK PR. $20.00 PER SHR PROXIM INC COM STK CALL OPTION 2.00 0.00 (200.00) 200.00 EXP 01/18/97 W/STK PR $22.50 PER SHR SILICON GRAPHICS INC COM STK CALL OPTION 1.00 0.00 (6.00) 6.00 EXP 2/22/97 W/STRK PR $30.00 PER SH SUMMIT TECH COM STK CALL OPTION 14.00 344.23 0.00 344.23 EXP 3/22/97 W/STRK PR. $7.50 PER SHR SYSTEMSOFT CORP COM STK CALL OPTION 2.00 0.00 (50.00) 50.00 EXP 12/21/96 W/STK PR $25.00 PER SHR SYSTEMSOFT CORP COM STK CALL OPTION 6.00 265.28 0.00 265.28 EXP 9/20/97 W/STRK PR. $15.00 PER SHR SYSTEMSOFT CORP COM STK CALL OPTION 6.00 359.02 0.00 359.02 EXP 7/19/97 W/STRK PR. $12.50 PER SHR TANDEM COMPTRS COM STK CALL OPTION 4.00 242.39 0.00 242.39 EXP 7/19/97 W/STRK PR. $15.00 PER SHR THERAGENICS COM STK CALL OPTION 8.00 1,151.76 0.00 1,151.76 EXP 3/22/97 W/STRK PR. $25.00 PER SHR TRACOR INC COM STK CALL OPTION 8.00 685.13 0.00 685.13 EXP 11/22/97 W/STRK PR. $30.00 PER SHR TRANS WORLD AIR COM STK CALL OPTION 20.00 208.75 0.00 208.75 EXP 2/22/97 W/STRK PR. $7.50 PER SHR TRANS WORLD AIR COM STK CALL OPTION 20.00 333.74 0.00 333.74 EXP 5/17/97 W/STRK PR. $7.50 PER SHR TRANS WORLD AIRLINES COM STK CALL OPT 20.00 458.74 0.00 458.74 EXP 9/20/97 W/STRK PR. $7.50 PER SHR UAL CORP COMMON STOCK CAll option 1.00 202.78 0.00 202.78 EXP 12-20-97 W/STRK PR $90.00 PER SHARE US AIRWAYS GRP COM STK CALL OPTION 8.00 435.15 0.00 435.15 EXP 11/22/97 W/STRK PR. $50.00 PER SHR US BIOSCIENCE COM STK CALL OPTION 4.00 377.98 0.00 377.98 EXP 2/22/97 W/STRK PR. $12.50 PER SHR US LONG DIST COM STK CALL OPTION 20.00 458.74 0.00 458.74 EXP 2/22/97 W/STRK PR. $10.00 PER SHR US LONG DIST COM STK CALL OPTION 6.00 423.79 0.00 423.79 EXP 4/19/97 W/STRK PR. $10.00 PER SHR
-301- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- US ROBOTICS COM STK CALL OPTION 10.00 (12,512.25) (13,878.00) 1,365.75 EXP 05/17/97 W/STK PR $60.00 PER SHR US ROBOTICS COM STK CALL OPTION 20.00 3,802.87 0.00 3,802.87 EXP 3/22/97 W/STRK PR. $65.00 PER SHR US ROBOTICS COM STK CALL OPTION 20.00 1,945.03 0.00 1,945.03 EXP 4/19/97 W/STRK PR. $60.00 PER SHR US ROBOTICS COM STK CALL OPTION 12.00 (267.25) 0.00 (267.25) EXP 5/17/97 W/STRK PR. $75.00 PER SHR US ROBOTICS COM STK CALL OPTION 20.00 (6,144.68) 0.00 (6,144.68) EXP 6/21/97 W/STRK PR. $55.00 PER SHR US ROBOTICS COM STK CALL OPTION 2.00 75.04 0.00 75.04 EXP 3/22/97 W/STRK PR. $40.00 PER SHR US ROBOTICS COM STK CALL OPTION 4.00 635.97 0.00 635.97 EXP 6/21/97 W/STRK PR. $65.00 PER SHR USA T-NOTE 6.5% 15/05/1997 (COLL) 3,000,000.00 3,000,000.00 3,054,436.50 (54,436.50) VENTRITEX INC COM STK CALL OPTION 40.00 (18,615.88) (16,000.00) (2,615.88) EXP 02/22/97 W/STK PR $20.00 PER SHR WARNER LAMBERT COM STK CALL OPTION 2.00 515.27 0.00 515.27 EXP 10/18/97 W/STRK PR. $105.00 PER SHR WIRELESS TELECOM GRP COM STK CALL OPT 12.00 1,262.45 0.00 1,262.45 EXP 4/19/97 W/STRK PR. $10.00 PER SHR WORLDCOM INC COM STK CALL OPTION 22.00 563.37 0.00 563.37 EXP 6/21/97 W/STRK PR. $30.00 PER SHR ZITEL CORP COM STK CALL OPTION 10.00 700.81 0.00 700.81 EXP 11/22/97 W/STRK PR. $20.00 PER SHR ZITEL CORP COM STK CALL OPTION 4.00 758.17 0.00 758.17 EXP 1/18/97 W/STRK PR. $30.00 PER SHR ZITEL CORP COM STK CALL OPTION 2.00 142.24 0.00 142.24 EXP 2/22/97 W/STRK PR. $45.00 PER SHR ZITEL CORP COM STK CALL OPTION 4.00 509.23 0.00 509.23 EXP 2/22/97 W/STRK PR. $5.00 PER SHR ZITEL CORP COM STK CALL OPTION 4.00 440.27 0.00 440.27 EXP 6/21/97 W/STRK PR. $15.00 PER SHR ZITEL CORP COM STK CALL OPTION 6.00 (1,366.26) 0.00 (1,366.26) EXP 3/22/97 W/STRK PR. $35.00 PER SHR 1996 DECEMBER MIDCAP FUTURE CME (LONG) 0.00 (72,202.50) 0.00 (72,202.50)
-302- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- 1996 DECEMBER RUSSELL 2000 INDEX FUTURE 0.00 45,260.00 0.00 45,260.00 CME (LONG) 1996 DECEMBER S&P INDEX FUTURE (CME) 0.00 (822,227.20) 0.00 (822,227.20) LONG 1996 DECEMBER 10YR U.S T-NT FUTURE (CBT) 0.00 2,740.50 0.00 2,740.50 LONG 1996 JUNE S+P MIDCAP FUTURE CME (LONG) 0.00 (18,050.00) 0.00 (18,050.00) 1996 SEPTEMBER S+P MIDCAP FUTURE 0.00 (912.86) 0.00 (912.86) CME (LONG) 1996 SEPTEMBER S+P MIDCAP FUTURE 0.00 (27,000.00) 0.00 (27,000.00) CME (SHORT) 1997 DEC S&P MIDCAP INDX FUTURE (LONG) 0.00 (384,555.47) 0.00 (384,555.47) (CME) 1997 DECEMBER S&P INDEX FUTURE (CME) 0.00 1,111,607.14 0.00 1,111,607.14 1997 DECEMBER 10YR T-NT FUTURES (CBT) 0.00 9,761.01 0.00 9,761.01 LONG 1997 JUNE RUSSELL 2000 INDEX FUTURE 0.00 40,800.00 0.00 40,800.00 (CME) LONG 1997 JUNE S&P MIDCAP FUTURE (CME) 0.00 1,218,385.00 0.00 1,218,385.00 LONG 1997 JUNE S&P 500 INDEX FUTURE (CME) 0.00 2,141,027.91 0.00 2,141,027.91 LONG 1997 JUNE TEN YEAR T-NOTE FUTURE (CBT) 0.00 (39,573.64) 0.00 (39,573.64) LONG 1997 MARCH RUSSELL 2000 INDEX (CME) 0.00 (125,440.00) 0.00 (125,440.00) LONG 1997 MARCH S&P INDEX FUTURE (CME) 0.00 2,238,281.87 0.00 2,238,281.87 LONG 1997 MARCH S&P MIDCAP FUTURES (CME) 0.00 361,373.05 0.00 361,373.05 LONG 1997 MARCH 10YR T-NOTE FUTURE (CBT) 0.00 (28,636.14) 0.00 (28,636.14) LONG 1997 SEP S&P MIDCAP 400 INDX FUTURE(CME) 0.00 1,694,471.52 0.00 1,694,471.52 LONG
-303- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REALIZED GAINS AND LOSSES FOR THE PERIOD FROM 11-29-96 TO 11-28-97 ****************************************
SHARES OR ERISA CURRENT VALUE DESCRIPTION OF SECURITIES SOLD PAR VALUE PROCEEDS (LESS) COST (EQUALS) GAIN/LOSS ------------------------------ --------- -------- ---- --------- OTHER - ----- 1997 SEPTEMBER S&P INDEX FUTURE (CME) 0.00 2,264,992.34 0.00 2,264,992.34 LONG 1997 SEPTEMBER 10YR T-NOTE FUTURE (CBT) 0.00 14,011.01 0.00 14,011.01 LONG 1998 MARCH S&P 500 INDEX FUTURES 0.00 (6,787.50) 0.00 (6,787.50) LONG ------------------- ------------------- ------------------ TOTAL OTHER 55,551,343.25 45,897,374.88 9,653,968.37 GRAND TOTAL 2,527,808,401.62 2,858,898,786.55 (331,090,384.93) ================== ================== ================
-304- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 5500 FILING - SUMMARY OF GAINS AND LOSSES *****************************************
UNREALIZED REALIZED TOTAL MARKET VALUE GAIN/LOSS GAIN/LOSS TOTAL GAIN/LOSS ------------------ ---------------- ----------------- ---------------- NON-INTEREST BEARING CASH (2,936,778.05) 59,311.49 32,621.87 91,933.36 RECEIVABLES - INCOME 1,877,911.67 0.00 0.00 0.00 RECEIVABLES - OTHER (44,533,488.67) 35,639.65 (54,452.31) (18,812.66) INTEREST BEARING CASH 130,769,478.65 435,588,101.42 (418,309,101.12) 17,279,000.30 US GOVERNMENT SECURITIES 271,574,367.06 4,220,577.68 (1,987,300.21) 2,233,277.47 CORPORATE DEBT INSTRUMENTS - PREFERRED 8,772,378.97 31,567.24 (2,453.74) 29,113.50 CORPORATE DEBT INSTRUMENTS - OTHER 11,420,725.05 96,819.79 (97,054.31) (234.52) CORPORATE STOCKS - PREFERRED 4,504,507.37 868,470.51 572,853.24 1,441,323.75 CORPORATE STOCKS - COMMON 1,321,905,066.99 195,026,442.56 72,214,619.51 267,241,062.07 PARTNERSHIP/JOINT VENTURE INTERESTS 65,082.50 195,187,448.91 (104.66) 195,187,344.25 INTEREST IN COMMON/COLLECTIVE TRUSTS 479,493,160.05 (0.05) 0.00 (0.05) INTEREST IN REGISTERED INVESTMENT CO. 100,855,666.30 5,616,538.51 6,886,018.43 12,502,556.94 OTHER 1,411,807.34 (99,630,896.59) 9,653,968.37 (89,976,928.22) PAYABLES - EXPENSES (242,699.51) 0.00 0.00 0.00 ------------------ ---------------- ----------------- ---------------- ACCOUNT TOTALS 2,284,937,185.72 737,100,021.12 (331,090,384.93) 406,009,636.19 ================== ================ ================= ================
-305- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 07-21-97 1,666.00 1.00 07-21-97 174,586.22 1.00 07-21-97 211,837.25 1.00 07-21-97 287,488.00 1.00 07-21-97 304,034.98 1.00 07-21-97 418,401.41 1.00 07-21-97 530,432.70 1.00 07-21-97 638,778.92 1.00 07-21-97 897,201.08 1.00 07-21-97 1,127,682.99 1.00 07-21-97 1,299,776.91 1.00 07-21-97 1,507,459.50 1.00 07-22-97 0.01 1.00 07-22-97 0.43 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 1.00 1.00 07-22-97 2.00 1.00 07-22-97 2.00 1.00 07-22-97 5.00 1.00 07-22-97 8.00 1.00 07-22-97 21,979.18 1.00 07-22-97 48,498.10 1.00 07-22-97 130,981.73 1.00 07-22-97 568,968.47 1.00 07-22-97 685,582.97 1.00 07-22-97 735,879.37 1.00 07-22-97 2,409,424.26 1.00 07-22-97 4,354,017.11 1.00 07-23-97 1.00 1.00 07-23-97 1.00 1.00 07-23-97 1.00 1.00 07-23-97 1.00 1.00 07-23-97 1.00 1.00 07-23-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -364- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 07-23-97 1.00 1.00 07-23-97 2.00 1.00 07-23-97 2.00 1.00 07-23-97 2.00 1.00 07-23-97 2.00 1.00 07-23-97 5.00 1.00 07-23-97 21,896.41 1.00 07-23-97 23,716.38 1.00 07-23-97 35,217.53 1.00 07-23-97 40,916.42 1.00 07-23-97 44,890.50 1.00 07-23-97 91,447.53 1.00 07-23-97 106,056.02 1.00 07-23-97 220,263.31 1.00 07-23-97 1,051,984.15 1.00 07-23-97 2,760,872.41 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 1.00 1.00 07-24-97 2.00 1.00 07-24-97 2.00 1.00 07-24-97 2.00 1.00 07-24-97 3.00 1.00 07-24-97 136,942.85 1.00 07-24-97 151,395.98 1.00 07-24-97 1,170,393.46 1.00 07-24-97 1,284,086.85 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -365- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 07-25-97 1.00 1.00 07-25-97 1.00 1.00 07-25-97 2.00 1.00 07-25-97 2.00 1.00 07-25-97 3.00 1.00 07-25-97 7.00 1.00 07-25-97 36,606.45 1.00 07-25-97 116,109.46 1.00 07-25-97 142,022.99 1.00 07-25-97 200,870.72 1.00 07-25-97 343,681.11 1.00 07-25-97 727,643.79 1.00 07-25-97 804,187.60 1.00 07-25-97 1,111,127.04 1.00 07-28-97 0.54 1.00 07-28-97 50,897.24 1.00 07-28-97 89,155.04 1.00 07-28-97 107,242.74 1.00 07-28-97 261,359.82 1.00 07-28-97 585,538.30 1.00 07-28-97 679,731.25 1.00 07-28-97 709,133.08 1.00 07-28-97 1,328,597.46 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 1.00 1.00 07-29-97 2.00 1.00 07-29-97 2.00 1.00 07-29-97 2.00 1.00 07-29-97 3.00 1.00 07-29-97 7.00 1.00 07-29-97 1,427.27 1.00 07-29-97 10,807.96 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -366- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 07-29-97 16,848.08 1.00 07-29-97 244,757.40 1.00 07-29-97 297,904.42 1.00 07-29-97 925,281.65 1.00 07-29-97 2,548,575.96 1.00 07-29-97 2,816,146.18 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 1.00 1.00 07-30-97 2.00 1.00 07-30-97 2.00 1.00 07-30-97 2.00 1.00 07-30-97 2.00 1.00 07-30-97 3.00 1.00 07-30-97 7.00 1.00 07-30-97 13,920.00 1.00 07-30-97 112,938.24 1.00 07-30-97 221,053.18 1.00 07-30-97 551,228.85 1.00 07-30-97 626,193.42 1.00 07-30-97 1,170,268.54 1.00 07-30-97 1,184,362.59 1.00 07-30-97 2,583,150.85 1.00 07-30-97 2,824,267.71 1.00 07-31-97 1.00 1.00 07-31-97 1.00 1.00 07-31-97 1.00 1.00 07-31-97 1.00 1.00 07-31-97 1.00 1.00 07-31-97 2.00 1.00 07-31-97 2.00 1.00 07-31-97 2.00 1.00 07-31-97 2.00 1.00 07-31-97 794.50 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -367- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 07-31-97 5,039.28 1.00 07-31-97 54,343.82 1.00 07-31-97 94,714.01 1.00 07-31-97 534,113.57 1.00 07-31-97 596,405.86 1.00 07-31-97 620,422.93 1.00 07-31-97 780,976.22 1.00 08-01-97 17.10 1.00 08-01-97 174.92 1.00 08-01-97 448.77 1.00 08-01-97 678.05 1.00 08-01-97 771.25 1.00 08-01-97 945.50 1.00 08-01-97 1,095.74 1.00 08-01-97 16,420.00 1.00 08-01-97 25,093.75 1.00 08-01-97 102,660.47 1.00 08-01-97 164,451.17 1.00 08-01-97 172,634.07 1.00 08-01-97 227,231.97 1.00 08-01-97 431,508.98 1.00 08-01-97 597,333.82 1.00 08-01-97 789,685.21 1.00 08-01-97 946,306.42 1.00 08-04-97 0.08 1.00 08-04-97 0.58 1.00 08-04-97 1,817.72 1.00 08-04-97 6,000.00 1.00 08-04-97 289,729.93 1.00 08-04-97 439,767.24 1.00 08-04-97 972,550.56 1.00 08-04-97 1,030,401.01 1.00 08-04-97 1,179,626.55 1.00 08-04-97 1,417,660.23 1.00 08-04-97 1,518,291.20 1.00 08-05-97 0.05 1.00 08-05-97 1.00 1.00 08-05-97 1.53 1.00 08-05-97 2.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -368- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-05-97 2.05 1.00 08-05-97 3.12 1.00 08-05-97 3.63 1.00 08-05-97 5.14 1.00 08-05-97 8.11 1.00 08-05-97 15.42 1.00 08-05-97 19.82 1.00 08-05-97 70.34 1.00 08-05-97 85.71 1.00 08-05-97 93.80 1.00 08-05-97 139.91 1.00 08-05-97 224.15 1.00 08-05-97 239.57 1.00 08-05-97 1,375.26 1.00 08-05-97 5,185.69 1.00 08-05-97 9,785.71 1.00 08-05-97 11,655.22 1.00 08-05-97 14,241.27 1.00 08-05-97 41,090.06 1.00 08-05-97 197,606.11 1.00 08-05-97 266,175.90 1.00 08-05-97 1,044,234.31 1.00 08-05-97 1,372,144.17 1.00 08-05-97 1,745,481.36 1.00 08-06-97 0.29 1.00 08-06-97 2.00 1.00 08-06-97 2.00 1.00 08-06-97 2.00 1.00 08-06-97 2.00 1.00 08-06-97 4,097.33 1.00 08-06-97 21,309.08 1.00 08-06-97 49,652.84 1.00 08-06-97 270,227.54 1.00 08-06-97 322,287.41 1.00 08-06-97 448,268.90 1.00 08-06-97 619,271.01 1.00 08-06-97 709,717.49 1.00 08-06-97 751,102.18 1.00 08-06-97 761,085.57 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -369- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 1.00 1.00 08-07-97 2.00 1.00 08-07-97 2.00 1.00 08-07-97 4.00 1.00 08-07-97 6.00 1.00 08-07-97 228.57 1.00 08-07-97 99,941.99 1.00 08-07-97 139,989.11 1.00 08-07-97 232,371.32 1.00 08-08-97 1.00 1.00 08-08-97 1.00 1.00 08-08-97 1.00 1.00 08-08-97 1.00 1.00 08-08-97 2.00 1.00 08-08-97 2.00 1.00 08-08-97 2.00 1.00 08-08-97 3.00 1.00 08-08-97 6.00 1.00 08-08-97 596.66 1.00 08-08-97 1,696.53 1.00 08-08-97 6,728.54 1.00 08-08-97 22,743.24 1.00 08-08-97 36,677.88 1.00 08-08-97 39,498.75 1.00 08-08-97 65,086.13 1.00 08-08-97 309,949.70 1.00 08-08-97 1,831,248.34 1.00 08-11-97 13,111.26 1.00 08-11-97 16,957.64 1.00 08-11-97 44,859.47 1.00 08-11-97 91,341.48 1.00 08-11-97 119,576.03 1.00 08-11-97 200,901.83 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -370- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-11-97 327,664.71 1.00 08-11-97 438,472.67 1.00 08-11-97 1,995,868.28 1.00 08-12-97 1.00 1.00 08-12-97 2.00 1.00 08-12-97 2.00 1.00 08-12-97 2.00 1.00 08-12-97 2.00 1.00 08-12-97 3.00 1.00 08-12-97 6.00 1.00 08-12-97 9.50 1.00 08-12-97 21.18 1.00 08-12-97 152.74 1.00 08-12-97 5,424.44 1.00 08-12-97 7,078.80 1.00 08-12-97 50,000.00 1.00 08-12-97 99,747.33 1.00 08-12-97 235,635.51 1.00 08-12-97 374,782.15 1.00 08-12-97 772,277.18 1.00 08-12-97 920,177.05 1.00 08-13-97 1.00 1.00 08-13-97 1.00 1.00 08-13-97 1.00 1.00 08-13-97 1.00 1.00 08-13-97 1.00 1.00 08-13-97 1.00 1.00 08-13-97 2.00 1.00 08-13-97 2.00 1.00 08-13-97 1,130.10 1.00 08-13-97 17,234.09 1.00 08-13-97 36,033.74 1.00 08-13-97 219,190.83 1.00 08-13-97 247,341.19 1.00 08-13-97 291,585.07 1.00 08-13-97 1,511,976.91 1.00 08-14-97 1.00 1.00 08-14-97 1.00 1.00 08-14-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -371- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-14-97 1.00 1.00 08-14-97 2.00 1.00 08-14-97 2.00 1.00 08-14-97 18,978.85 1.00 08-14-97 27,110.91 1.00 08-14-97 95,454.58 1.00 08-14-97 177,273.48 1.00 08-14-97 183,887.60 1.00 08-14-97 499,241.73 1.00 08-14-97 625,393.79 1.00 08-14-97 1,252,068.48 1.00 08-14-97 2,278,328.42 1.00 08-15-97 1.00 1.00 08-15-97 1.00 1.00 08-15-97 1.00 1.00 08-15-97 2.00 1.00 08-15-97 2.00 1.00 08-15-97 750.00 1.00 08-15-97 6,080.00 1.00 08-15-97 11,812.50 1.00 08-15-97 20,625.00 1.00 08-15-97 26,835.78 1.00 08-15-97 76,812.50 1.00 08-15-97 116,744.00 1.00 08-15-97 240,822.29 1.00 08-15-97 308,611.91 1.00 08-15-97 485,963.38 1.00 08-15-97 562,030.43 1.00 08-15-97 968,089.89 1.00 08-15-97 2,131,447.84 1.00 08-15-97 2,188,785.12 1.00 08-18-97 0.01 1.00 08-18-97 0.66 1.00 08-18-97 122.04 1.00 08-18-97 612.21 1.00 08-18-97 6,080.05 1.00 08-18-97 13,064.81 1.00 08-18-97 220,689.52 1.00 08-18-97 475,863.45 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -372- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-18-97 511,323.49 1.00 08-18-97 516,019.46 1.00 08-18-97 838,233.89 1.00 08-18-97 8,380,636.71 1.00 08-19-97 1.00 1.00 08-19-97 1.00 1.00 08-19-97 1.00 1.00 08-19-97 1.00 1.00 08-19-97 1.00 1.00 08-19-97 2.00 1.00 08-19-97 3.00 1.00 08-19-97 3.00 1.00 08-19-97 8,347.50 1.00 08-19-97 78,162.84 1.00 08-19-97 229,930.29 1.00 08-19-97 613,554.27 1.00 08-19-97 1,036,718.69 1.00 08-19-97 3,388,210.06 1.00 08-19-97 3,615,144.40 1.00 08-20-97 1.00 1.00 08-20-97 1.00 1.00 08-20-97 1.00 1.00 08-20-97 1.00 1.00 08-20-97 1.00 1.00 08-20-97 2.00 1.00 08-20-97 3.00 1.00 08-20-97 6,285.83 1.00 08-20-97 7,938.00 1.00 08-20-97 228,445.05 1.00 08-20-97 256,033.62 1.00 08-20-97 292,989.60 1.00 08-20-97 1,349,936.35 1.00 08-20-97 3,484,517.40 1.00 08-21-97 1.00 1.00 08-21-97 1.00 1.00 08-21-97 1.00 1.00 08-21-97 1.00 1.00 08-21-97 2.00 1.00 08-21-97 3.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -373- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-21-97 3.00 1.00 08-21-97 93,501.00 1.00 08-21-97 176,937.19 1.00 08-21-97 191,723.14 1.00 08-21-97 205,371.11 1.00 08-21-97 330,219.63 1.00 08-21-97 886,579.16 1.00 08-21-97 1,450,581.36 1.00 08-21-97 1,806,012.71 1.00 08-21-97 3,182,376.73 1.00 08-22-97 1.00 1.00 08-22-97 1.00 1.00 08-22-97 1.00 1.00 08-22-97 1.00 1.00 08-22-97 1.00 1.00 08-22-97 2.00 1.00 08-22-97 3.00 1.00 08-22-97 11.50 1.00 08-22-97 114,415.73 1.00 08-22-97 154,477.20 1.00 08-22-97 399,120.71 1.00 08-22-97 492,612.26 1.00 08-22-97 1,281,114.73 1.00 08-22-97 1,389,945.04 1.00 08-25-97 5,210.43 1.00 08-25-97 5,250.00 1.00 08-25-97 16,703.63 1.00 08-25-97 23,025.22 1.00 08-25-97 98,185.21 1.00 08-25-97 246,133.56 1.00 08-25-97 331,438.73 1.00 08-25-97 348,433.54 1.00 08-25-97 929,504.80 1.00 08-25-97 975,178.61 1.00 08-25-97 1,465,936.91 1.00 08-26-97 1.00 1.00 08-26-97 1.00 1.00 08-26-97 1.00 1.00 08-26-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -374- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-26-97 1.00 1.00 08-26-97 2.00 1.00 08-26-97 4.00 1.00 08-26-97 45,163.33 1.00 08-26-97 145,342.28 1.00 08-26-97 252,268.67 1.00 08-26-97 492,051.91 1.00 08-26-97 1,030,757.37 1.00 08-26-97 1,241,469.60 1.00 08-26-97 2,636,740.43 1.00 08-27-97 1.00 1.00 08-27-97 1.00 1.00 08-27-97 1.00 1.00 08-27-97 1.00 1.00 08-27-97 1.00 1.00 08-27-97 2.00 1.00 08-27-97 3.00 1.00 08-27-97 5.00 1.00 08-27-97 706,073.33 1.00 08-27-97 2,375,266.27 1.00 08-28-97 1.00 1.00 08-28-97 1.00 1.00 08-28-97 1.00 1.00 08-28-97 1.00 1.00 08-28-97 1.00 1.00 08-28-97 2.00 1.00 08-28-97 3.00 1.00 08-28-97 4.00 1.00 08-28-97 3,550.99 1.00 08-28-97 316,675.27 1.00 08-28-97 331,811.26 1.00 08-28-97 341,515.05 1.00 08-28-97 787,868.33 1.00 08-28-97 1,198,951.91 1.00 08-28-97 1,267,850.73 1.00 08-29-97 1.00 1.00 08-29-97 1.00 1.00 08-29-97 1.00 1.00 08-29-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -375- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 08-29-97 1.00 1.00 08-29-97 2.00 1.00 08-29-97 2.00 1.00 08-29-97 3.00 1.00 08-29-97 4.00 1.00 08-29-97 22,200.00 1.00 08-29-97 83,256.42 1.00 08-29-97 240,006.07 1.00 08-29-97 253,467.09 1.00 08-29-97 278,300.90 1.00 08-29-97 350,306.39 1.00 08-29-97 1,539,168.09 1.00 09-02-97 35.45 1.00 09-02-97 208.87 1.00 09-02-97 212.72 1.00 09-02-97 257.80 1.00 09-02-97 266.70 1.00 09-02-97 298.96 1.00 09-02-97 369.03 1.00 09-02-97 372.88 1.00 09-02-97 388.73 1.00 09-02-97 1,004.10 1.00 09-02-97 9,240.47 1.00 09-02-97 57,105.00 1.00 09-02-97 72,022.95 1.00 09-02-97 93,574.77 1.00 09-02-97 130,628.96 1.00 09-02-97 210,772.83 1.00 09-02-97 215,113.67 1.00 09-02-97 231,816.77 1.00 09-02-97 234,016.43 1.00 09-03-97 1.00 1.00 09-03-97 1.00 1.00 09-03-97 5.00 1.00 09-03-97 8.02 1.00 09-03-97 22.85 1.00 09-03-97 33.22 1.00 09-03-97 44.26 1.00 09-03-97 76.61 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -376- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-03-97 121.17 1.00 09-03-97 13,890.50 1.00 09-03-97 48,711.39 1.00 09-03-97 50,026.63 1.00 09-03-97 361,559.12 1.00 09-03-97 425,258.22 1.00 09-03-97 494,570.48 1.00 09-03-97 649,143.62 1.00 09-03-97 3,152,858.18 1.00 09-03-97 4,468,423.71 1.00 09-04-97 0.02 1.00 09-04-97 0.03 1.00 09-04-97 0.37 1.00 09-04-97 0.57 1.00 09-04-97 0.86 1.00 09-04-97 2.16 1.00 09-04-97 2.88 1.00 09-04-97 3.33 1.00 09-04-97 5.20 1.00 09-04-97 6.31 1.00 09-04-97 7.94 1.00 09-04-97 9.33 1.00 09-04-97 16.87 1.00 09-04-97 23.35 1.00 09-04-97 87.54 1.00 09-04-97 144.28 1.00 09-04-97 209.49 1.00 09-04-97 280.85 1.00 09-04-97 9,622.63 1.00 09-04-97 14,529.33 1.00 09-04-97 23,893.76 1.00 09-04-97 130,802.51 1.00 09-04-97 135,046.71 1.00 09-04-97 148,065.72 1.00 09-04-97 172,195.49 1.00 09-04-97 263,691.89 1.00 09-04-97 609,067.06 1.00 09-05-97 1.00 1.00 09-05-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -377- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-05-97 1.00 1.00 09-05-97 2.00 1.00 09-05-97 5.00 1.00 09-05-97 39.00 1.00 09-05-97 58.00 1.00 09-05-97 4,586.20 1.00 09-05-97 28,967.56 1.00 09-05-97 38,839.73 1.00 09-05-97 42,345.29 1.00 09-05-97 58,236.78 1.00 09-05-97 212,454.84 1.00 09-05-97 547,778.76 1.00 09-05-97 913,372.50 1.00 09-08-97 2,728.00 1.00 09-08-97 11,315.94 1.00 09-08-97 12,644.97 1.00 09-08-97 80,804.87 1.00 09-08-97 102,397.54 1.00 09-08-97 136,573.61 1.00 09-08-97 197,523.49 1.00 09-08-97 222,675.96 1.00 09-08-97 256,061.13 1.00 09-08-97 381,076.57 1.00 09-08-97 484,651.20 1.00 09-08-97 699,427.32 1.00 09-09-97 0.71 1.00 09-09-97 1.00 1.00 09-09-97 1.00 1.00 09-09-97 1.00 1.00 09-09-97 2.00 1.00 09-09-97 2.00 1.00 09-09-97 5.00 1.00 09-09-97 68,339.62 1.00 09-09-97 273,330.76 1.00 09-09-97 292,000.31 1.00 09-09-97 450,685.50 1.00 09-09-97 551,257.20 1.00 09-09-97 3,140,849.06 1.00 09-10-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -378- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-10-97 1.00 1.00 09-10-97 1.00 1.00 09-10-97 1.00 1.00 09-10-97 2.00 1.00 09-10-97 5.00 1.00 09-10-97 20,017.50 1.00 09-10-97 26,435.84 1.00 09-10-97 57,139.00 1.00 09-10-97 63,981.81 1.00 09-10-97 72,782.32 1.00 09-10-97 194,256.84 1.00 09-10-97 197,030.60 1.00 09-10-97 278,054.23 1.00 09-10-97 313,906.74 1.00 09-10-97 653,694.54 1.00 09-10-97 1,778,767.18 1.00 09-11-97 1.00 1.00 09-11-97 1.00 1.00 09-11-97 1.00 1.00 09-11-97 1.00 1.00 09-11-97 2.00 1.00 09-11-97 5.00 1.00 09-11-97 7,592.79 1.00 09-11-97 24,150.00 1.00 09-11-97 49,430.85 1.00 09-11-97 230,817.30 1.00 09-11-97 235,642.22 1.00 09-11-97 1,086,866.28 1.00 09-12-97 1.00 1.00 09-12-97 1.00 1.00 09-12-97 1.00 1.00 09-12-97 1.00 1.00 09-12-97 2.00 1.00 09-12-97 5.00 1.00 09-12-97 481.99 1.00 09-12-97 20,205.00 1.00 09-12-97 247,472.77 1.00 09-12-97 280,378.27 1.00 09-12-97 520,584.69 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -379- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-15-97 1,189.11 1.00 09-15-97 7,363.00 1.00 09-15-97 9,414.54 1.00 09-15-97 29,899.29 1.00 09-15-97 45,805.00 1.00 09-15-97 155,977.44 1.00 09-15-97 177,598.83 1.00 09-15-97 179,239.75 1.00 09-15-97 252,862.43 1.00 09-15-97 388,056.16 1.00 09-15-97 413,753.18 1.00 09-15-97 418,772.90 1.00 09-15-97 685,867.78 1.00 09-15-97 1,576,372.57 1.00 09-15-97 3,022,919.35 1.00 09-16-97 1.00 1.00 09-16-97 1.00 1.00 09-16-97 1.00 1.00 09-16-97 1.00 1.00 09-16-97 1.00 1.00 09-16-97 2.00 1.00 09-16-97 5.00 1.00 09-16-97 67,638.39 1.00 09-16-97 80,350.23 1.00 09-16-97 223,312.90 1.00 09-16-97 845,835.32 1.00 09-16-97 2,198,811.37 1.00 09-17-97 1.00 1.00 09-17-97 1.00 1.00 09-17-97 52.42 1.00 09-17-97 104.88 1.00 09-17-97 220.02 1.00 09-17-97 366.96 1.00 09-17-97 830.94 1.00 09-17-97 19,461.71 1.00 09-17-97 29,280.06 1.00 09-17-97 42,280.82 1.00 09-17-97 69,604.07 1.00 09-17-97 122,036.56 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -380- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-17-97 147,119.52 1.00 09-17-97 283,201.76 1.00 09-17-97 322,296.56 1.00 09-17-97 412,436.40 1.00 09-17-97 937,691.36 1.00 09-17-97 1,007,393.99 1.00 09-17-97 3,322,700.54 1.00 09-18-97 0.36 1.00 09-18-97 1.00 1.00 09-18-97 1.00 1.00 09-18-97 1.00 1.00 09-18-97 1.00 1.00 09-18-97 2.00 1.00 09-18-97 2.00 1.00 09-18-97 5.00 1.00 09-18-97 14,671.80 1.00 09-18-97 75,836.83 1.00 09-18-97 162,603.14 1.00 09-18-97 388,040.30 1.00 09-18-97 904,112.59 1.00 09-18-97 1,286,634.80 1.00 09-19-97 1.00 1.00 09-19-97 1.00 1.00 09-19-97 1.00 1.00 09-19-97 1.00 1.00 09-19-97 1.00 1.00 09-19-97 2.00 1.00 09-19-97 2.00 1.00 09-19-97 5.00 1.00 09-19-97 60.47 1.00 09-19-97 811.03 1.00 09-19-97 2,894.44 1.00 09-19-97 15,800.00 1.00 09-19-97 114,227.07 1.00 09-19-97 205,631.83 1.00 09-19-97 395,458.14 1.00 09-22-97 0.47 1.00 09-22-97 212,817.54 1.00 09-22-97 297,147.32 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -381- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-22-97 351,696.07 1.00 09-22-97 412,191.33 1.00 09-22-97 741,909.78 1.00 09-22-97 906,174.27 1.00 09-22-97 1,077,983.64 1.00 09-22-97 1,416,231.73 1.00 09-22-97 4,063,937.68 1.00 09-23-97 1.00 1.00 09-23-97 1.00 1.00 09-23-97 1.00 1.00 09-23-97 1.00 1.00 09-23-97 2.00 1.00 09-23-97 2.00 1.00 09-23-97 4.00 1.00 09-23-97 4.00 1.00 09-23-97 5.00 1.00 09-23-97 118.32 1.00 09-23-97 15,349.25 1.00 09-23-97 176,425.09 1.00 09-23-97 195,893.35 1.00 09-23-97 206,565.96 1.00 09-23-97 256,163.52 1.00 09-23-97 358,884.59 1.00 09-23-97 459,274.75 1.00 09-23-97 560,203.76 1.00 09-23-97 613,463.44 1.00 09-23-97 1,177,286.89 1.00 09-23-97 1,590,622.53 1.00 09-24-97 1.00 1.00 09-24-97 2.00 1.00 09-24-97 2.00 1.00 09-24-97 4.00 1.00 09-24-97 5.00 1.00 09-24-97 12,781.27 1.00 09-24-97 27,980.21 1.00 09-24-97 82,650.12 1.00 09-24-97 195,976.79 1.00 09-24-97 508,548.10 1.00 09-24-97 547,488.29 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -382- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-24-97 563,166.14 1.00 09-24-97 1,537,082.14 1.00 09-25-97 1.00 1.00 09-25-97 1.00 1.00 09-25-97 1.00 1.00 09-25-97 2.00 1.00 09-25-97 2.00 1.00 09-25-97 4.00 1.00 09-25-97 5.00 1.00 09-25-97 62,514.09 1.00 09-25-97 111,154.50 1.00 09-25-97 249,114.58 1.00 09-25-97 302,725.69 1.00 09-25-97 362,889.49 1.00 09-25-97 481,952.30 1.00 09-25-97 619,679.51 1.00 09-25-97 795,454.15 1.00 09-25-97 946,335.80 1.00 09-25-97 1,541,119.89 1.00 09-26-97 1.00 1.00 09-26-97 1.00 1.00 09-26-97 1.00 1.00 09-26-97 2.00 1.00 09-26-97 2.00 1.00 09-26-97 4.00 1.00 09-26-97 6.00 1.00 09-26-97 9,916.20 1.00 09-26-97 19,314.63 1.00 09-26-97 33,066.45 1.00 09-26-97 507,381.40 1.00 09-26-97 945,638.96 1.00 09-26-97 1,143,858.26 1.00 09-26-97 1,208,033.48 1.00 09-26-97 12,862,317.52 1.00 09-29-97 2,621.83 1.00 09-29-97 57,528.08 1.00 09-29-97 72,932.48 1.00 09-29-97 88,721.71 1.00 09-29-97 136,090.60 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -383- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 09-29-97 401,190.05 1.00 09-29-97 1,357,613.36 1.00 09-29-97 1,616,972.24 1.00 09-30-97 1.00 1.00 09-30-97 1.00 1.00 09-30-97 2.00 1.00 09-30-97 2.00 1.00 09-30-97 5.00 1.00 09-30-97 124.74 1.00 09-30-97 5,521.88 1.00 09-30-97 11,412.00 1.00 09-30-97 146,912.08 1.00 09-30-97 193,692.31 1.00 09-30-97 444,370.41 1.00 09-30-97 460,628.15 1.00 09-30-97 1,041,939.14 1.00 09-30-97 2,516,469.28 1.00 10-01-97 139.18 1.00 10-01-97 216.90 1.00 10-01-97 245.77 1.00 10-01-97 246.11 1.00 10-01-97 251.92 1.00 10-01-97 389.02 1.00 10-01-97 409.15 1.00 10-01-97 516.00 1.00 10-01-97 568.65 1.00 10-01-97 646.24 1.00 10-01-97 814.76 1.00 10-01-97 875.96 1.00 10-01-97 1,020.76 1.00 10-01-97 1,059.46 1.00 10-01-97 1,223.56 1.00 10-01-97 63,656.07 1.00 10-01-97 657,224.27 1.00 10-02-97 1.00 1.00 10-02-97 1.00 1.00 10-02-97 1.00 1.00 10-02-97 2.00 1.00 10-02-97 2.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -384- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-02-97 6.00 1.00 10-02-97 8.00 1.00 10-02-97 3,577.37 1.00 10-02-97 15,490.53 1.00 10-02-97 46,888.34 1.00 10-02-97 77,815.76 1.00 10-02-97 680,926.30 1.00 10-02-97 7,004,393.24 1.00 10-02-97 10,397,854.53 1.00 10-03-97 0.14 1.00 10-03-97 1.00 1.00 10-03-97 1.00 1.00 10-03-97 1.59 1.00 10-03-97 1.77 1.00 10-03-97 2.00 1.00 10-03-97 4.71 1.00 10-03-97 5.00 1.00 10-03-97 13.30 1.00 10-03-97 15.80 1.00 10-03-97 48.31 1.00 10-03-97 99.87 1.00 10-03-97 118.84 1.00 10-03-97 214.25 1.00 10-03-97 215.59 1.00 10-03-97 266.30 1.00 10-03-97 10,701.46 1.00 10-03-97 30,239.13 1.00 10-03-97 37,502.98 1.00 10-03-97 41,733.24 1.00 10-03-97 80,864.51 1.00 10-03-97 89,979.94 1.00 10-03-97 620,474.04 1.00 10-03-97 817,274.01 1.00 10-03-97 2,682,659.16 1.00 10-06-97 0.10 1.00 10-06-97 0.51 1.00 10-06-97 90.00 1.00 10-06-97 149,552.29 1.00 10-06-97 152,646.65 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -385- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-06-97 539,236.56 1.00 10-06-97 9,102,353.59 1.00 10-07-97 1.00 1.00 10-07-97 1.00 1.00 10-07-97 2.00 1.00 10-07-97 2.00 1.00 10-07-97 2.00 1.00 10-07-97 3.00 1.00 10-07-97 6.00 1.00 10-07-97 9.00 1.00 10-07-97 1,490.00 1.00 10-07-97 30,293.79 1.00 10-07-97 133,451.70 1.00 10-07-97 151,520.15 1.00 10-07-97 163,379.29 1.00 10-07-97 178,683.97 1.00 10-07-97 206,171.87 1.00 10-07-97 213,640.89 1.00 10-07-97 390,885.81 1.00 10-07-97 3,147,839.84 1.00 10-08-97 1.00 1.00 10-08-97 1.00 1.00 10-08-97 2.00 1.00 10-08-97 2.00 1.00 10-08-97 3.00 1.00 10-08-97 5.00 1.00 10-08-97 9.00 1.00 10-08-97 10,484.85 1.00 10-08-97 55,690.97 1.00 10-08-97 82,320.15 1.00 10-08-97 97,588.80 1.00 10-08-97 107,672.56 1.00 10-08-97 205,633.89 1.00 10-08-97 675,811.14 1.00 10-08-97 1,216,978.70 1.00 10-09-97 1.00 1.00 10-09-97 1.00 1.00 10-09-97 2.00 1.00 10-09-97 2.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -386- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-09-97 5.00 1.00 10-09-97 5.00 1.00 10-09-97 9.00 1.00 10-09-97 315.21 1.00 10-09-97 25,327.70 1.00 10-09-97 50,000.00 1.00 10-09-97 56,154.41 1.00 10-09-97 313,378.80 1.00 10-09-97 564,605.40 1.00 10-09-97 6,147,127.61 1.00 10-10-97 1.00 1.00 10-10-97 1.00 1.00 10-10-97 1.00 1.00 10-10-97 1.00 1.00 10-10-97 3.00 1.00 10-10-97 5.00 1.00 10-10-97 5.00 1.00 10-10-97 9.00 1.00 10-10-97 10.00 1.00 10-10-97 2,226.54 1.00 10-10-97 13,091.75 1.00 10-10-97 14,646.44 1.00 10-10-97 25,924.48 1.00 10-10-97 139,721.94 1.00 10-10-97 254,767.91 1.00 10-10-97 866,785.47 1.00 10-10-97 1,189,757.78 1.00 10-10-97 1,520,619.04 1.00 10-10-97 2,205,636.90 1.00 10-14-97 52.44 1.00 10-14-97 637.29 1.00 10-14-97 47,985.77 1.00 10-14-97 81,659.86 1.00 10-14-97 421,102.75 1.00 10-14-97 485,942.59 1.00 10-14-97 513,010.93 1.00 10-15-97 0.65 1.00 10-15-97 1.00 1.00 10-15-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -387- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-15-97 1.00 1.00 10-15-97 2.00 1.00 10-15-97 5.00 1.00 10-15-97 10.00 1.00 10-15-97 3,162.50 1.00 10-15-97 6,495.88 1.00 10-15-97 27,833.19 1.00 10-15-97 42,147.59 1.00 10-15-97 84,108.52 1.00 10-15-97 107,541.44 1.00 10-15-97 280,340.93 1.00 10-15-97 699,693.22 1.00 10-15-97 896,891.04 1.00 10-15-97 1,169,609.87 1.00 10-15-97 3,394,070.74 1.00 10-16-97 0.02 1.00 10-16-97 0.46 1.00 10-16-97 1.00 1.00 10-16-97 13.09 1.00 10-16-97 57.56 1.00 10-16-97 94.35 1.00 10-16-97 178.59 1.00 10-16-97 752.22 1.00 10-16-97 163,161.16 1.00 10-16-97 350,877.99 1.00 10-16-97 431,316.09 1.00 10-16-97 1,040,552.29 1.00 10-16-97 1,730,840.25 1.00 10-17-97 1.00 1.00 10-17-97 1.00 1.00 10-17-97 1.00 1.00 10-17-97 1.00 1.00 10-17-97 2.00 1.00 10-17-97 5.00 1.00 10-17-97 7.00 1.00 10-17-97 10.00 1.00 10-17-97 2,046.15 1.00 10-17-97 7,545.00 1.00 10-17-97 211,533.18 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -388- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-17-97 416,254.06 1.00 10-17-97 854,846.59 1.00 10-17-97 3,331,599.69 1.00 10-17-97 3,427,594.42 1.00 10-20-97 7,686.00 1.00 10-20-97 71,637.42 1.00 10-20-97 145,716.79 1.00 10-20-97 211,585.52 1.00 10-20-97 418,954.76 1.00 10-20-97 1,401,119.24 1.00 10-20-97 1,816,589.01 1.00 10-20-97 2,382,063.39 1.00 10-21-97 1.00 1.00 10-21-97 1.00 1.00 10-21-97 1.00 1.00 10-21-97 2.00 1.00 10-21-97 3.00 1.00 10-21-97 6.00 1.00 10-21-97 7.00 1.00 10-21-97 11.00 1.00 10-21-97 664.51 1.00 10-21-97 10,000.00 1.00 10-21-97 131,644.03 1.00 10-21-97 139,489.96 1.00 10-21-97 341,879.06 1.00 10-21-97 538,647.12 1.00 10-21-97 574,858.26 1.00 10-21-97 601,638.18 1.00 10-21-97 797,379.20 1.00 10-21-97 6,506,237.52 1.00 10-22-97 1.00 1.00 10-22-97 1.00 1.00 10-22-97 1.00 1.00 10-22-97 1.00 1.00 10-22-97 2.00 1.00 10-22-97 3.00 1.00 10-22-97 6.00 1.00 10-22-97 7.00 1.00 10-22-97 22.47 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -389- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-22-97 10,427.47 1.00 10-22-97 111,835.36 1.00 10-22-97 165,403.24 1.00 10-22-97 316,772.37 1.00 10-22-97 434,302.02 1.00 10-22-97 700,265.82 1.00 10-22-97 1,214,946.54 1.00 10-23-97 1.00 1.00 10-23-97 1.00 1.00 10-23-97 1.00 1.00 10-23-97 1.00 1.00 10-23-97 2.00 1.00 10-23-97 3.00 1.00 10-23-97 6.00 1.00 10-23-97 7.00 1.00 10-23-97 4,534.52 1.00 10-23-97 7,453.99 1.00 10-23-97 8,772.63 1.00 10-23-97 14,619.20 1.00 10-23-97 114,329.00 1.00 10-23-97 462,214.16 1.00 10-23-97 754,489.25 1.00 10-23-97 3,105,989.57 1.00 10-23-97 8,255,471.96 1.00 10-24-97 1.00 1.00 10-24-97 1.00 1.00 10-24-97 1.00 1.00 10-24-97 1.00 1.00 10-24-97 2.00 1.00 10-24-97 3.00 1.00 10-24-97 6.00 1.00 10-24-97 7.00 1.00 10-24-97 65,381.94 1.00 10-24-97 67,991.86 1.00 10-24-97 68,204.50 1.00 10-24-97 176,049.43 1.00 10-24-97 453,534.15 1.00 10-24-97 654,415.59 1.00 10-24-97 693,208.36 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -390- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-24-97 1,338,810.92 1.00 10-24-97 1,344,894.00 1.00 10-24-97 1,364,621.55 1.00 10-27-97 113,389.66 1.00 10-27-97 152,803.71 1.00 10-27-97 245,038.91 1.00 10-27-97 341,528.14 1.00 10-27-97 462,965.83 1.00 10-27-97 543,796.99 1.00 10-27-97 614,811.79 1.00 10-27-97 1,326,910.99 1.00 10-27-97 1,350,523.91 1.00 10-28-97 0.22 1.00 10-28-97 0.34 1.00 10-28-97 0.43 1.00 10-28-97 0.83 1.00 10-28-97 3,445.60 1.00 10-28-97 26,766.30 1.00 10-28-97 52,962.75 1.00 10-28-97 56,198.68 1.00 10-28-97 225,493.36 1.00 10-28-97 280,219.55 1.00 10-28-97 633,519.63 1.00 10-28-97 1,188,505.18 1.00 10-28-97 2,486,849.41 1.00 10-29-97 1.00 1.00 10-29-97 1.00 1.00 10-29-97 1.00 1.00 10-29-97 2.00 1.00 10-29-97 3.00 1.00 10-29-97 6.00 1.00 10-29-97 7.00 1.00 10-29-97 2,752.00 1.00 10-29-97 10,000.00 1.00 10-29-97 24,284.70 1.00 10-29-97 116,996.10 1.00 10-29-97 472,057.22 1.00 10-29-97 2,298,716.36 1.00 10-29-97 2,560,264.69 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -391- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 10-29-97 2,739,003.35 1.00 10-29-97 3,558,617.23 1.00 10-29-97 4,318,495.59 1.00 10-29-97 5,599,396.35 1.00 10-30-97 1.00 1.00 10-30-97 1.00 1.00 10-30-97 1.00 1.00 10-30-97 1.00 1.00 10-30-97 3.00 1.00 10-30-97 6.00 1.00 10-30-97 18,856.63 1.00 10-30-97 57,966.58 1.00 10-30-97 89,643.79 1.00 10-30-97 292,697.46 1.00 10-30-97 394,552.01 1.00 10-30-97 879,956.53 1.00 10-30-97 1,026,608.86 1.00 10-30-97 2,766,744.77 1.00 10-31-97 0.78 1.00 10-31-97 1.00 1.00 10-31-97 1.00 1.00 10-31-97 1.00 1.00 10-31-97 1.00 1.00 10-31-97 2.00 1.00 10-31-97 3.00 1.00 10-31-97 5.00 1.00 10-31-97 6.00 1.00 10-31-97 7.00 1.00 10-31-97 639,655.84 1.00 10-31-97 771,253.38 1.00 10-31-97 981,693.04 1.00 10-31-97 1,133,711.92 1.00 10-31-97 1,441,583.75 1.00 10-31-97 1,812,065.62 1.00 10-31-97 4,521,803.92 1.00 11-03-97 0.64 1.00 11-03-97 42.43 1.00 11-03-97 215.57 1.00 11-03-97 286.56 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -392- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 11-03-97 314.45 1.00 11-03-97 321.01 1.00 11-03-97 414.17 1.00 11-03-97 886.27 1.00 11-03-97 1,041.37 1.00 11-03-97 14,921.74 1.00 11-03-97 79,436.20 1.00 11-03-97 147,678.65 1.00 11-03-97 160,995.68 1.00 11-03-97 336,125.93 1.00 11-03-97 385,903.08 1.00 11-03-97 1,475,661.62 1.00 11-03-97 1,589,670.73 1.00 11-03-97 2,323,428.87 1.00 11-04-97 1.00 1.00 11-04-97 1.00 1.00 11-04-97 1.00 1.00 11-04-97 1.00 1.00 11-04-97 1.00 1.00 11-04-97 2.00 1.00 11-04-97 3.00 1.00 11-04-97 5.00 1.00 11-04-97 6.00 1.00 11-04-97 8.00 1.00 11-04-97 3,235.74 1.00 11-04-97 5,288.82 1.00 11-04-97 10,000.00 1.00 11-04-97 646,142.42 1.00 11-04-97 815,386.67 1.00 11-04-97 1,308,031.89 1.00 11-04-97 1,535,062.97 1.00 11-04-97 1,979,708.57 1.00 11-04-97 3,431,320.29 1.00 11-05-97 0.96 1.00 11-05-97 0.97 1.00 11-05-97 1.00 1.00 11-05-97 1.81 1.00 11-05-97 2.10 1.00 11-05-97 3.26 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -393- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 11-05-97 5.96 1.00 11-05-97 7.99 1.00 11-05-97 11.42 1.00 11-05-97 16.33 1.00 11-05-97 16.44 1.00 11-05-97 21.16 1.00 11-05-97 50.67 1.00 11-05-97 58.85 1.00 11-05-97 148.06 1.00 11-05-97 177.89 1.00 11-05-97 413.01 1.00 11-05-97 444.51 1.00 11-05-97 13,202.54 1.00 11-05-97 21,875.66 1.00 11-05-97 67,140.52 1.00 11-05-97 90,308.96 1.00 11-05-97 476,618.97 1.00 11-05-97 481,557.34 1.00 11-05-97 562,326.71 1.00 11-05-97 629,255.99 1.00 11-06-97 1.00 1.00 11-06-97 1.00 1.00 11-06-97 1.00 1.00 11-06-97 1.00 1.00 11-06-97 1.00 1.00 11-06-97 3.00 1.00 11-06-97 5.00 1.00 11-06-97 6.00 1.00 11-06-97 8.00 1.00 11-06-97 8,721.61 1.00 11-06-97 33,302.12 1.00 11-06-97 193,588.94 1.00 11-06-97 350,869.82 1.00 11-07-97 1.00 1.00 11-07-97 1.00 1.00 11-07-97 1.00 1.00 11-07-97 1.00 1.00 11-07-97 1.00 1.00 11-07-97 3.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -394- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 11-07-97 5.00 1.00 11-07-97 6.00 1.00 11-07-97 8.00 1.00 11-07-97 2,041.85 1.00 11-07-97 8,137.50 1.00 11-07-97 94,043.99 1.00 11-07-97 100,000.00 1.00 11-07-97 189,365.53 1.00 11-07-97 326,265.12 1.00 11-07-97 495,279.62 1.00 11-07-97 709,748.47 1.00 11-10-97 3,339.87 1.00 11-10-97 24,314.91 1.00 11-10-97 26,230.89 1.00 11-10-97 67,186.95 1.00 11-10-97 107,721.37 1.00 11-10-97 184,828.11 1.00 11-10-97 212,228.71 1.00 11-10-97 890,504.18 1.00 11-10-97 2,008,616.64 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 1.00 1.00 11-12-97 3.00 1.00 11-12-97 5.00 1.00 11-12-97 8.00 1.00 11-12-97 3,785.27 1.00 11-12-97 16,743.75 1.00 11-12-97 17,522.50 1.00 11-12-97 59,837.62 1.00 11-12-97 88,255.61 1.00 11-12-97 99,977.00 1.00 11-12-97 280,211.34 1.00 11-12-97 524,432.66 1.00 11-13-97 1.00 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -395- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 11-13-97 1.00 1.00 11-13-97 1.00 1.00 11-13-97 1.00 1.00 11-13-97 3.00 1.00 11-13-97 6.00 1.00 11-13-97 8.00 1.00 11-13-97 179.99 1.00 11-13-97 13,249.77 1.00 11-13-97 24,048.86 1.00 11-13-97 40,850.05 1.00 11-13-97 49,785.97 1.00 11-13-97 220,039.97 1.00 11-13-97 426,663.70 1.00 11-13-97 480,605.86 1.00 11-13-97 577,553.07 1.00 11-13-97 710,265.84 1.00 11-13-97 939,988.26 1.00 11-13-97 1,119,115.89 1.00 11-13-97 1,381,787.67 1.00 11-13-97 1,493,895.29 1.00 11-14-97 1.00 1.00 11-14-97 1.00 1.00 11-14-97 3.00 1.00 11-14-97 6.00 1.00 11-14-97 873.86 1.00 11-14-97 1,272.13 1.00 11-14-97 7,777.85 1.00 11-14-97 43,661.56 1.00 11-14-97 169,356.41 1.00 11-14-97 204,985.79 1.00 11-14-97 231,144.36 1.00 11-14-97 293,069.76 1.00 11-14-97 351,380.39 1.00 11-14-97 409,207.74 1.00 11-14-97 444,388.01 1.00 11-14-97 499,928.99 1.00 11-14-97 1,104,887.48 1.00 11-17-97 0.73 1.00 11-17-97 719.05 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -396- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 11-17-97 1,042.96 1.00 11-17-97 1,582.27 1.00 11-17-97 18,487.89 1.00 11-17-97 27,162.16 1.00 11-17-97 29,960.56 1.00 11-17-97 49,355.81 1.00 11-17-97 142,907.72 1.00 11-17-97 294,295.28 1.00 11-17-97 298,294.16 1.00 11-17-97 358,965.88 1.00 11-17-97 441,917.90 1.00 11-28-97 1,059,472.12 1.00 943,342,377.42 DECREASES IN 2393 TRANS 943,342,377.42 943,342,377.42 0.00 DATE SHARES/PAR PRICE - ------- -------------- ------- 12-03-96 535,246.48 1.00 12-11-96 423,135.33 1.00 12-27-96 814.37 1.00 12-27-96 4,445.96 1.00 12-27-96 5,243.87 1.00 12-27-96 8,127.25 1.00 12-27-96 16,143.34 1.00 12-27-96 35,115.62 1.00 12-27-96 69,721.42 1.00 12-27-96 152,240.87 1.00 12-27-96 219,879.25 1.00 12-27-96 363,777.51 1.00 12-27-96 960,071.93 1.00 12-27-96 1,195,249.10 1.00 12-27-96 1,380,590.56 1.00 12-27-96 1,430,123.52 1.00 12-27-96 1,628,025.81 1.00 12-27-96 4,661,670.33 1.00 12-27-96 5,338,816.29 1.00 12-27-96 9,255,275.30 1.00 12-30-96 0.19 1.00 12-30-96 2.17 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -397- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 12-30-96 4.82 1.00 12-30-96 10.68 1.00 12-30-96 10.73 1.00 12-30-96 15.77 1.00 12-30-96 17.38 1.00 12-30-96 18.38 1.00 12-30-96 21.41 1.00 12-30-96 34.51 1.00 12-30-96 65.96 1.00 12-30-96 81.35 1.00 12-30-96 86.14 1.00 12-30-96 104.44 1.00 12-30-96 118.74 1.00 12-30-96 225.85 1.00 12-30-96 308.03 1.00 12-30-96 1,793.50 1.00 12-30-96 4,832.87 1.00 12-30-96 6,889.47 1.00 12-30-96 38,272.56 1.00 12-30-96 44,493.62 1.00 12-30-96 116,445.97 1.00 12-30-96 296,415.32 1.00 12-30-96 456,049.46 1.00 12-30-96 872,884.77 1.00 12-30-96 2,227,127.54 1.00 12-30-96 3,344,592.83 1.00 12-31-96 445.61 1.00 12-31-96 590.32 1.00 12-31-96 41,995.86 1.00 12-31-96 46,763.90 1.00 12-31-96 172,089.21 1.00 12-31-96 245,531.08 1.00 12-31-96 421,568.45 1.00 12-31-96 694,401.31 1.00 12-31-96 904,789.52 1.00 12-31-96 1,461,279.18 1.00 01-27-97 0.03 1.00 01-27-97 0.47 1.00 01-27-97 0.57 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -398- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 01-27-97 1.32 1.00 01-27-97 1.53 1.00 01-27-97 2.06 1.00 01-27-97 2.09 1.00 01-27-97 7.94 1.00 01-27-97 155.17 1.00 01-27-97 172.31 1.00 01-27-97 695.29 1.00 01-27-97 27,815.94 1.00 01-27-97 193,189.05 1.00 01-27-97 390,379.63 1.00 01-27-97 601,575.52 1.00 01-27-97 1,089,149.19 1.00 01-27-97 2,764,300.99 1.00 01-27-97 3,924,433.11 1.00 01-28-97 1,784.73 1.00 01-28-97 1,990.08 1.00 01-28-97 25,250.66 1.00 01-28-97 78,277.50 1.00 01-28-97 149,202.78 1.00 01-28-97 164,450.54 1.00 01-28-97 241,358.68 1.00 01-28-97 325,342.24 1.00 01-28-97 342,022.30 1.00 01-28-97 344,900.13 1.00 01-28-97 440,784.63 1.00 01-28-97 2,080,800.73 1.00 01-29-97 48,985.86 1.00 01-29-97 146,215.68 1.00 01-29-97 830,083.00 1.00 01-29-97 999,834.87 1.00 01-30-97 3.17 1.00 01-30-97 2,644.80 1.00 01-30-97 10,589.56 1.00 01-30-97 23,193.56 1.00 01-30-97 260,516.06 1.00 01-30-97 514,457.30 1.00 01-30-97 542,080.87 1.00 01-30-97 561,103.48 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -399- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 01-30-97 1,035,501.89 1.00 01-30-97 2,667,202.91 1.00 01-31-97 0.30 1.00 01-31-97 27.20 1.00 01-31-97 15,590.27 1.00 01-31-97 132,405.74 1.00 01-31-97 147,256.65 1.00 01-31-97 161,306.42 1.00 01-31-97 284,542.53 1.00 02-27-97 0.55 1.00 02-27-97 1.77 1.00 02-27-97 14.56 1.00 02-27-97 1,563.34 1.00 02-27-97 1,648.24 1.00 02-27-97 214,293.72 1.00 02-27-97 217,000.88 1.00 02-27-97 682,154.82 1.00 02-27-97 852,845.09 1.00 02-27-97 1,458,673.60 1.00 02-27-97 1,850,283.02 1.00 02-27-97 8,705,724.78 1.00 02-28-97 23.36 1.00 02-28-97 76,278.50 1.00 02-28-97 80,263.66 1.00 02-28-97 147,673.55 1.00 02-28-97 344,335.43 1.00 02-28-97 347,411.33 1.00 02-28-97 820,584.77 1.00 02-28-97 1,165,846.52 1.00 03-03-97 0.02 1.00 03-03-97 3.05 1.00 03-03-97 3.21 1.00 03-03-97 3.53 1.00 03-03-97 4.23 1.00 03-03-97 4.39 1.00 03-03-97 5.87 1.00 03-03-97 11.57 1.00 03-03-97 20.34 1.00 03-03-97 31.54 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -400- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-03-97 68.93 1.00 03-03-97 355.31 1.00 03-03-97 40,338.14 1.00 03-03-97 67,816.27 1.00 03-03-97 112,953.46 1.00 03-03-97 166,984.40 1.00 03-03-97 227,184.57 1.00 03-03-97 492,242.88 1.00 03-03-97 1,328,699.95 1.00 03-04-97 0.05 1.00 03-04-97 11,759.00 1.00 03-04-97 22,911.32 1.00 03-04-97 58,839.14 1.00 03-04-97 76,076.67 1.00 03-04-97 90,612.53 1.00 03-04-97 180,653.75 1.00 03-04-97 246,374.73 1.00 03-04-97 284,019.85 1.00 03-04-97 373,709.35 1.00 03-04-97 535,698.61 1.00 03-04-97 858,540.88 1.00 03-05-97 26,038.03 1.00 03-05-97 82,103.58 1.00 03-05-97 178,156.41 1.00 03-05-97 184,048.85 1.00 03-05-97 478,009.75 1.00 03-05-97 904,879.61 1.00 03-05-97 1,209,594.52 1.00 03-05-97 2,210,558.26 1.00 03-06-97 0.05 1.00 03-06-97 2.04 1.00 03-06-97 7.87 1.00 03-06-97 207,568.73 1.00 03-06-97 314,089.93 1.00 03-06-97 409,333.87 1.00 03-06-97 1,127,494.72 1.00 03-07-97 103,473.36 1.00 03-07-97 116,492.12 1.00 03-07-97 138,501.18 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -401- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-07-97 335,518.50 1.00 03-07-97 1,229,899.88 1.00 03-07-97 8,814,703.32 1.00 03-10-97 0.63 1.00 03-10-97 3.42 1.00 03-10-97 4.02 1.00 03-10-97 4.06 1.00 03-10-97 8.60 1.00 03-10-97 11.08 1.00 03-10-97 24.47 1.00 03-10-97 25.43 1.00 03-10-97 32.06 1.00 03-10-97 34.07 1.00 03-10-97 37.28 1.00 03-10-97 39.78 1.00 03-10-97 64.37 1.00 03-10-97 77.83 1.00 03-10-97 199.83 1.00 03-10-97 377.13 1.00 03-10-97 554.88 1.00 03-10-97 624.18 1.00 03-10-97 667.21 1.00 03-10-97 976.57 1.00 03-10-97 211,716.04 1.00 03-10-97 241,566.80 1.00 03-10-97 413,484.92 1.00 03-10-97 511,011.01 1.00 03-10-97 1,173,702.38 1.00 03-10-97 1,738,290.01 1.00 03-11-97 0.36 1.00 03-11-97 185.12 1.00 03-11-97 16,724.44 1.00 03-11-97 83,645.60 1.00 03-11-97 109,820.73 1.00 03-11-97 140,547.20 1.00 03-11-97 142,393.19 1.00 03-11-97 152,793.06 1.00 03-11-97 326,243.12 1.00 03-11-97 486,695.26 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -402- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-11-97 2,203,670.18 1.00 03-12-97 0.21 1.00 03-12-97 0.43 1.00 03-12-97 161,545.00 1.00 03-12-97 193,500.30 1.00 03-12-97 255,055.05 1.00 03-12-97 363,348.18 1.00 03-12-97 368,207.76 1.00 03-12-97 782,927.01 1.00 03-13-97 2.00 1.00 03-13-97 49,535.35 1.00 03-13-97 65,728.84 1.00 03-13-97 68,305.73 1.00 03-13-97 218,632.60 1.00 03-13-97 2,051,349.01 1.00 03-14-97 34,512.02 1.00 03-14-97 35,636.56 1.00 03-14-97 106,212.42 1.00 03-14-97 185,050.24 1.00 03-14-97 1,309,386.47 1.00 03-14-97 8,236,364.38 1.00 03-17-97 0.38 1.00 03-17-97 3.59 1.00 03-17-97 3.76 1.00 03-17-97 4.05 1.00 03-17-97 4.07 1.00 03-17-97 4.40 1.00 03-17-97 5.55 1.00 03-17-97 20.52 1.00 03-17-97 33.95 1.00 03-17-97 64.31 1.00 03-17-97 77.76 1.00 03-17-97 96.77 1.00 03-17-97 208.44 1.00 03-17-97 377.40 1.00 03-17-97 555.20 1.00 03-17-97 624.65 1.00 03-17-97 653.60 1.00 03-17-97 977.27 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -403- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-17-97 73,948.63 1.00 03-17-97 94,710.45 1.00 03-17-97 141,709.67 1.00 03-17-97 368,990.01 1.00 03-17-97 703,474.58 1.00 03-17-97 1,150,353.25 1.00 03-17-97 1,394,428.37 1.00 03-18-97 0.30 1.00 03-18-97 0.74 1.00 03-18-97 13,895.05 1.00 03-18-97 15,520.69 1.00 03-18-97 18,321.31 1.00 03-18-97 31,536.22 1.00 03-18-97 188,961.67 1.00 03-18-97 317,298.28 1.00 03-18-97 370,881.91 1.00 03-18-97 396,795.49 1.00 03-18-97 491,410.40 1.00 03-18-97 784,616.12 1.00 03-19-97 8,614.10 1.00 03-19-97 64,258.63 1.00 03-19-97 117,223.45 1.00 03-19-97 131,827.03 1.00 03-19-97 197,633.18 1.00 03-19-97 797,489.68 1.00 03-19-97 3,566,289.12 1.00 03-20-97 6.48 1.00 03-20-97 1,809.28 1.00 03-20-97 22,967.50 1.00 03-20-97 64,405.45 1.00 03-20-97 113,812.47 1.00 03-20-97 141,313.00 1.00 03-20-97 614,549.17 1.00 03-20-97 755,515.54 1.00 03-20-97 1,350,751.35 1.00 03-20-97 11,297,781.84 1.00 03-21-97 21,895.51 1.00 03-21-97 101,011.20 1.00 03-21-97 150,329.40 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -404- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-21-97 167,115.95 1.00 03-21-97 218,267.36 1.00 03-21-97 294,018.50 1.00 03-21-97 735,687.33 1.00 03-21-97 1,330,980.72 1.00 03-24-97 0.36 1.00 03-24-97 0.85 1.00 03-24-97 1.95 1.00 03-24-97 2.48 1.00 03-24-97 3.02 1.00 03-24-97 3.24 1.00 03-24-97 3.55 1.00 03-24-97 5.52 1.00 03-24-97 32.62 1.00 03-24-97 33.41 1.00 03-24-97 43.49 1.00 03-24-97 63.62 1.00 03-24-97 76.74 1.00 03-24-97 375.93 1.00 03-24-97 552.47 1.00 03-24-97 635.16 1.00 03-24-97 654.12 1.00 03-24-97 975.07 1.00 03-24-97 5,754.31 1.00 03-24-97 86,708.81 1.00 03-24-97 124,201.32 1.00 03-24-97 203,399.94 1.00 03-24-97 212,008.73 1.00 03-24-97 382,330.12 1.00 03-24-97 479,470.77 1.00 03-24-97 530,979.65 1.00 03-24-97 793,481.10 1.00 03-24-97 997,704.03 1.00 03-24-97 1,573,895.67 1.00 03-24-97 5,339,099.43 1.00 03-25-97 69,339.68 1.00 03-25-97 145,543.38 1.00 03-26-97 0.48 1.00 03-26-97 0.63 1.00
NOTE: TRANSACTIONS ARE BASED ON THE 11-29-96 VALUE (EXCLUDING ACCRUALS AND PENDING TRANSACTIONS) OF $1,937,211,661.01. -405- 00-01666 PLAN TRUST - SUPERCONSOLIDATED NOVEMBER 28, 1997 SCHEDULE OF REPORTABLE 5% TRANSACTIONS - ITEM 27D 11-29-96 THROUGH 11-28-97 **************************************
EXPENSES INCURRED CURRENT VALUE PURCHASE SELLING LEASE WITH COST OF OF ASSET ON NET GAIN DESCRIPTION OF ASSET PRICE PRICE RENTAL TRANSACTION ASSET TRANSACTION DATE OR (LOSS) -------------------- ------ ------ ------ ----------- ----- ---------------- -------- ($) ($) ($) ($) ($) ($) ($) SERIES OF TRANSACTIONS BY ISSUE IN EXCESS OF 5% - ITEM 27D-C ------------------------------------------------------------ 03-26-97 1.06 1.00 03-26-97 1.93 1.00 03-26-97 1.95 1.00 03-26-97 1.99 1.00 03-26-97 2.19 1.00 03-26-97 3.05 1.00 03-26-97 4.71 1.00 03-26-97 11.15 1.00 03-26-97 19.50 1.00 03-26-97 23.81 1.00 03-26-97 24.90 1.00 03-26-9